Ess Tech Inc. -CW27GWHWWPreferred / convertible

13F holders, Q1 2025 (March 31)
13holders +2
2new positions
0sold out
$0.08avg. 13F price*

At the end of Q1 2025, 13 institutions reported holding Ess Tech Inc. -CW27 (GWHWW) in their 13F filings, up 2 from Q4 2024. 2 opened new positions and 0 sold out. The largest holders were Heights Capital Management, Inc. ($47K), LMR Partners LLP ($36K) and Saba Capital Management, L.P. ($28K).

Company
Ess Tech Inc. -CW27
CUSIP
26916J114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 15Q2 2024Q3 2024: 11Q3 2024Q4 2024: 11Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 12Q3 2025Q4 2025: 13Q4 2025Q1 2026: 12Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions2$3K
Exits0$0

All 13F filers, Q4 2024 → Q1 2025: 37,614 shares bought and 14,977 shares sold, net +22,637 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 13 holders

Heights Capital Management, Inc. — No change 586,218 $47K
LMR Partners LLP — No change 451,284 $36K
Saba Capital Management, L.P. — No change 303,596 $28K
Vestcor Inc — No change 105,182 $10K
Jane Street Group, LLC — Add +0.4% 58,688 $5K
Greenhouse Wealth Management, LLC — No change 50,000 $4K
Susquehanna International Group, LLP — New 37,075 $3K
Marathon Trading Investment Management LLC — No change 20,130 $2K
UBS Group AG — No change 2,615 $228
Bank of America Corp. — Add +34.6% 389 $34
Clear Street LLC — Add +50.0% 300 $24
Wolverine Asset Management LLC — Reduce -98.6% 208 $16
Trust Co. of Vermont — New 130 $11

"% of holder's portfolio" is GWHWW's weight in each manager's 13F, not the share of Ess Tech Inc. -CW27 the manager owns.