Graf Acquisition Corp.-CW28NKGNWPreferred / convertible

13F holders, Q3 2024 (September 30)

29holders −2

1new positions

2sold out

2famous investors

$0.07avg. 13F price*

At the end of Q3 2024, 29 institutions reported holding Graf Acquisition Corp.-CW28 (NKGNW) in their 13F filings, down 2 from Q2 2024. 1 opened new positions and 2 sold out. The largest holders were Rivernorth Capital Management, LLC ($46K), Adage Capital Partners Gp, L.L.C. ($11K) and BNP Paribas Financial Markets ($11K). 2 famous investors held it, including David E. Shaw ( of D. E. Shaw & Co.'s portfolio) and Ken Griffin ( of Citadel Advisors's portfolio).

Company: Graf Acquisition Corp.-CW28
Filed as: NKGEN BIOTECH INC (Q3 2024)
CUSIP: 65488A119
Latest filing quarter: Q1 2025

History

Number of 13F holders

Total Exit/New Position Q2 2024 → Q3 2024

	Institutions	Total Value
New Positions	1	$2K
Exits	2	$11K

All 13F filers, Q2 2024 → Q3 2024: 110,976 shares bought and 174,293 shares sold, net −63,317 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 29 holders


Rivernorth Capital Management, LLC	—	No change	652,432	$46K
Adage Capital Partners Gp, L.L.C.	—	Reduce -1.3%	159,266	$11K
BNP Paribas Financial Markets	—	No change	150,000	$11K
Balyasny Asset Management L.P.	—	No change	139,893	$10K
Shaolin Capital Management LLC	—	No change	128,274	$9K
Jane Street Group, LLC	—	No change	100,165	$7K
Healthcare of Ontario Pension Plan Trust Fund	—	No change	100,000	$7K
Exos Asset Management LLC	—	Reduce -39.6%	88,354	$6K
Cowen and Company, LLC	—	Add +120.4%	87,717	$6K
Taconic Capital Advisors LP	—	No change	69,942	$5K
Polar Asset Management Partners Inc.	—	No change	60,000	$4K
D. E. Shaw & Co.	—	No change	50,000	$4K
Walleye Capital LLC	—	No change	45,913	$3K
Sequoia Financial Advisors, LLC	—	Add +220.5%	45,099	$3K
Mint Tower Capital Management B.V.	—	No change	40,000	$3K
Alberta Investment Management Corp	—	No change	40,000	$3K
Fort Baker Capital Management LP	—	No change	36,934	$3K
Saba Capital Management, L.P.	—	No change	31,129	$2K
Schonfeld Strategic Advisors LLC	—	No change	30,000	$2K
Blue Owl Capital Holdings LP	—	New	30,000	$2K
Wolverine Asset Management LLC	—	Reduce -1.0%	27,853	$2K
Citadel Advisors	—	Add +4.2%	27,626	$2K
Walleye Trading LLC	—	No change	25,830	$2K
GABELLI & Co INVESTMENT ADVISERS, INC.	—	No change	17,240	$1K
Gabelli Funds LLC	—	No change	17,221	$1K
UBS Group AG	—	Add +6.8%	14,538	$1K
Flow Traders U.S. LLC	—	Reduce -19.0%	12,343	$1K
CSS LLC	—	No change	12,795	$905
Caas Capital Management LP	—	No change	10,000	$707

"% of holder's portfolio" is NKGNW's weight in each manager's 13F, not the share of Graf Acquisition Corp.-CW28 the manager owns.