Balboa Wealth Partners

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Balboa Wealth Partners reported 285 stock positions worth $400.0 million. Its top holding was Nvidia (NVDA) at 9.7% of the portfolio, followed by Tesla (TSLA, 9.2%) and Microsoft (MSFT, 6.0%). Compared with Q2 2024, it opened 64 new positions, sold out of 43, added to 100 and reduced 111. The biggest buy was a new position in Invesco QQQ Trust Series 1 (QQQ) and the biggest sale Nvidia (NVDA, shares −10%).

Most Recent 13F
Q2 2026
Location
SCOTTSDALE, AZ
CIK
0001929008
Portfolio Value
$400.0M (Q3 2024)
SEC Filing
0001951757-24-001171 ↗ filed Nov 6, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $313.5M Q1 2024 Q2 2024: $377.4M Q2 2024 Q3 2024: $400.0M $400.0M Q3 2024 Q4 2024: $436.7M Q4 2024 Q1 2025: $412.9M Q1 2025 Q2 2025: $497.5M Q2 2025 Q3 2025: $578.3M Q3 2025 Q4 2025: $603.4M Q4 2025 Q1 2026: $594.9M Q1 2026 Q2 2026: $734.2M Q2 2026

Holdings 285 stocks · $400.0M
NVDA Nvidia Corp. 9.66% 318,314 $38.7M Reduce -9.8%
TSLA Tesla Inc. 9.21% 140,903 $36.9M Reduce -0.7%
MSFT Microsoft Corp. 6.01% 55,921 $24.1M Reduce -3.5%
AAPL Apple Inc. 4.22% 72,512 $16.9M Reduce -5.4%
AMD Advanced Micro Devices 3.32% 80,846 $13.3M Add +2.9%
AMZN Amazon.com Inc. 3.15% 67,532 $12.6M Reduce -9.6%
SPY SS SPDR S&P 500 ETF Trust-US 3.05% 21,294 $12.2M Reduce -2.3%
META Meta Platforms Inc. Class A 2.34% 16,371 $9.4M Reduce -9.2%
GOOG Alphabet Inc. Class C 1.99% 47,553 $8.0M Add +5.8%
QQQ Invesco QQQ Trust Series 1 1.56% 12,813 $6.3M New
GLD SPDR Gold Shares 1.47% 24,226 $5.9M Reduce -1.8%
MAXJ iShares LG Cap Max Buff Jun 1.32% 202,755 $5.3M New
MDY State Street SPDR S&P Midcap 1.30% 9,112 $5.2M Reduce -18.2%
TSM Taiwan Semiconductor-SP ADR 1.27% 29,163 $5.1M Add +2.6%
COST Costco Wholesale Corp. 1.02% 4,621 $4.1M Add +4.6%
BRK.B Berkshire Hathaway Inc. Class B 1.02% 8,824 $4.1M Reduce -2.2%
ZECP Zacks Earnings Consistent Po 0.88% 114,464 $3.5M Add +9.2%
BIL SS SPDR BB 1-3M T-Bill ETF 0.79% 34,255 $3.1M Add +320.4%
IYW iShares Ustechnology ETF 0.79% 20,736 $3.1M Add +0.5%
IDU iShares US Utilities ETF 0.78% 30,427 $3.1M Reduce -0.1%
JEPI JPMorgan Equity Premium Inco 0.77% 51,852 $3.1M Reduce -1.2%
IYR iShares US Real Estate ETF 0.76% 29,805 $3.0M New
IYF iShares US Financials ETF 0.75% 28,998 $3.0M Reduce -2.2%
ASML ASML Holding NV-NY Reg SHS 0.75% 3,602 $3.0M Add +8.8%
PLTR Palantir Technologies Inc. Class A 0.71% 76,881 $2.9M Add +28.2%
MA Mastercard Inc. Class A 0.67% 5,415 $2.7M Reduce -7.1%
GOOGL Alphabet Inc. Class A 0.65% 15,709 $2.6M Reduce -9.2%
ADBE Adobe Inc. 0.64% 4,914 $2.5M Add +17.0%
BA The Boeing Co. 0.58% 15,233 $2.3M Add +5.6%
XLK SS Technology Select Sector 0.57% 10,147 $2.3M Reduce -1.6%
JPM JPMorgan Chase & Co. 0.56% 10,568 $2.2M Add +6.5%
AVGO Broadcom Inc. 0.56% 12,903 $2.2M Reduce -15.6%
APP AppLovin Corp. Class A 0.55% 16,818 $2.2M Add +21.4%
FISR SS Fi Sector Rotation 0.55% 82,569 $2.2M Add +16.1%
XHIEX Miller/Howard High Income Eq 0.48% 158,129 $1.9M Add +6.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.46% 4,305 $1.8M Add +28.1%
V Visa Inc. Class A 0.45% 6,619 $1.8M Reduce -12.7%
DFAT Dimensional US Target Value 0.44% 31,586 $1.8M Add +12.4%
JPST JPMorgan Ultra-Short Income 0.43% 34,267 $1.7M Add +2.4%
HD Home Depot Inc. 0.42% 4,102 $1.7M Add +0.6%
XLSR SS US Sector Rotation 0.39% 30,447 $1.6M Add +3.9%
REGN Regeneron Pharmaceuticals 0.39% 1,499 $1.6M Reduce -7.3%
