Asset Allocation & Management Company, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 3, 2025), Asset Allocation & Management Company, LLC reported 86 stock positions worth $235.0 million. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 27.0% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 10.4%) and SS SPDR P High Yield ETF (SPHY, 8.5%). Compared with Q2 2025, it opened 4 new positions, sold out of 8, added to 8 and reduced 8. The biggest buy was SS Blackstone Sr Loan ETF (SRLN, shares +117%) and the biggest sale Vanguard Short-Term Bond ETF (BSV, shares −82%).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0001498383
Portfolio Value
$235.0M (Q3 2025)
SEC Filing
0001498383-25-000009 ↗ filed Nov 3, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $152.7M Q1 2024 Q2 2024: $151.3M Q2 2024 Q3 2024: $159.1M Q3 2024 Q4 2024: $182.9M Q4 2024 Q1 2025: $197.6M Q1 2025 Q2 2025: $214.1M Q2 2025 Q3 2025: $235.0M $235.0M Q3 2025 Q4 2025: $249.1M Q4 2025 Q1 2026: $267.7M Q1 2026 Q2 2026: $305.0M Q2 2026

Holdings 86 stocks · $235.0M
VTI VG Morningstar TS MKT ETF-US 27.03% 193,616 $63.5M Add +8.5%
VOO Vanguard S&P 500 ETF 10.44% 40,080 $24.5M No change
SPHY SS SPDR P High Yield ETF 8.54% 838,101 $20.1M No change
VYM Vanguard High DVD Yield ETF 6.18% 102,990 $14.5M No change
IVV iShares Core S&P 500 ETF 4.48% 15,718 $10.5M Reduce -2.5%
SCHD Schwab US DVD Equity ETF 3.83% 329,627 $9.0M Add +9.1%
SRLN SS Blackstone Sr Loan ETF 3.68% 207,804 $8.6M Add +117.2%
SCHB Schwab US Broad Market ETF 2.52% 230,624 $5.9M No change
VUG Vanguard Mrngstar GR ETF-Sui 2.49% 12,189 $5.8M No change
FTSL First Trust Senior Loan ETF 2.47% 126,840 $5.8M No change
JAAA Janus Henderson Aaa Clo ETF 1.94% 89,836 $4.6M Reduce -3.2%
VEA Vanguard Ftse Developed ETF 1.87% 73,189 $4.4M No change
VEU Vanguard Ftse All-World Ex-U 1.58% 52,108 $3.7M Add +9.7%
VCSH Vanguard S/T Corp. Bond ETF 1.48% 43,487 $3.5M Add +18.6%
SPY SS SPDR S&P 500 ETF Trust-US 1.41% 4,979 $3.3M No change
AVGO Broadcom Inc. 1.14% 8,098 $2.7M No change
VWO Vanguard Ftse Emerging Marke 1.02% 44,203 $2.4M No change
GOOGL Alphabet Inc. Class A 1.00% 9,622 $2.3M No change
BRK.A Berkshire Hathaway Inc. Class A 0.96% 3 $2.3M No change
RSP Invesco S&P 500 Equal Weight 0.93% 11,468 $2.2M No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.92% 7,329 $2.2M No change
QQQ Invesco QQQ Trust Series 1 0.90% 3,534 $2.1M Add +59.0%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.66% 19,130 $1.6M No change
MSFT Microsoft Corp. 0.63% 2,840 $1.5M Add +32.1%
DVY iShares Select Dividend ETF 0.62% 10,273 $1.5M No change
NVDA Nvidia Corp. 0.51% 6,438 $1.2M Reduce -18.5%
VB Vanguard Most SM-Cap ETF-Usd 0.47% 4,345 $1.1M No change
AAPL Apple Inc. 0.46% 4,260 $1.1M Reduce -11.3%
IWV iShares Russell 3000 ETF 0.43% 2,641 $1.0M No change
IJH iShares Core S&P Midcap ETF 0.36% 13,054 $852K Reduce -9.8%
META Meta Platforms Inc. Class A 0.36% 1,140 $837K No change
AMZN Amazon.com Inc. 0.29% 3,055 $671K No change
PFF iShares Preferred & Income S 0.28% 21,000 $664K No change
ITOT iShares Core S&P Total U.S. 0.26% 4,143 $603K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.25% 4,000 $578K No change
AGG iShares Core U.S. Aggregate 0.24% 5,692 $571K No change
ORCL Oracle Corp. 0.24% 2,025 $570K No change
IJR iShares Core S&P Small-Cap E 0.22% 4,441 $528K No change
V Visa Inc. Class A 0.22% 1,482 $506K No change
JNJ Johnson & Johnson 0.21% 2,674 $496K No change
IGSB iShares 1-5Y Inv Grade Corp. 0.21% 9,139 $485K No change
MPC Marathon Petroleum Corp. 0.21% 2,502 $482K No change
COST Costco Wholesale Corp. 0.20% 520 $481K No change
GEV GE Vernova Inc. 0.20% 759 $467K Add +65.4%
HD Home Depot Inc. 0.20% 1,135 $460K No change
KLAC KLA Corp. 0.20% 426 $459K No change
CVX Chevron Corp. 0.19% 2,900 $450K No change
GS Goldman Sachs Group Inc. 0.19% 562 $448K No change
SYK Stryker Corp. 0.19% 1,200 $444K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.19% 1,486 $436K No change
VMC Vulcan Materials Co. 0.18% 1,376 $423K No change
URI United Rentals Inc. 0.17% 424 $405K No change
BKNG Booking Holdings Inc. 0.16% 71 $383K No change
ETN Eaton Corp. PLC 0.16% 997 $373K No change
EFA iShares MSCI Eafe ETF 0.16% 3,930 $367K No change
F Ford Motor Co. filed as FORD MTR CO 0.15% 30,000 $359K No change
PG The Procter & Gamble Co. 0.15% 2,329 $358K No change
PANW Palo Alto Networks Inc. 0.15% 1,692 $345K No change
DUK Duke Energy Corp. 0.15% 2,775 $343K No change
TMUS T-Mobile US Inc. 0.14% 1,421 $340K No change
GLD SPDR Gold Shares 0.14% 915 $325K No change
CMI Cummins Inc. 0.14% 763 $322K No change
ANET Arista Networks Inc. 0.13% 2,157 $314K Reduce -54.2%
MCD McDonald's Corp. 0.13% 1,000 $304K No change
AEP American Electric Power 0.13% 2,646 $298K No change
BKR Baker Hughes Co. 0.13% 6,045 $295K No change
NOW ServiceNow Inc. 0.13% 320 $294K No change
XYL Xylem Inc. 0.13% 1,990 $294K No change
NODK Ni Holdings Inc. filed as NI HLDGS INC 0.12% 21,589 $293K No change
BP BP PLC-Spons ADR 0.12% 8,400 $289K No change
TDY Teledyne Technologies Inc. 0.12% 490 $287K New
AMT American Tower Corp. 0.12% 1,482 $285K No change
TSLA Tesla Inc. 0.12% 635 $282K No change
VLO Valero Energy Corp. 0.12% 1,634 $278K No change
C Citigroup Inc. 0.11% 2,614 $265K New
LLY Eli Lilly & Co. 0.11% 340 $259K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.11% 906 $256K No change
UBER Uber Technologies Inc. 0.11% 2,585 $253K No change
BSV Vanguard Short-Term Bond ETF 0.11% 3,142 $248K Reduce -82.3%
PNC PNC Financial Services Group 0.10% 1,175 $236K No change
MCK McKesson Corp. 0.10% 294 $227K New
MRSH Marsh & McLennan Cos 0.10% 1,111 $224K Reduce -34.6%
VRTX Vertex Pharmaceuticals Inc. 0.09% 567 $222K No change
TRV The Travelers Cos Inc. 0.09% 790 $221K No change
ABBV Abbvie Inc. 0.09% 948 $219K New
JPM JPMorgan Chase & Co. 0.09% 695 $219K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 1,100$1.4MNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 519$665KNo change

