Ascentis Independent Advisors
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 24, 2025), Ascentis Independent Advisors reported 432 stock positions worth $523.4 million. Its top holding was Apple (AAPL) at 5.6% of the portfolio, followed by Nvidia (NVDA, 5.1%) and Microsoft (MSFT, 3.1%). Compared with Q3 2024, it opened 18 new positions, sold out of 496, added to 156 and reduced 245. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +9%) and the biggest sale Wisdomtree U.S. Quality Divi (DGRW, shares −63%).
- Most Recent 13F
- Q2 2026
- Location
- DALLAS, TX
- CIK
- 0001845003
- Portfolio Value
- $523.4M (Q4 2024)
- SEC Filing
- 0001845003-25-000001 ↗ filed Jan 24, 2025
Holdings Value
Holdings 432 stocks · $523.4M
| AAPL Apple Inc. | 5.60% | 116,941 | $29.3M | Reduce -6.4% |
| NVDA Nvidia Corp. | 5.13% | 199,977 | $26.9M | Reduce -7.4% |
| MSFT Microsoft Corp. | 3.14% | 39,037 | $16.5M | Reduce -1.9% |
| AMZN Amazon.com Inc. | 2.05% | 48,916 | $10.7M | Reduce -8.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.96% | 148,455 | $10.2M | Add +8.8% |
| DGRW Wisdomtree U.S. Quality Divi | 1.70% | 109,784 | $8.9M | Reduce -63.1% |
| AVGO Broadcom Inc. | 1.56% | 35,156 | $8.2M | Reduce -10.8% |
| GOOGL Alphabet Inc. Class A | 1.54% | 42,475 | $8.0M | Reduce -7.5% |
| JPM JPMorgan Chase & Co. | 1.50% | 32,645 | $7.8M | Reduce -4.3% |
| CRM Salesforce Inc. | 1.33% | 20,782 | $6.9M | Reduce -6.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.27% | 14,671 | $6.7M | Reduce -2.4% |
| WINN Harbor Long-Term Growers ETF | 1.24% | 238,022 | $6.5M | Reduce -67.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.04% | 10,632 | $5.4M | Add +15.6% |
| VOO Vanguard S&P 500 ETF | 1.00% | 9,715 | $5.2M | Reduce -13.2% |
| TSLA Tesla Inc. | 0.87% | 11,329 | $4.6M | Add +2.5% |
| WMT Walmart Inc. | 0.87% | 50,418 | $4.6M | Reduce -16.8% |
| HTRB Hartford TTL RTRN BND ETF | 0.84% | 131,670 | $4.4M | Reduce -53.9% |
| RTX RTX Corp. | 0.78% | 35,278 | $4.1M | Reduce -1.0% |
| AGG iShares Core U.S. Aggregate | 0.76% | 41,268 | $4.0M | Reduce -1.8% |
| MRK Merck & Co. Inc. | 0.76% | 39,982 | $4.0M | Add +24.3% |
| JEPI JPMorgan Equity Premium Inco | 0.75% | 67,914 | $3.9M | Add +8.6% |
| NFLX Netflix Inc. | 0.73% | 4,315 | $3.8M | Reduce -1.2% |
| USFR Wisdomtree Floating Rate Tre | 0.73% | 75,687 | $3.8M | Reduce -13.9% |
| HUSV FT Horizon MNGD Vol Dom ETF | 0.71% | 99,579 | $3.7M | Reduce -62.2% |
| SDVY First Trust Smid Cap Rising | 0.71% | 103,349 | $3.7M | Reduce -65.5% |
| ABBV Abbvie Inc. | 0.70% | 20,554 | $3.7M | Reduce -7.9% |
| V Visa Inc. Class A | 0.69% | 11,444 | $3.6M | Reduce -7.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.69% | 44,104 | $3.6M | Add +54.3% |
| HD Home Depot Inc. | 0.67% | 9,073 | $3.5M | Reduce -0.8% |
| ACIO Aptus Collared Invest Opp | 0.67% | 87,492 | $3.5M | Add +15.5% |
| FIXD First Trust Smith Opportunis | 0.61% | 74,655 | $3.2M | Reduce -49.7% |
| SCHD Schwab US DVD Equity ETF | 0.61% | 116,268 | $3.2M | Add +1.4% |
| META Meta Platforms Inc. Class A | 0.60% | 5,367 | $3.1M | Reduce -3.4% |