MU Micron Technology Inc. 0.39% 15,063 $1.6M Add +22.4%
NFLX Netflix Inc. 0.39% 2,197 $1.6M Reduce -14.4%
DGRO iShares Core Dividend Growth 0.39% 24,795 $1.6M Add +35.5%
LLY Eli Lilly & Co. 0.39% 1,742 $1.5M Reduce -12.2%
STRL Sterling Infrastructure Inc. 0.38% 10,499 $1.5M Reduce -16.1%
SPEM State Street SP PTF Em ETF 0.38% 36,621 $1.5M Add +14.9%
NOW ServiceNow Inc. 0.38% 1,680 $1.5M Add +24.0%
VOO Vanguard S&P 500 ETF 0.37% 2,826 $1.5M Add +23.7%
VRT Vertiv Holdings Co. Class A 0.36% 14,448 $1.4M Add +44.0%
IVW iShares S&P 500 Growth ETF 0.35% 14,806 $1.4M Reduce -3.8%
SMIZ Zacks Small/Mid Cap ETF 0.35% 42,419 $1.4M Add +8.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.35% 25,440 $1.4M Reduce -14.9%
EFA iShares MSCI Eafe ETF 0.34% 16,388 $1.4M New
ABBV Abbvie Inc. 0.34% 6,885 $1.4M Reduce -7.5%
DFUS Dimensional US Eq MKT ETF 0.34% 21,616 $1.3M Add +7.2%
CRWD CrowdStrike Holdings Inc. Class A 0.33% 4,762 $1.3M Add +94.7%
RTX RTX Corp. 0.33% 10,792 $1.3M Reduce -0.4%
IJK iShares S&P Mid-Cap 400 Grow 0.32% 13,924 $1.3M Add +1.0%
IEFA iShares Core MSCI Eafe ETF 0.32% 16,315 $1.3M Add +18.5%
T AT&T Inc. 0.31% 56,760 $1.2M Reduce -8.5%
AGG iShares Core U.S. Aggregate 0.31% 12,268 $1.2M Reduce -9.3%
JNJ Johnson & Johnson 0.31% 7,549 $1.2M Add +3.7%
RCS PIMCO Strategic Income Fund 0.31% 158,896 $1.2M Add +248.5%
AER Aercap Holdings NV 0.30% 12,700 $1.2M Reduce -7.0%
VZ Verizon Communications Inc. 0.29% 26,272 $1.2M Reduce -19.8%
QCOM Qualcomm Inc. 0.29% 6,912 $1.2M Reduce -13.7%
AFRM Affirm Holdings Inc. 0.27% 26,444 $1.1M Add +0.5%
AMAT Applied Materials Inc. 0.27% 5,340 $1.1M Add +16.5%
ARCC Ares Capital Corp. 0.26% 50,069 $1.0M Add +31.8%
SO The Southern Co. 0.25% 11,269 $1.0M Add +1.8%
XLE SS Energy Select Sector 0.25% 11,567 $1.0M Reduce -38.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.25% 10,458 $1.0M Reduce -0.2%
ISRG Intuitive Surgical Inc. 0.25% 2,035 $1000K Reduce -51.8%
PG The Procter & Gamble Co. 0.25% 5,734 $993K Reduce -7.3%
DVYE iShares Emerging Markets Div 0.24% 33,977 $975K Reduce -0.1%
PANW Palo Alto Networks Inc. 0.24% 2,835 $969K Reduce -47.0%
XOM Exxon Mobil Corp. 0.24% 8,266 $969K Add +3.4%
SCHD Schwab US DVD Equity ETF 0.24% 11,384 $962K Add +4.0%
DUK Duke Energy Corp. 0.24% 8,277 $954K Add +96.0%
UPS United Parcel Service Class B 0.24% 6,931 $945K Add +349.8%
ORCL Oracle Corp. 0.24% 5,539 $944K Add +25.3%
VGSH Vanguard Short-Term Treasury 0.24% 15,977 $943K Reduce -0.3%
CVX Chevron Corp. 0.23% 6,333 $933K Reduce -12.4%
SMBC Southern Missouri Bancorp 0.23% 16,295 $920K Add +0.3%
LMT Lockheed Martin Corp. 0.23% 1,556 $909K Add +13.3%
PH Parker Hannifin Corp. 0.23% 1,428 $902K Add +67.2%
DFUV Dimensional US Marketwide Va 0.22% 21,234 $885K No change
PFE Pfizer Inc. 0.22% 30,198 $874K Add +56.1%
SCHW Schwab (charles) Corp. 0.21% 13,003 $843K Reduce -2.4%
BABA Alibaba Group Holding-SP ADR 0.21% 7,925 $841K Reduce -19.6%
VCSH Vanguard S/T Corp. Bond ETF 0.21% 10,439 $829K Add +62.6%
MCD McDonald's Corp. 0.20% 2,670 $813K Reduce -22.2%
GS Goldman Sachs Group Inc. 0.20% 1,624 $804K Add +22.0%
MOAT Vaneck Morningstar Wide Moat 0.20% 8,104 $786K Add +21.0%
AXP American Express Co. 0.19% 2,857 $775K Add +9.7%
ABT Abbott Laboratories 0.19% 6,746 $769K Reduce -1.8%
XLF SS Financial Select Sector 0.19% 16,934 $767K Reduce -33.5%
XLV SS Health Care Select Sector 0.19% 4,965 $765K Reduce -0.7%
