Yakira Capital Management, Inc.
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 14, 2025), Yakira Capital Management, Inc. reported 120 stock positions worth $244.7 million. Its top holding was Hadron Energy (HDRN) at 7.3% of the portfolio, followed by Hess (HES, 4.0%) and Championx (CHX, 3.9%). Compared with Q4 2024, it opened 40 new positions, sold out of 47, added to 17 and reduced 17. The biggest buy was a new position in Hadron Energy (HDRN) and the biggest sale an exit from GIGCAPITAL7 (GIGGU).
- Most Recent 13F
- Q2 2026
- Location
- Westport, CT
- CIK
- 0001584639
- Portfolio Value
- $244.7M (Q1 2025)
- SEC Filing
- 0001420506-25-001067 ↗ filed May 14, 2025
Holdings Value
Holdings 120 stocks · $244.7M
| HDRN Hadron Energy Inc. filed as GIGCAPITAL7 CORP | 7.29% | 1,753,100 | $17.8M | New |
| HES Hess Corp. | 4.01% | 61,416 | $9.8M | No change |
| CHX Championx Corp. | 3.86% | 317,330 | $9.5M | Add +45.4% |
| K Kellanova | 3.60% | 106,708 | $8.8M | Add +12.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.19% | 13,950 | $7.8M | Reduce -22.5% |
| ESGR Enstar Group Ltd. | 2.96% | 21,830 | $7.3M | No change |
| ENFN Enfusion Inc. Class A | 2.52% | 553,058 | $6.2M | New |
| PPLI People Inc. filed as IAC INC | 2.42% | 128,734 | $5.9M | Reduce -5.8% |
| JFR Nuveen Floating Rate Income | 2.17% | 625,691 | $5.3M | New |
| ITCI Intra-Cellular Therapies Inc. | 2.11% | 39,129 | $5.2M | New |
| LGF.B Lions Gate Entertainment-B | 2.08% | 642,379 | $5.1M | Add +107.5% |
| XJQCX Nuveen Credit Strategies Inc. | 2.04% | 930,000 | $5.0M | New |
| CLM Cornerstone Strategic Invest | 2.01% | 662,760 | $4.9M | Add +1839.4% |
| RFAIU RF Acquisition Corp. II | 1.96% | 459,866 | $4.8M | No change |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) filed as NEW MTN FIN CORP | 1.86% | 4,500,000 | $4.6M | No change |
| JNPR Juniper Networks Inc. | 1.86% | 125,607 | $4.5M | Reduce -7.4% |
| AGS Playags Inc. | 1.86% | 375,219 | $4.5M | Add +46.0% |
| ZTR Virtus Total Return Fund Inc. | 1.66% | 679,184 | $4.1M | Reduce -42.6% |
| LPBB Launch Two Acquisition Class A | 1.65% | 400,000 | $4.0M | No change |
| ML Moneylion Inc. | 1.55% | 43,736 | $3.8M | Add +150.0% |
| FNA Paragon 28 Inc. | 1.55% | 289,667 | $3.8M | New |
| CLRCF Climaterock Class A | 1.42% | 285,819 | $3.5M | No change |
| SRG Seritage Growth Prop- A | 1.37% | 1,038,021 | $3.4M | Add +2.9% |
| FSHPU Flag Ship Acquisition Corp. | 1.34% | 313,955 | $3.3M | No change |
| BMEZ BlackRock HLTH Sci TRM TR II | 1.34% | 219,316 | $3.3M | Add +1968.4% |
| EVRI Everi Holdings Inc. | 1.24% | 222,566 | $3.0M | New |
| CCRN Cross Country Healthcare Inc. | 1.22% | 200,105 | $3.0M | Add +258.8% |
| X United States Steel Corp. | 1.22% | 70,453 | $3.0M | Reduce -17.6% |
| DYCQ DT Cloud Acquisition Corp. | 1.21% | 275,000 | $3.0M | New |
| SBT Sterling Bancorp Inc. | 1.11% | 560,283 | $2.7M | New |
| TGI Triumph Group Inc. | 1.09% | 105,045 | $2.7M | New |
| CRF Cornerstone Total Return | 1.08% | 368,799 | $2.6M | New |
| JWN Nordstrom Inc. | 1.07% | 107,524 | $2.6M | New |
