Apollomics Inc.-27APLMWPreferred / convertible

13F holders, Q1 2024 (March 31)
23holders
2famous investors
$0.08avg. 13F price*

At the end of Q1 2024, 23 institutions reported holding Apollomics Inc.-27 (APLMW) in their 13F filings. The largest holders were Boothbay Fund Management, LLC ($280K), Warberg Asset Management LLC ($15K) and EHP Funds Inc. ($15K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Ken Griffin ( of Citadel Advisors's portfolio).

Company
Apollomics Inc.-27
CUSIP
G0411D115
Latest filing quarter
Q2 2026

History

Number of 13F holders

0510152025 Q1 2024: 23Q1 2024Q2 2024: 22Q2 2024Q3 2024: 24Q3 2024Q4 2024: 21Q4 2024Q1 2025: 19Q1 2025Q2 2025: 16Q2 2025Q3 2025: 14Q3 2025Q4 2025: 14Q4 2025Q1 2026: 13Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q1 2024

No earlier quarter to compare with.

Ownership 23 holders

Boothbay Fund Management, LLC — No change 373,715 $280K
Warberg Asset Management LLC — Add +14.7% 511,000 $15K
EHP Funds Inc. — No change 498,450 $15K
Clear Street Derivatives LLC — — 497,350 $15K
Walleye Capital LLC — No change 383,744 $11K
Yakira Capital Management, Inc. — No change 362,364 $11K
D. E. Shaw & Co. — No change 318,530 $10K
Context Capital Management, LLC — No change 298,500 $9K
MMCAP International Inc. SPC — No change 250,000 $7K
Walleye Trading LLC — No change 215,856 $6K
Whitebox Advisors LLC — No change 200,000 $6K
Shaolin Capital Management LLC — No change 187,519 $6K
Wolverine Asset Management LLC — No change 167,464 $5K
Clear Street LLC — Add +0.1% 144,700 $4K
Citadel Advisors — Reduce -8.6% 135,403 $4K
683 Capital Management, LLC — No change 130,000 $4K
Periscope Capital Inc. — No change 120,000 $4K
SkyView Investment Advisors, LLC — No change 74,000 $2K
Bank of America Corp. — Add +0.2% 50,100 $1K
Schonfeld Strategic Advisors LLC — No change 15,000 $448
Goldman Sachs Group Inc. — No change 13,799 $413
Ancora Advisors LLC — No change 3,700 $111
Tower Research Capital LLC (TRC) — No change 200 $6

"% of holder's portfolio" is APLMW's weight in each manager's 13F, not the share of Apollomics Inc.-27 the manager owns.