Cetera Investment Advisers
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Cetera Investment Advisers reported 4,849 stock positions worth $109.8 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 3.2% of the portfolio, followed by Apple (AAPL, 1.9%) and Nvidia (NVDA, 1.8%). Compared with Q1 2026, it opened 340 new positions, sold out of 153, added to 2,653 and reduced 1,758. The biggest buy was Micron Technology (MU, shares +17%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- SCHAUMBURG, IL
- CIK
- 0001666741
- Portfolio Value
- $109.8B (Q2 2026)
- SEC Filing
- 0001666741-26-000004 ↗ filed Aug 12, 2026
Holdings Value
Holdings 4,849 stocks · $109.8B
| IVV iShares Core S&P 500 ETF | 3.24% | 4,755,509 | $3.6B | Add +11.6% |
| AAPL Apple Inc. | 1.94% | 7,346,095 | $2.1B | Add +4.2% |
| NVDA Nvidia Corp. | 1.80% | 9,867,279 | $2.0B | Add +2.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.59% | 7,986,168 | $1.7B | Add +3.2% |
| QQQ Invesco QQQ Trust Series 1 | 1.52% | 2,264,534 | $1.7B | Add +0.1% |
| AGG iShares Core U.S. Aggregate | 1.40% | 15,483,118 | $1.5B | Add +1.5% |
| VOO Vanguard S&P 500 ETF | 1.39% | 2,217,564 | $1.5B | Add +10.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.27% | 1,868,568 | $1.4B | Add +3.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.18% | 3,511,558 | $1.3B | Add +4.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.15% | 14,652,011 | $1.3B | Add +6.2% |
| VONG Vanguard Russell 1000 Growth | 1.11% | 9,549,145 | $1.2B | Add +0.6% |
| MSFT Microsoft Corp. | 1.03% | 3,036,653 | $1.1B | Add +5.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.02% | 11,556,893 | $1.1B | Add +0.7% |
| AMZN Amazon.com Inc. | 1.01% | 4,652,594 | $1.1B | Add +4.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.82% | 18,275,976 | $900.6M | Reduce -0.5% |
| GOOGL Alphabet Inc. Class A | 0.74% | 2,274,509 | $812.8M | Add +4.8% |
| SCHD Schwab US DVD Equity ETF | 0.74% | 25,487,103 | $808.2M | Add +5.4% |
| IWF iShares Russell 1000 Growth | 0.71% | 6,240,599 | $774.9M | Reduce -0.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.66% | 2,385,588 | $722.8M | Add +7.6% |
| IVE iShares S&P 500 Value ETF | 0.63% | 3,065,888 | $696.1M | Reduce -7.0% |
| IVW iShares S&P 500 Growth ETF | 0.60% | 4,789,797 | $658.7M | Add +0.7% |
| SCHG Schwab US Large-Cap Growth | 0.59% | 19,036,117 | $644.2M | Add +6.0% |
| IEMG iShares Core MSCI Emerging | 0.57% | 7,574,258 | $627.5M | Reduce -13.6% |
| AVGO Broadcom Inc. | 0.57% | 1,653,411 | $624.6M | Add +5.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.56% | 13,337,519 | $615.5M | Add +32.8% |
| VEA Vanguard Ftse Developed ETF | 0.53% | 8,149,716 | $580.7M | Add +5.0% |
| VXUS Vanguard Total Intl Stock | 0.53% | 6,789,217 | $580.4M | Add +2.7% |
| GOOG Alphabet Inc. Class C | 0.53% | 1,635,199 | $577.8M | Add +7.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.49% | 7,874,124 | $535.5M | Add +5.7% |
| IWM iShares Russell 2000 ETF | 0.49% | 1,776,101 | $533.6M | Add +1.0% |
| BND Vanguard Total Bond Market | 0.48% | 7,165,064 | $526.0M | Reduce -6.0% |
| MU Micron Technology Inc. | 0.47% | 449,684 | $519.1M | Add +16.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.47% | 14,067,678 | $513.9M | Add +4.5% |
| AMD Advanced Micro Devices | 0.47% | 883,200 | $513.1M | Reduce -1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 1,013,879 | $507.3M | Add +4.0% |