| HEES H&E Equipment Services Inc. | 1.07% | 27,700 | $2.6M | New |
| KVACF Keen Vision Acquisition Corp. | 1.07% | 232,800 | $2.6M | No change |
| AFBI Affinity Bancshares Inc. | 1.02% | 141,222 | $2.5M | Reduce -1.8% |
| SRDX Surmodics Inc. | 1.01% | 81,113 | $2.5M | Add +14.1% |
| DESP Despegar.com Corp. | 1.00% | 130,373 | $2.4M | New |
| PDCO Patterson Cos Inc. | 0.97% | 76,138 | $2.4M | New |
| PTVE Pactiv Evergreen Inc. | 0.87% | 118,279 | $2.1M | Reduce -0.5% |
| LBRDA Liberty Broadband-A | 0.87% | 25,048 | $2.1M | New |
| FYBR Frontier Communications Pare | 0.85% | 57,700 | $2.1M | Add +494.9% |
| IBAC Ib Acquisition Corp. | 0.84% | 200,000 | $2.1M | No change |
| VACHU Voyager Acquisition Corp. | 0.84% | 200,000 | $2.0M | No change |
| FBMS First Bancshares Inc. | 0.81% | 58,935 | $2.0M | Add +58.6% |
| PLYA Playa Hotels & Resorts NV | 0.78% | 142,522 | $1.9M | New |
| WBA Walgreens Boots Alliance Inc. | 0.77% | 168,400 | $1.9M | New |
| ALE Allete Inc. | 0.72% | 26,876 | $1.8M | Add +83.2% |
| EQC Equity Commonwealth | 0.67% | 1,017,195 | $1.6M | Add +18.4% |
| EMCGF Embrace Change Acquisition C | 0.66% | 135,000 | $1.6M | No change |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.66% | 153,706 | $1.6M | No change |
| CEPO Cantor Equity Partners I-A | 0.63% | 150,000 | $1.5M | New |
| JACS Jackson Acquisition Co. Class A | 0.62% | 150,000 | $1.5M | No change |
| OAKU Oak Woods Acquisition Corp. Class A | 0.57% | 120,000 | $1.4M | No change |
| EBTC Enterprise Bancorp Inc. | 0.48% | 29,999 | $1.2M | No change |
| WMPN William Penn Bancorp | 0.48% | 106,642 | $1.2M | Reduce -7.4% |
| BUJA Bukit Jalil Global Acquisiti | 0.46% | 100,000 | $1.1M | No change |
| BECN Beacon Roofing Supply Inc. | 0.45% | 9,000 | $1.1M | New |
| ACCD Accolade Inc. | 0.44% | 153,656 | $1.1M | New |
| JVSA Jvspac Acquisition Corp. Class A | 0.44% | 100,000 | $1.1M | No change |
| SIMAU Sim Acquisition Corp. I | 0.42% | 99,999 | $1.0M | No change |
| LPAAU Launch One Acquisition Corp. | 0.42% | 100,000 | $1.0M | No change |
| BKHAU Black Hawk Acquisition Corp. | 0.39% | 89,984 | $959K | No change |
| FFNW First Financial Northwest | 0.39% | 41,867 | $949K | New |
| SASR Sandy Spring Bancorp Inc. | 0.38% | 33,166 | $927K | New |
| IPG Interpublic Group of Cos Inc. | 0.37% | 33,000 | $896K | New |
| BTX BlackRock Tech & Priv Eqty | 0.36% | 141,018 | $883K | Add +781.4% |
| RITHM PPTY TR INC | 0.33% | 279,692 | $803K | No change |
| CPRI Capri Holdings Ltd. | 0.33% | 40,500 | $799K | New |
| AMED Amedisys Inc. | 0.33% | 8,595 | $796K | No change |
| EURKU Eureka Acquisition Corp. | 0.32% | 75,000 | $785K | No change |
| TBNK Territorial Bancorp Inc. | 0.32% | 93,694 | $785K | Reduce -0.3% |
| HFRO Highland Opport & Income | 0.32% | 149,435 | $777K | Reduce -26.8% |
| SHMD Schmid Group NV | 0.31% | 193,406 | $766K | No change |
| ESSA Essa Bancorp Inc. | 0.30% | 39,006 | $735K | New |
| SSBK Southern States Bancshares | 0.29% | 20,000 | $715K | New |
| BRDG Bridge Investment Grp HDS-A | 0.28% | 72,709 | $697K | New |
