Neovolta Inc. -CW27NEOVWPreferred / convertible
13F holders, Q3 2024 (September 30)6holders +3
1new positions
0sold out
$0.89avg. 13F price*
At the end of Q3 2024, 6 institutions reported holding Neovolta Inc. -CW27 (NEOVW) in their 13F filings, up 3 from Q2 2024. 1 opened new positions and 0 sold out. The largest holders were Warberg Asset Management LLC ($152K), Clear Street LLC ($78K) and Legacy Investment Solutions, LLC ($36K).
- Company
- Neovolta Inc. -CW27
- CUSIP
- 640655114
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $200 |
| Exits | 0 | $0 |
All 13F filers, Q2 2024 → Q3 2024: 30,904 shares bought, net +30,904 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Warberg Asset Management LLC | — | Add +15.6% | 224,818 | $152K |
| Clear Street LLC | — | No change | 81,666 | $78K |
| Legacy Investment Solutions, LLC | — | — | 14,996 | $36K |
| Legacy Wealth Managment, LLC | — | — | 14,996 | $36K |
| Osaic Holdings, Inc. | — | No change | 5,000 | $2K |
| UBS Group AG | — | New | 499 | $200 |
"% of holder's portfolio" is NEOVW's weight in each manager's 13F, not the share of Neovolta Inc. -CW27 the manager owns.