| CGGR Cap Group Growth Equity | 0.46% | 10,594,267 | $500.0M | Add +8.1% |
| JPM JPMorgan Chase & Co. | 0.44% | 1,479,664 | $484.3M | Add +4.3% |
| PVAL Putnam Focused LRG Cap Value | 0.44% | 9,411,298 | $479.5M | Add +12.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.42% | 5,223,357 | $459.0M | Add +7.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.42% | 5,696,979 | $459.0M | Add +2.9% |
| META Meta Platforms Inc. Class A | 0.41% | 801,693 | $451.6M | Add +5.3% |
| VYM Vanguard High DVD Yield ETF | 0.41% | 2,823,051 | $446.1M | Add +4.6% |
| LLY Eli Lilly & Co. | 0.40% | 366,026 | $439.0M | Add +5.8% |
| TSLA Tesla Inc. | 0.39% | 1,008,225 | $424.1M | Add +5.1% |
| IJR iShares Core S&P Small-Cap E | 0.38% | 2,811,720 | $417.0M | Reduce -2.7% |
| JEPI JPMorgan Equity Premium Inco | 0.36% | 6,909,528 | $390.3M | Add +13.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.35% | 3,263,810 | $388.4M | Add +6.0% |
| MUB iShares National Muni Bond E | 0.35% | 3,581,966 | $385.5M | Add +11.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 1,267,408 | $384.2M | Add +3.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.34% | 8,838,361 | $374.1M | Add +6.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.33% | 754,685 | $360.4M | Add +3.0% |
| SDVY First Trust Smid Cap Rising | 0.32% | 8,255,130 | $356.1M | Add +3.9% |
| RDVY First Trust Rising Dividend | 0.32% | 4,350,617 | $352.7M | Add +7.6% |
| XLK SS Technology Select Sector | 0.32% | 1,842,269 | $351.0M | Add +0.8% |
| SMH Vaneck Semiconductor ETF | 0.31% | 522,174 | $342.5M | Add +2.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.31% | 5,403,084 | $336.1M | Reduce -3.7% |
| XOM Exxon Mobil Corp. | 0.30% | 2,444,155 | $334.2M | Add +2.6% |
| VGT Vanguard Info Tech ETF | 0.30% | 2,787,472 | $333.2M | Add +3.8% |
| FBND Fidelity Total Bond ETF | 0.30% | 7,296,054 | $331.9M | Add +7.3% |
| WMT Walmart Inc. | 0.30% | 2,901,700 | $328.6M | Add +3.1% |
| CAT Caterpillar Inc. | 0.28% | 292,059 | $311.0M | Reduce -1.3% |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 1,285,097 | $304.1M | Add +9.5% |
| GLD SPDR Gold Shares | 0.28% | 825,188 | $304.0M | Reduce -3.1% |
| IWD iShares Russell 1000 Value E | 0.28% | 1,245,656 | $302.0M | Add +1.3% |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 5,010,389 | $299.1M | Add +4.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.27% | 5,899,743 | $297.9M | Add +6.3% |
| IDEV iShares Core MSCI Dev MKTS | 0.27% | 3,295,103 | $293.3M | Add +6.0% |
| EFG iShares MSCI Eafe Growth ETF | 0.27% | 2,355,345 | $293.1M | Add +6.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.27% | 1,201,689 | $292.0M | Add +3.2% |
| V Visa Inc. Class A | 0.26% | 847,478 | $290.8M | Add +1.5% |
| PULS Pgim Ultra Short Bond ETF | 0.26% | 5,839,077 | $289.3M | Add +23.2% |
| BNDX Vanguard Total Intl Bond ETF | 0.26% | 5,925,087 | $287.0M | Add +4.9% |
| JBND JPMorgan Active Bond ETF | 0.26% | 5,328,568 | $285.1M | Add +39.0% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.26% | 6,388,312 | $284.2M | Add +1.2% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 3,615,909 | $278.8M | Add +2.4% |
| JNJ Johnson & Johnson | 0.25% | 1,094,399 | $277.9M | Add +5.8% |
| BAI Ishrs AI in and Tech Act ETF | 0.25% | 5,116,022 | $269.7M | Add +6.6% |