| AEF Abrdn Emerging Markets Ex CH | 0.27% | 133,913 | $664K | New |
| VPV Invesco Pa Val Muni Inc. | 0.25% | 59,968 | $611K | No change |
| TDACU Translational Development Ac | 0.25% | 60,000 | $608K | No change |
| LEGT.U Legato Merger Corp. III | 0.21% | 50,000 | $525K | No change |
| TONT.U Graf Global Corp. | 0.21% | 50,000 | $513K | No change |
| INBX Inhibrx Biosciences Inc. | 0.21% | 36,195 | $506K | No change |
| BERY Berry Global Group Inc. | 0.21% | 7,194 | $502K | New |
| CKPT Checkpoint Therapeutics Inc. | 0.20% | 122,200 | $494K | New |
| IVAC Intevac Inc. | 0.20% | 122,243 | $489K | Add +449.6% |
| DNB Dun & Bradstreet Holdings Inc. | 0.19% | 52,661 | $471K | New |
| KODK Eastman Kodak Co. | 0.19% | 73,084 | $462K | Add +46.2% |
| XJEQX Abrdn Japan Equity Fund Inc. | 0.19% | 69,707 | $453K | New |
| LNSR Lensar Inc. | 0.18% | 32,000 | $452K | New |
| LGTY Logility Supply Chain Soluti | 0.17% | 30,000 | $428K | New |
| BABA Alibaba Group Holding-SP ADR | 0.16% | 2,975 | $393K | No change |
| AITR AI Transportation Acquisitio | 0.16% | 35,000 | $384K | No change |
| CII BlackRock Enhan LRG Cap Core | 0.15% | 20,500 | $379K | Reduce -27.0% |
| CMRX Chimerix Inc. | 0.14% | 40,000 | $340K | Reduce -61.4% |
| MX Magnachip Semiconductor Corp. | 0.14% | 98,700 | $339K | No change |
| BLCO Bausch + Lomb Corp. | 0.14% | 23,334 | $338K | No change |
| HAYMAKER ACQUISITION CORP 4 | 0.13% | 30,000 | $330K | No change |
| AGRO Adecoagro SA | 0.13% | 29,322 | $328K | New |
| SWZ Total Return Securities Fund | 0.11% | 30,105 | $278K | New |
| UYSCU Uy Scuti Acquisition Corp. | 0.10% | 25,000 | $251K | New |
| PARAA Paramount Global Class B | 0.10% | 20,400 | $244K | Reduce -83.8% |
| FORL Four Leaf Acquisition Cor-A | 0.10% | 21,486 | $243K | No change |
| XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER BERMAN REAL ESTATE | 0.10% | 72,286 | $239K | New |
| SIRI Sirius XM Holdings Inc. | 0.09% | 10,285 | $232K | Reduce -50.0% |
| XRSFX Rivernorth Capital & Income | 0.08% | 13,054 | $198K | Reduce -10.9% |
| SCYX Scynexis Inc. | 0.07% | 189,802 | $181K | No change |
| BOOM DMC Global Inc. | 0.07% | 19,700 | $166K | No change |
| FTF Franklin Ltd. Dur Inc. TR | 0.06% | 23,203 | $150K | Reduce -68.2% |
| TBPH Theravance Biopharma Inc. | 0.06% | 15,122 | $135K | No change |
| SLRN Acelyrin Inc. | 0.05% | 48,557 | $120K | New |
| BATL Battalion Oil Corp. | 0.03% | 63,613 | $83K | No change |
| TURN 180 Degree Capital Corp. | 0.03% | 16,738 | $66K | Reduce -69.7% |
| GAN Gan Ltd. | 0.02% | 30,760 | $54K | No change |
| CONNECTM TECHNOLOGY SOLUTION | 0.01% | 55,856 | $30K | No change |
| ELONG POWER HOLDING LTD. | 0.01% | 29,459 | $22K | No change |
| TRUGOLF HLDGS INC | 0.01% | 47,379 | $17K | No change |
| CTOR Citius Oncology Inc. | 0.00% | 11,999 | $11K | No change |
| PSIG PS International Group Ltd. filed as PS INTL GROUP LTD | 0.00% | 15,658 | $7K | No change |
| AIEV Thunder Power Holdings Inc. | 0.00% | 20,178 | $3K | No change |
Options reported separately and not counted above: SPY calls ($8.7M), SPY puts ($8.7M).