SPGI S&P Global Inc. 0.19% 1,456 $752K Add +1.7%
IVV iShares Core S&P 500 ETF 0.19% 1,292 $745K Add +1.3%
NEE Nextera Energy Inc. 0.18% 8,747 $739K Reduce -6.5%
SPDW Ste STR SPDR PT DW Eu ETF 0.18% 19,443 $730K Reduce -56.7%
ON On Semiconductor 0.18% 10,022 $728K Reduce -16.0%
AGM Federal Agric MTG Corp. Class C 0.18% 3,875 $726K No change
SPAB SS SPDR P Agg Bond ETF 0.18% 27,690 $724K Add +174.6%
WMT Walmart Inc. 0.17% 8,639 $698K Add +4.4%
OKE Oneok Inc. 0.17% 7,645 $697K Add +0.7%
MELI MercadoLibre Inc. 0.17% 339 $696K Add +1.2%
IWM iShares Russell 2000 ETF 0.17% 3,106 $686K Reduce -13.1%
BND Vanguard Total Bond Market 0.17% 9,026 $678K Reduce -6.6%
GUT Gabelli Utility Trust 0.17% 128,694 $669K Add +2.4%
IBIT iShares Bitcoin Trust ETF 0.17% 18,337 $663K Reduce -14.3%
BP BP PLC-Spons ADR 0.16% 20,482 $643K Reduce -1.4%
UNH Unitedhealth Group Inc. 0.16% 1,088 $636K Reduce -15.7%
VYM Vanguard High DVD Yield ETF 0.16% 4,958 $636K Add +10.0%
ETN Eaton Corp. PLC 0.16% 1,899 $629K Reduce -3.0%
LNG Cheniere Energy Inc. 0.15% 3,414 $614K Reduce -35.5%
XAR SS SPDR S&P Aerospace Def 0.15% 3,879 $610K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.15% 2,168 $610K Reduce -5.4%
SPHY SS SPDR P High Yield ETF 0.15% 24,608 $592K New
INTC Intel Corp. 0.15% 24,883 $584K Add +16.0%
SNOW Snowflake Inc. 0.15% 5,080 $583K Add +69.0%
AMGN Amgen Inc. 0.14% 1,797 $579K Add +50.5%
DFAC Dimensional US Core Equity 2 0.14% 16,372 $561K Reduce -0.1%
MRK Merck & Co. Inc. 0.14% 4,915 $558K Reduce -12.7%
AVUV Avantis US Small Cap Value 0.14% 5,774 $554K Add +3.7%
ARM Arm Holdings PLC-ADR 0.14% 3,845 $550K New
TMO Thermo Fisher Scientific Inc. 0.14% 883 $546K Add +59.7%
GE General Electric filed as GE AEROSPACE 0.14% 2,877 $543K Reduce -18.1%
SPSM SS SPDR P S&P 600 Small Cap 0.14% 11,872 $540K Reduce -10.7%
NOC Northrop Grumman Corp. 0.14% 1,023 $540K Add +35.9%
HALO Halozyme Therapeutics Inc. 0.13% 9,386 $537K Add +9.9%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.13% 2,430 $537K Add +59.9%
MAIN Main Street Capital Corp. 0.13% 10,697 $536K Add +4.9%
BX Blackstone Inc. 0.13% 3,502 $536K Reduce -6.8%
HTGC Hercules Capital Inc. 0.13% 26,894 $528K New
SSD Simpson Manufacturing Co. Inc. 0.13% 2,712 $519K Reduce -12.7%
SCHE Schwab Emrg Mrkts Eqty ETF 0.13% 17,403 $508K Add +19.8%
ALB Albemarle Corp. 0.13% 5,337 $505K Reduce -6.0%
VTV Vanguard Mrngstr Val ETF-Aui 0.13% 2,895 $505K Add +25.1%
VMBS Vanguard Mortgage-Backed Sec 0.13% 10,701 $505K Reduce -0.8%
SCMB Schwab Municipal Bond ETF 0.12% 9,391 $493K Reduce -12.7%
VTR Ventas Inc. 0.12% 7,617 $488K Add +44.5%
WELL Welltower Inc. 0.12% 3,758 $481K Add +42.8%
SPIB SS SPDR P Int C Corp. ETF 0.12% 14,226 $480K Add +8.7%
XLG Invesco S&P 500 Top 50 ETF 0.11% 9,450 $449K Add +1.1%
TFLO iShares Treasury Floating Ra 0.11% 8,850 $448K No change
PEP Pepsico Inc. 0.11% 2,611 $444K Add +2.8%
PM Philip Morris International 0.11% 3,638 $442K Add +7.1%
VEA Vanguard Ftse Developed ETF 0.11% 8,164 $431K New
JNK SS SPDR BB High Yield Bond 0.11% 4,378 $428K Reduce -56.0%
MRVL Marvell Technology Inc. 0.11% 5,862 $423K Reduce -5.9%
DEM Wisdomtree Emerging Markets 0.11% 9,576 $421K Add +2.6%
NTAP Netapp Inc. 0.10% 3,370 $416K Add +6.8%
ANET Arista Networks Inc. 0.10% 1,067 $410K Reduce -35.7%
XLP SS Consumer Staples Sel Sect 0.10% 4,901 $407K Reduce -32.0%
KO The Coca-Cola Co. 0.10% 5,658 $407K Add +2.2%
PJUN Innovator U.S. Equity Power 0.10% 10,951 $404K Reduce -81.8%