| AGGY Wisdomtree Yield Enhanced US | 0.60% | 72,982 | $3.1M | Add +37.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.57% | 68,002 | $3.0M | Add +0.5% |
| COST Costco Wholesale Corp. | 0.56% | 3,215 | $2.9M | Reduce -8.1% |
| IVV iShares Core S&P 500 ETF | 0.56% | 4,953 | $2.9M | Reduce -28.8% |
| SGOV iShares 0-3 Month Treasury B | 0.53% | 27,872 | $2.8M | Add +590.4% |
| CVX Chevron Corp. | 0.51% | 18,489 | $2.7M | Reduce -13.6% |
| JNJ Johnson & Johnson | 0.51% | 18,370 | $2.7M | Add +6.0% |
| FLOT iShares Floating Rate Bond E | 0.51% | 52,161 | $2.7M | Add +150.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.50% | 11,859 | $2.6M | Reduce -19.1% |
| MCD McDonald's Corp. | 0.49% | 8,911 | $2.6M | Reduce -4.9% |
| PTY PIMCO Corporate & Income Opp | 0.48% | 174,051 | $2.5M | Reduce -0.2% |
| RDIV Invesco S&P Ultra Dividend | 0.47% | 51,523 | $2.5M | Add +0.5% |
| IQDG Wisdomtree Intl QLTY DVD GRW | 0.47% | 72,318 | $2.5M | Reduce -69.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.47% | 48,441 | $2.5M | New |
| VGIT Vanguard Intermediate-Term T | 0.47% | 42,140 | $2.4M | Add +12.1% |
| WFC Wells Fargo & Co. | 0.44% | 32,911 | $2.3M | Reduce -0.5% |
| IEF iShares 7-10 Year Treasury B | 0.43% | 24,137 | $2.2M | Add +35.3% |
| XOM Exxon Mobil Corp. | 0.43% | 20,723 | $2.2M | Reduce -36.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.41% | 47,843 | $2.2M | Reduce -31.7% |
| BSV Vanguard Short-Term Bond ETF | 0.41% | 27,509 | $2.1M | Add +17.0% |
| SRLN SS Blackstone Sr Loan ETF | 0.40% | 49,540 | $2.1M | Add +286.1% |
| QCOM Qualcomm Inc. | 0.38% | 13,032 | $2.0M | Add +26.3% |
| TGT Target Corp. | 0.38% | 14,766 | $2.0M | Reduce -3.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.38% | 44,395 | $2.0M | Add +18.0% |
| LLY Eli Lilly & Co. | 0.37% | 2,484 | $1.9M | Add +4.6% |
| GAL SS Global Allocation ETF | 0.36% | 42,529 | $1.9M | Reduce -56.2% |
| DSL Doubleline Income Solutions | 0.35% | 147,556 | $1.9M | Add +0.4% |
| NULG Nuveen ESG LRG-Cap GRW ETF | 0.35% | 21,305 | $1.8M | Reduce -53.9% |
| SPBO SS SPDR P Corp. Bond ETF | 0.35% | 63,469 | $1.8M | Add +11.6% |
| USHY iShares Broad Usd High Yield | 0.35% | 49,113 | $1.8M | Add +738.7% |
| NOBL Proshares S&P 500 Dividend A | 0.33% | 17,298 | $1.7M | Add +7.5% |
| MS Morgan Stanley | 0.33% | 13,676 | $1.7M | Reduce -24.4% |
| NEE Nextera Energy Inc. | 0.33% | 23,832 | $1.7M | Add +8.2% |
| UNH Unitedhealth Group Inc. | 0.32% | 3,359 | $1.7M | Reduce -2.0% |
| T AT&T Inc. | 0.32% | 74,344 | $1.7M | Reduce -21.6% |
| WCMI FT WCM International ETF | 0.31% | 123,449 | $1.6M | New |
| LMT Lockheed Martin Corp. | 0.31% | 3,314 | $1.6M | Reduce -16.5% |
| LOW Lowe's Cos Inc. | 0.30% | 6,448 | $1.6M | Reduce -17.7% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.30% | 20,176 | $1.6M | Add +186.1% |
| PLTR Palantir Technologies Inc. Class A | 0.30% | 20,752 | $1.6M | Add +28.1% |
| GD General Dynamics Corp. | 0.30% | 5,887 | $1.6M | Reduce -19.2% |
| HON Honeywell International Inc. | 0.29% | 6,761 | $1.5M | Reduce -4.2% |
| BKLN Invesco Senior Loan ETF | 0.29% | 72,447 | $1.5M | New |
| TMUS T-Mobile US Inc. | 0.29% | 6,913 | $1.5M | Reduce -13.2% |
