PIMCO Pref and Cap Sec ActPRFDETF
13F holders, Q3 2024 (September 30)21holders +3
6new positions
4sold out
$51.66avg. 13F price*
At the end of Q3 2024, 21 institutions reported holding PIMCO Pref and Cap Sec Act (PRFD) in their 13F filings, up 3 from Q2 2024. 6 opened new positions and 4 sold out. The largest holders were Allianz Asset Management GmbH ($48.7M), Gradient Investments LLC ($39.5M) and LPL Financial LLC ($12.7M).
- Company
- PIMCO Pref and Cap Sec Act
- Filed as
- PIMCO ETF TR (Q3 2024)
- CUSIP
- 72201R619
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $1.0M |
| Exits | 4 | $178K |
All 13F filers, Q2 2024 → Q3 2024: 343,401 shares bought and 60,758 shares sold, net +282,643 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 21 holders
| Allianz Asset Management GmbH | 0.08% | Add +21.1% | 942,131 | $48.7M |
| Gradient Investments LLC | 0.82% | Add +4.2% | 764,089 | $39.5M |
| LPL Financial LLC | 0.01% | Add +5.2% | 245,942 | $12.7M |
| AE Wealth Management LLC | 0.06% | Add +1362.7% | 117,540 | $6.1M |
| HighTower Advisors, LLC | 0.00% | Add +2.4% | 28,360 | $1.5M |
| Magnolia Capital Advisors LLC | 0.61% | Reduce -34.7% | 23,473 | $1.2M |
| Brown Financial Advisors | 0.39% | Add +8.4% | 18,202 | $940K |
| Paladin Wealth, LLC | 0.81% | — | 17,942 | $927K |
| Mid-American Wealth Advisory Group, Inc. | 0.39% | Add +61.6% | 11,990 | $620K |
| GTS Securities LLC | 0.01% | New | 10,283 | $531K |
| Mattson Financial Services, LLC | 0.16% | Reduce -0.3% | 9,131 | $453K |
| Jane Street Group, LLC | 0.00% | New | 8,761 | $453K |
| Royal Bank of Canada | 0.00% | Reduce -83.1% | 8,598 | $444K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -26.6% | 4,769 | $246K |
| Osaic Holdings, Inc. | 0.00% | Reduce -20.7% | 2,440 | $126K |
| Authentikos Wealth Advisory, LLC | 0.03% | New | 611 | $32K |
| Private Trust Co. NA | 0.00% | New | 520 | $27K |
| Morgan Stanley | 0.00% | Add +44.4% | 218 | $11K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 117 | $6K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 54 | $3K |
| Continuum Advisory, LLC | 0.00% | New | 6 | $305 |
"% of holder's portfolio" is PRFD's weight in each manager's 13F, not the share of PIMCO Pref and Cap Sec Act the manager owns.