Bank of America Corp.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Bank of America Corp. reported 6,402 stock positions worth $1.01 trillion. Its top holding was Microsoft (MSFT) at 2.8% of the portfolio, followed by Apple (AAPL, 2.0%) and Vanguard Mrngstr Val ETF-Aui (VTV, 1.8%). Compared with Q4 2023, it opened 236 new positions, sold out of 463, added to 3,300 and reduced 2,606. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +51%) and the biggest sale Unitedhealth (UNH, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0000070858
- Portfolio Value
- $1.01T (Q1 2024)
- SEC Filing
- 0001143718-24-000007 ↗ filed May 15, 2024
Holdings Value
Holdings 6,402 stocks · $1.01T
| MSFT Microsoft Corp. | 2.81% | 67,679,377 | $28.5B | Add +2.9% |
| AAPL Apple Inc. | 2.05% | 121,110,057 | $20.8B | Add +8.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.80% | 111,799,537 | $18.2B | Add +8.4% |
| NVDA Nvidia Corp. | 1.69% | 18,935,995 | $17.1B | Reduce -4.3% |
| AMZN Amazon.com Inc. | 1.45% | 81,336,340 | $14.7B | Add +0.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.43% | 42,120,846 | $14.5B | Add +4.4% |
| IEFA iShares Core MSCI Eafe ETF | 1.27% | 173,192,758 | $12.9B | Add +2.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.26% | 24,334,349 | $12.7B | Add +4.8% |
| IVV iShares Core S&P 500 ETF | 1.22% | 23,515,645 | $12.4B | Add +51.1% |
| VOO Vanguard S&P 500 ETF | 1.07% | 22,568,819 | $10.8B | Add +3.4% |
| JPM JPMorgan Chase & Co. | 1.01% | 51,021,749 | $10.2B | Reduce -0.1% |
| IWF iShares Russell 1000 Growth | 1.01% | 30,283,480 | $10.2B | Reduce -6.1% |
| GOOGL Alphabet Inc. Class A | 0.94% | 63,349,256 | $9.6B | Add +15.1% |
| AVGO Broadcom Inc. | 0.94% | 7,199,637 | $9.5B | Add +1.3% |
| IWD iShares Russell 1000 Value E | 0.88% | 49,796,810 | $8.9B | Reduce -10.6% |
| VGT Vanguard Info Tech ETF | 0.83% | 15,985,409 | $8.4B | Reduce -0.3% |
| GOVT iShares US Treasury Bond ETF | 0.82% | 362,972,396 | $8.3B | Add +1.1% |
| LLY Eli Lilly & Co. | 0.81% | 10,569,807 | $8.2B | Add +6.9% |
| VEA Vanguard Ftse Developed ETF | 0.79% | 159,027,295 | $8.0B | Add +5.6% |
| XOM Exxon Mobil Corp. | 0.75% | 65,813,052 | $7.7B | Add +12.2% |
| IEMG iShares Core MSCI Emerging | 0.74% | 144,818,495 | $7.5B | Add +8.4% |
| META Meta Platforms Inc. Class A | 0.70% | 14,619,617 | $7.1B | Add +0.6% |
| V Visa Inc. Class A | 0.67% | 24,513,199 | $6.8B | Add +1.1% |
| MBB iShares MBS ETF | 0.65% | 71,545,155 | $6.6B | Reduce -5.0% |
| IWM iShares Russell 2000 ETF | 0.65% | 31,406,891 | $6.6B | Add +20.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 14,274,273 | $6.3B | Add +67.5% |
| XLV SS Health Care Select Sector | 0.61% | 41,627,058 | $6.1B | Add +0.6% |
| HD Home Depot Inc. | 0.56% | 14,670,549 | $5.6B | Add +1.9% |
| COST Costco Wholesale Corp. | 0.55% | 7,551,530 | $5.5B | Reduce -1.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.54% | 24,084,254 | $5.5B | Add +22.9% |
