Asset Allocation & Management Company, LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 12, 2026), Asset Allocation & Management Company, LLC reported 92 stock positions worth $249.1 million. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 28.1% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 8.7%) and SS SPDR P High Yield ETF (SPHY, 7.6%). Compared with Q3 2025, it opened 6 new positions, added to 7 and reduced 7. The biggest buy was SS Blackstone Sr Loan ETF (SRLN, shares +79%) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −14%).

Most Recent 13F
Q2 2026
Location
CHICAGO, IL
CIK
0001498383
Portfolio Value
$249.1M (Q4 2025)
SEC Filing
0001498383-26-000001 ↗ filed Jan 12, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $152.7M Q1 2024 Q2 2024: $151.3M Q2 2024 Q3 2024: $159.1M Q3 2024 Q4 2024: $182.9M Q4 2024 Q1 2025: $197.6M Q1 2025 Q2 2025: $214.1M Q2 2025 Q3 2025: $235.0M Q3 2025 Q4 2025: $249.1M $249.1M Q4 2025 Q1 2026: $267.7M Q1 2026 Q2 2026: $305.0M Q2 2026

Holdings 92 stocks · $249.1M
VTI VG Morningstar TS MKT ETF-US 28.14% 209,126 $70.1M Add +8.0%
VOO Vanguard S&P 500 ETF 8.73% 34,668 $21.7M Reduce -13.5%
SPHY SS SPDR P High Yield ETF 7.64% 804,501 $19.0M Reduce -4.0%
SRLN SS Blackstone Sr Loan ETF 6.16% 371,904 $15.3M Add +79.0%
VYM Vanguard High DVD Yield ETF 5.93% 102,990 $14.8M No change
IVV iShares Core S&P 500 ETF 4.08% 14,845 $10.2M Reduce -5.5%
SCHD Schwab US DVD Equity ETF 3.85% 349,963 $9.6M Add +6.2%
SCHB Schwab US Broad Market ETF 2.53% 240,256 $6.3M Add +4.2%
VUG Vanguard Mrngstar GR ETF-Sui 2.39% 12,189 $5.9M No change
FTSL First Trust Senior Loan ETF 2.34% 126,840 $5.8M No change
VEA Vanguard Ftse Developed ETF 1.84% 73,189 $4.6M No change
VEU Vanguard Ftse All-World Ex-U 1.71% 57,853 $4.3M Add +11.0%
JAAA Janus Henderson Aaa Clo ETF 1.66% 81,636 $4.1M Reduce -9.1%
SPY SS SPDR S&P 500 ETF Trust-US 1.36% 4,979 $3.4M No change
VCSH Vanguard S/T Corp. Bond ETF 1.23% 38,470 $3.1M Reduce -11.5%
GOOGL Alphabet Inc. Class A 1.21% 9,622 $3.0M No change
QQQ Invesco QQQ Trust Series 1 1.06% 4,315 $2.7M Add +22.1%
VWO Vanguard Ftse Emerging Marke 0.95% 44,203 $2.4M No change
BRK.A Berkshire Hathaway Inc. Class A 0.91% 3 $2.3M No change
RSP Invesco S&P 500 Equal Weight 0.88% 11,468 $2.2M No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.82% 7,329 $2.0M No change
AVGO Broadcom Inc. 0.66% 4,728 $1.6M Reduce -41.6%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.62% 19,130 $1.5M No change
DVY iShares Select Dividend ETF 0.58% 10,273 $1.4M No change
BSV Vanguard Short-Term Bond ETF 0.56% 17,772 $1.4M Add +465.6%
MSFT Microsoft Corp. 0.55% 2,840 $1.4M No change
NVDA Nvidia Corp. 0.48% 6,438 $1.2M No change
AAPL Apple Inc. 0.46% 4,260 $1.2M No change
BIV Vanguard Intermediate-Term B 0.46% 14,760 $1.1M New
VB Vanguard Most SM-Cap ETF-Usd 0.45% 4,345 $1.1M No change
IWV iShares Russell 3000 ETF 0.41% 2,641 $1.0M No change
META Meta Platforms Inc. Class A 0.30% 1,140 $753K No change
BLV Vanguard Long-Term Bond ETF 0.29% 10,260 $713K New
AMZN Amazon.com Inc. 0.28% 3,055 $705K No change
IJH iShares Core S&P Midcap ETF 0.27% 10,295 $679K Reduce -21.1%
PFF iShares Preferred & Income S 0.26% 21,000 $650K No change
ITOT iShares Core S&P Total U.S. 0.25% 4,143 $616K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.25% 4,000 $614K No change
AGG iShares Core U.S. Aggregate 0.23% 5,692 $569K No change
JNJ Johnson & Johnson 0.22% 2,674 $553K No change
IJR iShares Core S&P Small-Cap E 0.21% 4,441 $534K No change
V Visa Inc. Class A 0.21% 1,482 $520K No change
KLAC KLA Corp. 0.21% 426 $518K No change
GEV GE Vernova Inc. 0.20% 759 $496K No change
GS Goldman Sachs Group Inc. 0.20% 562 $494K No change
IGSB iShares 1-5Y Inv Grade Corp. 0.19% 9,139 $483K No change
VCLT Vanguard Long-Term Corp. Bond 0.18% 5,955 $452K New
COST Costco Wholesale Corp. 0.18% 520 $448K No change
CVX Chevron Corp. 0.18% 2,900 $442K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.17% 1,486 $431K No change
SYK Stryker Corp. 0.17% 1,200 $422K No change
MPC Marathon Petroleum Corp. 0.16% 2,502 $407K No change
ORCL Oracle Corp. 0.16% 2,025 $395K No change
F Ford Motor Co. filed as FORD MTR CO 0.16% 30,000 $394K No change
VMC Vulcan Materials Co. 0.16% 1,376 $392K No change
HD Home Depot Inc. 0.16% 1,135 $391K No change
CMI Cummins Inc. 0.16% 763 $389K No change
BKNG Booking Holdings Inc. 0.15% 71 $380K No change
EFA iShares MSCI Eafe ETF 0.15% 3,930 $377K No change
LLY Eli Lilly & Co. 0.15% 340 $365K No change
GLD SPDR Gold Shares 0.15% 915 $363K No change
URI United Rentals Inc. 0.14% 424 $343K No change
PG The Procter & Gamble Co. 0.13% 2,329 $334K No change
DUK Duke Energy Corp. 0.13% 2,775 $325K No change
ETN Eaton Corp. PLC 0.13% 997 $318K No change
PANW Palo Alto Networks Inc. 0.13% 1,692 $312K No change
MCD McDonald's Corp. 0.12% 1,000 $306K No change
AEP American Electric Power 0.12% 2,646 $305K No change
C Citigroup Inc. 0.12% 2,614 $305K No change
BP BP PLC-Spons ADR 0.12% 8,400 $292K No change
TMUS T-Mobile US Inc. 0.12% 1,421 $289K No change
NODK Ni Holdings Inc. filed as NI HLDGS INC 0.12% 21,589 $287K No change
TSLA Tesla Inc. 0.11% 635 $286K No change
ANET Arista Networks Inc. 0.11% 2,157 $283K No change
BKR Baker Hughes Co. 0.11% 6,045 $275K No change
XYL Xylem Inc. 0.11% 1,990 $271K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.11% 906 $268K No change
VLO Valero Energy Corp. 0.11% 1,634 $266K No change
AMT American Tower Corp. 0.10% 1,482 $260K No change
VRTX Vertex Pharmaceuticals Inc. 0.10% 567 $257K No change
TDY Teledyne Technologies Inc. 0.10% 490 $250K No change
PNC PNC Financial Services Group 0.10% 1,175 $245K No change
NOW ServiceNow Inc. 0.10% 1,600 $245K No change
MCK McKesson Corp. 0.10% 294 $241K No change
TRV The Travelers Cos Inc. 0.09% 790 $229K No change
AZN Astrazeneca PLC-Spons ADR 0.09% 2,475 $228K New
JPM JPMorgan Chase & Co. 0.09% 695 $224K No change
ABBV Abbvie Inc. 0.09% 948 $217K No change
TSM Taiwan Semiconductor-SP ADR 0.09% 702 $213K New
UBER Uber Technologies Inc. 0.08% 2,585 $211K No change
MRSH Marsh & McLennan Cos 0.08% 1,111 $206K No change
SPGI S&P Global Inc. 0.08% 395 $206K New
Other holdings (2): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 1,100$1.3MNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 519$648KNo change