Other holdings (87): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 1,753,900 | $168K | New |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 275,000 | $73K | New |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 287,500 | $63K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 153,706 | $58K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 208,303 | $39K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 250,000 | $37K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 235,000 | $36K | No change |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 149,999 | $34K | New |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 120,000 | $31K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 249,793 | $28K | No change |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | 120,000 | $28K | Reduce -20.0% |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 100,000 | $28K | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 17,311 | $28K | Reduce -34.2% |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 241,490 | $27K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 150,000 | $26K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 100,000 | $26K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 94,118 | $22K | Reduce -34.7% |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 990,000 | $22K | No change |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | 350,000 | $19K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 93,215 | $18K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 200,000 | $16K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 387,814 | $16K | Reduce -3.0% |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 200,000 | $15K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 57,479 | $15K | Reduce -32.0% |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 50,000 | $14K | No change |
| GCLWW GCL Global Holdings-A -CW26 | *W EXP 02/13/203 | 280,000 | $14K | New |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 225,000 | $13K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 63,393 | $13K | Reduce -56.9% |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 211,600 | $12K | No change |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | 63,834 | $12K | New |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 416,300 | $11K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 87,282 | $10K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 304,797 | $9K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 125,000 | $9K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 51,436 | $8K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 232,800 | $8K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 150,004 | $8K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 124,999 | $7K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 132,596 | $7K | No change |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | 235,000 | $7K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 30,164 | $6K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 149,998 | $6K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 35,000 | $6K | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 75,000 | $6K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 153,706 | $6K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 749,999 | $5K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 95,000 | $5K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 250,000 | $4K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 120,000 | $4K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 325,000 | $4K | No change |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 46,485 | $4K | No change |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 300,000 | $4K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 24,999 | $4K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 175,000 | $4K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 65,500 | $4K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 150,000 | $3K | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 137,134 | $3K | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 362,364 | $3K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 15,000 | $3K | No change |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 49,999 | $3K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 143,749 | $3K | No change |
| CXAIW Kins Tech Group Class A -CW25 | *W EXP 99/99/999 | 21,335 | $3K | No change |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | 20,000 | $3K | No change |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 89,999 | $3K | No change |
| REVBW Revelation Biosc -CW27 | *W EXP 01/10/202 | 246,884 | $3K | No change |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 95,209 | $3K | No change |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 78,733 | $2K | Reduce -15.6% |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 189,400 | $2K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 94,809 | $2K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 12,499 | $2K | No change |
| ANGHW Anghami Inc. -CW27 | *W EXP 02/03/202 | 133,300 | $2K | No change |
| GDEV INC | *W EXP 99/99/999 | 50,500 | $2K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 44,085 | $2K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 39,291 | $1K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 76,843 | $1K | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 50,000 | $1K | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 100,400 | $1K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 125,000 | $1K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 21,486 | $928 | No change |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 29,746 | $893 | No change |
| MLECW Moolec Science SA | *W EXP 12/30/202 | 97,474 | $828 | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 36,622 | $776 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 49,999 | $725 | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 23,333 | $700 | Reduce -17.6% |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 62,302 | $692 | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 49,949 | $689 | No change |
| LGHLW Lion Group Holding Ltd.-CW26 | *W EXP 06/16/202 | 44,558 | $262 | No change |
Total filed on the 13F, all lines: $245.9M.
