Pgim S&P 500 Buffer 20-JunPBJNETF

13F holders, Q3 2025 (September 30)
16holders
1new positions
1sold out
$29.36avg. 13F price*

At the end of Q3 2025, 16 institutions reported holding Pgim S&P 500 Buffer 20-Jun (PBJN) in their 13F filings, unchanged from Q2 2025. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.4M), Jim Saulnier & Associates, LLC ($3.8M) and Spire Wealth Management ($1.8M).

Company
Pgim S&P 500 Buffer 20-Jun
Filed as
PGIM ROCK ETF TR (Q3 2025)
CUSIP
69420N858
Latest filing quarter
Q2 2026

History

Number of 13F holders

0510152025 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 7Q4 2024Q1 2025: 6Q1 2025Q2 2025: 16Q2 2025Q3 2025: 16Q3 2025Q4 2025: 16Q4 2025Q1 2026: 18Q1 2026Q2 2026: 22Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions1$12K
Exits1$252K

All 13F filers, Q2 2025 → Q3 2025: 20,916 shares bought and 17,614 shares sold, net +3,302 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 16 holders

Prudential Financial Inc. 0.01% Add +11.6% 182,670 $5.4M
Jim Saulnier & Associates, LLC 2.14% No change 130,924 $3.8M
Spire Wealth Management 0.06% Reduce -1.0% 61,818 $1.8M
Commonwealth Equity Services, LLC 0.00% Reduce -12.0% 54,619 $1.6M
Kestra Private Wealth Services, LLC 0.01% No change 38,093 $1.1M
Kestra Advisory Services, LLC 0.00% No change 22,300 $655K
Barnes Dennig Private Wealth Management LLC 0.56% No change 17,714 $520K
NBZ Investment Advisors LLC 0.17% Reduce -6.1% 11,197 $329K
Three Seasons Wealth, LLC 0.03% No change 9,146 $269K
American Asset Management Inc. 0.22% No change 8,245 $242K
Wolverine Trading, LLC 0.00% No change 7,348 $215K
DHJJ Financial Advisors, Ltd. 0.03% No change 3,059 $90K
Royal Bank of Canada 0.00% Add +42.3% 2,466 $72K
Parallel Advisors, LLC 0.00% Reduce -0.1% 1,778 $52K
PNC Financial Services Group, Inc. 0.00% Add +131.7% 1,388 $41K
Advisory Services Network, LLC 0.00% New 420 $12K

"% of holder's portfolio" is PBJN's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jun the manager owns.