Ascentis Independent Advisors
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 25, 2024), Ascentis Independent Advisors reported 910 stock positions worth $640.5 million. Its top holding was Apple (AAPL) at 4.5% of the portfolio, followed by Nvidia (NVDA, 4.1%) and Wisdomtree U.S. Quality Divi (DGRW, 3.9%). Compared with Q2 2024, it opened 516 new positions, sold out of 14, added to 229 and reduced 140. The biggest buy was Wisdomtree U.S. Quality Divi (DGRW, shares +103%) and the biggest sale Nvidia (NVDA, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- DALLAS, TX
- CIK
- 0001845003
- Portfolio Value
- $640.5M (Q3 2024)
- SEC Filing
- 0001845003-24-000003 ↗ filed Oct 25, 2024
Holdings Value
Holdings 910 stocks · $640.5M
| AAPL Apple Inc. | 4.55% | 124,972 | $29.1M | Add +10.2% |
| NVDA Nvidia Corp. | 4.10% | 216,028 | $26.2M | Reduce -14.2% |
| DGRW Wisdomtree U.S. Quality Divi | 3.87% | 297,712 | $24.8M | Add +103.0% |
| WINN Harbor Long-Term Growers ETF | 2.88% | 721,544 | $18.5M | Add +108.8% |
| MSFT Microsoft Corp. | 2.67% | 39,783 | $17.1M | Add +4.6% |
| SDVY First Trust Smid Cap Rising | 1.70% | 299,327 | $10.9M | Add +112.6% |
| HUSV FT Horizon MNGD Vol Dom ETF | 1.57% | 263,302 | $10.1M | Add +101.4% |
| HTRB Hartford TTL RTRN BND ETF | 1.56% | 285,416 | $10.0M | Add +91.5% |
| AMZN Amazon.com Inc. | 1.55% | 53,412 | $10.0M | Add +6.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.44% | 136,398 | $9.2M | Add +8.5% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 1.44% | 234,831 | $9.2M | Add +117.0% |
| GOOGL Alphabet Inc. Class A | 1.19% | 45,919 | $7.6M | Add +5.8% |
| JPM JPMorgan Chase & Co. | 1.12% | 34,095 | $7.2M | Add +6.2% |
| BOND PIMCO Active Bond Exchange-T | 1.12% | 75,664 | $7.2M | Add +93.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.08% | 15,032 | $6.9M | Reduce -0.7% |
| AVGO Broadcom Inc. | 1.06% | 39,407 | $6.8M | Add +14.2% |
| HDMV FT Horizon MGD Vol D Int ETF | 1.06% | 215,395 | $6.8M | Add +112.2% |
| FIXD First Trust Smith Opportunis | 1.05% | 148,524 | $6.7M | Add +87.9% |
| CRM Salesforce Inc. | 0.95% | 22,193 | $6.1M | Add +0.3% |
| VOO Vanguard S&P 500 ETF | 0.92% | 11,189 | $5.9M | Add +50.8% |
| WMT Walmart Inc. | 0.76% | 60,626 | $4.9M | Add +24.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.70% | 9,198 | $4.5M | Reduce -15.3% |
| GAL SS Global Allocation ETF | 0.69% | 97,047 | $4.4M | Add +109.3% |
| USFR Wisdomtree Floating Rate Tre | 0.69% | 87,869 | $4.4M | Reduce -9.0% |
| ABBV Abbvie Inc. | 0.69% | 22,318 | $4.4M | Add +34.6% |
| RTX RTX Corp. | 0.67% | 35,647 | $4.3M | Add +3.2% |
| AGG iShares Core U.S. Aggregate | 0.66% | 42,041 | $4.3M | Add +59.3% |
| IVV iShares Core S&P 500 ETF | 0.63% | 6,956 | $4.0M | Add +22.9% |
| XOM Exxon Mobil Corp. | 0.60% | 32,672 | $3.8M | Add +50.7% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.60% | 46,186 | $3.8M | Add +94.4% |
| GEM Goldman Sachs Activebeta Em | 0.59% | 106,878 | $3.8M | Add +113.9% |
| JEPI JPMorgan Equity Premium Inco | 0.58% | 62,531 | $3.7M | Add +15.8% |
| HD Home Depot Inc. | 0.58% | 9,146 | $3.7M | Add +3.6% |
| MRK Merck & Co. Inc. | 0.57% | 32,166 | $3.7M | Add +13.5% |