| VZ Verizon Communications Inc. | 0.29% | 37,944 | $1.5M | Reduce -18.7% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 8,651 | $1.5M | Reduce -33.8% |
| BLK BlackRock Inc. | 0.29% | 1,478 | $1.5M | Add +1.3% |
| FTSM First Trust Enh Short Mat FD | 0.28% | 24,875 | $1.5M | Reduce -48.3% |
| C Citigroup Inc. | 0.28% | 21,013 | $1.5M | Add +1.9% |
| ORCL Oracle Corp. | 0.28% | 8,725 | $1.5M | Reduce -44.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 16,261 | $1.4M | Reduce -23.3% |
| EMB iShares JP Morgan Usd Emergi | 0.28% | 16,202 | $1.4M | Add +67.3% |
| TXN Texas Instruments Inc. | 0.27% | 7,464 | $1.4M | Reduce -19.1% |
| PG The Procter & Gamble Co. | 0.26% | 8,152 | $1.4M | Reduce -38.5% |
| FDX FedEx Corp. | 0.26% | 4,852 | $1.4M | Add +54.3% |
| AMGN Amgen Inc. | 0.26% | 5,155 | $1.3M | Reduce -4.2% |
| EPD Enterprise Products Partners | 0.26% | 42,797 | $1.3M | Reduce -2.7% |
| DOL Wisdomtree TR DVLP Intnl-Usd | 0.25% | 26,876 | $1.3M | Reduce -5.2% |
| TLT iShares 20+ Year Treasury BD | 0.25% | 15,204 | $1.3M | Reduce -39.1% |
| ADME Aptus Drwdwn MGD Eqty ETF | 0.25% | 28,360 | $1.3M | Reduce -1.8% |
| UPRO Proshares Ultrapro S&P 500 | 0.25% | 14,902 | $1.3M | Reduce -3.2% |
| JPST JPMorgan Ultra-Short Income | 0.25% | 26,221 | $1.3M | Reduce -21.1% |
| CAT Caterpillar Inc. | 0.25% | 3,611 | $1.3M | Reduce -17.3% |
| FTLS First Trust Long/Short Eqty | 0.25% | 19,820 | $1.3M | Reduce -56.2% |
| SRE Sempra | 0.25% | 14,828 | $1.3M | Reduce -17.1% |
| IWF iShares Russell 1000 Growth | 0.25% | 3,236 | $1.3M | Add +5.2% |
| IJR iShares Core S&P Small-Cap E | 0.25% | 11,223 | $1.3M | Reduce -5.3% |
Portfolio Sells Q3 2024 → Q4 2024
| DGRW Wisdomtree U.S. Quality Divi | Reduce -63.1% | 1.70% | −2.17 |
| WINN Harbor Long-Term Growers ETF | Reduce -67.0% | 1.24% | −1.65 |
| BOND PIMCO Active Bond Exchange-T | Reduce -96.5% | 0.05% | −1.07 |
| SDVY First Trust Smid Cap Rising | Reduce -65.5% | 0.71% | −0.99 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Reduce -69.2% | 0.47% | −0.96 |
| HUSV FT Horizon MNGD Vol Dom ETF | Reduce -62.2% | 0.71% | −0.86 |
| HDMV FT Horizon MGD Vol D Int ETF | Reduce -79.5% | 0.24% | −0.81 |
| HTRB Hartford TTL RTRN BND ETF | Reduce -53.9% | 0.84% | −0.72 |
| FIXD First Trust Smith Opportunis | Reduce -49.7% | 0.61% | −0.44 |
| GEM Goldman Sachs Activebeta Em | Reduce -63.8% | 0.24% | −0.35 |
| GAL SS Global Allocation ETF | Reduce -56.2% | 0.36% | −0.33 |
| NULG Nuveen ESG LRG-Cap GRW ETF | Reduce -53.9% | 0.35% | −0.25 |
| IQSI Nylim Cndrm Intrnt Eq ETF-Ui | Reduce -52.1% | 0.25% | −0.22 |
| FTLS First Trust Long/Short Eqty | Reduce -56.2% | 0.25% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -36.6% | 0.43% | −0.17 |
| PLD Prologis Inc. | Sold out | 0.00% | −0.17 |
| FTSM First Trust Enh Short Mat FD | Reduce -48.3% | 0.28% | −0.17 |
| GSST Goldman Sachs Ultra Short Bo | Reduce -50.4% | 0.25% | −0.16 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.16 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.16 |
| ELV Elevance Health Inc. | Reduce -63.0% | 0.07% | −0.15 |