EBND State Street SPDR Bloomberg 0.10% 18,772 $399K Reduce -2.3%
CSCO Cisco Systems Inc. 0.10% 7,385 $393K Add +0.7%
VTI VG Morningstar TS MKT ETF-US 0.10% 1,380 $391K Add +22.2%
CAT Caterpillar Inc. 0.10% 975 $381K Reduce -3.1%
MCO Moody's Corp. 0.10% 803 $381K Reduce -0.1%
IAU iShares Gold Trust 0.09% 7,594 $377K Add +6.9%
SBUX Starbucks Corp. 0.09% 3,850 $375K Reduce -5.7%
HBAN Huntington Bancshares Inc. 0.09% 25,486 $375K Reduce -4.5%
DKNG Draftkings Inc. Class A 0.09% 9,447 $370K Reduce -26.5%
ITW Illinois Tool Works 0.09% 1,408 $369K Reduce -0.2%
XBI SS SPDR S&P Biotech ETF 0.09% 3,675 $363K No change
CRM Salesforce Inc. 0.09% 1,323 $362K Reduce -48.4%
TT Trane Technologies PLC 0.09% 925 $360K Reduce -32.6%
UTG Reaves Utility Income Fund 0.09% 10,456 $343K New
XLY SS Consumer Disc Select Sect 0.09% 1,709 $342K Reduce -1.0%
CMI Cummins Inc. 0.08% 1,040 $337K New
CLOI Vaneck Clo ETF 0.08% 6,326 $336K New
TIPX SS SPDR BB 1-10YR Tips ETF 0.08% 17,621 $334K Reduce -0.3%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.08% 2,784 $327K Add +41.5%
MPC Marathon Petroleum Corp. 0.08% 1,996 $325K New
MMM 3M Co. 0.08% 2,296 $314K New
EME Emcor Group Inc. 0.08% 729 $314K Add +0.4%
PDD PDD Holdings Inc. 0.08% 2,325 $313K Reduce -52.7%
AEP American Electric Power 0.08% 3,051 $313K New
SPMD SS SPDR P S&P 400 Midcap ETF 0.08% 5,701 $312K Add +0.5%
MCK McKesson Corp. 0.08% 628 $310K Reduce -30.7%
LNTH Lantheus Holdings Inc. 0.08% 2,760 $303K New
PFF iShares Preferred & Income S 0.08% 9,086 $302K Reduce -59.5%
SCHY Schwab International DVD ETF 0.08% 11,492 $301K Add +15.6%
SMOT Vaneck Morningstar Smid Moat 0.07% 8,519 $298K Reduce -11.9%
ETHE Grayscale Ethereum Staking E 0.07% 13,330 $292K New
IFRA iShares US Infrastructure 0.07% 6,139 $288K Reduce -46.9%
TGT Target Corp. 0.07% 1,839 $287K New
CI The Cigna Group 0.07% 826 $286K Reduce -4.2%
SRLN SS Blackstone Sr Loan ETF 0.07% 6,840 $286K Add +14.4%
WMB Williams Cos Inc. 0.07% 6,132 $280K Add +0.7%
UBER Uber Technologies Inc. 0.07% 3,651 $274K Add +0.1%
BIDU Baidu Inc. - Spon ADR 0.07% 2,594 $273K Reduce -22.0%
SCCO Southern Copper Corp. 0.07% 2,330 $270K Reduce -0.4%
FNDF Schwab Fndmn Intl LRG Co. ETF 0.07% 7,111 $266K No change
EMR Emerson Electric Co. 0.07% 2,426 $265K Reduce -21.1%
HON Honeywell International Inc. 0.07% 1,283 $265K Add +1.7%
GLW Corning Inc. 0.07% 5,863 $265K New
CDW CDW Corp. 0.07% 1,158 $262K No change
PLD Prologis Inc. 0.07% 2,075 $262K New
CB Chubb Ltd. 0.06% 898 $259K New
ACWI iShares MSCI Acwi ETF 0.06% 2,162 $258K New
GME Gamestop Corp. Class A 0.06% 11,252 $258K New
DHR Danaher Corp. 0.06% 926 $258K Add +2.8%
WM Waste Management Inc. 0.06% 1,233 $256K Add +4.1%
ACN Accenture PLC Class A 0.06% 724 $256K Add +0.4%
AVES Avantis Emerging Markets Val 0.06% 4,890 $255K Add +3.9%
AVDV Avantis Intl S/C Value ETF 0.06% 3,608 $255K Add +3.2%
QQQI Neos Nasdaq-100 High Inc. ETF 0.06% 4,960 $255K New
INTU Intuit Inc. 0.06% 410 $254K Reduce -6.8%
STZ Constellation Brands Inc. Class A 0.06% 984 $253K New
BKNG Booking Holdings Inc. 0.06% 60 $253K New
ATR Aptargroup Inc. 0.06% 1,575 $252K No change
FTSM First Trust Enh Short Mat FD 0.06% 4,198 $251K Reduce -10.4%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.06% 2,100 $250K New
USRT iShares Core US REIT ETF 0.06% 3,990 $246K New
TMUS T-Mobile US Inc. 0.06% 1,189 $245K New
UNP Union Pacific Corp. 0.06% 995 $245K Add +1.0%