| V Visa Inc. Class A | 0.53% | 12,385 | $3.4M | Add +7.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.52% | 70,086 | $3.3M | Add +58.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.51% | 14,666 | $3.3M | Add +25.0% |
| SCHD Schwab US DVD Equity ETF | 0.50% | 38,223 | $3.2M | Add +4.2% |
| META Meta Platforms Inc. Class A | 0.50% | 5,553 | $3.2M | Add +2.8% |
| CVX Chevron Corp. | 0.49% | 21,386 | $3.1M | Add +1.4% |
| COST Costco Wholesale Corp. | 0.48% | 3,498 | $3.1M | Add +10.1% |
| NFLX Netflix Inc. | 0.48% | 4,368 | $3.1M | Add +0.6% |
| ACIO Aptus Collared Invest Opp | 0.47% | 75,742 | $3.0M | Add +48.9% |
| IQSI Nylim Cndrm Intrnt Eq ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 0.46% | 94,494 | $3.0M | Add +109.8% |
| TSLA Tesla Inc. | 0.45% | 11,053 | $2.9M | Add +0.1% |
| FTSM First Trust Enh Short Mat FD | 0.45% | 48,125 | $2.9M | Add +85.5% |
| FTLS First Trust Long/Short Eqty | 0.45% | 45,211 | $2.9M | Add +105.5% |
| MCD McDonald's Corp. | 0.45% | 9,370 | $2.9M | Reduce -13.9% |
| JNJ Johnson & Johnson | 0.44% | 17,336 | $2.8M | Add +16.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.42% | 67,658 | $2.7M | Add +7.4% |
| ORCL Oracle Corp. | 0.42% | 15,696 | $2.7M | Add +33.3% |
| GSST Goldman Sachs Ultra Short Bo | 0.41% | 51,724 | $2.6M | Add +92.2% |
| RDIV Invesco S&P Ultra Dividend | 0.40% | 51,274 | $2.6M | Add +12.3% |
| PTY PIMCO Corporate & Income Opp | 0.39% | 174,393 | $2.5M | Reduce -3.8% |
| TLT iShares 20+ Year Treasury BD | 0.38% | 24,979 | $2.5M | New |
| TGT Target Corp. | 0.37% | 15,246 | $2.4M | Add +43.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.37% | 28,592 | $2.4M | Reduce -6.0% |
| AGGY Wisdomtree Yield Enhanced US | 0.37% | 52,907 | $2.4M | Reduce -8.8% |
| RSP Invesco S&P 500 Equal Weight | 0.37% | 13,062 | $2.3M | Add +157.3% |
| LMT Lockheed Martin Corp. | 0.36% | 3,967 | $2.3M | Add +3.6% |
| PG The Procter & Gamble Co. | 0.36% | 13,265 | $2.3M | Add +103.0% |
| VGIT Vanguard Intermediate-Term T | 0.35% | 37,590 | $2.3M | Add +3.4% |
| GD General Dynamics Corp. | 0.34% | 7,284 | $2.2M | Add +70.9% |
| LOW Lowe's Cos Inc. | 0.33% | 7,838 | $2.1M | Reduce -2.9% |
| LLY Eli Lilly & Co. | 0.33% | 2,374 | $2.1M | Add +1.6% |
| VZ Verizon Communications Inc. | 0.33% | 46,663 | $2.1M | Add +16.3% |
| T AT&T Inc. | 0.33% | 94,807 | $2.1M | Add +30.5% |
| LIN Linde PLC | 0.31% | 4,202 | $2.0M | Add +68.6% |
| UNH Unitedhealth Group Inc. | 0.31% | 3,427 | $2.0M | Add +11.6% |
| CB Chubb Ltd. | 0.31% | 6,926 | $2.0M | Add +35.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 21,210 | $1.9M | Add +20.2% |
| AMD Advanced Micro Devices | 0.30% | 11,686 | $1.9M | Add +4.0% |
| DSL Doubleline Income Solutions | 0.30% | 146,992 | $1.9M | Reduce -7.4% |
| TXN Texas Instruments Inc. | 0.30% | 9,223 | $1.9M | Add +22.1% |
| MS Morgan Stanley | 0.29% | 18,078 | $1.9M | Add +49.1% |
| WFC Wells Fargo & Co. | 0.29% | 33,090 | $1.9M | Add +0.9% |
| VCLT Vanguard Long-Term Corp. Bond | 0.29% | 22,997 | $1.9M | Reduce -2.4% |
| NEE Nextera Energy Inc. | 0.29% | 22,018 | $1.9M | Add +4.5% |
| BSV Vanguard Short-Term Bond ETF | 0.29% | 23,505 | $1.8M | Add +0.4% |
