LPL Financial LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 7, 2026), LPL Financial LLC reported 5,932 stock positions worth $444.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.5% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 1.8%) and SS SPDR S&P 500 ETF Trust-US (SPY, 1.7%). Compared with Q1 2026, it opened 350 new positions, sold out of 147, added to 3,443 and reduced 2,065. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +28%) and the biggest sale iShares MSCI Eafe Value ETF (EFV, shares −35%).
- Most Recent 13F
- Q2 2026
- Location
- FORT MILL, SC
- CIK
- 0001403438
- Portfolio Value
- $444.6B (Q2 2026)
- SEC Filing
- 0001403438-26-000004 ↗ filed Aug 7, 2026
Holdings Value
Holdings 5,932 stocks · $444.6B
| IVV iShares Core S&P 500 ETF | 2.49% | 14,782,609 | $11.1B | Add +27.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.76% | 10,606,761 | $7.8B | Add +0.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.66% | 9,899,502 | $7.4B | Reduce -0.6% |
| AAPL Apple Inc. | 1.58% | 24,255,694 | $7.0B | Add +2.4% |
| NVDA Nvidia Corp. | 1.54% | 34,302,392 | $6.9B | Add +2.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.25% | 63,355,614 | $5.6B | Add +8.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.09% | 40,632,371 | $4.8B | Add +2.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.04% | 47,763,542 | $4.6B | Add +3.8% |
| VOO Vanguard S&P 500 ETF | 1.02% | 6,623,289 | $4.5B | Add +3.5% |
| AMZN Amazon.com Inc. | 0.92% | 17,124,075 | $4.1B | Add +2.1% |
| MSFT Microsoft Corp. | 0.90% | 10,760,740 | $4.0B | Add +4.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.90% | 81,072,273 | $4.0B | Add +12.8% |
| IEMG iShares Core MSCI Emerging | 0.90% | 48,071,491 | $4.0B | Reduce -8.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.86% | 10,308,028 | $3.8B | Reduce -0.2% |
| GOVT iShares US Treasury Bond ETF | 0.83% | 162,613,206 | $3.7B | Add +15.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.80% | 11,727,434 | $3.6B | Add +11.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.75% | 48,787,074 | $3.3B | Add +11.4% |
| GOOGL Alphabet Inc. Class A | 0.73% | 9,098,048 | $3.3B | Add +2.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.71% | 52,010,628 | $3.2B | Add +1.0% |
| XLK SS Technology Select Sector | 0.68% | 15,806,183 | $3.0B | Add +0.6% |
| IVW iShares S&P 500 Growth ETF | 0.67% | 21,564,794 | $3.0B | Add +3.2% |
| QUAL iShares MSCI USA Quality Fac | 0.66% | 13,335,529 | $2.9B | Reduce -17.5% |
| VONV Vanguard Russell 1000 Value | 0.65% | 27,064,856 | $2.9B | Add +3.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.65% | 33,367,717 | $2.9B | Add +3.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.65% | 62,170,177 | $2.9B | Add +31.5% |
| RDVY First Trust Rising Dividend | 0.64% | 34,938,293 | $2.8B | Add +8.1% |
| CGGR Cap Group Growth Equity | 0.64% | 59,907,998 | $2.8B | Add +14.0% |
| IUSG iShares Core S&P U.S. Growth | 0.62% | 14,626,998 | $2.8B | Add +1.7% |