| ORCL Oracle Corp. | Reduce -44.4% | 0.28% | −0.14 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.14 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -58.9% | 0.15% | −0.14 |
| BWX SS SPDR BB Intl Treasury BD | Sold out | 0.00% | −0.13 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Sold out | 0.00% | −0.13 |
| TLT iShares 20+ Year Treasury BD | Reduce -39.1% | 0.25% | −0.13 |
| LIN Linde PLC | Reduce -44.5% | 0.19% | −0.13 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -72.2% | 0.06% | −0.11 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -58.4% | 0.12% | −0.11 |
| CMCSA Comcast Corp. Class A | Reduce -50.4% | 0.13% | −0.11 |
| AOS Smith (a.o.) Corp. | Reduce -52.9% | 0.08% | −0.11 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -31.7% | 0.41% | −0.10 |
| JMUB JPMorgan Municipal ETF | Reduce -47.3% | 0.17% | −0.10 |
| BRO Brown & Brown Inc. | Reduce -49.5% | 0.15% | −0.10 |
| PG The Procter & Gamble Co. | Reduce -38.5% | 0.26% | −0.10 |
| BND Vanguard Total Bond Market | Reduce -54.3% | 0.11% | −0.10 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -52.8% | 0.12% | −0.10 |
| FAST Fastenal Co. | Reduce -52.3% | 0.13% | −0.09 |
| AMD Advanced Micro Devices | Reduce -22.1% | 0.21% | −0.09 |
| GEHC GE Healthcare Technology | Sold out | 0.00% | −0.09 |
| CCL Carnival Corp. | Sold out | 0.00% | −0.08 |
| PNR Pentair PLC | Reduce -52.6% | 0.12% | −0.08 |
| CTAS Cintas Corp. | Reduce -49.0% | 0.10% | −0.08 |
| PFE Pfizer Inc. | Reduce -51.9% | 0.09% | −0.08 |
| SHW The Sherwin-Williams Co. | Reduce -39.6% | 0.15% | −0.08 |
| GOVT iShares US Treasury Bond ETF | Reduce -54.9% | 0.09% | −0.08 |
| DGRS Wisdomtree U.S. Smallcap Qua | Reduce -55.3% | 0.09% | −0.08 |
| RSP Invesco S&P 500 Equal Weight | Reduce -33.8% | 0.29% | −0.08 |
| LEN Lennar Corp. Class A | Reduce -35.2% | 0.10% | −0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +8.8% | 1.96% | +0.52 |
| SGOV iShares 0-3 Month Treasury B | Add +590.4% | 0.53% | +0.47 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.47% | +0.47 |
| TSLA Tesla Inc. | Add +2.5% | 0.87% | +0.42 |
| FLOT iShares Floating Rate Bond E | Add +150.8% | 0.51% | +0.34 |
| QQQ Invesco QQQ Trust Series 1 | Add +15.6% | 1.04% | +0.34 |
| SHY iShares 1-3 Year Treasury Bo | Add +54.3% | 0.69% | +0.32 |
| SRLN SS Blackstone Sr Loan ETF | Add +286.1% | 0.40% | +0.31 |
| USHY iShares Broad Usd High Yield | Add +738.7% | 0.35% | +0.31 |
| WCMI FT WCM International ETF | New | 0.31% | +0.31 |
| BKLN Invesco Senior Loan ETF | New | 0.29% | +0.29 |
| AGGY Wisdomtree Yield Enhanced US | Add +37.9% | 0.60% | +0.23 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +186.1% | 0.30% | +0.21 |
| PLTR Palantir Technologies Inc. Class A | Add +28.1% | 0.30% | +0.21 |
| ACIO Aptus Collared Invest Opp | Add +15.5% | 0.67% | +0.20 |
| MRK Merck & Co. Inc. | Add +24.3% | 0.76% | +0.19 |
| REGN Regeneron Pharmaceuticals | Add +1479.1% | 0.18% | +0.17 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +13003.8% | 0.17% | +0.17 |
| JEPI JPMorgan Equity Premium Inco | Add +8.6% | 0.75% | +0.17 |
| SPG Simon Property Group Inc. | Add +823.0% | 0.18% | +0.16 |