| OMFL Invesco Russell 1000 DYN M/F | 0.29% | 34,537 | $1.8M | Add +120.3% |
| QCOM Qualcomm Inc. | 0.27% | 10,315 | $1.8M | Add +2.0% |
| IEF iShares 7-10 Year Treasury B | 0.27% | 17,845 | $1.8M | Reduce -0.3% |
| AMGN Amgen Inc. | 0.27% | 5,378 | $1.7M | Add +0.1% |
| JMUB JPMorgan Municipal ETF | 0.27% | 33,556 | $1.7M | Add +98.1% |
| NOBL Proshares S&P 500 Dividend A | 0.27% | 16,098 | $1.7M | Reduce -4.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.27% | 37,627 | $1.7M | Add +21.3% |
| CAT Caterpillar Inc. | 0.27% | 4,368 | $1.7M | Add +24.5% |
| SPBO SS SPDR P Corp. Bond ETF | 0.27% | 56,864 | $1.7M | Add +3.2% |
| JPST JPMorgan Ultra-Short Income | 0.26% | 33,219 | $1.7M | Reduce -8.7% |
| TMUS T-Mobile US Inc. | 0.26% | 7,962 | $1.6M | Add +58.6% |
| BRO Brown & Brown Inc. | 0.25% | 15,602 | $1.6M | Add +36.7% |
| CMCSA Comcast Corp. Class A | 0.25% | 37,806 | $1.6M | Reduce -1.5% |
| DOL Wisdomtree TR DVLP Intnl-Usd | 0.24% | 28,355 | $1.5M | Reduce -3.5% |
| PTLC Pacer Trendpilot US Large Ca | 0.24% | 28,757 | $1.5M | Add +103.7% |
| SRE Sempra | 0.23% | 17,881 | $1.5M | Add +9.0% |
| SHW The Sherwin-Williams Co. | 0.23% | 3,844 | $1.5M | Add +44.8% |
| ELV Elevance Health Inc. | 0.23% | 2,806 | $1.5M | Add +1.1% |
| HON Honeywell International Inc. | 0.23% | 7,058 | $1.5M | Add +5.0% |
| FAST Fastenal Co. | 0.23% | 20,254 | $1.4M | Add +187.4% |
| CTRE Caretrust REIT Inc. | 0.22% | 45,999 | $1.4M | Add +26.6% |
Lines left out (5) · $119 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| PFM Invesco Dividend Achievers E | DIVID ACHIEVEV | 0 | $72 |
| FYX First Trust Small Cap Core A | COM SHS | 0 | $20 |
| XMMO Invesco S&P Midcap Momentum | S&P MDCP MOMNTUM | 0 | $14 |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF | 0 | $11 |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $640.5M.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -14.2% | 4.10% | −2.38 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -15.3% | 0.70% | −0.38 |
| USFR Wisdomtree Floating Rate Tre | Reduce -9.0% | 0.69% | −0.32 |
| MU Micron Technology Inc. | Reduce -62.1% | 0.06% | −0.20 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.7% | 1.08% | −0.20 |
| MBB iShares MBS ETF | Reduce -40.4% | 0.17% | −0.19 |
| COR Cencora Inc. | Reduce -71.2% | 0.05% | −0.19 |
| IWP iShares Russell Mid-Cap Grow | Reduce -32.6% | 0.20% | −0.17 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -99.2% | 0.00% | −0.17 |
| JCI Johnson Controls Internation | Reduce -82.7% | 0.03% | −0.16 |
| AGGY Wisdomtree Yield Enhanced US | Reduce -8.8% | 0.37% | −0.15 |
| PTY PIMCO Corporate & Income Opp | Reduce -3.8% | 0.39% | −0.15 |
| SCHW Schwab (charles) Corp. | Reduce -25.7% | 0.14% | −0.15 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -6.0% | 0.37% | −0.15 |
| IVE iShares S&P 500 Value ETF | Reduce -35.1% | 0.16% | −0.14 |
| CCL Carnival Corp. | Reduce -49.1% | 0.08% | −0.14 |
| APD Air Products & Chemicals Inc. | Reduce -90.8% | 0.01% | −0.14 |
| MCD McDonald's Corp. | Reduce -13.9% | 0.45% | −0.13 |
| JPST JPMorgan Ultra-Short Income | Reduce -8.7% | 0.26% | −0.12 |