Portfolio Sells Q4 2024 → Q1 2025
| GIGGU GIGCAPITAL7 Inc. | Sold out | 0.00% | −7.05 |
| OBDE Blue Owl Capital Corp. III | Sold out | 0.00% | −2.96 |
| HTLF Heartland Financial USA Inc. | Sold out | 0.00% | −2.72 |
| BRAC Broad Capital Acquisition Co. | Sold out | 0.00% | −2.68 |
| GEAR Revelyst Inc. | Sold out | 0.00% | −2.58 |
| TPZ Tort Electf Infra ETF-Usd Inc. | Sold out | 0.00% | −2.52 |
| HCP Hashicorp Inc. Class A | Sold out | 0.00% | −2.21 |
| SMAR Smartsheet Inc. Class A | Sold out | 0.00% | −2.18 |
| SUM Summit Materials Inc. Class A | Sold out | 0.00% | −1.43 |
| USAP Universal Stainless & Alloy | Sold out | 0.00% | −1.37 |
| ROIC Retail Opportunity Investmen | Sold out | 0.00% | −1.25 |
| ALTR Altair Engineering Inc. Class A | Sold out | 0.00% | −1.24 |
| RFAC RF Acquisition Corp. Class A | Sold out | 0.00% | −1.20 |
| BALY Bally's Corp. | Sold out | 0.00% | −1.18 |
| DYCQU DT Cloud Acquisition Corp. | Sold out | 0.00% | −1.17 |
| ZTR Virtus Total Return Fund Inc. | Reduce -42.6% | 1.66% | −1.10 |
| CDMO Avid Bioservices Inc. | Sold out | 0.00% | −1.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -22.5% | 3.19% | −1.01 |
| ARCH Arch Resources Inc. | Sold out | 0.00% | −0.96 |
| PSTX Poseida Therapeutics Inc. | Sold out | 0.00% | −0.68 |
| BARNES GROUP INC | Sold out | 0.00% | −0.66 |
| XMUIX BlackRock Municipal Income | Sold out | 0.00% | −0.66 |
| GODN Golden Star Acquisition Corp. | Sold out | 0.00% | −0.62 |
| SILV Silvercrest Metals Inc. | Sold out | 0.00% | −0.60 |
| EDR Endeavor Group Hold Class A | Sold out | 0.00% | −0.51 |
| INSIGHT SELECT INCOME FUND | Sold out | 0.00% | −0.45 |
| PARAA Paramount Global Class B | Reduce -83.8% | 0.10% | −0.42 |
| VBFC Village Bank and Trust Finan | Sold out | 0.00% | −0.38 |
| BOWN Bowen Acquisition Corp. | Sold out | 0.00% | −0.37 |
| NEW AMERICA HIGH INCOME FUND | Sold out | 0.00% | −0.34 |
| INFN Infinera Corp. | Sold out | 0.00% | −0.33 |
| MNTX Manitex International Inc. | Sold out | 0.00% | −0.31 |
| ICCH Icc Holdings Inc. | Sold out | 0.00% | −0.28 |
| PCF High Income Securities Fund | Sold out | 0.00% | −0.27 |
| ACI Albertsons Cos Inc. Class A | Sold out | 0.00% | −0.27 |
| QETA Quetta Acquisition Corp. | Sold out | 0.00% | −0.25 |
| AVK Advent Convert & Income | Sold out | 0.00% | −0.25 |
| CTV Innovid Corp. | Sold out | 0.00% | −0.24 |
| OPP Rivernrth/Doublelne STR Opp | Sold out | 0.00% | −0.23 |
| EIM Eaton Vance Municipal Bond | Sold out | 0.00% | −0.21 |
| AE Adams Resources & Energy Inc. | Sold out | 0.00% | −0.19 |
| EHI Western Asset Global High Inc. | Sold out | 0.00% | −0.18 |
| IFN Aberdeen India Fund Inc. | Sold out | 0.00% | −0.18 |
| JNPR Juniper Networks Inc. | Reduce -7.4% | 1.86% | −0.17 |
| FTF Franklin Ltd. Dur Inc. TR | Reduce -68.2% | 0.06% | −0.13 |
| ALTM Arcadium Lithium PLC | Sold out | 0.00% | −0.13 |
| XBMEX BlackRock Health Sciences | Sold out | 0.00% | −0.13 |
| HFRO Highland Opport & Income | Reduce -26.8% | 0.32% | −0.10 |
| SIRI Sirius XM Holdings Inc. | Reduce -50.0% | 0.09% | −0.09 |
| WMPN William Penn Bancorp | Reduce -7.4% | 0.48% | −0.07 |
Portfolio Buys Q4 2024 → Q1 2025
| HDRN Hadron Energy Inc. | New | 7.29% | +7.29 |
| ENFN Enfusion Inc. Class A | New | 2.52% | +2.52 |
| JFR Nuveen Floating Rate Income | New | 2.17% | +2.17 |
| ITCI Intra-Cellular Therapies Inc. | New | 2.11% | +2.11 |
| XJQCX Nuveen Credit Strategies Inc. | New | 2.04% | +2.04 |
