Stifel Financial Corp.
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Stifel Financial Corp. reported 3,675 stock positions worth $120.2 billion. Its top holding was Nvidia (NVDA) at 2.8% of the portfolio, followed by Apple (AAPL, 2.7%) and Microsoft (MSFT, 2.0%). Compared with Q1 2026, it opened 199 new positions, sold out of 126, added to 1,853 and reduced 1,542. The biggest buy was Micron Technology (MU, shares +18%) and the biggest sale Air Products & Chemicals (APD, shares −71%).
- Most Recent 13F
- Q2 2026
- Location
- ST. LOUIS, MO
- CIK
- 0000720672
- Portfolio Value
- $120.2B (Q2 2026)
- SEC Filing
- 0000720672-26-000012 ↗ filed Aug 12, 2026
Holdings Value
Holdings 3,675 stocks · $120.2B
| NVDA Nvidia Corp. | 2.75% | 16,520,061 | $3.3B | Reduce -0.3% |
| AAPL Apple Inc. | 2.65% | 11,015,826 | $3.2B | Reduce -0.3% |
| MSFT Microsoft Corp. | 2.00% | 6,433,235 | $2.4B | Reduce -3.5% |
| GOOGL Alphabet Inc. Class A | 1.71% | 5,746,787 | $2.1B | Reduce -1.8% |
| AMZN Amazon.com Inc. | 1.68% | 8,445,681 | $2.0B | Add +2.2% |
| AVGO Broadcom Inc. | 1.42% | 4,510,303 | $1.7B | Add +0.4% |
| CSCO Cisco Systems Inc. | 1.24% | 12,692,951 | $1.5B | Reduce -5.8% |
| JPM JPMorgan Chase & Co. | 1.05% | 3,865,671 | $1.3B | Add +0.4% |
| GOOG Alphabet Inc. Class C | 1.01% | 3,442,790 | $1.2B | Add +1.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.98% | 1,584,389 | $1.2B | Reduce -2.7% |
| VOO Vanguard S&P 500 ETF | 0.95% | 1,667,490 | $1.1B | Add +5.4% |
| JNJ Johnson & Johnson | 0.94% | 4,454,737 | $1.1B | Reduce -0.8% |
| IVW iShares S&P 500 Growth ETF | 0.94% | 8,171,635 | $1.1B | Add +12.1% |
| V Visa Inc. Class A | 0.91% | 3,173,435 | $1.1B | Reduce -3.2% |
| MRK Merck & Co. Inc. | 0.87% | 8,169,394 | $1.0B | Reduce -1.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.85% | 10,588,773 | $1.0B | Reduce -7.8% |
| LLY Eli Lilly & Co. | 0.79% | 786,902 | $943.9M | Add +1.0% |
| ABBV Abbvie Inc. | 0.76% | 3,625,155 | $912.2M | Reduce -2.9% |
| HD Home Depot Inc. | 0.75% | 2,568,267 | $905.8M | Add +2.7% |
| PEP Pepsico Inc. | 0.70% | 6,239,792 | $844.9M | Reduce -1.6% |
| IVE iShares S&P 500 Value ETF | 0.67% | 3,566,472 | $809.8M | Add +9.4% |
| TXN Texas Instruments Inc. | 0.66% | 2,659,759 | $792.8M | Reduce -9.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 1,055,072 | $777.1M | Reduce -2.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.64% | 2,736,515 | $769.6M | Add +2.2% |
| AGG iShares Core U.S. Aggregate | 0.60% | 7,338,388 | $726.4M | Add +0.3% |
| PANW Palo Alto Networks Inc. | 0.60% | 2,108,508 | $719.0M | Reduce -2.7% |
| META Meta Platforms Inc. Class A | 0.58% | 1,231,479 | $693.8M | Reduce -11.4% |
| PG The Procter & Gamble Co. | 0.56% | 4,616,122 | $676.9M | Add +0.8% |
| IVV iShares Core S&P 500 ETF | 0.56% | 903,149 | $676.4M | Add +25.6% |
| APH Amphenol Corp. Class A | 0.55% | 3,763,474 | $663.6M | Add +1.5% |
| GLW Corning Inc. | 0.55% | 2,586,481 | $660.7M | Reduce -3.2% |
| KO The Coca-Cola Co. | 0.55% | 8,097,686 | $658.1M | Reduce -3.0% |
| COST Costco Wholesale Corp. | 0.54% | 695,622 | $650.9M | Reduce -1.0% |
| CAT Caterpillar Inc. | 0.52% | 591,099 | $629.5M | Add +2.4% |
| ETN Eaton Corp. PLC | 0.50% | 1,423,712 | $606.7M | Reduce -1.4% |
| VEA Vanguard Ftse Developed ETF | 0.50% | 8,382,284 | $597.2M | Add +3.7% |
| LMT Lockheed Martin Corp. | 0.49% | 1,166,742 | $594.5M | Reduce -2.5% |
| IWF iShares Russell 1000 Growth | 0.48% | 4,628,950 | $574.8M | Reduce -7.8% |