| IEF iShares 7-10 Year Treasury B | Add +35.3% | 0.43% | +0.15 |
| BAC Bank of America Corp. | Add +0.5% | 0.57% | +0.15 |
| BA The Boeing Co. | Add +139.2% | 0.20% | +0.14 |
| MLPA Global X MLP ETF | New | 0.14% | +0.14 |
| EMB iShares JP Morgan Usd Emergi | Add +67.3% | 0.28% | +0.13 |
| FDX FedEx Corp. | Add +54.3% | 0.26% | +0.13 |
| SPHD Invesco S&P 500 High Dividen | Add +71.4% | 0.24% | +0.12 |
| BSV Vanguard Short-Term Bond ETF | Add +17.0% | 0.41% | +0.12 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +18.0% | 0.38% | +0.11 |
| VGIT Vanguard Intermediate-Term T | Add +12.1% | 0.47% | +0.11 |
| QCOM Qualcomm Inc. | Add +26.3% | 0.38% | +0.11 |
| SCHD Schwab US DVD Equity ETF | Add +1.4% | 0.61% | +0.10 |
| FSLR First Solar Inc. | Add +41342.9% | 0.10% | +0.10 |
| PINS Pinterest Inc. Class A | Add +23687.8% | 0.10% | +0.10 |
| DUK Duke Energy Corp. | Add +74.1% | 0.19% | +0.09 |
| VTI VG Morningstar TS MKT ETF-US | Add +346.9% | 0.11% | +0.09 |
| SOUN Soundhound AI Inc. Class A | New | 0.09% | +0.09 |
| PNC PNC Financial Services Group | Add +153.2% | 0.12% | +0.09 |
| ATO Atmos Energy Corp. | Add +28909.1% | 0.08% | +0.08 |
| DHI D.R. Horton Inc. | Add +435.6% | 0.10% | +0.08 |
| C Citigroup Inc. | Add +1.9% | 0.28% | +0.08 |
| SPBO SS SPDR P Corp. Bond ETF | Add +11.6% | 0.35% | +0.08 |
| IVW iShares S&P 500 Growth ETF | New | 0.08% | +0.08 |
| SPGI S&P Global Inc. | Add +31.7% | 0.22% | +0.08 |
| O Realty Income Corp. | Add +44.6% | 0.23% | +0.08 |
| RDIV Invesco S&P Ultra Dividend | Add +0.5% | 0.47% | +0.08 |
| CME Cme Group Inc. | Add +51.7% | 0.15% | +0.08 |
| BLK BlackRock Inc. | Add +1.3% | 0.29% | +0.07 |
| JNJ Johnson & Johnson | Add +6.0% | 0.51% | +0.07 |
| IWF iShares Russell 1000 Growth | Add +5.2% | 0.25% | +0.07 |
Notes & Other Activity Q3 2024 → Q4 2024
| PFM Invesco Dividend Achievers E | DIVID ACHIEVEV | Sold out | 0 | $72before exit |
| FYX First Trust Small Cap Core A | COM SHS | Sold out | 0 | $20before exit |
| XMMO Invesco S&P Midcap Momentum | S&P MDCP MOMNTUM | Sold out | 0 | $14before exit |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF | Sold out | 0 | $11before exit |
| SPTI SS SPDR P Int Term TSY ETF | ST INTER ETF | Sold out | 0 | $2before exit |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | Sold out | 0 | $0before exit |
| PFFD Global X US Preferred ETF | US PFD ETF | Sold out | 0 | $0before exit |
| LLYVK Liberty Media Corp.-Liberty-C | COM LBTY LIV S C | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026Amended | 355 | $37.1M | QQQ, IVV, TLTW, SGOV, JAAA |
| Q1 2026 | 2,016 | $1.3B | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q4 2025 | 492 | $619.8M | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q3 2025 | 450 | $593.0M | NVDA, AAPL, MSFT, AMZN, GOOGL |
| Q2 2025 | 434 | $540.1M | NVDA, AAPL, MSFT, AMZN, AVGO |
| Q1 2025 | 430 | $505.2M | AAPL, NVDA, MSFT, AMZN, DGRW |
| Q4 2024 | 432 | $523.4M | AAPL, NVDA, MSFT, AMZN, SPYM |
| Q3 2024Amended | 910 | $640.5M | AAPL, NVDA, DGRW, WINN, MSFT |
| Q2 2024 | 408 | $480.2M | NVDA, AAPL, MSFT, DGRW, AMZN |