| IUSV iShares Core S&P U.S. Value | 0.54% | 60,024,660 | $5.4B | Add +3.1% |
| GOOG Alphabet Inc. Class C | 0.53% | 35,192,412 | $5.4B | Add +4.9% |
| BNDX Vanguard Total Intl Bond ETF | 0.51% | 104,435,965 | $5.1B | Add +9.4% |
| PG The Procter & Gamble Co. | 0.49% | 30,890,829 | $5.0B | Add +9.2% |
| IWR iShares Russell Mid-Cap ETF | 0.49% | 58,519,077 | $4.9B | Reduce -1.8% |
| TLT iShares 20+ Year Treasury BD | 0.48% | 51,097,611 | $4.8B | Add +6.3% |
| VCIT Vanguard Int-Term Corporate | 0.48% | 59,905,796 | $4.8B | Reduce -2.5% |
| MRK Merck & Co. Inc. | 0.47% | 36,011,954 | $4.8B | Reduce -5.2% |
| PEP Pepsico Inc. | 0.47% | 27,100,904 | $4.7B | Add +15.9% |
| CVX Chevron Corp. | 0.46% | 29,695,295 | $4.7B | Add +7.6% |
| UNH Unitedhealth Group Inc. | 0.46% | 9,447,153 | $4.7B | Reduce -14.9% |
| MCD McDonald's Corp. | 0.44% | 15,704,168 | $4.4B | Add +11.2% |
| BLK BlackRock Finance Inc. | 0.43% | 5,196,941 | $4.3B | Add +2.5% |
| IUSG iShares Core S&P U.S. Growth | 0.42% | 36,344,844 | $4.3B | Add +0.3% |
| ETN Eaton Corp. PLC | 0.42% | 13,538,325 | $4.2B | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 9,958,855 | $4.2B | Add +9.2% |
| WMT Walmart Inc. | 0.40% | 67,040,717 | $4.0B | Add +6.7% |
| AGG iShares Core U.S. Aggregate | 0.40% | 41,100,436 | $4.0B | Reduce -2.5% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.39% | 51,324,729 | $4.0B | Add +4.6% |
| IJH iShares Core S&P Midcap ETF | 0.39% | 64,726,913 | $3.9B | Add +7.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.39% | 15,720,331 | $3.9B | Add +6.8% |
| VIG Vanguard Dividend Apprec ETF | 0.39% | 21,483,143 | $3.9B | Reduce -18.9% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 93,670,034 | $3.9B | Add +5.3% |
| XLY SS Consumer Disc Select Sect | 0.38% | 20,847,317 | $3.8B | Add +11.7% |
| XLC SS Comm Select Sector SPDR | 0.38% | 46,564,479 | $3.8B | Add +0.2% |
| JNJ Johnson & Johnson | 0.37% | 23,723,391 | $3.8B | Add +7.3% |
| NFLX Netflix Inc. | 0.37% | 6,161,242 | $3.7B | Add +13.8% |
| XLE SS Energy Select Sector | 0.37% | 39,233,137 | $3.7B | Reduce -5.0% |
| SCHO Schwab Short-Term US Treas | 0.35% | 74,561,088 | $3.6B | Reduce -6.8% |
| ABBV Abbvie Inc. | 0.35% | 19,724,535 | $3.6B | Add +6.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.35% | 61,168,092 | $3.6B | Reduce -2.9% |
| PGR Progressive Corp. | 0.35% | 17,169,482 | $3.6B | Add +11.5% |
| UNP Union Pacific Corp. | 0.34% | 14,144,102 | $3.5B | Add +2.6% |
| IJR iShares Core S&P Small-Cap E | 0.33% | 30,704,274 | $3.4B | Add +10.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.33% | 12,983,802 | $3.4B | Reduce -2.1% |
| RSP Invesco S&P 500 Equal Weight | 0.32% | 19,148,693 | $3.2B | Add +21.4% |
| TSLA Tesla Inc. | 0.32% | 18,293,693 | $3.2B | Add +51.2% |
| TXN Texas Instruments Inc. | 0.32% | 18,335,547 | $3.2B | Add +8.2% |