| UNP Union Pacific Corp. | 0.48% | 2,108,345 | $573.5M | Reduce -2.6% |
| AMGN Amgen Inc. | 0.47% | 1,548,229 | $560.7M | Reduce -0.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.47% | 1,171,567 | $559.5M | Add +6.2% |
| CVX Chevron Corp. | 0.42% | 3,053,750 | $506.2M | Reduce -1.0% |
| AMAT Applied Materials Inc. | 0.41% | 688,877 | $498.1M | Reduce -3.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.41% | 5,372,088 | $492.3M | Add +12.0% |
| VMBS Vanguard Mortgage-Backed Sec | 0.40% | 10,216,170 | $478.2M | Add +17.5% |
| IEMG iShares Core MSCI Emerging | 0.40% | 5,738,838 | $475.4M | Add +15.9% |
| MDT Medtronic PLC | 0.39% | 6,064,377 | $474.4M | Add +5.3% |
| GWW WW Grainger Inc. | 0.38% | 337,576 | $459.3M | Reduce -5.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.37% | 2,974,205 | $450.6M | Reduce -1.0% |
| WM Waste Management Inc. | 0.37% | 2,014,127 | $448.9M | Reduce -5.8% |
| IWD iShares Russell 1000 Value E | 0.37% | 1,821,926 | $441.7M | Add +24.3% |
| ADP Automatic Data Processing | 0.36% | 1,949,694 | $436.7M | Add +6.4% |
| CL Colgate-Palmolive Co. | 0.36% | 4,700,765 | $431.0M | Reduce -5.4% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.35% | 213,785 | $425.3M | Reduce -14.1% |
| USIG iShares Broad Usd Investment | 0.35% | 8,274,513 | $424.4M | Add +16.4% |
| CMI Cummins Inc. | 0.35% | 593,509 | $423.3M | Reduce -29.4% |
| RTX RTX Corp. | 0.35% | 2,190,766 | $415.7M | Add +3.8% |
| ITW Illinois Tool Works | 0.34% | 1,520,367 | $411.2M | Reduce -4.0% |
| NFLX Netflix Inc. | 0.33% | 5,635,433 | $402.4M | Add +11.3% |
| MU Micron Technology Inc. | 0.33% | 348,167 | $401.9M | Add +18.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.33% | 803,186 | $401.9M | Reduce -9.0% |
| CHD Church & Dwight Co. Inc. | 0.33% | 4,116,081 | $398.8M | Reduce -4.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.33% | 1,818,811 | $396.4M | Add +7.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.32% | 4,507,151 | $388.3M | Add +1.7% |
| VGT Vanguard Info Tech ETF | 0.32% | 3,247,737 | $388.2M | Reduce -0.9% |
| GEV GE Vernova Inc. | 0.32% | 322,868 | $379.3M | Add +5.0% |
| WMT Walmart Inc. | 0.31% | 3,318,380 | $375.8M | Reduce -2.1% |
| MRSH Marsh & McLennan Cos | 0.31% | 2,212,398 | $368.7M | Reduce -4.1% |
| XOM Exxon Mobil Corp. | 0.30% | 2,648,819 | $362.1M | Reduce -29.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 1,186,781 | $359.7M | Add +1.1% |
| GE General Electric filed as GE AEROSPACE | 0.30% | 954,419 | $356.7M | Add +35.8% |
| MBB iShares MBS ETF | 0.29% | 3,741,705 | $353.7M | Add +0.9% |
| MRVL Marvell Technology Inc. | 0.29% | 1,183,565 | $352.6M | Reduce -34.0% |
| ACN Accenture PLC Class A | 0.29% | 2,819,999 | $350.9M | Add +28.1% |
| XLK SS Technology Select Sector | 0.29% | 1,826,572 | $348.0M | Add +5.8% |
| MS Morgan Stanley | 0.29% | 1,652,591 | $345.5M | Add +0.9% |
| ABT Abbott Laboratories | 0.29% | 3,797,845 | $344.6M | Reduce -1.8% |
| MA Mastercard Inc. Class A | 0.28% | 645,484 | $331.6M | Reduce -4.5% |
| VZ Verizon Communications Inc. | 0.27% | 7,751,542 | $328.2M | Add +3.5% |
| GS Goldman Sachs Group Inc. | 0.27% | 323,806 | $327.6M | Add +1.9% |
| RSG Republic Services Inc. | 0.27% | 1,521,593 | $324.2M | Reduce -5.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.27% | 6,521,495 | $321.4M | Add +6.6% |
| MCD McDonald's Corp. | 0.27% | 1,187,567 | $321.1M | Add +4.8% |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 5,347,891 | $319.2M | Reduce -13.5% |