Total filed on the 13F, all lines: $237.1M.

Portfolio Sells Q2 2025 → Q3 2025
BSV Vanguard Short-Term Bond ETF Reduce -82.3% 0.11% −0.55
BIV Vanguard Intermediate-Term B Sold out 0.00% −0.53
BLV Vanguard Long-Term Bond ETF Sold out 0.00% −0.33
JAAA Janus Henderson Aaa Clo ETF Reduce -3.2% 1.94% −0.26
CX Cemex Sab-Spons ADR Part Cer Sold out 0.00% −0.24
IVV iShares Core S&P 500 ETF Reduce -2.5% 4.48% −0.20
TTWO Take-Two Interactive Softwre Sold out 0.00% −0.16
CEG Constellation Energy Sold out 0.00% −0.11
RMD Resmed Inc. Sold out 0.00% −0.10
DE Deere & Co. Sold out 0.00% −0.10
SPGI S&P Global Inc. Sold out 0.00% −0.10
ANET Arista Networks Inc. Reduce -54.2% 0.13% −0.09
MRSH Marsh & McLennan Cos Reduce -34.6% 0.10% −0.08
NVDA Nvidia Corp. Reduce -18.5% 0.51% −0.07
IJH iShares Core S&P Midcap ETF Reduce -9.8% 0.36% −0.06
AAPL Apple Inc. Reduce -11.3% 0.46% +0.00

Portfolio Buys Q2 2025 → Q3 2025
SRLN SS Blackstone Sr Loan ETF Add +117.2% 3.68% +1.82
VTI VG Morningstar TS MKT ETF-US Add +8.5% 27.03% +1.70
QQQ Invesco QQQ Trust Series 1 Add +59.0% 0.90% +0.32
MSFT Microsoft Corp. Add +32.1% 0.63% +0.13
TDY Teledyne Technologies Inc. New 0.12% +0.12
VCSH Vanguard S/T Corp. Bond ETF Add +18.6% 1.48% +0.12
C Citigroup Inc. New 0.11% +0.11
MCK McKesson Corp. New 0.10% +0.10
ABBV Abbvie Inc. New 0.09% +0.09
VEU Vanguard Ftse All-World Ex-U Add +9.7% 1.58% +0.09
SCHD Schwab US DVD Equity ETF Add +9.1% 3.83% +0.09
GEV GE Vernova Inc. Add +65.4% 0.20% +0.09

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 65$305.0MVTI, VYM, VOO, SRLN, SCHD
Q1 2026 92$267.7MVTI, VYM, SRLN, VOO, SPHY
Q4 2025 92$249.1MVTI, VOO, SPHY, SRLN, VYM
Q3 2025 86$235.0MVTI, VOO, SPHY, VYM, IVV
Q2 2025 90$214.1MVTI, VOO, SPHY, VYM, IVV
Q1 2025 90$197.6MVTI, VOO, SPHY, VYM, IVV
Q4 2024 83$182.9MVTI, VOO, SPHY, VYM, IVV
Q3 2024 47$159.1MVTI, VOO, VYM, SPHY, IVV
Q2 2024 48$151.3MVTI, VOO, VYM, IVV, SRLN
Q1 2024 49$152.7MVTI, VYM, VOO, IVV, SRLN