Graf Acquisition Corp.-CW28NKGNWPreferred / convertible

13F holders, Q2 2024 (June 30)
31holders +1
2new positions
1sold out
2famous investors
$0.10avg. 13F price*

At the end of Q2 2024, 31 institutions reported holding Graf Acquisition Corp.-CW28 (NKGNW) in their 13F filings, up 1 from Q1 2024. 2 opened new positions and 1 sold out. The largest holders were Rivernorth Capital Management, LLC ($65K), BNP Paribas Financial Markets ($15K) and Adage Capital Partners Gp, L.L.C. ($14K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Ken Griffin ( of Citadel Advisors's portfolio).

Company
Graf Acquisition Corp.-CW28
Filed as
NKGEN BIOTECH INC (Q2 2024)
CUSIP
65488A119
Latest filing quarter
Q1 2025

History

Number of 13F holders

010203040 Q1 2024: 30Q1 2024Q2 2024: 31Q2 2024Q3 2024: 29Q3 2024Q4 2024: 26Q4 2024Q1 2025: 3Q1 2025

Total Exit/New Position Q1 2024 → Q2 2024

InstitutionsTotal Value
New Positions2$2K
Exits1$2K

All 13F filers, Q1 2024 → Q2 2024: 56,746 shares bought and 82,698 shares sold, net −25,952 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 31 holders
Rivernorth Capital Management, LLC — No change 652,432 $65K
BNP Paribas Financial Markets — No change 150,000 $15K
Adage Capital Partners Gp, L.L.C. — Reduce -11.3% 161,325 $14K
Balyasny Asset Management L.P. — No change 139,893 $14K
Exos Asset Management LLC — No change 146,254 $13K
Shaolin Capital Management LLC — No change 128,274 $11K
Healthcare of Ontario Pension Plan Trust Fund — No change 100,000 $10K
Kim, LLC — No change 92,040 $9K
Jane Street Group, LLC — No change 100,165 $9K
Taconic Capital Advisors LP — Reduce -0.1% 69,942 $7K
Polar Asset Management Partners Inc. — No change 60,000 $6K
D. E. Shaw & Co. — No change 50,000 $5K
Walleye Capital LLC — No change 45,913 $5K
Fort Baker Capital Management LP — No change 36,934 $4K
Atalaya Capital Management LP — No change 30,000 $4K
Alberta Investment Management Corp — No change 40,000 $3K
Cowen and Company, LLC — Add +59.8% 39,800 $3K
Saba Capital Management, L.P. — No change 31,129 $3K
Mint Tower Capital Management B.V. — No change 40,000 $3K
Schonfeld Strategic Advisors LLC — No change 30,000 $3K
Citadel Advisors — Add +34.8% 26,526 $3K
Walleye Trading LLC — No change 25,830 $3K
Wolverine Asset Management LLC — Add +25.3% 28,134 $2K
Periscope Capital Inc. — Reduce -71.7% 19,110 $2K
GABELLI & Co INVESTMENT ADVISERS, INC. — No change 17,240 $2K
Gabelli Funds LLC — No change 17,221 $1K
Sequoia Financial Advisors, LLC — New 14,072 $1K
UBS Group AG — Reduce -0.3% 13,606 $1K
CSS LLC — No change 12,795 $1K
Flow Traders U.S. LLC — New 15,246 $1K
Caas Capital Management LP — No change 10,000 $870

"% of holder's portfolio" is NKGNW's weight in each manager's 13F, not the share of Graf Acquisition Corp.-CW28 the manager owns.