Balboa Wealth Partners
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 6, 2024), Balboa Wealth Partners reported 285 stock positions worth $400.0 million. Its top holding was Nvidia (NVDA) at 9.7% of the portfolio, followed by Tesla (TSLA, 9.2%) and Microsoft (MSFT, 6.0%). Compared with Q2 2024, it opened 64 new positions, sold out of 43, added to 100 and reduced 111. The biggest buy was a new position in Invesco QQQ Trust Series 1 (QQQ) and the biggest sale Nvidia (NVDA, shares −10%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001929008
- Portfolio Value
- $400.0M (Q3 2024)
- SEC Filing
- 0001951757-24-001171 ↗ filed Nov 6, 2024
Holdings Value
Holdings 285 stocks · $400.0M
| NVDA Nvidia Corp. | 9.66% | 318,314 | $38.7M | Reduce -9.8% |
| TSLA Tesla Inc. | 9.21% | 140,903 | $36.9M | Reduce -0.7% |
| MSFT Microsoft Corp. | 6.01% | 55,921 | $24.1M | Reduce -3.5% |
| AAPL Apple Inc. | 4.22% | 72,512 | $16.9M | Reduce -5.4% |
| AMD Advanced Micro Devices | 3.32% | 80,846 | $13.3M | Add +2.9% |
| AMZN Amazon.com Inc. | 3.15% | 67,532 | $12.6M | Reduce -9.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.05% | 21,294 | $12.2M | Reduce -2.3% |
| META Meta Platforms Inc. Class A | 2.34% | 16,371 | $9.4M | Reduce -9.2% |
| GOOG Alphabet Inc. Class C | 1.99% | 47,553 | $8.0M | Add +5.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.56% | 12,813 | $6.3M | New |
| GLD SPDR Gold Shares | 1.47% | 24,226 | $5.9M | Reduce -1.8% |
| MAXJ iShares LG Cap Max Buff Jun | 1.32% | 202,755 | $5.3M | New |
| MDY State Street SPDR S&P Midcap | 1.30% | 9,112 | $5.2M | Reduce -18.2% |
| TSM Taiwan Semiconductor-SP ADR | 1.27% | 29,163 | $5.1M | Add +2.6% |
| COST Costco Wholesale Corp. | 1.02% | 4,621 | $4.1M | Add +4.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.02% | 8,824 | $4.1M | Reduce -2.2% |
| ZECP Zacks Earnings Consistent Po | 0.88% | 114,464 | $3.5M | Add +9.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.79% | 34,255 | $3.1M | Add +320.4% |
| IYW iShares Ustechnology ETF | 0.79% | 20,736 | $3.1M | Add +0.5% |
| IDU iShares US Utilities ETF | 0.78% | 30,427 | $3.1M | Reduce -0.1% |
| JEPI JPMorgan Equity Premium Inco | 0.77% | 51,852 | $3.1M | Reduce -1.2% |
| IYR iShares US Real Estate ETF | 0.76% | 29,805 | $3.0M | New |
| IYF iShares US Financials ETF | 0.75% | 28,998 | $3.0M | Reduce -2.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.75% | 3,602 | $3.0M | Add +8.8% |
| PLTR Palantir Technologies Inc. Class A | 0.71% | 76,881 | $2.9M | Add +28.2% |
| MA Mastercard Inc. Class A | 0.67% | 5,415 | $2.7M | Reduce -7.1% |
| GOOGL Alphabet Inc. Class A | 0.65% | 15,709 | $2.6M | Reduce -9.2% |
| ADBE Adobe Inc. | 0.64% | 4,914 | $2.5M | Add +17.0% |
| BA The Boeing Co. | 0.58% | 15,233 | $2.3M | Add +5.6% |
| XLK SS Technology Select Sector | 0.57% | 10,147 | $2.3M | Reduce -1.6% |
| JPM JPMorgan Chase & Co. | 0.56% | 10,568 | $2.2M | Add +6.5% |
| AVGO Broadcom Inc. | 0.56% | 12,903 | $2.2M | Reduce -15.6% |
| APP AppLovin Corp. Class A | 0.55% | 16,818 | $2.2M | Add +21.4% |
| FISR SS Fi Sector Rotation | 0.55% | 82,569 | $2.2M | Add +16.1% |
| XHIEX Miller/Howard High Income Eq | 0.48% | 158,129 | $1.9M | Add +6.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.46% | 4,305 | $1.8M | Add +28.1% |
| V Visa Inc. Class A | 0.45% | 6,619 | $1.8M | Reduce -12.7% |
| DFAT Dimensional US Target Value | 0.44% | 31,586 | $1.8M | Add +12.4% |
| JPST JPMorgan Ultra-Short Income | 0.43% | 34,267 | $1.7M | Add +2.4% |
| HD Home Depot Inc. | 0.42% | 4,102 | $1.7M | Add +0.6% |
| XLSR SS US Sector Rotation | 0.39% | 30,447 | $1.6M | Add +3.9% |
| REGN Regeneron Pharmaceuticals | 0.39% | 1,499 | $1.6M | Reduce -7.3% |
| MU Micron Technology Inc. | 0.39% | 15,063 | $1.6M | Add +22.4% |
| NFLX Netflix Inc. | 0.39% | 2,197 | $1.6M | Reduce -14.4% |
| DGRO iShares Core Dividend Growth | 0.39% | 24,795 | $1.6M | Add +35.5% |
| LLY Eli Lilly & Co. | 0.39% | 1,742 | $1.5M | Reduce -12.2% |