| CLM Cornerstone Strategic Invest | Add +1839.4% | 2.01% | +1.90 |
| FNA Paragon 28 Inc. | New | 1.55% | +1.55 |
| CHX Championx Corp. | Add +45.4% | 3.86% | +1.50 |
| BMEZ BlackRock HLTH Sci TRM TR II | Add +1968.4% | 1.34% | +1.27 |
| EVRI Everi Holdings Inc. | New | 1.24% | +1.24 |
| DYCQ DT Cloud Acquisition Corp. | New | 1.21% | +1.21 |
| LGF.B Lions Gate Entertainment-B | Add +107.5% | 2.08% | +1.15 |
| SBT Sterling Bancorp Inc. | New | 1.11% | +1.11 |
| TGI Triumph Group Inc. | New | 1.09% | +1.09 |
| CRF Cornerstone Total Return | New | 1.08% | +1.08 |
| JWN Nordstrom Inc. | New | 1.07% | +1.07 |
| HEES H&E Equipment Services Inc. | New | 1.07% | +1.07 |
| DESP Despegar.com Corp. | New | 1.00% | +1.00 |
| PDCO Patterson Cos Inc. | New | 0.97% | +0.97 |
| ML Moneylion Inc. | Add +150.0% | 1.55% | +0.95 |
| LBRDA Liberty Broadband-A | New | 0.87% | +0.87 |
| CCRN Cross Country Healthcare Inc. | Add +258.8% | 1.22% | +0.81 |
| PLYA Playa Hotels & Resorts NV | New | 0.78% | +0.78 |
| WBA Walgreens Boots Alliance Inc. | New | 0.77% | +0.77 |
| FYBR Frontier Communications Pare | Add +494.9% | 0.85% | +0.71 |
| AGS Playags Inc. | Add +46.0% | 1.86% | +0.68 |
| CEPO Cantor Equity Partners I-A | New | 0.63% | +0.63 |
| K Kellanova | Add +12.0% | 3.60% | +0.52 |
| BECN Beacon Roofing Supply Inc. | New | 0.45% | +0.45 |
| ACCD Accolade Inc. | New | 0.44% | +0.44 |
| FFNW First Financial Northwest | New | 0.39% | +0.39 |
| SASR Sandy Spring Bancorp Inc. | New | 0.38% | +0.38 |
| IPG Interpublic Group of Cos Inc. | New | 0.37% | +0.37 |
| ALE Allete Inc. | Add +83.2% | 0.72% | +0.34 |
| CPRI Capri Holdings Ltd. | New | 0.33% | +0.33 |
| BTX BlackRock Tech & Priv Eqty | Add +781.4% | 0.36% | +0.31 |
| ESSA Essa Bancorp Inc. | New | 0.30% | +0.30 |
| FBMS First Bancshares Inc. | Add +58.6% | 0.81% | +0.30 |
| SSBK Southern States Bancshares | New | 0.29% | +0.29 |
| BRDG Bridge Investment Grp HDS-A | New | 0.28% | +0.28 |
| AEF Abrdn Emerging Markets Ex CH | New | 0.27% | +0.27 |
| BERY Berry Global Group Inc. | New | 0.21% | +0.21 |
| CKPT Checkpoint Therapeutics Inc. | New | 0.20% | +0.20 |
| DNB Dun & Bradstreet Holdings Inc. | New | 0.19% | +0.19 |
| XJEQX Abrdn Japan Equity Fund Inc. | New | 0.19% | +0.19 |
| LNSR Lensar Inc. | New | 0.18% | +0.18 |
| LGTY Logility Supply Chain Soluti | New | 0.17% | +0.17 |
| IVAC Intevac Inc. | Add +449.6% | 0.20% | +0.17 |
| AGRO Adecoagro SA | New | 0.13% | +0.13 |
| SWZ Total Return Securities Fund | New | 0.11% | +0.11 |
Options Activity Q4 2024 → Q1 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -13.9% | 15,500 | $8.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -13.9% | 15,500 | $8.7M |
| SILV Silvercrest Metals Inc. | call | Sold out | 186,700 | $1.7Mbefore exit |
| ARCH Arch Resources Inc. | call | Sold out | 5,300 | $748Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | New | 1,753,900 | $168K |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | New | 275,000 | $73K |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | Sold out | 150,000 | $57Kbefore exit |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | Sold out | 435,800 | $48Kbefore exit |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | Sold out | 300,000 | $47Kbefore exit |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | Sold out | 127,500 | $45Kbefore exit |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | Sold out | 225,000 | $34Kbefore exit |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | New | 149,999 | $34K |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | Sold out | 348,200 | $30Kbefore exit |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | Sold out | 300,000 | $29Kbefore exit |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | Sold out | 190,000 | $28Kbefore exit |