| AVGO Broadcom Inc. | 0.58% | 6,883,612 | $2.6B | Add +3.6% |
| MBB iShares MBS ETF | 0.58% | 27,128,190 | $2.6B | Reduce -3.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.56% | 11,459,495 | $2.5B | Add +2.5% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 16,331,080 | $2.4B | Reduce -1.9% |
| GOOG Alphabet Inc. Class C | 0.52% | 6,521,116 | $2.3B | Add +4.7% |
| IVE iShares S&P 500 Value ETF | 0.49% | 9,632,373 | $2.2B | Reduce -8.3% |
| VONG Vanguard Russell 1000 Growth | 0.49% | 17,043,233 | $2.2B | Add +1.6% |
| VEA Vanguard Ftse Developed ETF | 0.46% | 28,400,304 | $2.0B | Add +2.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.44% | 39,005,504 | $2.0B | Add +2.6% |
| SPIB SS SPDR P Int C Corp. ETF | 0.44% | 58,146,645 | $1.9B | Add +11.9% |
| IUSV iShares Core S&P U.S. Value | 0.43% | 17,438,274 | $1.9B | Add +1.2% |
| IWF iShares Russell 1000 Growth | 0.43% | 15,446,900 | $1.9B | Add +0.6% |
| SMH Vaneck Semiconductor ETF | 0.43% | 2,887,567 | $1.9B | Add +2.2% |
| MU Micron Technology Inc. | 0.40% | 1,557,834 | $1.8B | Add +12.9% |
| META Meta Platforms Inc. Class A | 0.40% | 3,186,464 | $1.8B | Add +3.2% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 22,963,213 | $1.8B | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.39% | 3,501,987 | $1.8B | Add +2.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.39% | 47,463,109 | $1.7B | Add +0.8% |
| JPM JPMorgan Chase & Co. | 0.39% | 5,252,268 | $1.7B | Reduce -2.6% |
| VIG Vanguard Dividend Apprec ETF | 0.38% | 7,131,746 | $1.7B | Add +1.9% |
| GLD SPDR Gold Shares | 0.37% | 4,474,651 | $1.6B | Reduce -5.5% |
| DGRO iShares Core Dividend Growth | 0.36% | 21,292,882 | $1.6B | Add +5.2% |
| SPTI SS SPDR P Int Term TSY ETF | 0.35% | 54,077,529 | $1.5B | Add +0.4% |
| LLY Eli Lilly & Co. | 0.34% | 1,274,807 | $1.5B | Add +6.5% |
| AGG iShares Core U.S. Aggregate | 0.34% | 15,294,726 | $1.5B | Add +10.2% |
| TSLA Tesla Inc. | 0.34% | 3,558,386 | $1.5B | Add +5.7% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.33% | 25,175,605 | $1.5B | Add +2.4% |
| BND Vanguard Total Bond Market | 0.33% | 19,768,745 | $1.5B | Add +3.5% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.32% | 32,330,461 | $1.4B | Add +15.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.32% | 15,528,204 | $1.4B | Reduce -7.4% |
| BAI Ishrs AI in and Tech Act ETF | 0.32% | 26,585,056 | $1.4B | Reduce -2.9% |
| AMD Advanced Micro Devices | 0.31% | 2,402,836 | $1.4B | Reduce -0.9% |
| MUB iShares National Muni Bond E | 0.31% | 12,757,070 | $1.4B | Add +8.5% |
| RSP Invesco S&P 500 Equal Weight | 0.31% | 6,396,698 | $1.4B | Reduce -4.0% |
| SCHG Schwab US Large-Cap Growth | 0.29% | 38,293,135 | $1.3B | Add +2.7% |
| JNJ Johnson & Johnson | 0.29% | 5,055,143 | $1.3B | Add +3.2% |
| CAT Caterpillar Inc. | 0.28% | 1,182,150 | $1.3B | Add +7.5% |
| SPHQ Invesco S&P 500 Quality ETF | 0.28% | 13,784,927 | $1.2B | Add +13.3% |