| DGRO iShares Core Dividend Growth | 0.24% | 3,502,126 | $265.4M | Add +5.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.24% | 2,856,988 | $261.8M | Reduce -34.3% |
| XMMO Invesco S&P Midcap Momentum | 0.23% | 1,510,414 | $257.0M | Add +10.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.23% | 4,186,310 | $254.5M | Reduce -0.5% |
| DGRW Wisdomtree U.S. Quality Divi | 0.23% | 2,640,256 | $252.5M | Add +1.9% |
| RSP Invesco S&P 500 Equal Weight | 0.23% | 1,181,458 | $251.4M | Reduce -4.2% |
| ABBV Abbvie Inc. | 0.23% | 990,692 | $249.3M | Add +2.6% |
| GOVT iShares US Treasury Bond ETF | 0.23% | 10,888,991 | $248.1M | Add +7.4% |
| VNQ Vanguard Real Estate ETF | 0.21% | 2,439,239 | $235.2M | Add +3.2% |
| IWR iShares Russell Mid-Cap ETF | 0.21% | 2,128,236 | $234.8M | Reduce -0.3% |
| IQLT iShares MSCI International Q | 0.21% | 4,713,571 | $233.6M | Add +6.1% |
| COST Costco Wholesale Corp. | 0.21% | 244,761 | $229.0M | Add +1.4% |
| SGOV iShares 0-3 Month Treasury B | 0.20% | 2,217,429 | $223.2M | Add +3.5% |
| QUAL iShares MSCI USA Quality Fac | 0.20% | 978,389 | $214.7M | Reduce -37.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.19% | 4,066,633 | $212.8M | Reduce -15.9% |
| BSV Vanguard Short-Term Bond ETF | 0.19% | 2,702,880 | $210.6M | Add +5.5% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.19% | 3,405,031 | $209.3M | Add +12.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.19% | 2,168,165 | $209.1M | Add +0.3% |
| TCHP T Rowe Price Blue Chip Growt | 0.19% | 4,164,087 | $208.6M | Add +6.2% |
| HD Home Depot Inc. | 0.19% | 589,848 | $208.0M | Add +1.8% |
| JMUB JPMorgan Municipal ETF | 0.19% | 4,089,282 | $207.1M | Add +12.5% |
| JPST JPMorgan Ultra-Short Income | 0.19% | 4,090,820 | $206.9M | Add +21.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.19% | 595,918 | $204.3M | Reduce -2.6% |
Options reported separately and not counted above: GEV calls ($856K), AMD calls ($447K), SPY calls ($421K), MU puts ($228K), MSFT puts ($223K), AAPL puts ($202K), UNH calls ($87K), AXTI calls ($81K), SPY puts ($77K), NOW calls ($73K), LMT puts ($68K), MRK puts ($62K), and 132 more.
Other holdings (14): bonds, preferreds, convertibles and warrants · $5.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 876 | $1.1M | Add +10.2% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 16,167 | $1.1M | Add +1.6% |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 63,015 | $722K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 575 | $666K | Reduce -14.4% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 12,018 | $540K | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 7,824 | $416K | Add +16.2% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 8,072 | $322K | Reduce -5.2% |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 6,269 | $306K | Add +38.0% |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | 4,850 | $247K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 8,161 | $217K | Reduce -4.8% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 27,153 | $76K | Add +62.1% |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | 161,083 | $2K | Add +0.4% |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 16,500 | $492 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 10,717 | $155 | No change |
Total filed on the 13F, all lines: $109.8B.