Total filed on the 13F, all lines: $251.1M.

Portfolio Sells Q3 2025 → Q4 2025
VOO Vanguard S&P 500 ETF Reduce -13.5% 8.73% −1.72
SPHY SS SPDR P High Yield ETF Reduce -4.0% 7.64% −0.89
AVGO Broadcom Inc. Reduce -41.6% 0.66% −0.48
IVV iShares Core S&P 500 ETF Reduce -5.5% 4.08% −0.39
JAAA Janus Henderson Aaa Clo ETF Reduce -9.1% 1.66% −0.28
VCSH Vanguard S/T Corp. Bond ETF Reduce -11.5% 1.23% −0.25
IJH iShares Core S&P Midcap ETF Reduce -21.1% 0.27% −0.09

Portfolio Buys Q3 2025 → Q4 2025
SRLN SS Blackstone Sr Loan ETF Add +79.0% 6.16% +2.48
VTI VG Morningstar TS MKT ETF-US Add +8.0% 28.14% +1.11
BIV Vanguard Intermediate-Term B New 0.46% +0.46
BSV Vanguard Short-Term Bond ETF Add +465.6% 0.56% +0.46
BLV Vanguard Long-Term Bond ETF New 0.29% +0.29
VCLT Vanguard Long-Term Corp. Bond New 0.18% +0.18
QQQ Invesco QQQ Trust Series 1 Add +22.1% 1.06% +0.17
VEU Vanguard Ftse All-World Ex-U Add +11.0% 1.71% +0.13
AZN Astrazeneca PLC-Spons ADR New 0.09% +0.09
TSM Taiwan Semiconductor-SP ADR New 0.09% +0.09
SPGI S&P Global Inc. New 0.08% +0.08
SCHD Schwab US DVD Equity ETF Add +6.2% 3.85% +0.02
SCHB Schwab US Broad Market ETF Add +4.2% 2.53% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 65$305.0MVTI, VYM, VOO, SRLN, SCHD
Q1 2026 92$267.7MVTI, VYM, SRLN, VOO, SPHY
Q4 2025 92$249.1MVTI, VOO, SPHY, SRLN, VYM
Q3 2025 86$235.0MVTI, VOO, SPHY, VYM, IVV
Q2 2025 90$214.1MVTI, VOO, SPHY, VYM, IVV
Q1 2025 90$197.6MVTI, VOO, SPHY, VYM, IVV
Q4 2024 83$182.9MVTI, VOO, SPHY, VYM, IVV
Q3 2024 47$159.1MVTI, VOO, VYM, SPHY, IVV
Q2 2024 48$151.3MVTI, VOO, VYM, IVV, SRLN
Q1 2024 49$152.7MVTI, VYM, VOO, IVV, SRLN