Harbor Active Small Cap ETFSMLLETF
13F holders, Q3 2025 (September 30)3holders −1
0new positions
1sold out
$21.32avg. 13F price*
At the end of Q3 2025, 3 institutions reported holding Harbor Active Small Cap ETF (SMLL) in their 13F filings, down 1 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Archford Capital Strategies, LLC ($4.6M), Commonwealth Equity Services, LLC ($1.5M) and Steward Partners Investment Advisory, LLC ($671K).
- Company
- Harbor Active Small Cap ETF
- CUSIP
- 41151J752
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $215K |
All 13F filers, Q2 2025 → Q3 2025: 92,067 shares bought and 143,157 shares sold, net −51,090 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 3 holders
| Archford Capital Strategies, LLC | 0.55% | Add +57.7% | 215,597 | $4.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -65.5% | 70,260 | $1.5M |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +72.0% | 31,490 | $671K |
"% of holder's portfolio" is SMLL's weight in each manager's 13F, not the share of Harbor Active Small Cap ETF the manager owns.