| SPMO Invesco S&P 500 Momentum ETF | 0.28% | 7,669,460 | $1.2B | Add +12.9% |
| VGT Vanguard Info Tech ETF | 0.28% | 10,335,429 | $1.2B | Add +3.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.26% | 14,368,916 | $1.2B | Add +0.4% |
| MTUM iShares MSCI USA Momentum Fa | 0.26% | 3,371,900 | $1.2B | Add +0.2% |
| VYM Vanguard High DVD Yield ETF | 0.26% | 7,241,202 | $1.1B | Add +7.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.26% | 18,594,541 | $1.1B | Add +10.2% |
| SDVY First Trust Smid Cap Rising | 0.25% | 26,039,851 | $1.1B | Add +4.7% |
| IWM iShares Russell 2000 ETF | 0.25% | 3,732,504 | $1.1B | Reduce -0.1% |
| JBND JPMorgan Active Bond ETF | 0.25% | 20,847,585 | $1.1B | Add +23.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.25% | 17,650,702 | $1.1B | Reduce -5.1% |
| SGOV iShares 0-3 Month Treasury B | 0.25% | 10,881,968 | $1.1B | Add +0.2% |
| DGRW Wisdomtree U.S. Quality Divi | 0.24% | 11,266,011 | $1.1B | Reduce -2.3% |
| ITOT iShares Core S&P Total U.S. | 0.24% | 6,546,183 | $1.1B | Add +10.4% |
| EFG iShares MSCI Eafe Growth ETF | 0.24% | 8,635,516 | $1.1B | Add +9.2% |
| COST Costco Wholesale Corp. | 0.24% | 1,145,398 | $1.1B | Add +2.9% |
| XLF SS Financial Select Sector | 0.24% | 19,928,374 | $1.1B | Reduce -1.2% |
| SCHD Schwab US DVD Equity ETF | 0.24% | 33,495,236 | $1.1B | Add +8.5% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.24% | 8,857,722 | $1.1B | Add +6.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.24% | 2,203,052 | $1.1B | Add +5.2% |
| IWB iShares Russell 1000 ETF | 0.23% | 2,543,875 | $1.0B | Add +0.3% |
| EFV iShares MSCI Eafe Value ETF | 0.23% | 13,493,721 | $1.0B | Reduce -35.3% |
| ABBV Abbvie Inc. | 0.23% | 4,096,323 | $1.0B | Add +3.8% |
| V Visa Inc. Class A | 0.23% | 2,996,401 | $1.0B | Add +2.3% |
| WMT Walmart Inc. | 0.23% | 9,021,503 | $1.0B | Add +1.3% |
| JPST JPMorgan Ultra-Short Income | 0.23% | 19,992,863 | $1.0B | Add +0.5% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 16,888,649 | $1.0B | Add +3.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.23% | 3,301,516 | $1.0B | Reduce -0.6% |
| XLI SS Industrial Select Sector | 0.22% | 5,327,652 | $986.8M | Add +4.1% |
| AVUV Avantis US Small Cap Value | 0.22% | 7,864,486 | $981.2M | Add +20.5% |
| IWD iShares Russell 1000 Value E | 0.22% | 4,042,964 | $980.1M | Reduce -5.6% |
| VCIT Vanguard Int-Term Corporate | 0.22% | 11,734,683 | $969.9M | Add +4.5% |
| XOM Exxon Mobil Corp. | 0.22% | 7,082,157 | $968.3M | Reduce -0.6% |
| RECS Columbia Resear Enh Cor ETF | 0.21% | 21,699,028 | $939.1M | Add +8.1% |
| VTIP Vanguard Short-Term Tips | 0.21% | 18,526,302 | $930.6M | Add +4.1% |
Options reported separately and not counted above: SPY puts ($137.7M), QQQ puts ($61.7M), AAPL puts ($12.4M), SPY calls ($12.2M), AGL calls ($11.8M), META puts ($8.9M), CRWD calls ($7.8M), NVDA calls ($7.7M), LLY calls ($6.6M), AMZN calls ($6.1M), IWM puts ($5.9M), AMZN puts ($5.6M), and 193 more.