SFM Sprouts Farmers Market Inc. 0.06% 2,221 $245K Reduce -48.3%
VWO Vanguard Ftse Emerging Marke 0.06% 5,124 $245K New
ULTA Ulta Beauty Inc. 0.06% 625 $243K Reduce -1.4%
COP Conocophillips 0.06% 2,309 $243K New
KMB Kimberly-Clark Corp. 0.06% 1,697 $241K Add +0.1%
VB Vanguard Most SM-Cap ETF-Usd 0.06% 1,016 $241K Reduce -24.1%
FDN First Trust DJ Internet Ind 0.06% 1,136 $241K Reduce -0.7%
AILEQ Ilearningengines Inc. 0.06% 144,000 $240K Reduce -68.7%
EMLC Vaneck JPM Em Local Curr BND 0.06% 9,438 $240K Reduce -2.8%
MDT Medtronic PLC 0.06% 2,655 $239K New
MO Altria Group Inc. 0.06% 4,661 $238K New
SPLV Invesco S&P 500 Low Volatili 0.06% 3,300 $237K No change
NVO Novo-Nordisk A/S-Spons ADR 0.06% 1,981 $236K Reduce -17.7%
AUGT Allianzim US Eq BFFR10 AG-US 0.06% 7,706 $235K New
ED Consolidated Edison Inc. 0.06% 2,251 $234K Add +0.1%
GWX State Street SPDR S&P Intern 0.06% 6,865 $234K Reduce -1.1%
SIXF Allian US Equ 6 Mon BU10-Usd 0.06% 8,471 $234K New
ADP Automatic Data Processing 0.06% 840 $232K New
IVE iShares S&P 500 Value ETF 0.06% 1,173 $231K No change
EMHC SS SPDR BB Em Usd Bond ETF 0.06% 9,112 $229K Reduce -1.6%
SLV iShares Silver Trust 0.06% 8,024 $228K Reduce -2.0%
PHM Pultegroup Inc. 0.06% 1,580 $227K New
CL Colgate-Palmolive Co. 0.06% 2,174 $226K New
CCJ Cameco Corp. 0.06% 4,650 $222K Reduce -69.8%
IJH iShares Core S&P Midcap ETF 0.06% 3,558 $222K Reduce -1.9%
DLR Digital Realty Trust Inc. 0.06% 1,370 $222K Add +2.0%
DHI D.R. Horton Inc. 0.06% 1,155 $220K New
EPD Enterprise Products Partners 0.05% 7,513 $219K New
FTCS First Trust Capital Strength 0.05% 2,407 $219K New
STT State Street Corp. 0.05% 2,438 $216K New
SKYY First Trust Cloud Computing 0.05% 2,092 $214K Reduce -0.3%
CIBR First Trust Nasdaq Cybersecu 0.05% 3,609 $214K Reduce -3.2%
GCT Gigacloud Technology Inc. Class A 0.05% 9,250 $213K New
GD General Dynamics Corp. 0.05% 702 $212K New
VST Vistra Corp. 0.05% 1,786 $212K New
IRT Independence Realty Trust Inc. 0.05% 10,240 $210K New
DD Dupont DE Nemours Inc. 0.05% 2,343 $209K New
MYLD Cambria Micro&smcap Yield 0.05% 7,817 $208K New
SPG Simon Property Group Inc. 0.05% 1,218 $206K New
PKG Packaging Corp. of America 0.05% 956 $206K New
IXN iShares Global Tech ETF 0.05% 2,491 $206K New
SYK Stryker Corp. 0.05% 561 $203K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.05% 1,847 $203K New
DFIV Dimensional International Va 0.05% 5,290 $201K New
AES AES Corp. 0.05% 10,016 $201K Reduce -54.5%
RITM Rithm Capital Corp. 0.05% 17,045 $193K New
OBDC Blue Owl Capital Corp. 0.04% 11,602 $169K New
EXCHANGE TRADED CONCEPTS TRU 0.04% 11,280 $150K New
LAR Lithium Americas Argentina C 0.03% 42,650 $139K Reduce -5.3%
AVPT Avepoint Inc. 0.03% 10,614 $125K New
LAC Lithium Americas Corp. 0.03% 44,118 $119K Reduce -5.2%
YEXT Yext Inc. 0.03% 16,422 $114K New
CRBU Caribou Biosciences Inc. 0.02% 50,627 $99K Add +5.8%
LOOP Loop Industries Inc. 0.02% 50,575 $93K Add +24.3%
SOFI Sofi Technologies Inc. 0.02% 10,450 $82K New
VVR Invesco Senior Income Trust 0.01% 10,500 $43K New
BW Babcock & Wilcox Enterpr 0.01% 16,960 $35K Reduce -28.5%
TTI Tetra Technologies Inc. 0.01% 10,774 $33K New
GRAYSCALE ETHEREUM MINI TR E 0.01% 13,330 $33K New
ASHFORD HOSPITALITY TR INC 0.01% 29,000 $22K Reduce -14.7%
IMUX Immunic Inc. 0.00% 12,000 $20K New
AQMS Aqua Metals Inc. 0.00% 12,000 $2K New

Options reported separately and not counted above: TESLA INC calls ($61K).

