Asset Allocation & Management Company, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 15, 2026), Asset Allocation & Management Company, LLC reported 92 stock positions worth $267.7 million. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 25.2% of the portfolio, followed by Vanguard High DVD Yield ETF (VYM, 11.7%) and SS Blackstone Sr Loan ETF (SRLN, 7.9%). Compared with Q4 2025, it opened 6 new positions, sold out of 6, added to 11 and reduced 9. The biggest buy was Vanguard High DVD Yield ETF (VYM, shares +105%) and the biggest sale Vanguard Mrngstar GR ETF-Sui (VUG, shares −13%).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0001498383
Portfolio Value
$267.7M (Q1 2026)
SEC Filing
0001498383-26-000003 ↗ filed Apr 15, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $152.7M Q1 2024 Q2 2024: $151.3M Q2 2024 Q3 2024: $159.1M Q3 2024 Q4 2024: $182.9M Q4 2024 Q1 2025: $197.6M Q1 2025 Q2 2025: $214.1M Q2 2025 Q3 2025: $235.0M Q3 2025 Q4 2025: $249.1M Q4 2025 Q1 2026: $267.7M $267.7M Q1 2026 Q2 2026: $305.0M Q2 2026

Holdings 92 stocks · $267.7M
VTI VG Morningstar TS MKT ETF-US 25.19% 210,203 $67.4M Add +0.5%
VYM Vanguard High DVD Yield ETF 11.69% 211,254 $31.3M Add +105.1%
SRLN SS Blackstone Sr Loan ETF 7.90% 526,704 $21.1M Add +41.6%
VOO Vanguard S&P 500 ETF 7.81% 34,985 $20.9M Add +0.9%
SPHY SS SPDR P High Yield ETF 7.01% 804,501 $18.8M No change
SCHD Schwab US DVD Equity ETF 4.19% 365,718 $11.2M Add +4.5%
IVV iShares Core S&P 500 ETF 3.56% 14,595 $9.5M Reduce -1.7%
SCHB Schwab US Broad Market ETF 2.46% 262,123 $6.6M Add +9.1%
FTSL First Trust Senior Loan ETF 2.12% 126,840 $5.7M No change
VEU Vanguard Ftse All-World Ex-U 1.89% 67,440 $5.1M Add +16.6%
VEA Vanguard Ftse Developed ETF 1.72% 72,039 $4.6M Reduce -1.6%
VUG Vanguard Mrngstar GR ETF-Sui 1.72% 10,559 $4.6M Reduce -13.4%
JAAA Janus Henderson Aaa Clo ETF 1.33% 70,511 $3.6M Reduce -13.6%
VCSH Vanguard S/T Corp. Bond ETF 1.14% 38,470 $3.0M No change
SPY SS SPDR S&P 500 ETF Trust-US 1.13% 4,631 $3.0M Reduce -7.0%
QQQ Invesco QQQ Trust Series 1 1.11% 5,130 $3.0M Add +18.9%
GOOGL Alphabet Inc. Class A 1.03% 9,622 $2.8M No change
VWO Vanguard Ftse Emerging Marke 0.89% 44,203 $2.4M No change
RSP Invesco S&P 500 Equal Weight 0.82% 11,468 $2.2M No change
BRK.A Berkshire Hathaway Inc. Class A 0.80% 3 $2.2M No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.70% 7,329 $1.9M No change
NVDA Nvidia Corp. 0.59% 9,068 $1.6M Add +40.9%
DVY iShares Select Dividend ETF 0.58% 10,273 $1.6M No change
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.57% 19,130 $1.5M No change
BSV Vanguard Short-Term Bond ETF 0.52% 17,772 $1.4M No change
BIV Vanguard Intermediate-Term B 0.43% 14,760 $1.1M No change
VB Vanguard Most SM-Cap ETF-Usd 0.43% 4,345 $1.1M No change
AVGO Broadcom Inc. 0.41% 3,528 $1.1M Reduce -25.4%
AAPL Apple Inc. 0.40% 4,260 $1.1M No change
MSFT Microsoft Corp. 0.39% 2,840 $1.1M No change
VCLT Vanguard Long-Term Corp. Bond 0.37% 13,195 $986K Add +121.6%
IWV iShares Russell 3000 ETF 0.37% 2,641 $979K No change
BLV Vanguard Long-Term Bond ETF 0.26% 10,260 $706K No change
IJH iShares Core S&P Midcap ETF 0.26% 10,295 $695K No change
JNJ Johnson & Johnson 0.24% 2,674 $654K No change
