Ess Tech Inc. -CW27GWHWWPreferred / convertible
13F holders, Q3 2024 (September 30)11holders −4
0new positions
4sold out
$0.04avg. 13F price*
At the end of Q3 2024, 11 institutions reported holding Ess Tech Inc. -CW27 (GWHWW) in their 13F filings, down 4 from Q2 2024. 0 opened new positions and 4 sold out. The largest holders were Heights Capital Management, Inc. ($22K), Saba Capital Management, L.P. ($13K) and Vestcor Inc ($4K).
- Company
- Ess Tech Inc. -CW27
- CUSIP
- 26916J114
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 4 | $34K |
All 13F filers, Q2 2024 → Q3 2024: 2,769 shares bought and 498,376 shares sold, net −495,607 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Heights Capital Management, Inc. | — | — | 586,218 | $22K |
| Saba Capital Management, L.P. | — | No change | 303,596 | $13K |
| Vestcor Inc | — | No change | 105,182 | $4K |
| Jane Street Group, LLC | — | No change | 58,356 | $2K |
| Greenhouse Wealth Management, LLC | — | No change | 50,000 | $2K |
| Wolverine Asset Management LLC | — | No change | 27,099 | $1K |
| Marathon Trading Investment Management LLC | — | No change | 20,130 | $745 |
| UBS Group AG | — | Add +38.7% | 9,613 | $356 |
| Bank of America Corp. | — | Add +89.0% | 189 | $7 |
| Clear Street LLC | — | No change | 100 | $4 |
| Kepos Capital LP | — | No change | 10,300 | $0 |
"% of holder's portfolio" is GWHWW's weight in each manager's 13F, not the share of Ess Tech Inc. -CW27 the manager owns.