| ROP Roper Technologies Inc. | Reduce -30.3% | 0.13% | −0.12 |
| SWKS Skyworks Solutions Inc. | Reduce -51.6% | 0.06% | −0.12 |
| DSL Doubleline Income Solutions | Reduce -7.4% | 0.30% | −0.12 |
| NUE Nucor Corp. | Reduce -98.7% | 0.00% | −0.11 |
| EXPD Expeditors Intl Wash Inc. | Reduce -99.7% | 0.00% | −0.11 |
| SPGI S&P Global Inc. | Reduce -34.5% | 0.14% | −0.11 |
| IVW iShares S&P 500 Growth ETF | Sold out | 0.00% | −0.11 |
| CHD Church & Dwight Co. Inc. | Reduce -98.0% | 0.00% | −0.11 |
| CLX Clorox Company | Sold out | 0.00% | −0.11 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.10 |
| ITW Illinois Tool Works | Reduce -93.0% | 0.01% | −0.10 |
| BKLN Invesco Senior Loan ETF | Sold out | 0.00% | −0.10 |
| FSLR First Solar Inc. | Reduce -99.7% | 0.00% | −0.10 |
| IWF iShares Russell 1000 Growth | Reduce -13.3% | 0.18% | −0.09 |
| XLE SS Energy Select Sector | Reduce -6.9% | 0.18% | −0.09 |
| CAH Cardinal Health Inc. | Sold out | 0.00% | −0.09 |
| SWK Stanley Black & Decker Inc. | Reduce -98.6% | 0.00% | −0.08 |
| VRT Vertiv Holdings Co. Class A | Reduce -82.8% | 0.01% | −0.08 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -2.4% | 0.29% | −0.08 |
| WST West Pharmaceutical Services | Reduce -91.5% | 0.00% | −0.08 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -32.8% | 0.09% | −0.08 |
| IEF iShares 7-10 Year Treasury B | Reduce -0.3% | 0.27% | −0.08 |
| APA Apa Corp. | Reduce -94.3% | 0.00% | −0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -6.0% | 0.17% | −0.07 |
| DOL Wisdomtree TR DVLP Intnl-Usd | Reduce -3.5% | 0.24% | −0.07 |
| UPS United Parcel Service Class B | Reduce -32.0% | 0.07% | −0.07 |
| PLD Prologis Inc. | Reduce -16.3% | 0.17% | −0.07 |
| NOBL Proshares S&P 500 Dividend A | Reduce -4.0% | 0.27% | −0.07 |
| SMH Vaneck Semiconductor ETF | Reduce -3.5% | 0.14% | −0.07 |
| CMCSA Comcast Corp. Class A | Reduce -1.5% | 0.25% | −0.07 |
| HAL Halliburton Co. | Reduce -40.3% | 0.04% | −0.06 |
Portfolio Buys Q2 2024 → Q3 2024
| DGRW Wisdomtree U.S. Quality Divi | Add +103.0% | 3.87% | +1.48 |
| WINN Harbor Long-Term Growers ETF | Add +108.8% | 2.88% | +1.06 |
| SDVY First Trust Smid Cap Rising | Add +112.6% | 1.70% | +0.72 |
| HUSV FT Horizon MNGD Vol Dom ETF | Add +101.4% | 1.57% | +0.61 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Add +117.0% | 1.44% | +0.60 |
| HTRB Hartford TTL RTRN BND ETF | Add +91.5% | 1.56% | +0.52 |
| HDMV FT Horizon MGD Vol D Int ETF | Add +112.2% | 1.06% | +0.46 |
| TLT iShares 20+ Year Treasury BD | New | 0.38% | +0.38 |
| BOND PIMCO Active Bond Exchange-T | Add +93.5% | 1.12% | +0.38 |
| FIXD First Trust Smith Opportunis | Add +87.9% | 1.05% | +0.34 |
| GAL SS Global Allocation ETF | Add +109.3% | 0.69% | +0.27 |
| GEM Goldman Sachs Activebeta Em | Add +113.9% | 0.59% | +0.25 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Add +94.4% | 0.60% | +0.19 |
| RSP Invesco S&P 500 Equal Weight | Add +157.3% | 0.37% | +0.19 |
| IQSI Nylim Cndrm Intrnt Eq ETF-Ui | Add +109.8% | 0.46% | +0.19 |
| PFE Pfizer Inc. | New | 0.17% | +0.17 |
| ADP Automatic Data Processing | New | 0.16% | +0.16 |
| FTLS First Trust Long/Short Eqty | Add +105.5% | 0.45% | +0.16 |