Other holdings (64): bonds, preferreds, convertibles and warrants · $41.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 8,530 | $10.7M | Add +2.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 8,124 | $9.4M | Add +0.2% |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 464,388 | $5.3M | Add +1.2% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 63,548 | $3.7M | Reduce -74.9% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 117,939 | $2.9M | Add +4.0% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 31,084 | $2.1M | Add +27.7% |
| FNGS Microsectors Fang+ Etns | NT LKD 38 · principal | 13,653 | $991K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 10,577 | $811K | Reduce -5.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 13,205 | $731K | Reduce -2.0% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 21,848 | $582K | Add +6.2% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 13,090 | $522K | Add +16.3% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 9,680 | $489K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 14,113 | $448K | Reduce -3.7% |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | 6,311 | $321K | New |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 6,824 | $307K | New |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 22,865 | $229K | No change |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 22,000 | $96K | New |
| SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) | NOTE 3.500%12/0 · principal | 17,000 | $83K | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 74,000 | $73K | Reduce -8.6% |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 71,000 | $73K | Add +108.8% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 77,000 | $71K | Add +140.6% |
| WISDOMTREE INC (WT 3.25 08/15/29) | NOTE 3.250% 8/1 · principal | 47,000 | $70K | New |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 54,000 | $64K | Add +134.8% |
| SPECTRUM BRANDS INC (SPB 3.375 06/01/29) | NOTE 3.375% 6/0 · principal | 61,000 | $63K | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 42,000 | $53K | New |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 42,000 | $53K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 48,000 | $53K | New |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | 53,000 | $52K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 41,000 | $49K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 43,000 | $49K | Reduce -8.5% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 54,000 | $48K | New |
| OXBRW Oxbridge Re Holdings-CW24 | *W EXP 03/26/202 | 713,852 | $47K | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 35,000 | $45K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 37,000 | $44K | New |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 43,000 | $44K | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 33,000 | $43K | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 35,000 | $40K | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 43,000 | $40K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 41,000 | $38K | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 31,000 | $37K | New |
| UNITY SOFTWARE INC (U 0 03/15/30) | NOTE 3/1 · principal | 31,000 | $35K | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 30,000 | $34K | Reduce -9.1% |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 36,000 | $32K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 29,000 | $30K | New |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 20,000 | $28K | Reduce -13.0% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 33,000 | $28K | Add +13.8% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 15,000 | $27K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 23,147 | $25K | Reduce -0.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 25,000 | $25K | New |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 86,604 | $24K | Add +0.2% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 25,000 | $23K | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 15,000 | $22K | New |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 18,000 | $18K | No change |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | 1,030,690 | $15K | Add +11.5% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 27,247 | $13K | Reduce -0.8% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 13,000 | $13K | Reduce -23.5% |
| XEROX HOLDINGS CORP (XRX 3.75 03/15/30) | NOTE 3.750% 3/1 · principal | 23,000 | $8K | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 25,203 | $7K | Reduce -0.9% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 25,152 | $6K | Reduce -0.9% |
| HUMAW Humacyte Inc.-CW27 | *W EXP 08/27/202 | 234,615 | $2K | Reduce -9.6% |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 49,095 | $1K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 13,000 | $641 | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 12,100 | $363 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 11,892 | $172 | No change |
Total filed on the 13F, all lines: $444.6B.
