Pgim S&P 500 Buffer 20-JulPBJLETF

13F holders, Q3 2025 (September 30)
15holders +3
5new positions
2sold out
$29.40avg. 13F price*

At the end of Q3 2025, 15 institutions reported holding Pgim S&P 500 Buffer 20-Jul (PBJL) in their 13F filings, up 3 from Q2 2025. 5 opened new positions and 2 sold out. The largest holders were Prudential Financial Inc. ($5.3M), Jim Saulnier & Associates, LLC ($3.7M) and Compass Advisory Group LLC ($3.3M).

Company
Pgim S&P 500 Buffer 20-Jul
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N833
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 1Q2 2024Q3 2024: 8Q3 2024Q4 2024: 12Q4 2024Q1 2025: 11Q1 2025Q2 2025: 12Q2 2025Q3 2025: 15Q3 2025Q4 2025: 14Q4 2025Q1 2026: 18Q1 2026Q2 2026: 16Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions5$4.8M
Exits2$577K

All 13F filers, Q2 2025 → Q3 2025: 298,100 shares bought and 25,765 shares sold, net +272,335 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 15 holders

Prudential Financial Inc. 0.01% Add +11.6% 181,777 $5.3M
Jim Saulnier & Associates, LLC 2.09% Add +40.4% 127,411 $3.7M
Compass Advisory Group LLC 0.92% New 111,200 $3.3M
Centaurus Financial, Inc. 0.10% Add +53.9% 70,210 $2.1M
American Asset Management Inc. 1.47% Add +47.0% 55,852 $1.6M
Commonwealth Equity Services, LLC 0.00% Add +67.6% 49,920 $1.5M
Spire Wealth Management 0.04% New 40,857 $1.2M
BCGM Wealth Management, LLC 0.09% No change 11,730 $345K
Royal Bank of Canada 0.00% Add +241.6% 9,560 $281K
Kestra Advisory Services, LLC 0.00% Reduce -39.4% 8,375 $246K
Long Island Wealth Management, Inc. 0.10% New 7,113 $209K
DHJJ Financial Advisors, Ltd. 0.06% Add +75.5% 6,495 $191K
UBS Group AG 0.00% Add +12004.0% 6,052 $178K
Advisory Services Network, LLC 0.00% New 4,509 $133K
PNC Financial Services Group, Inc. 0.00% New 714 $21K

"% of holder's portfolio" is PBJL's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jul the manager owns.