CO2 Energy Transition -28NOEMWPreferred / convertible
13F holders, Q4 2025 (December 31)19holders −1
2new positions
2sold out
1famous investor
$0.69avg. 13F price*
At the end of Q4 2025, 19 institutions reported holding CO2 Energy Transition -28 (NOEMW) in their 13F filings, down 1 from Q3 2025. 2 opened new positions and 2 sold out. The largest holders were Boothbay Fund Management, LLC ($2.9M), MMCAP International Inc. SPC ($99K) and AQR Arbitrage LLC ($96K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).
- Company
- CO2 Energy Transition -28
- CUSIP
- 12664M111
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $18K |
| Exits | 2 | $2K |
All 13F filers, Q3 2025 → Q4 2025: 121,445 shares bought and 155,360 shares sold, net −33,915 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 19 holders
| Boothbay Fund Management, LLC | — | Reduce -25.4% | 279,565 | $2.9M |
| MMCAP International Inc. SPC | — | No change | 590,000 | $99K |
| AQR Arbitrage LLC | — | No change | 590,000 | $96K |
| Aristeia Capital, L.L.C. | — | No change | 578,096 | $87K |
| Rivernorth Capital Management, LLC | — | No change | 428,040 | $72K |
| Whitebox Advisors LLC | — | No change | 390,000 | $66K |
| K2 Principal Fund, L.P. | — | Reduce -8.0% | 376,348 | $64K |
| Clear Street Group Inc. | — | Reduce -0.0% | 374,963 | $63K |
| Toronto Dominion Bank | — | Reduce -4.8% | 321,155 | $54K |
| Polar Asset Management Partners Inc. | — | No change | 290,000 | $49K |
| Hudson Bay Capital Management LP | — | No change | 290,000 | $49K |
| D. E. Shaw & Co. | — | No change | 280,000 | $47K |
| Verition Fund Management LLC | — | No change | 205,000 | $35K |
| Shaolin Capital Management LLC | — | Add +6.9% | 199,893 | $34K |
| DLD Asset Management, LP | — | New | 74,591 | $13K |
| Heights Capital Management, Inc. | — | No change | 40,000 | $7K |
| Centiva Capital, LP | — | No change | 40,000 | $7K |
| Lepercq De Neuflize Asset Management LLC | — | New | 33,953 | $6K |
| Wolverine Asset Management LLC | — | No change | 700 | $118 |
"% of holder's portfolio" is NOEMW's weight in each manager's 13F, not the share of CO2 Energy Transition -28 the manager owns.