Portfolio Sells Q1 2026 → Q2 2026
| EFV iShares MSCI Eafe Value ETF | Reduce -35.3% | 0.23% | −0.18 |
| GLD SPDR Gold Shares | Reduce -5.5% | 0.37% | −0.17 |
| QUAL iShares MSCI USA Quality Fac | Reduce -17.5% | 0.66% | −0.17 |
| MBB iShares MBS ETF | Reduce -3.1% | 0.58% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -0.6% | 0.22% | −0.10 |
| IAGG iShares Intl Aggregate Bond | Reduce -63.7% | 0.05% | −0.10 |
| IVE iShares S&P 500 Value ETF | Reduce -8.3% | 0.49% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -7.4% | 0.32% | −0.09 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -23.5% | 0.14% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -8.0% | 0.90% | −0.07 |
| XLE SS Energy Select Sector | Reduce -1.4% | 0.18% | −0.07 |
| TLH iShares 10-20 Year Treasury | Reduce -18.3% | 0.15% | −0.07 |
| PLTR Palantir Technologies Inc. Class A | Reduce -2.0% | 0.13% | −0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -5.1% | 0.25% | −0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.6% | 1.66% | −0.06 |
| THRO iShares U.S. Thematic Rotati | Reduce -23.7% | 0.16% | −0.05 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -4.9% | 0.16% | −0.04 |
| XLC SS Comm Select Sector SPDR | Reduce -12.2% | 0.10% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -7.4% | 0.21% | −0.04 |
| FVD First Trust Value Line DVD | Reduce -4.9% | 0.17% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -2.6% | 0.39% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.0% | 0.31% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -2.6% | 0.15% | −0.03 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Reduce -3.5% | 0.15% | −0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -1.7% | 0.15% | −0.03 |
| XLP SS Consumer Staples Sel Sect | Reduce -17.7% | 0.07% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -6.7% | 0.10% | −0.03 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -10.4% | 0.12% | −0.03 |
| SPMB SS SPDR P Mort Back Bond ETF | Reduce -4.3% | 0.11% | −0.03 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -2.3% | 0.24% | −0.03 |
| RTX RTX Corp. | Reduce -0.8% | 0.12% | −0.03 |
| XLF SS Financial Select Sector | Reduce -1.2% | 0.24% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -5.6% | 0.22% | −0.02 |
| FIXD First Trust Smith Opportunis | Reduce -10.5% | 0.07% | −0.02 |
| CRM Salesforce Inc. | Reduce -7.7% | 0.04% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.2% | 0.86% | −0.02 |
| FTSM First Trust Enh Short Mat FD | Reduce -0.0% | 0.12% | −0.02 |
| OEF iShares S&P 100 ETF | Reduce -16.7% | 0.08% | −0.02 |
| BBAG JPMorgan Betabuilders US Agg | Reduce -66.2% | 0.01% | −0.02 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -8.4% | 0.10% | −0.02 |
| TFLO iShares Treasury Floating Ra | Reduce -4.9% | 0.07% | −0.02 |
| EWW iShares MSCI Mexico ETF | Reduce -81.6% | 0.00% | −0.02 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -4.4% | 0.07% | −0.02 |
| INTU Intuit Inc. | Reduce -20.4% | 0.01% | −0.02 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -1.4% | 0.08% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -8.4% | 0.05% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.5% | 0.40% | −0.02 |
| MCK McKesson Corp. | Reduce -2.8% | 0.04% | −0.02 |
| RING iShares MSCI Global Gold Min | Reduce -61.0% | 0.01% | −0.02 |
| TTE Totalenergies SE | Reduce -18.4% | 0.02% | −0.02 |
Portfolio Buys Q1 2026 → Q2 2026
| IVV iShares Core S&P 500 ETF | Add +27.6% | 2.49% | +0.48 |
| MU Micron Technology Inc. | Add +12.9% | 0.40% | +0.28 |
| SMH Vaneck Semiconductor ETF | Add +2.2% | 0.43% | +0.14 |