Other holdings (47): bonds, preferreds, convertibles and warrants · $1.4M (not counted above)
SecurityClassShares / PrincipalValueChange
PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) NOTE 1.750%12/0 · principal 38,000$58KNo change
NICE LTD (NICEIT 0 09/15/25) NOTE 9/1 · principal 51,000$49KNo change
INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) NOTE 2.125% 2/1 · principal 26,000$41KNo change
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) NOTE 2.625%12/1 · principal 26,000$40KNo change
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal 18,000$40KReduce -14.3%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 37,000$37KNo change
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 34,000$37KAdd +6.3%
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) NOTE 3.125% 1/1 · principal 30,000$37KReduce -3.2%
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 31,000$37KReduce -3.1%
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal 31,000$37KReduce -3.1%
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 30,000$37KReduce -3.2%
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) NOTE 2.375%12/1 · principal 31,000$36KReduce -3.1%
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) NOTE 1.250% 5/1 · principal 38,000$36KNo change
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 37,000$36KNo change
DROPBOX INC (DBX 0 03/01/26) NOTE 3/0 · principal 37,000$36KNo change
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal 29,000$35KReduce -3.3%
VAIL RESORTS INC (MTN 0 01/01/26) NOTE 1/0 · principal 38,000$35KNo change
HAEMONETICS CORP (HAE 0 03/01/26) NOTE 3/0 · principal 38,000$35KNo change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 37,000$35KNo change
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) NOTE 1.500% 6/0 · principal 19,000$35KNew
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 32,000$35KNo change
NUTANIX INC (NTNX 0.25 10/01/27) NOTE 0.250%10/0 · principal 29,000$34KReduce -3.3%
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal 26,000$34KNew
ZILLOW GROUP INC (Z 1.375 09/01/26) NOTE 1.375% 9/0 · principal 23,000$34KReduce -11.5%
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 35,000$33KNo change
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal 25,000$33KNo change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 32,000$32KNo change
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal 32,000$32KNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 32,000$31KNo change
NCL CORPORATION LTD (NCLH 5.375 08/01/25) NOTE 5.375% 8/0 · principal 25,000$31KNo change
ENPHASE ENERGY INC (ENPH 0 03/01/26) NOTE 3/0 · principal 32,000$30KNo change
CONMED CORP (CNMD 2.25 06/15/27) NOTE 2.250% 6/1 · principal 31,000$29KNo change
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal 25,000$29KNo change
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal 31,000$28KNo change
MGP INGREDIENTS INC (MGPI 1.875 11/15/41) NOTE 1.875%11/1 · principal 25,000$27KNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 22,000$24KNo change
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 25,000$23KNo change
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 17,000$20KNew
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 25,000$18KNo change
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) NOTE 2.000% 3/1 · principal 17,000$18KNew
ETSY INC (ETSY 0.125 10/01/26) NOTE 0.125%10/0 · principal 18,000$18KNew
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal 17,000$17KNew
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal 17,000$17KNew
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal 11,000$16KNew
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal 17,000$15KNew
TPI COMPOSITES INC (TPIC 5.25 03/15/28) NOTE 5.250% 3/1 · principal 20,000$11KNew
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 127,695$4KAdd +1.6%

Total filed on the 13F, all lines: $401.5M.