Portfolio Sells Q1 2026 → Q2 2026
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -34.3% | 0.24% | −0.19 |
| EFV iShares MSCI Eafe Value ETF | Reduce -45.7% | 0.15% | −0.16 |
| QUAL iShares MSCI USA Quality Fac | Reduce -37.8% | 0.20% | −0.13 |
| BND Vanguard Total Bond Market | Reduce -6.0% | 0.48% | −0.12 |
| GLD SPDR Gold Shares | Reduce -3.1% | 0.28% | −0.11 |
| IVE iShares S&P 500 Value ETF | Reduce -7.0% | 0.63% | −0.11 |
| IAGG iShares Intl Aggregate Bond | Reduce -78.9% | 0.02% | −0.10 |
| PLTR Palantir Technologies Inc. Class A | Reduce -6.4% | 0.17% | −0.09 |
| IEMG iShares Core MSCI Emerging | Reduce -13.6% | 0.57% | −0.08 |
| TLH iShares 10-20 Year Treasury | Reduce -21.1% | 0.15% | −0.07 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -15.9% | 0.19% | −0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -3.7% | 0.31% | −0.07 |
| EDIV State Street SPDR S&P Emergi | Reduce -74.1% | 0.01% | −0.05 |
| THRO iShares U.S. Thematic Rotati | Reduce -26.4% | 0.12% | −0.04 |
| SLV iShares Silver Trust | Reduce -12.6% | 0.06% | −0.04 |
| CRGY Crescent Energy Inc. Class A | Reduce -47.5% | 0.02% | −0.03 |
| PFE Pfizer Inc. | Reduce -0.9% | 0.07% | −0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -1.4% | 0.12% | −0.02 |
| QLTA iShares Aaa - A Rated Corpor | Reduce -84.7% | 0.00% | −0.02 |
| COP Conocophillips | Reduce -0.6% | 0.05% | −0.02 |
| FTCS First Trust Capital Strength | Reduce -3.0% | 0.12% | −0.02 |
| MINT PIMCO Enhanced Short Maturit | Reduce -35.0% | 0.03% | −0.02 |
| RSP Invesco S&P 500 Equal Weight | Reduce -4.2% | 0.23% | −0.02 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -22.5% | 0.06% | −0.02 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.5% | 0.23% | −0.02 |
| XLC SS Comm Select Sector SPDR | Reduce -8.4% | 0.07% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -4.0% | 0.10% | −0.02 |
| BPRE Bluerock Private Real Estate | Reduce -6.4% | 0.04% | −0.02 |
| CTRA Coterra Energy Inc. | Sold out | 0.00% | −0.02 |
| NEE Nextera Energy Inc. | Reduce -0.3% | 0.09% | −0.02 |
| MSTR Strategy Inc. | Reduce -24.5% | 0.02% | −0.02 |
| MDT Medtronic PLC | Reduce -11.3% | 0.04% | −0.02 |
| CLIP Global X 1-3 Month T-Bill | Reduce -64.3% | 0.01% | −0.02 |
| VDE Vanguard Energy ETF | Reduce -13.6% | 0.04% | −0.02 |
| INTU Intuit Inc. | Reduce -16.1% | 0.02% | −0.02 |
| PHYS Sprott Physical Gold Trust | Reduce -4.0% | 0.05% | −0.02 |
| AMGN Amgen Inc. | Reduce -3.4% | 0.11% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -0.9% | 0.13% | −0.02 |
| DIVB iShares Core Dividend ETF | Reduce -58.3% | 0.01% | −0.02 |
| TLT iShares 20+ Year Treasury BD | Reduce -6.7% | 0.07% | −0.02 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -1.3% | 0.09% | −0.02 |
| ISRG Intuitive Surgical Inc. | Reduce -4.4% | 0.04% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -5.6% | 0.12% | −0.02 |
| MCK McKesson Corp. | Reduce -1.6% | 0.05% | −0.02 |
| FVD First Trust Value Line DVD | Reduce -4.9% | 0.08% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -17.1% | 0.04% | −0.02 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -0.2% | 0.09% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -10.0% | 0.03% | −0.02 |
| SHLD Global X Defense Tech ETF | Reduce -4.5% | 0.03% | −0.02 |
| TMUS T-Mobile US Inc. | Reduce -2.9% | 0.03% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| MU Micron Technology Inc. | Add +16.5% | 0.47% | +0.33 |
| IVV iShares Core S&P 500 ETF | Add +11.6% | 3.24% | +0.28 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.1% | 1.52% | +0.13 |
| VOO Vanguard S&P 500 ETF | Add +10.8% | 1.39% | +0.12 |
| CWB SS SPDR BB Conv Sec ETF | Add +949.5% | 0.13% | +0.11 |
| SMH Vaneck Semiconductor ETF | Add +2.1% | 0.31% | +0.10 |
| CORO Ish Intl CTRY Rot Act ETF | New | 0.10% | +0.10 |
| QQQM Invesco Nasdaq 100 ETF | Add +7.6% | 0.66% | +0.10 |