| TMO Thermo Fisher Scientific Inc. | 0.26% | 633,668 | $317.7M | Reduce -2.4% |
| LRCX Lam Research Corp. | 0.26% | 730,517 | $316.6M | Add +4.8% |
| TSLA Tesla Inc. | 0.26% | 749,828 | $315.4M | Reduce -0.3% |
| ADI Analog Devices Inc. | 0.25% | 765,432 | $304.0M | Reduce -5.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.25% | 3,605,788 | $302.0M | Add +1.2% |
| CB Chubb Ltd. | 0.25% | 871,924 | $297.1M | Add +6.4% |
| YUM Yum! Brands Inc. | 0.24% | 1,825,459 | $291.8M | Reduce -4.2% |
| WMB Williams Cos Inc. | 0.24% | 3,905,784 | $290.4M | Add +3.5% |
| FERG Ferguson Enterprises Inc. | 0.24% | 1,208,552 | $286.8M | Reduce -5.4% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 1,741,348 | $286.1M | Add +3.4% |
| LIN Linde PLC | 0.24% | 550,184 | $285.5M | Reduce -1.2% |
| PLD Prologis Inc. | 0.24% | 2,102,309 | $284.8M | Add +4.2% |
| MSI Motorola Solutions Inc. | 0.24% | 685,447 | $284.7M | Reduce -2.4% |
| DE Deere & Co. | 0.23% | 441,309 | $280.0M | Add +4.1% |
| BAC Bank of America Corp. | 0.23% | 4,891,596 | $278.7M | Reduce -4.9% |
| MCO Moody's Corp. | 0.23% | 614,280 | $278.2M | Reduce -6.3% |
Other holdings (27): bonds, preferreds, convertibles and warrants · $30.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8,207 | $9.5M | Reduce -11.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,864 | $4.8M | Reduce -24.6% |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | 92,611 | $4.7M | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 58,343 | $3.4M | Add +2.7% |
| SUPER MICRO COMPUTER INC (SMCI 7 06/01/29) | 7 DEP CM SR A WI | 35,926 | $1.9M | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 39,289 | $1.6M | Add +0.2% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 31,453 | $1.4M | Add +277.5% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 854,460 | $854K | Add +83.5% |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 13,173 | $642K | Add +199.4% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 10,050 | $400K | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 2,175 | $252K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 104,475 | $104K | Add +5.5% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 83,475 | $83K | Add +85.1% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 78,800 | $79K | Reduce -0.7% |
| GLADSTONE CAPITAL CORP (GLAD 5.875 10/01/30) | NOTE 5.875%10/0 · principal | 62,490 | $62K | Add +33.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 43,628 | $44K | Add +1.6% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,000 | $33K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 32,000 | $32K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 26,000 | $31K | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 29,612 | $30K | Add +10.7% |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 26,000 | $26K | Reduce -36.2% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 20,220 | $20K | Reduce -0.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 17,198 | $17K | Add +21.6% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 32,435 | $9K | Add +0.3% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 21,570 | $3K | Reduce -2.9% |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | 52,822 | $787 | Reduce -39.2% |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 16,000 | $486 | No change |
Total filed on the 13F, all lines: $120.2B.
