Pgim S&P 500 Buffer 20-JunPBJNETF

13F holders, Q1 2026 (March 31)
18holders +2
2new positions
0sold out
$29.86avg. 13F price*

At the end of Q1 2026, 18 institutions reported holding Pgim S&P 500 Buffer 20-Jun (PBJN) in their 13F filings, up 2 from Q4 2025. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Jim Saulnier & Associates, LLC ($3.9M) and Commonwealth Equity Services, LLC ($1.3M).

Company
Pgim S&P 500 Buffer 20-Jun
Filed as
PGIM ROCK ETF TR (Q1 2026)
CUSIP
69420N858
Latest filing quarter
Q2 2026

History

Number of 13F holders

0510152025 Q2 2024: 3Q2 2024Q3 2024: 5Q3 2024Q4 2024: 7Q4 2024Q1 2025: 6Q1 2025Q2 2025: 16Q2 2025Q3 2025: 16Q3 2025Q4 2025: 16Q4 2025Q1 2026: 18Q1 2026Q2 2026: 22Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions2$770K
Exits0$0

All 13F filers, Q4 2025 → Q1 2026: 84,395 shares bought and 34,771 shares sold, net +49,624 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 18 holders

Prudential Financial Inc. 0.01% Add +25.1% 290,688 $8.7M
Jim Saulnier & Associates, LLC 1.90% Reduce -0.0% 130,882 $3.9M
Commonwealth Equity Services, LLC 0.00% Reduce -14.6% 45,040 $1.3M
Spire Wealth Management 0.04% Reduce -26.9% 42,375 $1.3M
Kestra Private Wealth Services, LLC 0.01% No change 38,093 $1.1M
Blue Water Asset Management 0.26% No change 25,355 $757K
LeClair Wealth Partners LLC 0.26% New 25,355 $757K
Barnes Dennig Private Wealth Management LLC 0.52% No change 17,714 $529K
NBZ Investment Advisors LLC 0.15% No change 11,197 $334K
Kestra Advisory Services, LLC 0.00% Reduce -51.1% 10,900 $326K
American Asset Management Inc. 0.24% No change 9,435 $282K
Three Seasons Wealth, LLC 0.10% No change 9,146 $273K
DHJJ Financial Advisors, Ltd. 0.03% No change 2,987 $89K
Royal Bank of Canada 0.00% Add +5.1% 2,699 $81K
Parallel Advisors, LLC 0.00% No change 1,778 $53K
PNC Financial Services Group, Inc. 0.00% No change 1,388 $41K
Advisory Services Network, LLC 0.00% New 420 $13K
UBS Group AG 0.00% Add +546.7% 97 $3K

"% of holder's portfolio" is PBJN's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Jun the manager owns.