CO2 Energy Transition -28NOEMWPreferred / convertible
13F holders, Q3 2025 (September 30)20holders +2
2new positions
0sold out
1famous investor
$0.84avg. 13F price*
At the end of Q3 2025, 20 institutions reported holding CO2 Energy Transition -28 (NOEMW) in their 13F filings, up 2 from Q2 2025. 2 opened new positions and 0 sold out. The largest holders were Boothbay Fund Management, LLC ($4.0M), AQR Arbitrage LLC ($100K) and MMCAP International Inc. SPC ($100K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).
- Company
- CO2 Energy Transition -28
- CUSIP
- 12664M111
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $72K |
| Exits | 0 | $0 |
All 13F filers, Q2 2025 → Q3 2025: 429,521 shares bought and 11,461 shares sold, net +418,060 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 20 holders
| Boothbay Fund Management, LLC | — | No change | 375,000 | $4.0M |
| AQR Arbitrage LLC | — | No change | 590,000 | $100K |
| MMCAP International Inc. SPC | — | No change | 590,000 | $100K |
| Aristeia Capital, L.L.C. | — | No change | 578,096 | $81K |
| Rivernorth Capital Management, LLC | — | New | 428,040 | $72K |
| K2 Principal Fund, L.P. | — | Reduce -2.7% | 408,991 | $70K |
| Whitebox Advisors LLC | — | No change | 390,000 | $66K |
| Clear Street Group Inc. | — | — | 375,063 | $63K |
| Atw Spac Management LLC | — | No change | 375,000 | $63K |
| Toronto Dominion Bank | — | Reduce -0.1% | 337,465 | $57K |
| Polar Asset Management Partners Inc. | — | No change | 290,000 | $49K |
| Hudson Bay Capital Management LP | — | No change | 290,000 | $49K |
| D. E. Shaw & Co. | — | No change | 280,000 | $48K |
| Verition Fund Management LLC | — | No change | 205,000 | $35K |
| Shaolin Capital Management LLC | — | Add +0.8% | 186,992 | $32K |
| Heights Capital Management, Inc. | — | No change | 40,000 | $7K |
| Centiva Capital, LP | — | No change | 40,000 | $7K |
| Flow Traders U.S. LLC | — | Reduce -0.1% | 10,866 | $2K |
| Wolverine Asset Management LLC | — | No change | 700 | $118 |
| UBS Group AG | — | New | 6 | $1 |
"% of holder's portfolio" is NOEMW's weight in each manager's 13F, not the share of CO2 Energy Transition -28 the manager owns.