Portfolio Sells Q1 2026 → Q2 2026
| APD Air Products & Chemicals Inc. | Reduce -71.4% | 0.11% | −0.32 |
| XOM Exxon Mobil Corp. | Reduce -29.0% | 0.30% | −0.28 |
| MSFT Microsoft Corp. | Reduce -3.5% | 2.00% | −0.27 |
| QUAL iShares MSCI USA Quality Fac | Reduce -72.5% | 0.08% | −0.21 |
| PEP Pepsico Inc. | Reduce -1.6% | 0.70% | −0.20 |
| LMT Lockheed Martin Corp. | Reduce -2.5% | 0.49% | −0.17 |
| CVX Chevron Corp. | Reduce -1.0% | 0.42% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -11.4% | 0.58% | −0.15 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -7.8% | 0.85% | −0.10 |
| COST Costco Wholesale Corp. | Reduce -1.0% | 0.54% | −0.10 |
| INTU Intuit Inc. | Reduce -42.8% | 0.04% | −0.09 |
| WM Waste Management Inc. | Reduce -5.8% | 0.37% | −0.08 |
| ABT Abbott Laboratories | Reduce -1.8% | 0.29% | −0.08 |
| WMT Walmart Inc. | Reduce -2.1% | 0.31% | −0.07 |
| JNJ Johnson & Johnson | Reduce -0.8% | 0.94% | −0.07 |
| TJX TJX Companies Inc. | Reduce -1.0% | 0.37% | −0.07 |
| GLD SPDR Gold Shares | Reduce -2.4% | 0.20% | −0.07 |
| CMI Cummins Inc. | Reduce -29.4% | 0.35% | −0.06 |
| IJR iShares Core S&P Small-Cap E | Reduce -36.3% | 0.14% | −0.06 |
| MRSH Marsh & McLennan Cos | Reduce -4.1% | 0.31% | −0.06 |
| DOW Dow Inc. | Reduce -2.8% | 0.08% | −0.06 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -20.7% | 0.14% | −0.06 |
| RSG Republic Services Inc. | Reduce -5.6% | 0.27% | −0.05 |
| PLTR Palantir Technologies Inc. Class A | Reduce -12.8% | 0.09% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -9.0% | 0.33% | −0.05 |
| SPMB SS SPDR P Mort Back Bond ETF | Reduce -25.1% | 0.11% | −0.05 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -10.7% | 0.21% | −0.05 |
| BSX Boston Scientific Corp. | Reduce -11.0% | 0.06% | −0.05 |
| HYBB iShares BB Rated Corp. Bond | Reduce -96.5% | 0.00% | −0.05 |
| CRM Salesforce Inc. | Reduce -5.4% | 0.13% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -1.5% | 0.87% | −0.04 |
| MSI Motorola Solutions Inc. | Reduce -2.4% | 0.24% | −0.04 |
| SYK Stryker Corp. | Reduce -9.9% | 0.15% | −0.04 |
| VWO Vanguard Ftse Emerging Marke | Reduce -13.5% | 0.27% | −0.04 |
| SPGI S&P Global Inc. | Reduce -8.8% | 0.15% | −0.04 |
| EFV iShares MSCI Eafe Value ETF | Reduce -39.8% | 0.05% | −0.04 |
| NEE Nextera Energy Inc. | Reduce -1.4% | 0.21% | −0.04 |
| SCHR Schwab Intermediate-Term US | Reduce -12.5% | 0.14% | −0.04 |
| ITW Illinois Tool Works | Reduce -4.0% | 0.34% | −0.04 |
| COP Conocophillips | Reduce -7.3% | 0.07% | −0.04 |
| AMGN Amgen Inc. | Reduce -0.4% | 0.47% | −0.04 |
| CHD Church & Dwight Co. Inc. | Reduce -4.1% | 0.33% | −0.04 |
| GVI iShares Intermediate Governm | Reduce -11.8% | 0.14% | −0.04 |
| KO The Coca-Cola Co. | Reduce -3.0% | 0.55% | −0.04 |
| FERG Ferguson Enterprises Inc. | Reduce -5.4% | 0.24% | −0.04 |
| MA Mastercard Inc. Class A | Reduce -4.5% | 0.28% | −0.03 |
| ROL Rollins Inc. | Reduce -0.6% | 0.08% | −0.03 |
| GILD Gilead Sciences Inc. | Reduce -4.1% | 0.12% | −0.03 |