| IALT Ishrs SYS Alt Act ETF | New | 0.09% | +0.09 |
| STIP iShares 0-5 Year Tips Bond E | Add +216.9% | 0.13% | +0.08 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +6.2% | 1.15% | +0.08 |
| BAI Ishrs AI in and Tech Act ETF | Add +6.6% | 0.25% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +4.8% | 0.74% | +0.08 |
| LRCX Lam Research Corp. | Add +4.7% | 0.16% | +0.07 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +4.0% | 0.16% | +0.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +32.8% | 0.56% | +0.07 |
| GGOV iShares Global GB Usd Ha ETF | New | 0.07% | +0.07 |
| SPCX Space Exploration Techn Class A | New | 0.07% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +3.0% | 0.33% | +0.07 |
| LLY Eli Lilly & Co. | Add +5.8% | 0.40% | +0.06 |
| XLK SS Technology Select Sector | Add +0.8% | 0.32% | +0.06 |
| GOOG Alphabet Inc. Class C | Add +7.2% | 0.53% | +0.06 |
| MRVL Marvell Technology Inc. | Add +0.4% | 0.09% | +0.06 |
| STX Seagate Technology Holdings | Add +5.1% | 0.10% | +0.06 |
| VGT Vanguard Info Tech ETF | Add +3.8% | 0.30% | +0.05 |
| SNDK Sandisk Corp. | Add +57.8% | 0.07% | +0.05 |
| KLAC KLA Corp. | Add +2.1% | 0.12% | +0.05 |
| AVGO Broadcom Inc. | Add +5.2% | 0.57% | +0.05 |
| SOXX iShares Semiconductor ETF | Add +6.5% | 0.11% | +0.05 |
| CGGO Cap Group Global Growth | Add +6.5% | 0.34% | +0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Add +66.8% | 0.15% | +0.04 |
| FESM Fidelity Enhanced Small Cap | Add +40.8% | 0.12% | +0.04 |
| WDC Western Digital Corp. | Add +11.6% | 0.07% | +0.04 |
| JBND JPMorgan Active Bond ETF | Add +39.0% | 0.26% | +0.04 |
| GLW Corning Inc. | Add +9.6% | 0.09% | +0.04 |
| GEV GE Vernova Inc. | Add +10.8% | 0.18% | +0.04 |
| ARTY iShares Future AI & Tech ETF | Add +316.2% | 0.05% | +0.04 |
| UNH Unitedhealth Group Inc. | Add +4.0% | 0.14% | +0.04 |
| CGGR Cap Group Growth Equity | Add +8.1% | 0.46% | +0.04 |
| BLCR iShares LRG CP CR Act ETF-Ui | Add +34.8% | 0.12% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.4% | 1.18% | +0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +6.0% | 0.35% | +0.03 |
| AAPL Apple Inc. | Add +4.2% | 1.94% | +0.03 |
| GRID First TRST Nasd Class Edg Sgiif | Add +32.1% | 0.13% | +0.03 |
| AVUV Avantis US Small Cap Value | Add +40.3% | 0.12% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +5.2% | 0.12% | +0.03 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +43.8% | 0.11% | +0.03 |
| PTRB Pgim Total Return Bond ETF | Add +746.8% | 0.04% | +0.03 |
| SCHG Schwab US Large-Cap Growth | Add +6.0% | 0.59% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +0.7% | 0.60% | +0.03 |
Options Activity Q1 2026 → Q2 2026
| GEV GE Vernova Inc. | call | New | 4,000 | $856K |
| AMD Advanced Micro Devices | call | Reduce -66.7% | 2,800 | $447K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -74.5% | 1,400 | $421K |
| MU Micron Technology Inc. | put | New | 2,500 | $228K |
| MSFT Microsoft Corp. | put | Add +11.1% | 3,000 | $223K |
| XBI SS SPDR S&P Biotech ETF | call | Sold out | 10,000 | $221Kbefore exit |
| AAPL Apple Inc. | put | Add +117.5% | 21,100 | $202K |
| KTOS Kratos Defense & Security | put | Sold out | 5,500 | $125Kbefore exit |
| CCJ Cameco Corp. | put | Sold out | 6,300 | $101Kbefore exit |
| UNH Unitedhealth Group Inc. | call | Reduce -85.2% | 800 | $87K |
| AXTI Axt Inc. | call | New | 2,000 | $81K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +5.7% | 3,700 | $77K |
| NOW ServiceNow Inc. | call | New | 3,200 | $73K |
| CRM Salesforce Inc. | call | New | 3,900 | $60K |
| FCX Freeport-McMoran Inc. | put | New | 7,600 | $59K |
| SCCO Southern Copper Corp. | put | Sold out | 2,800 | $58Kbefore exit |
| SHW The Sherwin-Williams Co. | put | Reduce -1.4% | 7,200 | $57K |
| VG Venture Global Inc. Class A | put | Sold out | 27,000 | $53Kbefore exit |
| AMZN Amazon.com Inc. | call | Add +8.3% | 1,300 | $50K |