| IALT Ishrs SYS Alt Act ETF | New | 0.14% | +0.14 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.5% | 1.76% | +0.14 |
| QQQM Invesco Nasdaq 100 ETF | Add +11.4% | 0.80% | +0.13 |
| XLK SS Technology Select Sector | Add +0.6% | 0.68% | +0.12 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.11% | +0.11 |
| PVAL Putnam Focused LRG Cap Value | Add +699.5% | 0.11% | +0.10 |
| TSPA T Rowe Price US Eqy Research | Add +70982.6% | 0.09% | +0.09 |
| CGDV Cap Group Dividend Value | Add +12.8% | 0.90% | +0.09 |
| GGOV iShares Global GB Usd Ha ETF | New | 0.08% | +0.08 |
| SPMO Invesco S&P 500 Momentum ETF | Add +12.9% | 0.28% | +0.08 |
| CAT Caterpillar Inc. | Add +7.5% | 0.28% | +0.08 |
| CGGR Cap Group Growth Equity | Add +14.0% | 0.64% | +0.07 |
| AMAT Applied Materials Inc. | Add +6.1% | 0.15% | +0.07 |
| INTC Intel Corp. | Add +7.6% | 0.11% | +0.07 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +11.4% | 0.75% | +0.07 |
| SPCX Space Exploration Techn Class A | New | 0.07% | +0.07 |
| LRCX Lam Research Corp. | Add +4.1% | 0.15% | +0.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +31.5% | 0.65% | +0.06 |
| SOXX iShares Semiconductor ETF | Add +1.7% | 0.16% | +0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +8.0% | 1.25% | +0.06 |
| CGMM Cap Group Small and Mid Cap | Add +62.5% | 0.16% | +0.06 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +5.6% | 0.13% | +0.05 |
| TGRT T. Rowe Price Growth ETF | Add +410.3% | 0.07% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +2.4% | 0.73% | +0.05 |
| LLY Eli Lilly & Co. | Add +6.5% | 0.34% | +0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2.0% | 1.09% | +0.05 |
| RDVY First Trust Rising Dividend | Add +8.1% | 0.64% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +5.2% | 0.24% | +0.05 |
| BLCR iShares LRG CP CR Act ETF-Ui | Add +32.6% | 0.17% | +0.05 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +38.6% | 0.18% | +0.05 |
| VGT Vanguard Info Tech ETF | Add +3.1% | 0.28% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +0.2% | 0.26% | +0.05 |
| MRVL Marvell Technology Inc. | Add +1.4% | 0.07% | +0.04 |
| SNDK Sandisk Corp. | Add +25.3% | 0.06% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +4.7% | 0.52% | +0.04 |
| TVAL T. Rowe Price Value ETF | Add +2089.1% | 0.04% | +0.04 |
| DELL Dell Technologies -C | Add +12.4% | 0.07% | +0.04 |
| WDC Western Digital Corp. | Add +21.5% | 0.07% | +0.04 |
| IVW iShares S&P 500 Growth ETF | Add +3.2% | 0.67% | +0.04 |
| CSCO Cisco Systems Inc. | Add +0.1% | 0.18% | +0.04 |
| AVGO Broadcom Inc. | Add +3.6% | 0.58% | +0.04 |
| CGUS Cap Group Core Equity | Add +15.2% | 0.32% | +0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Add +13.3% | 0.28% | +0.04 |
| GARP iShares MSCI USA Quality Gar | Add +78.7% | 0.07% | +0.04 |
| JIVE JPM Interntl Value ETF | Add +65.6% | 0.10% | +0.03 |
| TMSL T.rowe PRC Small-Mid Cap ETF | Add +84.5% | 0.07% | +0.03 |
| BFLX Ishrs FLX Eq Act ETF | New | 0.03% | +0.03 |
Options Activity Q1 2026 → Q2 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -12.2% | 184,400 | $137.7M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +66.6% | 83,800 | $61.7M |
| AAPL Apple Inc. | put | Reduce -6.3% | 42,900 | $12.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +90.7% | 16,400 | $12.2M |
| AGL Agilon Health Inc. | call | Add +9.9% | 109,900 | $11.8M |
| META Meta Platforms Inc. Class A | put | Add +5.3% | 15,800 | $8.9M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +500.0% | 10,200 | $7.8M |
| NVDA Nvidia Corp. | call | Add +130.4% | 38,700 | $7.7M |
| LLY Eli Lilly & Co. | call | Add +1733.3% | 5,500 | $6.6M |
| AMZN Amazon.com Inc. | call | Add +28.8% | 25,500 | $6.1M |