| MCO Moody's Corp. | Reduce -6.3% | 0.23% | −0.03 |
| CL Colgate-Palmolive Co. | Reduce -5.4% | 0.36% | −0.03 |
Portfolio Buys Q1 2026 → Q2 2026
| MU Micron Technology Inc. | Add +18.2% | 0.33% | +0.24 |
| IVW iShares S&P 500 Growth ETF | Add +12.1% | 0.94% | +0.18 |
| CAT Caterpillar Inc. | Add +2.4% | 0.52% | +0.15 |
| AVGO Broadcom Inc. | Add +0.4% | 1.42% | +0.14 |
| AMD Advanced Micro Devices | Add +2.3% | 0.21% | +0.13 |
| IVV iShares Core S&P 500 ETF | Add +25.6% | 0.56% | +0.13 |
| LRCX Lam Research Corp. | Add +4.8% | 0.26% | +0.13 |
| LLY Eli Lilly & Co. | Add +1.0% | 0.79% | +0.13 |
| TSM Taiwan Semiconductor-SP ADR | Add +6.2% | 0.47% | +0.12 |
| APH Amphenol Corp. Class A | Add +1.5% | 0.55% | +0.12 |
| GOOG Alphabet Inc. Class C | Add +1.7% | 1.01% | +0.12 |
| GE General Electric | Add +35.8% | 0.30% | +0.11 |
| AMZN Amazon.com Inc. | Add +2.2% | 1.68% | +0.09 |
| VTWO Vanguard Russell 2000 ETF | Add +53.4% | 0.23% | +0.09 |
| VOO Vanguard S&P 500 ETF | Add +5.4% | 0.95% | +0.08 |
| IWD iShares Russell 1000 Value E | Add +24.3% | 0.37% | +0.08 |
| XLK SS Technology Select Sector | Add +5.8% | 0.29% | +0.08 |
| IEMG iShares Core MSCI Emerging | Add +15.9% | 0.40% | +0.08 |
| STX Seagate Technology Holdings | Add +15.4% | 0.12% | +0.07 |
| RACE Ferrari NV | Add +1307.7% | 0.08% | +0.07 |
| GEV GE Vernova Inc. | Add +5.0% | 0.32% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +0.7% | 0.23% | +0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +26.8% | 0.16% | +0.05 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +72.5% | 0.10% | +0.05 |
| BHVN Biohaven Ltd. | Add +0.0% | 0.12% | +0.05 |
| IBM Intl Business Machines Corp. | Add +2.2% | 0.64% | +0.04 |
| UBER Uber Technologies Inc. | Add +37.2% | 0.21% | +0.04 |
| IVE iShares S&P 500 Value ETF | Add +9.4% | 0.67% | +0.04 |
| MS Morgan Stanley | Add +0.9% | 0.29% | +0.04 |
| TBIL F/M US Treasury 3 Month Bill | Add +48.9% | 0.15% | +0.04 |
| BE Bloom Energy Corp. Class A | Add +10.6% | 0.07% | +0.04 |
| PWR Quanta Services Inc. | Add +1.6% | 0.21% | +0.04 |
| ANET Arista Networks Inc. | Add +4.7% | 0.13% | +0.03 |
| SHY iShares 1-3 Year Treasury Bo | Add +41.1% | 0.15% | +0.03 |
| C Citigroup Inc. | Add +4.0% | 0.21% | +0.03 |
| SPCX Space Exploration Techn Class A | New | 0.03% | +0.03 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.03% | +0.03 |
| CGDV Cap Group Dividend Value | Add +6.6% | 0.27% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.7% | 0.32% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +1.9% | 0.27% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +12.6% | 0.16% | +0.03 |
| AXP American Express Co. | Add +11.2% | 0.22% | +0.03 |
| IALT Ishrs SYS Alt Act ETF | New | 0.02% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +32.6% | 0.15% | +0.02 |
| XLI SS Industrial Select Sector | Add +29.2% | 0.10% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +7.5% | 0.33% | +0.02 |
| CGGR Cap Group Growth Equity | Add +19.6% | 0.11% | +0.02 |