| DVN Devon Energy Corp. | put | Reduce -64.9% | 7,400 | $45K |
| XLE SS Energy Select Sector | call | Sold out | 8,800 | $43Kbefore exit |
| MSFT Microsoft Corp. | call | Add +700.0% | 800 | $42K |
| MU Micron Technology Inc. | call | New | 200 | $41K |
| IREN Iren Ltd. | put | New | 3,600 | $41K |
| VLO Valero Energy Corp. | put | Sold out | 4,200 | $38Kbefore exit |
| DAL Delta Air Lines Inc. | put | New | 7,600 | $38K |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -94.8% | 3,400 | $34K |
| AMC AMC Entertainment HLDS Class A | call | Add +32.8% | 81,000 | $33K |
| IWM iShares Russell 2000 ETF | put | Reduce -25.0% | 3,600 | $31K |
| AAOI Applied Optoelectronics Inc. | call | Sold out | 1,100 | $29Kbefore exit |
| ARM Arm Holdings PLC-ADR | put | New | 700 | $28K |
| EWY iShares MSCI South Korea ETF | call | Sold out | 5,000 | $25Kbefore exit |
| MTUM iShares MSCI USA Momentum Fa | put | New | 7,200 | $25K |
| HCA HCA Healthcare Inc. | put | Reduce -62.4% | 6,800 | $24K |
| UPS United Parcel Service Class B | put | New | 6,300 | $22K |
| ALAB Astera Labs Inc. | put | New | 300 | $20K |
| APD Air Products & Chemicals Inc. | put | New | 1,600 | $20K |
| DIA SS SPDR Dow Jones Indus Avg | put | Reduce -10.5% | 1,700 | $19K |
| NBIS Nebius Group NV | put | New | 800 | $19K |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 600 | $18Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -95.0% | 100 | $17K |
| LRCX Lam Research Corp. | call | New | 200 | $17K |
| IBIT iShares Bitcoin Trust ETF | call | New | 1,200 | $16K |
| JNJ Johnson & Johnson | put | Sold out | 4,000 | $16Kbefore exit |
| AVGO Broadcom Inc. | call | Reduce -16.7% | 500 | $14K |
| MRVL Marvell Technology Inc. | put | New | 600 | $14K |
| META Meta Platforms Inc. Class A | call | Sold out | 400 | $14Kbefore exit |
| CRWV Coreweave Inc. Class A | put | New | 3,300 | $14K |
| TSM Taiwan Semiconductor-SP ADR | call | New | 200 | $14K |
| SOXX iShares Semiconductor ETF | call | New | 100 | $13K |
Showing the first 50 of 170.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2026 → Q2 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +10.2% | 876 | $1.1M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +1.6% | 16,167 | $1.1M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -14.4% | 575 | $666K |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 12,018 | $540K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +16.2% | 7,824 | $416K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Reduce -5.2% | 8,072 | $322K |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | Add +38.0% | 6,269 | $306K |
| ALPHABET INC (GOOGL 6.25 05/15/29 A) | DEP SHS RP1/20 A | New | 4,850 | $247K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -4.8% | 8,161 | $217K |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Add +62.1% | 27,153 | $76K |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 690,580 | $5Kbefore exit |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | Add +0.4% | 161,083 | $2K |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Sold out | 23,415 | $187before exit |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Sold out | 22,707 | $182before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,849 | $109.8B | IVV, AAPL, NVDA, VTV, QQQ |
| Q1 2026 | 4,660 | $94.0B | IVV, AAPL, NVDA, VTV, AGG |
| Q4 2025 | 4,586 | $91.5B | IVV, AAPL, NVDA, AGG, VTV |
| Q3 2025 | 4,486 | $86.0B | IVV, NVDA, AAPL, AGG, MSFT |
| Q2 2025 | 4,038 | $59.3B | NVDA, IVV, AAPL, MSFT, QQQ |
| Q1 2025 | 3,936 | $51.6B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 3,719 | $47.8B | AAPL, IVV, NVDA, MSFT, SPY |
| Q3 2024 | 3,674 | $45.7B | AAPL, IVV, MSFT, NVDA, SPY |
| Q2 2024 | 3,677 | $43.4B | IVV, AAPL, MSFT, NVDA, QQQ |
| Q1 2024Amended | 3,653 | $42.4B | IVV, AAPL, MSFT, QQQ, SPY |