Alps Dynamic Core Income ETFRFCIETF

13F holders, Q4 2025 (December 31)
13holders −1
1new positions
2sold out
$22.69avg. 13F price*

At the end of Q4 2025, 13 institutions reported holding Alps Dynamic Core Income ETF (RFCI) in their 13F filings, down 1 from Q3 2025. 1 opened new positions and 2 sold out. The largest holders were Prospera Financial Services Inc ($4.6M), RiverFront Investment Group, LLC ($3.8M) and Envestnet Asset Management Inc. ($3.0M).

Company
Alps Dynamic Core Income ETF
Filed as
ALPS ETF TR (Q4 2025)
CUSIP
00162Q536
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 13Q1 2024Q2 2024: 13Q2 2024Q3 2024: 14Q3 2024Q4 2024: 15Q4 2024Q1 2025: 15Q1 2025Q2 2025: 15Q2 2025Q3 2025: 14Q3 2025Q4 2025: 13Q4 2025Q1 2026: 13Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions1$211K
Exits2$898K

All 13F filers, Q3 2025 → Q4 2025: 13,509 shares bought and 54,785 shares sold, net −41,276 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 13 holders

Prospera Financial Services Inc 0.08% Add +2.1% 202,915 $4.6M
RiverFront Investment Group, LLC 0.06% Reduce -0.3% 166,813 $3.8M
Envestnet Asset Management Inc. 0.00% Reduce -1.1% 133,626 $3.0M
Truist Financial Corp. 0.00% Reduce -1.5% 119,855 $2.7M
Alps Advisors Inc. 0.01% Reduce -9.5% 79,008 $1.8M
Elevated Capital Advisors, LLC 0.08% Reduce -11.1% 15,731 $357K
Jane Street Group, LLC 0.00% Reduce -5.9% 13,368 $303K
Leigh Baldwin & Co., LLC 0.14% New 9,296 $211K
NewEdge Advisors, LLC 0.00% Reduce -38.3% 871 $20K
Evolution Wealth Management Inc. 0.01% No change 275 $6K
GAMMA Investing LLC 0.00% No change 258 $6K
UBS Group AG 0.00% Add +202.1% 142 $3K
Morgan Stanley 0.00% No change 1 $23

"% of holder's portfolio" is RFCI's weight in each manager's 13F, not the share of Alps Dynamic Core Income ETF the manager owns.