Harbor Active Small Cap ETFSMLLETF

13F holders, Q4 2024 (December 31)
3holders +2
3new positions
1sold out
$21.76avg. 13F price*

At the end of Q4 2024, 3 institutions reported holding Harbor Active Small Cap ETF (SMLL) in their 13F filings, up 2 from Q3 2024. 3 opened new positions and 1 sold out. The largest holders were Commonwealth Equity Services, LLC ($541K), UBS Group AG ($31K) and Steward Partners Investment Advisory, LLC ($13K).

Company
Harbor Active Small Cap ETF
CUSIP
41151J752
Latest filing quarter
Q2 2026

History

Number of 13F holders

02468 Q3 2024: 1Q3 2024Q4 2024: 3Q4 2024Q1 2025: 4Q1 2025Q2 2025: 4Q2 2025Q3 2025: 3Q3 2025Q4 2025: 7Q4 2025Q1 2026: 4Q1 2026Q2 2026: 4Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions3$585K
Exits1$441K

All 13F filers, Q3 2024 → Q4 2024: 26,888 shares bought and 21,549 shares sold, net +5,339 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 3 holders

Commonwealth Equity Services, LLC 0.00% New 24,868 $541K
UBS Group AG 0.00% New 1,404 $31K
Steward Partners Investment Advisory, LLC 0.00% New 616 $13K

"% of holder's portfolio" is SMLL's weight in each manager's 13F, not the share of Harbor Active Small Cap ETF the manager owns.