| STRL Sterling Infrastructure Inc. | 0.38% | 10,499 | $1.5M | Reduce -16.1% |
| SPEM State Street SP PTF Em ETF | 0.38% | 36,621 | $1.5M | Add +14.9% |
| NOW ServiceNow Inc. | 0.38% | 1,680 | $1.5M | Add +24.0% |
| VOO Vanguard S&P 500 ETF | 0.37% | 2,826 | $1.5M | Add +23.7% |
| VRT Vertiv Holdings Co. Class A | 0.36% | 14,448 | $1.4M | Add +44.0% |
| IVW iShares S&P 500 Growth ETF | 0.35% | 14,806 | $1.4M | Reduce -3.8% |
| SMIZ Zacks Small/Mid Cap ETF | 0.35% | 42,419 | $1.4M | Add +8.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.35% | 25,440 | $1.4M | Reduce -14.9% |
| EFA iShares MSCI Eafe ETF | 0.34% | 16,388 | $1.4M | New |
| ABBV Abbvie Inc. | 0.34% | 6,885 | $1.4M | Reduce -7.5% |
| DFUS Dimensional US Eq MKT ETF | 0.34% | 21,616 | $1.3M | Add +7.2% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.33% | 4,762 | $1.3M | Add +94.7% |
| RTX RTX Corp. | 0.33% | 10,792 | $1.3M | Reduce -0.4% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.32% | 13,924 | $1.3M | Add +1.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 16,315 | $1.3M | Add +18.5% |
| T AT&T Inc. | 0.31% | 56,760 | $1.2M | Reduce -8.5% |
| AGG iShares Core U.S. Aggregate | 0.31% | 12,268 | $1.2M | Reduce -9.3% |
| JNJ Johnson & Johnson | 0.31% | 7,549 | $1.2M | Add +3.7% |
| RCS PIMCO Strategic Income Fund | 0.31% | 158,896 | $1.2M | Add +248.5% |
| AER Aercap Holdings NV | 0.30% | 12,700 | $1.2M | Reduce -7.0% |
| VZ Verizon Communications Inc. | 0.29% | 26,272 | $1.2M | Reduce -19.8% |
| QCOM Qualcomm Inc. | 0.29% | 6,912 | $1.2M | Reduce -13.7% |
| AFRM Affirm Holdings Inc. | 0.27% | 26,444 | $1.1M | Add +0.5% |
| AMAT Applied Materials Inc. | 0.27% | 5,340 | $1.1M | Add +16.5% |
| ARCC Ares Capital Corp. | 0.26% | 50,069 | $1.0M | Add +31.8% |
| SO The Southern Co. | 0.25% | 11,269 | $1.0M | Add +1.8% |
| XLE SS Energy Select Sector | 0.25% | 11,567 | $1.0M | Reduce -38.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 10,458 | $1.0M | Reduce -0.2% |
| ISRG Intuitive Surgical Inc. | 0.25% | 2,035 | $1000K | Reduce -51.8% |
| PG The Procter & Gamble Co. | 0.25% | 5,734 | $993K | Reduce -7.3% |
| DVYE iShares Emerging Markets Div | 0.24% | 33,977 | $975K | Reduce -0.1% |
| PANW Palo Alto Networks Inc. | 0.24% | 2,835 | $969K | Reduce -47.0% |
| XOM Exxon Mobil Corp. | 0.24% | 8,266 | $969K | Add +3.4% |
| SCHD Schwab US DVD Equity ETF | 0.24% | 11,384 | $962K | Add +4.0% |
| DUK Duke Energy Corp. | 0.24% | 8,277 | $954K | Add +96.0% |
| UPS United Parcel Service Class B | 0.24% | 6,931 | $945K | Add +349.8% |
| ORCL Oracle Corp. | 0.24% | 5,539 | $944K | Add +25.3% |
| VGSH Vanguard Short-Term Treasury | 0.24% | 15,977 | $943K | Reduce -0.3% |
| CVX Chevron Corp. | 0.23% | 6,333 | $933K | Reduce -12.4% |
| SMBC Southern Missouri Bancorp | 0.23% | 16,295 | $920K | Add +0.3% |
| LMT Lockheed Martin Corp. | 0.23% | 1,556 | $909K | Add +13.3% |
| PH Parker Hannifin Corp. | 0.23% | 1,428 | $902K | Add +67.2% |
| DFUV Dimensional US Marketwide Va | 0.22% | 21,234 | $885K | No change |
| PFE Pfizer Inc. | 0.22% | 30,198 | $874K | Add +56.1% |
| SCHW Schwab (charles) Corp. | 0.21% | 13,003 | $843K | Reduce -2.4% |
| BABA Alibaba Group Holding-SP ADR | 0.21% | 7,925 | $841K | Reduce -19.6% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.21% | 10,439 | $829K | Add +62.6% |
| MCD McDonald's Corp. | 0.20% | 2,670 | $813K | Reduce -22.2% |
| GS Goldman Sachs Group Inc. | 0.20% | 1,624 | $804K | Add +22.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.20% | 8,104 | $786K | Add +21.0% |
| AXP American Express Co. | 0.19% | 2,857 | $775K | Add +9.7% |
| ABT Abbott Laboratories | 0.19% | 6,746 | $769K | Reduce -1.8% |
| XLF SS Financial Select Sector | 0.19% | 16,934 | $767K | Reduce -33.5% |
| XLV SS Health Care Select Sector | 0.19% | 4,965 | $765K | Reduce -0.7% |
Options reported separately and not counted above: TESLA INC calls ($61K).