Portfolio Sells Q2 2024 → Q3 2024
NVDA Nvidia Corp. Reduce -9.8% 9.66% −1.89
AILEQ Ilearningengines Inc. Reduce -68.7% 0.06% −1.05
MSFT Microsoft Corp. Reduce -3.5% 6.01% −0.85
IYJ iShares U.S. Industrials ETF Sold out 0.00% −0.73
AMZN Amazon.com Inc. Reduce -9.6% 3.15% −0.68
PJUN Innovator U.S. Equity Power Reduce -81.8% 0.10% −0.47
MDY State Street SPDR S&P Midcap Reduce -18.2% 1.30% −0.28
ISRG Intuitive Surgical Inc. Reduce -51.8% 0.25% −0.25
PANW Palo Alto Networks Inc. Reduce -47.0% 0.24% −0.24
SPDW Ste STR SPDR PT DW Eu ETF Reduce -56.7% 0.18% −0.24
XLE SS Energy Select Sector Reduce -38.7% 0.25% −0.20
GOOGL Alphabet Inc. Class A Reduce -9.2% 0.65% −0.18
WDC Western Digital Corp. Sold out 0.00% −0.15
CCJ Cameco Corp. Reduce -69.8% 0.06% −0.14
JNK SS SPDR BB High Yield Bond Reduce -56.0% 0.11% −0.14
QCOM Qualcomm Inc. Reduce -13.7% 0.29% −0.13
O Realty Income Corp. Sold out 0.00% −0.12
CMG Chipotle Mexican Grill Inc. Sold out 0.00% −0.11
FSLR First Solar Inc. Sold out 0.00% −0.11
ARCH Arch Resources Inc. Sold out 0.00% −0.11
PFF iShares Preferred & Income S Reduce -59.5% 0.08% −0.11
GNRC Generac Holdings Inc. Sold out 0.00% −0.10
SPTL SS SPDR PF LNG TRM TSY E-Usd Sold out 0.00% −0.10
IEMG iShares Core MSCI Emerging Sold out 0.00% −0.10
PDD PDD Holdings Inc. Reduce -52.7% 0.08% −0.10
APD Air Products & Chemicals Inc. Sold out 0.00% −0.09
AVGO Broadcom Inc. Reduce -15.6% 0.56% −0.09
CEG Constellation Energy Sold out 0.00% −0.09
BWEB Bitwise WEB3 ETF Sold out 0.00% −0.09
LNG Cheniere Energy Inc. Reduce -35.5% 0.15% −0.09
TCHP T Rowe Price Blue Chip Growt Sold out 0.00% −0.09
LLY Eli Lilly & Co. Reduce -12.2% 0.39% −0.09
JEPQ JPM Nasdaq Equity Premium Reduce -14.9% 0.35% −0.09
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.3% 3.05% −0.09
P Everpure Inc. Class A Sold out 0.00% −0.09
CGDV Cap Group Dividend Value Sold out 0.00% −0.09
XLF SS Financial Select Sector Reduce -33.5% 0.19% −0.09
C Citigroup Inc. Sold out 0.00% −0.08
CRM Salesforce Inc. Reduce -48.4% 0.09% −0.08
RBLX Roblox Corp. Class A Sold out 0.00% −0.08
FANG Diamondback Energy Inc. Sold out 0.00% −0.08
LRCX Lam Research Corp. Sold out 0.00% −0.08
IGV iShares Expanded Tech-Softwa Sold out 0.00% −0.08
APH Amphenol Corp. Class A Sold out 0.00% −0.08
HPE Hewlett Packard Enterprise Sold out 0.00% −0.08
MS Morgan Stanley Sold out 0.00% −0.08
CGMS Cap Group US Multi-Sect Bond Sold out 0.00% −0.07
FLOT iShares Floating Rate Bond E Sold out 0.00% −0.07
V Visa Inc. Class A Reduce -12.7% 0.45% −0.07
XLI SS Industrial Select Sector Sold out 0.00% −0.07

Portfolio Buys Q2 2024 → Q3 2024
QQQ Invesco QQQ Trust Series 1 New 1.56% +1.56
MAXJ iShares LG Cap Max Buff Jun New 1.32% +1.32
IYR iShares US Real Estate ETF New 0.76% +0.76
BIL SS SPDR BB 1-3M T-Bill ETF Add +320.4% 0.79% +0.59
EFA iShares MSCI Eafe ETF New 0.34% +0.34
PLTR Palantir Technologies Inc. Class A Add +28.2% 0.71% +0.31
APP AppLovin Corp. Class A Add +21.4% 0.55% +0.24
RCS PIMCO Strategic Income Fund Add +248.5% 0.31% +0.23
UPS United Parcel Service Class B Add +349.8% 0.24% +0.18
SPHY SS SPDR P High Yield ETF New 0.15% +0.15
ARM Arm Holdings PLC-ADR New 0.14% +0.14
HTGC Hercules Capital Inc. New 0.13% +0.13
VRT Vertiv Holdings Co. Class A Add +44.0% 0.36% +0.13
DUK Duke Energy Corp. Add +96.0% 0.24% +0.13
SPAB SS SPDR P Agg Bond ETF Add +174.6% 0.18% +0.11
PH Parker Hannifin Corp. Add +67.2% 0.23% +0.11
DGRO iShares Core Dividend Growth Add +35.5% 0.39% +0.11
VEA Vanguard Ftse Developed ETF New 0.11% +0.11
DIA SS SPDR Dow Jones Indus Avg Add +28.1% 0.46% +0.11
NOW ServiceNow Inc. Add +24.0% 0.38% +0.09
UTG Reaves Utility Income Fund New 0.09% +0.09
CRWD CrowdStrike Holdings Inc. Class A Add +94.7% 0.33% +0.09
CMI Cummins Inc. New 0.08% +0.08
CLOI Vaneck Clo ETF New 0.08% +0.08
MPC Marathon Petroleum Corp. New 0.08% +0.08
ZECP Zacks Earnings Consistent Po Add +9.2% 0.88% +0.08