| URI United Rentals Inc. | Add +0.6% | 0.08% | +0.02 |
| VPL Vanguard Ftse Pacific ETF | Add +407.9% | 0.03% | +0.02 |
| SNDK Sandisk Corp. | Add +144.6% | 0.03% | +0.02 |
Notes & Other Activity Q1 2026 → Q2 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -11.5% | 8,207 | $9.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -24.6% | 3,864 | $4.8M |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | New | 92,611 | $4.7M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +2.7% | 58,343 | $3.4M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Sold out | 31,361 | $2.0Mbefore exit |
| SUPER MICRO COMPUTER INC (SMCI 7 06/01/29) | 7 DEP CM SR A WI | New | 35,926 | $1.9M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +0.2% | 39,289 | $1.6M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | Add +277.5% | 31,453 | $1.4M |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | Add +83.5% | 854,460 | $854K |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | Add +199.4% | 13,173 | $642K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | New | 10,050 | $400K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 2,175 | $252K |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | Add +5.5% | 104,475 | $104K |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | Add +85.1% | 83,475 | $83K |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | Reduce -0.7% | 78,800 | $79K |
| GLADSTONE CAPITAL CORP (GLAD 5.875 10/01/30) | NOTE 5.875%10/0 · principal | Add +33.6% | 62,490 | $62K |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +1.6% | 43,628 | $44K |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +10.7% | 29,612 | $30K |
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | Reduce -36.2% | 26,000 | $26K |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -0.5% | 20,220 | $20K |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +21.6% | 17,198 | $17K |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Add +0.3% | 32,435 | $9K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -2.9% | 21,570 | $3K |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | Reduce -39.2% | 52,822 | $787 |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 71,040 | $498before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,675 | $120.2B | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 3,600 | $108.8B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 3,540 | $111.1B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2025 | 3,505 | $109.5B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q2 2025 | 3,441 | $102.8B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,392 | $94.1B | MSFT, AAPL, NVDA, AMZN, V |
| Q4 2024 | 3,349 | $96.0B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q3 2024 | 3,340 | $95.3B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q2 2024 | 3,337 | $88.8B | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024 | 3,309 | $87.8B | MSFT, AAPL, NVDA, AMZN, V |