| IWM iShares Russell 2000 ETF | put | Reduce -2.0% | 19,800 | $5.9M |
| AMZN Amazon.com Inc. | put | Add +70.8% | 23,400 | $5.6M |
| COST Costco Wholesale Corp. | put | Sold out | 5,100 | $5.1Mbefore exit |
| COST Costco Wholesale Corp. | call | Sold out | 5,000 | $5.0Mbefore exit |
| MSFT Microsoft Corp. | put | Add +2.3% | 13,300 | $5.0M |
| STX Seagate Technology Holdings | put | Add +2.0% | 5,100 | $4.9M |
| MTUM iShares MSCI USA Momentum Fa | put | New | 14,100 | $4.8M |
| MU Micron Technology Inc. | put | Reduce -15.6% | 3,800 | $4.4M |
| ASML ASML Holding NV-NY Reg SHS | put | Add +4.8% | 2,200 | $4.4M |
| AMD Advanced Micro Devices | call | Add +50.0% | 7,200 | $4.2M |
| META Meta Platforms Inc. Class A | call | Reduce -31.0% | 6,900 | $3.9M |
| GOOGL Alphabet Inc. Class A | put | Add +12.1% | 10,200 | $3.6M |
| CRCL Circle Internet Group Inc. | put | New | 57,800 | $3.6M |
| MSFT Microsoft Corp. | call | Add +23.1% | 9,600 | $3.6M |
| C Citigroup Inc. | call | Add +455.6% | 25,000 | $3.5M |
| SMH Vaneck Semiconductor ETF | put | New | 5,300 | $3.5M |
| C Citigroup Inc. | put | Reduce -26.8% | 24,800 | $3.5M |
| UPS United Parcel Service Class B | put | Sold out | 35,100 | $3.5Mbefore exit |
| AVGO Broadcom Inc. | put | Reduce -2.2% | 8,800 | $3.3M |
| QQQM Invesco Nasdaq 100 ETF | put | Add +111.8% | 10,800 | $3.3M |
| AMD Advanced Micro Devices | put | Add +48.6% | 5,500 | $3.2M |
| BE Bloom Energy Corp. Class A | put | Reduce -34.2% | 10,000 | $3.0M |
| AVGO Broadcom Inc. | call | Add +150.0% | 8,000 | $3.0M |
| MSTR Strategy Inc. | put | Add +307.1% | 34,600 | $3.0M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -27.3% | 4,000 | $2.9M |
| DELL Dell Technologies -C | put | Add +220.0% | 6,400 | $2.8M |
| UNH Unitedhealth Group Inc. | put | Add +24.5% | 6,600 | $2.7M |
| GOOG Alphabet Inc. Class C | put | Reduce -42.8% | 7,500 | $2.6M |
| ALAB Astera Labs Inc. | put | Add +2.0% | 5,100 | $2.5M |
| NVDA Nvidia Corp. | put | Add +8.3% | 11,700 | $2.3M |
| EFA iShares MSCI Eafe ETF | put | Reduce -13.9% | 22,300 | $2.3M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Reduce -63.4% | 3,000 | $2.3M |
| CSX CSX Corp. | call | Sold out | 55,000 | $2.3Mbefore exit |
| TSLA Tesla Inc. | call | Add +40.5% | 5,200 | $2.2M |
| IGV iShares Expanded Tech-Softwa | call | Sold out | 26,700 | $2.1Mbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | Add +70.5% | 17,900 | $2.1M |
| IBM Intl Business Machines Corp. | put | Reduce -22.6% | 7,200 | $2.0M |
| STM Stmicroelectronics NV-NY SHS | call | New | 26,400 | $2.0M |
| NOW ServiceNow Inc. | put | Add +31.7% | 18,700 | $1.9M |
| FDN First Trust DJ Internet Ind | put | New | 6,600 | $1.7M |
Showing the first 50 of 216.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +2.6% | 8,530 | $10.7M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.2% | 8,124 | $9.4M |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | Add +1.2% | 464,388 | $5.3M |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -74.9% | 63,548 | $3.7M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +4.0% | 117,939 | $2.9M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +27.7% | 31,084 | $2.1M |
| FNGS Microsectors Fang+ Etns | NT LKD 38 · principal | New | 13,653 | $991K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Reduce -5.6% | 10,577 | $811K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -2.0% | 13,205 | $731K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +6.2% | 21,848 | $582K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +16.3% | 13,090 | $522K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Reduce -3.7% | 14,113 | $448K |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | New | 6,311 | $321K |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 6,824 | $307K |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Sold out | 65,000 | $98Kbefore exit |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | New | 22,000 | $96K |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Sold out | 76,000 | $84Kbefore exit |
| SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) | NOTE 3.500%12/0 · principal | New | 17,000 | $83K |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | Sold out | 21,625 | $75Kbefore exit |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Reduce -8.6% | 74,000 | $73K |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | Add +108.8% | 71,000 | $73K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +140.6% | 77,000 | $71K |
| WISDOMTREE INC (WT 3.25 08/15/29) | NOTE 3.250% 8/1 · principal | New | 47,000 | $70K |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Add +134.8% | 54,000 | $64K |
| SPECTRUM BRANDS INC (SPB 3.375 06/01/29) | NOTE 3.375% 6/0 · principal | New | 61,000 | $63K |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | New | 42,000 | $53K |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | New | 42,000 | $53K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | New | 48,000 | $53K |
| BOX INC (BOX 1.5 09/15/29) | NOTE 1.500% 9/1 · principal | New | 53,000 | $52K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 41,000 | $49K |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Reduce -8.5% | 43,000 | $49K |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | New | 54,000 | $48K |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 35,000 | $45K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 37,000 | $44K |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | New | 43,000 | $44K |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 33,000 | $43K |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | New | 35,000 | $40K |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | New | 43,000 | $40K |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | New | 31,000 | $37K |
| UNITY SOFTWARE INC (U 0 03/15/30) | NOTE 3/1 · principal | New | 31,000 | $35K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Reduce -9.1% | 30,000 | $34K |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | New | 36,000 | $32K |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | New | 29,000 | $30K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 4,211,006 | $29Kbefore exit |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | Reduce -13.0% | 20,000 | $28K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +13.8% | 33,000 | $28K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -0.6% | 23,147 | $25K |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | New | 25,000 | $25K |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Add +0.2% | 86,604 | $24K |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | New | 25,000 | $23K |
Showing the first 50 of 61.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,932 | $444.6B | IVV, QQQ, SPY, AAPL, NVDA |
| Q1 2026 | 5,727 | $376.1B | IVV, SPY, QQQ, AAPL, NVDA |
| Q4 2025 | 5,611 | $365.7B | IVV, SPY, QQQ, AAPL, NVDA |
| Q3 2025 | 5,518 | $342.5B | IVV, SPY, QQQ, NVDA, AAPL |
| Q2 2025 | 5,332 | $299.4B | SPY, IVV, QQQ, NVDA, MSFT |
| Q1 2025 | 5,150 | $256.9B | IVV, SPY, AAPL, QQQ, VTI |
| Q4 2024 | 5,094 | $245.7B | IVV, SPY, AAPL, QQQ, VTI |
| Q3 2024 | 5,019 | $224.0B | IVV, SPY, QQQ, AAPL, VTI |
| Q2 2024 | 4,877 | $200.5B | IVV, SPY, QQQ, AAPL, VTI |
| Q1 2024 | 4,805 | $186.0B | IVV, SPY, QQQ, VTI, AAPL |