Decarbonization Plus -CW23SLDPWPreferred / convertible

13F holders, Q3 2025 (September 30)
20holders +1
4new positions
3sold out
1famous investor
$0.43avg. 13F price*

At the end of Q3 2025, 20 institutions reported holding Decarbonization Plus -CW23 (SLDPW) in their 13F filings, up 1 from Q2 2025. 4 opened new positions and 3 sold out. The largest holders were Riverstone Holdings LLC ($2.6M), LMR Partners LLP ($265K) and D. E. Shaw & Co. ($251K). One famous investor held it David E. Shaw ( of D. E. Shaw & Co.'s portfolio).

Company
Decarbonization Plus -CW23
Filed as
SOLID POWER INC (Q3 2025)
CUSIP
83422N113
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 17Q1 2024Q2 2024: 18Q2 2024Q3 2024: 16Q3 2024Q4 2024: 15Q4 2024Q1 2025: 15Q1 2025Q2 2025: 19Q2 2025Q3 2025: 20Q3 2025Q4 2025: 20Q4 2025Q1 2026: 20Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions4$51K
Exits3$13K

All 13F filers, Q2 2025 → Q3 2025: 185,876 shares bought and 67,216 shares sold, net +118,660 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 20 holders

Riverstone Holdings LLC — No change 6,051,031 $2.6M
LMR Partners LLP — Add +9.8% 615,626 $265K
D. E. Shaw & Co. — No change 604,873 $251K
Farallon Capital Management, L.L.C. — No change 405,316 $168K
Standard Investments LLC — No change 266,666 $115K
Jane Street Group, LLC — Reduce -1.5% 259,909 $112K
Saba Capital Management, L.P. — Reduce -12.1% 154,086 $65K
Taconic Capital Advisors LP — No change 147,808 $61K
Susquehanna International Group, LLP — New 62,923 $26K
Boussard & Gavaudan Investment Management LLP — No change 45,387 $19K
Bank of Montreal — New 33,257 $14K
NWF Advisory Services Inc. — Reduce -2.0% 30,000 $13K
GTS Securities LLC — New 25,229 $10K
Wolverine Asset Management LLC — Add +46.1% 14,569 $6K
Virtu Financial LLC — Add +45.4% 15,073 $6K
Toronto Dominion Bank — No change 9,230 $4K
Farther Finance Advisors, LLC — No change 2,500 $1K
Clear Street Group Inc. — — 583 $251
Osaic Holdings, Inc. — No change 20 $8
Tower Research Capital LLC (TRC) — New 7 $3

"% of holder's portfolio" is SLDPW's weight in each manager's 13F, not the share of Decarbonization Plus -CW23 the manager owns.