Decarbonization Plus -CW23SLDPWPreferred / convertible

13F holders, Q3 2024 (September 30)
16holders −2
1new positions
3sold out
1famous investor
$0.11avg. 13F price*

At the end of Q3 2024, 16 institutions reported holding Decarbonization Plus -CW23 (SLDPW) in their 13F filings, down 2 from Q2 2024. 1 opened new positions and 3 sold out. The largest holders were Riverstone Holdings LLC ($635K), D. E. Shaw & Co. ($73K) and Farallon Capital Management, L.L.C. ($49K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).

Company
Decarbonization Plus -CW23
Filed as
SOLID POWER INC (Q3 2024)
CUSIP
83422N113
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 17Q1 2024Q2 2024: 18Q2 2024Q3 2024: 16Q3 2024Q4 2024: 15Q4 2024Q1 2025: 15Q1 2025Q2 2025: 19Q2 2025Q3 2025: 20Q3 2025Q4 2025: 20Q4 2025Q1 2026: 20Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions1$4K
Exits3$108K

All 13F filers, Q2 2024 → Q3 2024: 29,656 shares bought and 679,247 shares sold, net −649,591 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 16 holders

Riverstone Holdings LLC — No change 6,051,031 $635K
D. E. Shaw & Co. — No change 604,873 $73K
Farallon Capital Management, L.L.C. — No change 405,316 $49K
Standard Investments LLC — No change 266,666 $32K
Jane Street Group, LLC — Reduce -0.8% 262,159 $28K
Saba Capital Management, L.P. — No change 180,071 $20K
Taconic Capital Advisors LP — No change 147,808 $18K
Cowen and Company, LLC — No change 38,847 $4K
Susquehanna International Group, LLP — New 29,492 $4K
Wolverine Asset Management LLC — Add +0.5% 31,727 $3K
NWF Advisory Services Inc. — Reduce -13.7% 31,600 $3K
Kepos Capital LP — No change 17,300 $2K
Kennedy Lewis Management LP — No change 10,900 $1K
Mariner, LLC — No change 10,000 $1K
UBS Group AG — Reduce -93.5% 1,403 $147
Osaic Holdings, Inc. — No change 20 $2

"% of holder's portfolio" is SLDPW's weight in each manager's 13F, not the share of Decarbonization Plus -CW23 the manager owns.