| JACKSON ACQUISITION CO II | RIGHT 99/99/9999 | Reduce -20.0% | 120,000 | $28K |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | Reduce -34.2% | 17,311 | $28K |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | Reduce -34.7% | 94,118 | $22K |
| GLSTR Global Star Acquisition-RTS | RIGHT 99/99/9999 | Sold out | 130,000 | $19Kbefore exit |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | Reduce -3.0% | 387,814 | $16K |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | Reduce -32.0% | 57,479 | $15K |
| GCLWW GCL Global Holdings-A -CW26 | *W EXP 02/13/203 | New | 280,000 | $14K |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | Reduce -56.9% | 63,393 | $13K |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | New | 63,834 | $12K |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | Sold out | 300,000 | $9Kbefore exit |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | Sold out | 300,000 | $8Kbefore exit |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | Sold out | 325,500 | $8Kbefore exit |
| GDSTW Goldenstone Acquisitio -CW23 | *W EXP 07/15/202 | Sold out | 225,000 | $7Kbefore exit |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | Sold out | 350,363 | $6Kbefore exit |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | Sold out | 24,095 | $6Kbefore exit |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | Sold out | 58,999 | $6Kbefore exit |
| GLSTW Global Star Acquisition-27 A | *W EXP 07/15/202 | Sold out | 130,000 | $4Kbefore exit |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | Sold out | 200,000 | $3Kbefore exit |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | Sold out | 175,000 | $3Kbefore exit |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | Reduce -15.6% | 78,733 | $2K |
| SVUWF Srivaru Holding Ltd.-28 | *W EXP 12/08/202 | Sold out | 225,000 | $2Kbefore exit |
| PRCWF Procaps Group SA -CW26 | *W EXP 09/29/202 | Sold out | 37,379 | $2Kbefore exit |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | Sold out | 29,634 | $1Kbefore exit |
| CEPTON INC | *W EXP 06/01/202 | Sold out | 115,434 | $808before exit |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | Reduce -17.6% | 23,333 | $700 |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | Sold out | 27,955 | $559before exit |
| CHEER HLDG INC | *W EXP 02/13/202 | Sold out | 372,000 | $446before exit |
| LFLYW Merida Merger Corp. I -CW26 | *W EXP 02/04/202 | Sold out | 17,053 | $307before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 145 | $337.6M | GIXXU, HYT, BLD, SSACU, KVUE |
| Q1 2026 | 146 | $339.9M | HYT, GIXXU, HOLX, SSACU, GTLS |
| Q4 2025 | 135 | $294.4M | GTLS, DAY, GIW, EA, FYBR |
| Q3 2025 | 121 | $266.0M | HDRN, CRF, GTLS, VRNA, IPG |
| Q2 2025 | 124 | $269.8M | HDRN, CRF, DNB, K, CLM |
| Q1 2025 | 120 | $244.7M | HDRN, HES, CHX, K, SPY |
| Q4 2024 | 127 | $251.0M | GIGGU, SPY, HES, K, OBDE |
| Q3 2024 | 135 | $256.2M | GIGGU, SWN, HES, ZTR, AXONICS INC |
| Q2 2024 | 130 | $250.7M | ETRN, LSXMK, PPLI, MONTEREY CAP ACQUISITION COR, AXONICS INC |
| Q1 2024 | 147 | $285.3M | PXD, PPLI, ZTR, SRG, AEL |