Other holdings (47): bonds, preferreds, convertibles and warrants · $1.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 38,000 | $58K | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 51,000 | $49K | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 26,000 | $41K | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 26,000 | $40K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 18,000 | $40K | Reduce -14.3% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 37,000 | $37K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 34,000 | $37K | Add +6.3% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 30,000 | $37K | Reduce -3.2% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 31,000 | $37K | Reduce -3.1% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 31,000 | $37K | Reduce -3.1% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 30,000 | $37K | Reduce -3.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 31,000 | $36K | Reduce -3.1% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 38,000 | $36K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 37,000 | $36K | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 37,000 | $36K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 29,000 | $35K | Reduce -3.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 38,000 | $35K | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 38,000 | $35K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 37,000 | $35K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 19,000 | $35K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 32,000 | $35K | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 29,000 | $34K | Reduce -3.3% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 26,000 | $34K | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 23,000 | $34K | Reduce -11.5% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 35,000 | $33K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 25,000 | $33K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 32,000 | $32K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 32,000 | $32K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 32,000 | $31K | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 25,000 | $31K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 32,000 | $30K | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 31,000 | $29K | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 25,000 | $29K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 31,000 | $28K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 25,000 | $27K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 22,000 | $24K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 25,000 | $23K | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 17,000 | $20K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 25,000 | $18K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 17,000 | $18K | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 18,000 | $18K | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 17,000 | $17K | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 17,000 | $17K | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 11,000 | $16K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 17,000 | $15K | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 20,000 | $11K | New |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 127,695 | $4K | Add +1.6% |
Total filed on the 13F, all lines: $401.5M.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -9.8% | 9.66% | −1.89 |
| AILEQ Ilearningengines Inc. | Reduce -68.7% | 0.06% | −1.05 |
| MSFT Microsoft Corp. | Reduce -3.5% | 6.01% | −0.85 |
| IYJ iShares U.S. Industrials ETF | Sold out | 0.00% | −0.73 |
| AMZN Amazon.com Inc. | Reduce -9.6% | 3.15% | −0.68 |
| PJUN Innovator U.S. Equity Power | Reduce -81.8% | 0.10% | −0.47 |
| MDY State Street SPDR S&P Midcap | Reduce -18.2% | 1.30% | −0.28 |
| ISRG Intuitive Surgical Inc. | Reduce -51.8% | 0.25% | −0.25 |
| PANW Palo Alto Networks Inc. | Reduce -47.0% | 0.24% | −0.24 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -56.7% | 0.18% | −0.24 |
