Pgim S&P 500 Buffer 20-JulPBJLETF

13F holders, Q3 2024 (September 30)
8holders +7
6new positions
0sold out
$26.37avg. 13F price*

At the end of Q3 2024, 8 institutions reported holding Pgim S&P 500 Buffer 20-Jul (PBJL) in their 13F filings, up 7 from Q2 2024. 6 opened new positions and 0 sold out. The largest holders were Jim Saulnier & Associates, LLC ($2.5M), Centaurus Financial, Inc. ($1.4M) and Prudential Financial Inc. ($1.4M).

Company
Pgim S&P 500 Buffer 20-Jul
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N833
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 1Q2 2024Q3 2024: 8Q3 2024Q4 2024: 12Q4 2024Q1 2025: 11Q1 2025Q2 2025: 12Q2 2025Q3 2025: 15Q3 2025Q4 2025: 14Q4 2025Q1 2026: 18Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions6$2.6M
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 105,438 shares bought, net +105,438 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 8 holders

Jim Saulnier & Associates, LLC 2.41% — 93,367 $2.5M
Centaurus Financial, Inc. 0.09% New 51,699 $1.4M
Prudential Financial Inc. 0.00% Add +14.6% 51,588 $1.4M
Kestra Advisory Services, LLC 0.00% New 21,925 $578K
Commonwealth Equity Services, LLC 0.00% New 12,808 $338K
Harbour Investments, Inc. 0.01% New 7,774 $205K
DHJJ Financial Advisors, Ltd. 0.04% New 3,700 $98K
UBS Group AG 0.00% New 980 $26K

"% of holder's portfolio" is PBJL's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jul the manager owns.