MMM 3M Co. New 0.08% +0.08
AEP American Electric Power New 0.08% +0.08
VCSH Vanguard S/T Corp. Bond ETF Add +62.6% 0.21% +0.08
LNTH Lantheus Holdings Inc. New 0.08% +0.08
PFE Pfizer Inc. Add +56.1% 0.22% +0.07
ETHE Grayscale Ethereum Staking E New 0.07% +0.07
TGT Target Corp. New 0.07% +0.07
ORCL Oracle Corp. Add +25.3% 0.24% +0.07
VOO Vanguard S&P 500 ETF Add +23.7% 0.37% +0.07
FISR SS Fi Sector Rotation Add +16.1% 0.55% +0.07
GLW Corning Inc. New 0.07% +0.07
PLD Prologis Inc. New 0.07% +0.07
CB Chubb Ltd. New 0.06% +0.06
IBM Intl Business Machines Corp. Add +59.9% 0.13% +0.06
ACWI iShares MSCI Acwi ETF New 0.06% +0.06
GME Gamestop Corp. Class A New 0.06% +0.06
QQQI Neos Nasdaq-100 High Inc. ETF New 0.06% +0.06
STZ Constellation Brands Inc. Class A New 0.06% +0.06
BKNG Booking Holdings Inc. New 0.06% +0.06
IRM Iron Mountain Inc. New 0.06% +0.06
USRT iShares Core US REIT ETF New 0.06% +0.06
TMUS T-Mobile US Inc. New 0.06% +0.06
VWO Vanguard Ftse Emerging Marke New 0.06% +0.06
COP Conocophillips New 0.06% +0.06

Options Activity Q2 2024 → Q3 2024
TESLA INC call New 12,500 $61K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal Reduce -14.3% 18,000 $40K
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Add +6.3% 34,000 $37K
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) NOTE 3.125% 1/1 · principal Reduce -3.2% 30,000 $37K
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Reduce -3.1% 31,000 $37K
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal Reduce -3.1% 31,000 $37K
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal Reduce -3.2% 30,000 $37K
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) NOTE 2.375%12/1 · principal Reduce -3.1% 31,000 $36K
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal Reduce -3.3% 29,000 $35K
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) NOTE 1.500% 6/0 · principal New 19,000 $35K
NUTANIX INC (NTNX 0.25 10/01/27) NOTE 0.250%10/0 · principal Reduce -3.3% 29,000 $34K
TETRA TECH INC (TTEK 2.25 08/15/28) DBCV 2.250% 8/1 · principal New 26,000 $34K
ZILLOW GROUP INC (Z 1.375 09/01/26) NOTE 1.375% 9/0 · principal Reduce -11.5% 23,000 $34K
INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) NOTE 0.500% 8/1 · principal Sold out 31,000 $29Kbefore exit
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal Sold out 31,000 $26Kbefore exit
AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) NOTE 6.750% 9/1 · principal Sold out 25,000 $25Kbefore exit
WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) NOTE 0.250% 2/1 · principal Sold out 37,000 $22Kbefore exit
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal New 17,000 $20K
AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) NOTE 2.000% 3/1 · principal New 17,000 $18K
ETSY INC (ETSY 0.125 10/01/26) NOTE 0.125%10/0 · principal New 18,000 $18K
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal New 17,000 $17K
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal New 17,000 $17K
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal New 11,000 $16K
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal New 17,000 $15K
TPI COMPOSITES INC (TPIC 5.25 03/15/28) NOTE 5.250% 3/1 · principal New 20,000 $11K
INSEEGO CORP (INSG 3.25 05/01/25) NOTE 3.250% 5/0 · principal Sold out 20,000 $10Kbefore exit
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 Add +1.6% 127,695 $4K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 458$734.2MTSLA, NVDA, AMD, MSFT, AAPL
Q1 2026 414$594.9MNVDA, TSLA, MSFT, FTSM, AAPL
Q4 2025 392$603.4MTSLA, NVDA, MSFT, AAPL, AMD
Q3 2025 363$578.3MTSLA, NVDA, MSFT, AAPL, SPY
Q2 2025 334$497.5MNVDA, TSLA, MSFT, AAPL, AMZN
Q1 2025 284$412.9MTSLA, NVDA, BIL, MSFT, AAPL
Q4 2024 292$436.7MTSLA, NVDA, MSFT, AAPL, AMZN
Q3 2024 285$400.0MNVDA, TSLA, MSFT, AAPL, AMD
Q2 2024 264$377.4MNVDA, TSLA, MSFT, AAPL, AMZN
Q1 2024 247$313.5MNVDA, MSFT, AMD, AMZN, AAPL