| VOO Vanguard S&P 500 ETF | Add +50.8% | 0.92% | +0.15 |
| DELL Dell Technologies -C | New | 0.15% | +0.15 |
| EMB iShares JP Morgan Usd Emergi | New | 0.14% | +0.14 |
| MMM 3M Co. | Add +198.6% | 0.21% | +0.14 |
| EMR Emerson Electric Co. | New | 0.14% | +0.14 |
| CINF Cincinnati Financial Corp. | New | 0.14% | +0.14 |
| PG The Procter & Gamble Co. | Add +103.0% | 0.36% | +0.13 |
| FAST Fastenal Co. | Add +187.4% | 0.23% | +0.13 |
| BWX SS SPDR BB Intl Treasury BD | New | 0.13% | +0.13 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 0.13% | +0.13 |
| AGG iShares Core U.S. Aggregate | Add +59.3% | 0.66% | +0.13 |
| ESS Essex Property Trust Inc. | New | 0.13% | +0.13 |
| FTSM First Trust Enh Short Mat FD | Add +85.5% | 0.45% | +0.13 |
| CL Colgate-Palmolive Co. | Add +321.4% | 0.18% | +0.13 |
| GSST Goldman Sachs Ultra Short Bo | Add +92.2% | 0.41% | +0.13 |
| SPHD Invesco S&P 500 High Dividen | New | 0.12% | +0.12 |
| VCIT Vanguard Int-Term Corporate | New | 0.12% | +0.12 |
| OMFL Invesco Russell 1000 DYN M/F | Add +120.3% | 0.29% | +0.11 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +58.8% | 0.52% | +0.10 |
| ABBV Abbvie Inc. | Add +34.6% | 0.69% | +0.10 |
| JMUB JPMorgan Municipal ETF | Add +98.1% | 0.27% | +0.09 |
| PTLC Pacer Trendpilot US Large Ca | Add +103.7% | 0.24% | +0.09 |
| SPAB SS SPDR P Agg Bond ETF | Add +116.5% | 0.22% | +0.09 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 0.09% | +0.09 |
| BND Vanguard Total Bond Market | Add +120.4% | 0.21% | +0.09 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +244.4% | 0.14% | +0.09 |
| GD General Dynamics Corp. | Add +70.9% | 0.34% | +0.09 |
| GEHC GE Healthcare Technology | New | 0.09% | +0.09 |
| IBM Intl Business Machines Corp. | Add +25.0% | 0.51% | +0.09 |
| LIN Linde PLC | Add +68.6% | 0.31% | +0.09 |
| PNR Pentair PLC | Add +75.9% | 0.21% | +0.08 |
| XOM Exxon Mobil Corp. | Add +50.7% | 0.60% | +0.08 |
Notes & Other Activity Q2 2024 → Q3 2024
| PFM Invesco Dividend Achievers E | DIVID ACHIEVEV | New | 0 | $72 |
| FYX First Trust Small Cap Core A | COM SHS | New | 0 | $20 |
| XMMO Invesco S&P Midcap Momentum | S&P MDCP MOMNTUM | New | 0 | $14 |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF | New | 0 | $11 |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF | New | 0 | $2 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | New | 0 | $0 |
| PFFD Global X US Preferred ETF | US PFD ETF | New | 0 | $0 |
| LLYVK Liberty Media Corp.-Liberty-C | COM LBTY LIV S C | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 355 | $37.1M | QQQ, IVV, TLTW, SGOV, JAAA |
| Q1 2026 | 2,016 | $1.3B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 492 | $619.8M | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q3 2025 | 450 | $593.0M | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q2 2025 | 434 | $540.1M | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q1 2025 | 430 | $505.2M | AAPL, NVDA, MSFT, AMZN, DGRW |
| Q4 2024 | 432 | $523.4M | AAPL, NVDA, MSFT, AMZN, SPYM |
| Q3 2024Amended | 910 | $640.5M | AAPL, NVDA, DGRW, WINN, MSFT |
| Q2 2024 | 408 | $480.2M | NVDA, AAPL, MSFT, DGRW, AMZN |