Pgim S&P 500 Buffer 12-AprAPRPETF

13F holders, Q3 2024 (September 30)
5holders +2
2new positions
0sold out
$26.95avg. 13F price*

At the end of Q3 2024, 5 institutions reported holding Pgim S&P 500 Buffer 12-Apr (APRP) in their 13F filings, up 2 from Q2 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($1.6M), Cetera Investment Advisers ($841K) and Wolverine Trading, LLC ($250K).

Company
Pgim S&P 500 Buffer 12-Apr
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N700
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 6Q4 2024Q1 2025: 5Q1 2025Q2 2025: 9Q2 2025Q3 2025: 10Q3 2025Q4 2025: 8Q4 2025Q1 2026: 9Q1 2026Q2 2026: 15Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions2$420K
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 19,680 shares bought and 1,797 shares sold, net +17,883 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 5 holders

Prudential Financial Inc. 0.00% Add +7.3% 60,095 $1.6M
Cetera Investment Advisers 0.00% Reduce -5.5% 31,198 $841K
Wolverine Trading, LLC 0.01% New 9,305 $250K
PCA Investment Advisory Services Inc. 0.10% No change 7,846 $211K
DHJJ Financial Advisors, Ltd. 0.07% New 6,315 $170K

"% of holder's portfolio" is APRP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Apr the manager owns.