| XLE SS Energy Select Sector | Reduce -38.7% | 0.25% | −0.20 |
| GOOGL Alphabet Inc. Class A | Reduce -9.2% | 0.65% | −0.18 |
| WDC Western Digital Corp. | Sold out | 0.00% | −0.15 |
| CCJ Cameco Corp. | Reduce -69.8% | 0.06% | −0.14 |
| JNK SS SPDR BB High Yield Bond | Reduce -56.0% | 0.11% | −0.14 |
| QCOM Qualcomm Inc. | Reduce -13.7% | 0.29% | −0.13 |
| O Realty Income Corp. | Sold out | 0.00% | −0.12 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.11 |
| FSLR First Solar Inc. | Sold out | 0.00% | −0.11 |
| ARCH Arch Resources Inc. | Sold out | 0.00% | −0.11 |
| PFF iShares Preferred & Income S | Reduce -59.5% | 0.08% | −0.11 |
| GNRC Generac Holdings Inc. | Sold out | 0.00% | −0.10 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Sold out | 0.00% | −0.10 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −0.10 |
| PDD PDD Holdings Inc. | Reduce -52.7% | 0.08% | −0.10 |
| APD Air Products & Chemicals Inc. | Sold out | 0.00% | −0.09 |
| AVGO Broadcom Inc. | Reduce -15.6% | 0.56% | −0.09 |
| CEG Constellation Energy | Sold out | 0.00% | −0.09 |
| BWEB Bitwise WEB3 ETF | Sold out | 0.00% | −0.09 |
| LNG Cheniere Energy Inc. | Reduce -35.5% | 0.15% | −0.09 |
| TCHP T Rowe Price Blue Chip Growt | Sold out | 0.00% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -12.2% | 0.39% | −0.09 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -14.9% | 0.35% | −0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.3% | 3.05% | −0.09 |
| P Everpure Inc. Class A | Sold out | 0.00% | −0.09 |
| CGDV Cap Group Dividend Value | Sold out | 0.00% | −0.09 |
| XLF SS Financial Select Sector | Reduce -33.5% | 0.19% | −0.09 |
| C Citigroup Inc. | Sold out | 0.00% | −0.08 |
| CRM Salesforce Inc. | Reduce -48.4% | 0.09% | −0.08 |
| RBLX Roblox Corp. Class A | Sold out | 0.00% | −0.08 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.08 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.08 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.08 |
| APH Amphenol Corp. Class A | Sold out | 0.00% | −0.08 |
| HPE Hewlett Packard Enterprise | Sold out | 0.00% | −0.08 |
| MS Morgan Stanley | Sold out | 0.00% | −0.08 |
| CGMS Cap Group US Multi-Sect Bond | Sold out | 0.00% | −0.07 |
| FLOT iShares Floating Rate Bond E | Sold out | 0.00% | −0.07 |
| V Visa Inc. Class A | Reduce -12.7% | 0.45% | −0.07 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −0.07 |
Portfolio Buys Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | New | 1.56% | +1.56 |
| MAXJ iShares LG Cap Max Buff Jun | New | 1.32% | +1.32 |
| IYR iShares US Real Estate ETF | New | 0.76% | +0.76 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +320.4% | 0.79% | +0.59 |
| EFA iShares MSCI Eafe ETF | New | 0.34% | +0.34 |
| PLTR Palantir Technologies Inc. Class A | Add +28.2% | 0.71% | +0.31 |
| APP AppLovin Corp. Class A | Add +21.4% | 0.55% | +0.24 |
| RCS PIMCO Strategic Income Fund | Add +248.5% | 0.31% | +0.23 |
| UPS United Parcel Service Class B | Add +349.8% | 0.24% | +0.18 |
| SPHY SS SPDR P High Yield ETF | New | 0.15% | +0.15 |
| ARM Arm Holdings PLC-ADR | New | 0.14% | +0.14 |
| HTGC Hercules Capital Inc. | New | 0.13% | +0.13 |
| VRT Vertiv Holdings Co. Class A | Add +44.0% | 0.36% | +0.13 |
| DUK Duke Energy Corp. | Add +96.0% | 0.24% | +0.13 |
| SPAB SS SPDR P Agg Bond ETF | Add +174.6% | 0.18% | +0.11 |
| PH Parker Hannifin Corp. | Add +67.2% | 0.23% | +0.11 |
| DGRO iShares Core Dividend Growth | Add +35.5% | 0.39% | +0.11 |
| VEA Vanguard Ftse Developed ETF | New | 0.11% | +0.11 |
| DIA SS SPDR Dow Jones Indus Avg | Add +28.1% | 0.46% | +0.11 |
| NOW ServiceNow Inc. | Add +24.0% | 0.38% | +0.09 |
| UTG Reaves Utility Income Fund | New | 0.09% | +0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +94.7% | 0.33% | +0.09 |
| CMI Cummins Inc. | New | 0.08% | +0.08 |
| CLOI Vaneck Clo ETF | New | 0.08% | +0.08 |
| MPC Marathon Petroleum Corp. | New | 0.08% | +0.08 |
| ZECP Zacks Earnings Consistent Po | Add +9.2% | 0.88% | +0.08 |
