Roundhill Gen AI & Tech ETFCHAT ETF 13F holders, Q4 2024 (December 31) 40 holders −4
5 new positions
11 sold out
$40.38 avg. 13F price*
At the end of Q4 2024 , 40 institutions reported holding Roundhill Gen AI & Tech ETF (CHAT) in their 13F filings, down 4 from Q3 2024. 5 opened new positions and 11 sold out. The largest holders were LPL Financial LLC ($7.2M), Gradient Investments LLC ($5.8M) and Commonwealth Equity Services, LLC ($5.3M).
Company Roundhill Gen AI & Tech ETF
Filed as TIDAL TR II (Q4 2024)
CUSIP 88636J600
Latest filing quarter Q2 2026 History Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024 Institutions Total Value New Positions 5 $676K Exits 11 $10.5M
All 13F filers, Q3 2024 → Q4 2024: 119,711 shares bought and 474,881 shares sold, net −355,170 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 40 holders Portfolio Manager % of Holder's Portfolio Change vs Q3 2024 Shares Value ▼ LPL Financial LLC 0.00% Reduce -1.1% 177,915 $7.2M Gradient Investments LLC 0.12% Add +39.9% 143,667 $5.8M Commonwealth Equity Services, LLC 0.01% Reduce -0.6% 129,989 $5.3M Gemmer Asset Management LLC 0.21% Add +45.0% 52,316 $2.1M Susquehanna International Group, LLP 0.00% Reduce -9.4% 28,610 $1.2M Avantax Advisory Services, Inc. 0.01% Add +145.0% 27,450 $1.1M Osaic Holdings, Inc. 0.00% Add +34.4% 21,560 $872K Mattson Financial Services, LLC 0.23% Add +35.0% 19,620 $734K Waddell & Associates, LLC 0.07% Add +111.3% 17,719 $717K Envestnet Asset Management Inc. 0.00% Add +1.5% 17,343 $702K Jane Street Group, LLC 0.00% Reduce -92.6% 15,114 $612K Valley National Advisers Inc. 0.10% Reduce -0.3% 13,916 $563K Visionary Wealth Advisors 0.03% Add +5.8% 12,083 $489K Wealth Enhancement Advisory Services, LLC 0.00% Add +29.5% 10,849 $439K International Assets Investment Management, LLC 0.03% New 10,182 $415K Beacon Financial Advisory LLC 0.13% Add +0.6% 9,782 $396K SeaCrest Wealth Management, LLC 0.04% Reduce -6.2% 8,750 $354K Creative Planning 0.00% Add +5.4% 6,955 $281K Advyzon Investment Management, LLC 0.11% — 6,924 $280K Simplex Trading, LLC 0.01% Add +637.8% 6,301 $254K Focus Partners Wealth 0.00% Add +2.4% 6,180 $250K Janney Montgomery Scott LLC 0.00% New 5,517 $223K Jackson, Grant Investment Advisers, Inc. 0.04% No change 2,278 $92K Harbour Investments, Inc. 0.00% No change 1,213 $49K Royal Bank of Canada 0.00% No change 1,167 $47K Morgan Stanley 0.00% Add +38.6% 970 $39K IFP Advisors, Inc 0.00% No change 640 $26K Beacon Capital Management, LLC 0.00% No change 600 $24K AE Wealth Management LLC 0.00% New 565 $23K Glass Jacobson Investment Advisors llc 0.01% No change 442 $18K ZynergyRetirementPlanningLLC 0.01% No change 334 $12K NewEdge Advisors, LLC 0.00% New 213 $9K Householder Group Estate & Retirement Specialist, LLC 0.01% No change 200 $8K Allworth Financial LP 0.00% New 160 $7K Federation des caisses Desjardins du Quebec 0.00% No change 100 $4K WPG Advisers, LLC 0.00% — 85 $3K Quadrant Capital Group LLC 0.00% No change 28 $1K Koesten, Hirschmann & Crabtree, INC. 0.00% No change 27 $1K Horizon Investments, LLC 0.00% No change 9 $364 MCF Advisors LLC 0.00% No change 1 $41
"% of holder's portfolio" is CHAT's weight in each manager's 13F, not the share of Roundhill Gen AI & Tech ETF the manager owns.