META Meta Platforms Inc. Class A 0.24% 1,140 $652K No change
PFF iShares Preferred & Income S 0.24% 21,000 $637K No change
AMZN Amazon.com Inc. 0.24% 3,055 $636K No change
KLAC KLA Corp. 0.23% 426 $627K No change
MPC Marathon Petroleum Corp. 0.23% 2,502 $611K No change
CVX Chevron Corp. 0.22% 2,900 $600K No change
ITOT iShares Core S&P Total U.S. 0.22% 4,143 $590K No change
AGG iShares Core U.S. Aggregate 0.21% 5,692 $565K No change
IJR iShares Core S&P Small-Cap E 0.20% 4,343 $540K Reduce -2.2%
COST Costco Wholesale Corp. 0.19% 520 $518K No change
IGSB iShares 1-5Y Inv Grade Corp. 0.18% 9,139 $480K No change
GS Goldman Sachs Group Inc. 0.18% 562 $475K No change
JPM JPMorgan Chase & Co. 0.17% 1,588 $467K Add +128.5%
V Visa Inc. Class A 0.17% 1,482 $448K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.16% 1,486 $427K No change
CMI Cummins Inc. 0.15% 763 $411K No change
VLO Valero Energy Corp. 0.15% 1,634 $404K No change
GEV GE Vernova Inc. 0.15% 459 $401K Reduce -39.5%
BP BP PLC-Spons ADR 0.15% 8,400 $395K No change
GLD SPDR Gold Shares 0.15% 915 $394K No change
SYK Stryker Corp. 0.15% 1,200 $394K No change
EFA iShares MSCI Eafe ETF 0.14% 3,930 $382K No change
VMC Vulcan Materials Co. 0.14% 1,376 $375K No change
HD Home Depot Inc. 0.14% 1,135 $373K No change
VAL Valaris Ltd. 0.14% 3,793 $372K New
BKR Baker Hughes Co. 0.14% 6,045 $369K No change
DUK Duke Energy Corp. 0.14% 2,775 $363K No change
ETN Eaton Corp. PLC 0.13% 997 $357K No change
AEP American Electric Power 0.13% 2,646 $347K No change
F Ford Motor Co. filed as FORD MTR CO 0.13% 30,000 $346K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.13% 2,154 $344K Reduce -46.1%
PG The Procter & Gamble Co. 0.13% 2,329 $336K No change
REGN Regeneron Pharmaceuticals 0.12% 423 $327K New
DE Deere & Co. 0.12% 565 $318K New
LLY Eli Lilly & Co. 0.12% 340 $313K No change
MCD McDonald's Corp. 0.12% 1,000 $311K No change
URI United Rentals Inc. 0.12% 424 $309K No change
BKNG Booking Holdings Inc. 0.11% 71 $299K No change
C Citigroup Inc. 0.11% 2,614 $296K No change
TDY Teledyne Technologies Inc. 0.11% 490 $296K No change
NODK Ni Holdings Inc. filed as NI HLDGS INC 0.10% 21,589 $278K No change
PANW Palo Alto Networks Inc. 0.10% 1,692 $271K No change
ANET Arista Networks Inc. 0.10% 2,157 $265K No change
CDNS Cadence Design SYS Inc. 0.10% 953 $265K New
CRWD CrowdStrike Holdings Inc. Class A 0.10% 670 $262K New
TEL Te Connectivity PLC 0.10% 1,235 $258K New
AMT American Tower Corp. 0.10% 1,482 $256K No change
MCK McKesson Corp. 0.09% 294 $254K No change
VRTX Vertex Pharmaceuticals Inc. 0.09% 567 $253K No change
PNC PNC Financial Services Group 0.09% 1,175 $245K No change
AZN Astrazeneca PLC 0.09% 1,237 $244K No change
XYL Xylem Inc. 0.09% 1,990 $238K No change
TSM Taiwan Semiconductor-SP ADR 0.09% 702 $237K No change
TSLA Tesla Inc. 0.09% 635 $236K No change
TRV The Travelers Cos Inc. 0.09% 790 $230K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.08% 906 $220K No change
ABBV Abbvie Inc. 0.08% 948 $206K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.9M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 1,100$1.3MNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 519$619KNo change

Total filed on the 13F, all lines: $269.6M.