| MMM 3M Co. | New | 0.08% | +0.08 |
| AEP American Electric Power | New | 0.08% | +0.08 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +62.6% | 0.21% | +0.08 |
| LNTH Lantheus Holdings Inc. | New | 0.08% | +0.08 |
| PFE Pfizer Inc. | Add +56.1% | 0.22% | +0.07 |
| ETHE Grayscale Ethereum Staking E | New | 0.07% | +0.07 |
| TGT Target Corp. | New | 0.07% | +0.07 |
| ORCL Oracle Corp. | Add +25.3% | 0.24% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +23.7% | 0.37% | +0.07 |
| FISR SS Fi Sector Rotation | Add +16.1% | 0.55% | +0.07 |
| GLW Corning Inc. | New | 0.07% | +0.07 |
| PLD Prologis Inc. | New | 0.07% | +0.07 |
| CB Chubb Ltd. | New | 0.06% | +0.06 |
| IBM Intl Business Machines Corp. | Add +59.9% | 0.13% | +0.06 |
| ACWI iShares MSCI Acwi ETF | New | 0.06% | +0.06 |
| GME Gamestop Corp. Class A | New | 0.06% | +0.06 |
| QQQI Neos Nasdaq-100 High Inc. ETF | New | 0.06% | +0.06 |
| STZ Constellation Brands Inc. Class A | New | 0.06% | +0.06 |
| BKNG Booking Holdings Inc. | New | 0.06% | +0.06 |
| IRM Iron Mountain Inc. | New | 0.06% | +0.06 |
| USRT iShares Core US REIT ETF | New | 0.06% | +0.06 |
| TMUS T-Mobile US Inc. | New | 0.06% | +0.06 |
| VWO Vanguard Ftse Emerging Marke | New | 0.06% | +0.06 |
| COP Conocophillips | New | 0.06% | +0.06 |
Options Activity Q2 2024 → Q3 2024
| TESLA INC | call | New | 12,500 | $61K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -14.3% | 18,000 | $40K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +6.3% | 34,000 | $37K |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -3.2% | 30,000 | $37K |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -3.1% | 31,000 | $37K |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -3.1% | 31,000 | $37K |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -3.2% | 30,000 | $37K |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Reduce -3.1% | 31,000 | $36K |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -3.3% | 29,000 | $35K |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | New | 19,000 | $35K |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -3.3% | 29,000 | $34K |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 26,000 | $34K |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Reduce -11.5% | 23,000 | $34K |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 31,000 | $29Kbefore exit |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Sold out | 31,000 | $26Kbefore exit |
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | Sold out | 25,000 | $25Kbefore exit |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Sold out | 37,000 | $22Kbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | New | 17,000 | $20K |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 17,000 | $18K |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | New | 18,000 | $18K |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | New | 17,000 | $17K |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | New | 17,000 | $17K |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | New | 11,000 | $16K |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 17,000 | $15K |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | New | 20,000 | $11K |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | Sold out | 20,000 | $10Kbefore exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Add +1.6% | 127,695 | $4K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 458 | $734.2M | TSLA, NVDA, AMD, MSFT, AAPL |
| Q1 2026 | 414 | $594.9M | NVDA, TSLA, MSFT, FTSM, AAPL |
| Q4 2025 | 392 | $603.4M | TSLA, NVDA, MSFT, AAPL, AMD |
| Q3 2025 | 363 | $578.3M | TSLA, NVDA, MSFT, AAPL, SPY |
| Q2 2025 | 334 | $497.5M | NVDA, TSLA, MSFT, AAPL, AMZN |
| Q1 2025 | 284 | $412.9M | TSLA, NVDA, BIL, MSFT, AAPL |
| Q4 2024 | 292 | $436.7M | TSLA, NVDA, MSFT, AAPL, AMZN |
| Q3 2024 | 285 | $400.0M | NVDA, TSLA, MSFT, AAPL, AMD |
| Q2 2024 | 264 | $377.4M | NVDA, TSLA, MSFT, AAPL, AMZN |
| Q1 2024 | 247 | $313.5M | NVDA, MSFT, AMD, AMZN, AAPL |