Alps Dynamic Core Income ETFRFCIETF

13F holders, Q3 2025 (September 30)
14holders −1
0new positions
1sold out
1famous investor
$22.75avg. 13F price*

At the end of Q3 2025, 14 institutions reported holding Alps Dynamic Core Income ETF (RFCI) in their 13F filings, down 1 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Prospera Financial Services Inc ($4.5M), RiverFront Investment Group, LLC ($3.8M) and Envestnet Asset Management Inc. ($3.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Dynamic Core Income ETF
Filed as
ALPS ETF TR (Q3 2025)
CUSIP
00162Q536
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 13Q1 2024Q2 2024: 13Q2 2024Q3 2024: 14Q3 2024Q4 2024: 15Q4 2024Q1 2025: 15Q1 2025Q2 2025: 15Q2 2025Q3 2025: 14Q3 2025Q4 2025: 13Q4 2025Q1 2026: 13Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions0$0
Exits1$205K

All 13F filers, Q2 2025 → Q3 2025: 7,504 shares bought and 50,153 shares sold, net −42,649 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 14 holders

Prospera Financial Services Inc 0.08% Add +3.9% 198,797 $4.5M
RiverFront Investment Group, LLC 0.07% Reduce -1.2% 167,253 $3.8M
Envestnet Asset Management Inc. 0.00% Reduce -1.8% 135,043 $3.1M
Truist Financial Corp. 0.00% Reduce -2.1% 121,669 $2.8M
Alps Advisors Inc. 0.01% Reduce -15.9% 87,308 $2.0M
Citadel Advisors 0.00% Add +0.1% 28,157 $641K
Elevated Capital Advisors, LLC 0.10% Reduce -13.3% 17,689 $403K
Jane Street Group, LLC 0.00% Reduce -46.1% 14,200 $323K
Susquehanna International Group, LLP 0.00% Reduce -17.6% 11,327 $258K
NewEdge Advisors, LLC 0.00% No change 1,411 $32K
Evolution Wealth Management Inc. 0.01% No change 275 $6K
GAMMA Investing LLC 0.00% No change 258 $6K
UBS Group AG 0.00% Reduce -82.6% 47 $1K
Morgan Stanley 0.00% No change 1 $23

"% of holder's portfolio" is RFCI's weight in each manager's 13F, not the share of Alps Dynamic Core Income ETF the manager owns.