Portfolio Sells Q4 2025 → Q1 2026
VUG Vanguard Mrngstar GR ETF-Sui Reduce -13.4% 1.72% −0.66
IVV iShares Core S&P 500 ETF Reduce -1.7% 3.56% −0.52
JAAA Janus Henderson Aaa Clo ETF Reduce -13.6% 1.33% −0.33
AVGO Broadcom Inc. Reduce -25.4% 0.41% −0.25
SPY SS SPDR S&P 500 ETF Trust-US Reduce -7.0% 1.13% −0.24
ORCL Oracle Corp. Sold out 0.00% −0.16
TJX TJX Companies Inc. Reduce -46.1% 0.13% −0.12
TMUS T-Mobile US Inc. Sold out 0.00% −0.12
VEA Vanguard Ftse Developed ETF Reduce -1.6% 1.72% −0.11
NOW ServiceNow Inc. Sold out 0.00% −0.10
UBER Uber Technologies Inc. Sold out 0.00% −0.08
MRSH Marsh & McLennan Cos Sold out 0.00% −0.08
SPGI S&P Global Inc. Sold out 0.00% −0.08
GEV GE Vernova Inc. Reduce -39.5% 0.15% −0.05
IJR iShares Core S&P Small-Cap E Reduce -2.2% 0.20% −0.01

Portfolio Buys Q4 2025 → Q1 2026
VYM Vanguard High DVD Yield ETF Add +105.1% 11.69% +5.75
SRLN SS Blackstone Sr Loan ETF Add +41.6% 7.90% +1.74
SCHD Schwab US DVD Equity ETF Add +4.5% 4.19% +0.34
VCLT Vanguard Long-Term Corp. Bond Add +121.6% 0.37% +0.19
VEU Vanguard Ftse All-World Ex-U Add +16.6% 1.89% +0.18
VAL Valaris Ltd. New 0.14% +0.14
REGN Regeneron Pharmaceuticals New 0.12% +0.12
DE Deere & Co. New 0.12% +0.12
NVDA Nvidia Corp. Add +40.9% 0.59% +0.11
CDNS Cadence Design SYS Inc. New 0.10% +0.10
CRWD CrowdStrike Holdings Inc. Class A New 0.10% +0.10
TEL Te Connectivity PLC New 0.10% +0.10
JPM JPMorgan Chase & Co. Add +128.5% 0.17% +0.08
QQQ Invesco QQQ Trust Series 1 Add +18.9% 1.11% +0.04
SCHB Schwab US Broad Market ETF Add +9.1% 2.46% −0.07
VOO Vanguard S&P 500 ETF Add +0.9% 7.81% −0.92
VTI VG Morningstar TS MKT ETF-US Add +0.5% 25.19% −2.95

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 65$305.0MVTI, VYM, VOO, SRLN, SCHD
Q1 2026 92$267.7MVTI, VYM, SRLN, VOO, SPHY
Q4 2025 92$249.1MVTI, VOO, SPHY, SRLN, VYM
Q3 2025 86$235.0MVTI, VOO, SPHY, VYM, IVV
Q2 2025 90$214.1MVTI, VOO, SPHY, VYM, IVV
Q1 2025 90$197.6MVTI, VOO, SPHY, VYM, IVV
Q4 2024 83$182.9MVTI, VOO, SPHY, VYM, IVV
Q3 2024 47$159.1MVTI, VOO, VYM, SPHY, IVV
Q2 2024 48$151.3MVTI, VOO, VYM, IVV, SRLN
Q1 2024 49$152.7MVTI, VYM, VOO, IVV, SRLN