| CMCSA Comcast Corp. Class A | 0.31% | 72,853,179 | $3.2B | Reduce -2.7% |
| CRM Salesforce Inc. | 0.31% | 10,381,574 | $3.1B | Add +17.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.31% | 16,355,044 | $3.1B | Add +4.3% |
| XLF SS Financial Select Sector | 0.30% | 73,218,028 | $3.1B | Add +12.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.30% | 15,767,490 | $3.0B | Add +46.9% |
| TMO Thermo Fisher Scientific Inc. | 0.29% | 5,085,519 | $3.0B | Add +3.8% |
| VMBS Vanguard Mortgage-Backed Sec | 0.29% | 64,607,518 | $2.9B | Reduce -12.9% |
| EFA iShares MSCI Eafe ETF | 0.28% | 35,808,241 | $2.9B | Add +8.8% |
| VGIT Vanguard Intermediate-Term T | 0.28% | 48,643,240 | $2.8B | Add +6.3% |
| HON Honeywell International Inc. | 0.28% | 13,872,848 | $2.8B | Add +0.8% |
| XLK SS Technology Select Sector | 0.27% | 12,943,721 | $2.7B | Add +3.2% |
| LOW Lowe's Cos Inc. | 0.26% | 10,497,925 | $2.7B | Add +2.1% |
| CSCO Cisco Systems Inc. | 0.26% | 52,931,033 | $2.6B | Add +3.9% |
| MA Mastercard Inc. Class A | 0.26% | 5,429,305 | $2.6B | Reduce -4.2% |
| AXP American Express Co. | 0.26% | 11,356,296 | $2.6B | Reduce -7.9% |
| PLD Prologis Inc. | 0.25% | 19,771,530 | $2.6B | Add +2.7% |
| VONG Vanguard Russell 1000 Growth | 0.25% | 29,697,332 | $2.6B | Reduce -1.7% |
| MUB iShares National Muni Bond E | 0.25% | 23,207,142 | $2.5B | Reduce -3.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 20,363,628 | $2.5B | Add +31.4% |
| GS Goldman Sachs Group Inc. | 0.24% | 5,880,218 | $2.5B | Add +105.9% |
| QCOM Qualcomm Inc. | 0.24% | 14,432,640 | $2.4B | Add +22.6% |
| VFH Vanguard Financials ETF | 0.24% | 23,817,609 | $2.4B | Reduce -1.9% |
| COP Conocophillips | 0.24% | 19,070,649 | $2.4B | Add +1.0% |
| PH Parker Hannifin Corp. | 0.23% | 4,275,866 | $2.4B | Reduce -1.7% |
| ZTS Zoetis Inc. | 0.23% | 13,963,226 | $2.4B | Add +3.4% |
| ACN Accenture PLC Class A | 0.23% | 6,739,611 | $2.3B | Add +0.9% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.23% | 21,052,759 | $2.3B | Reduce -16.8% |
| EMR Emerson Electric Co. | 0.23% | 20,188,501 | $2.3B | Add +12.5% |
| XLI SS Industrial Select Sector | 0.23% | 18,125,289 | $2.3B | Add +13.0% |
| NOW ServiceNow Inc. | 0.22% | 2,983,741 | $2.3B | Add +2.0% |
| IDEV iShares Core MSCI Dev MKTS | 0.22% | 33,835,997 | $2.3B | Add +3.2% |
| WMB Williams Cos Inc. | 0.22% | 57,436,972 | $2.2B | Add +1.4% |
Options reported separately and not counted above: QQQ puts ($17.1B), SPY puts ($6.5B), IWM puts ($5.9B), QQQ calls ($3.3B), SPY calls ($2.5B), HYG puts ($2.1B), IWM calls ($1.9B), TSLA puts ($1.5B), AAPL calls ($1.5B), META calls ($1.3B), NVDA puts ($1.3B), MSFT calls ($1.2B), and 890 more.
Other holdings (382): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 56,508,000 | $98.9M | Add +3.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 32,235 | $39.3M | Reduce -1.0% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 31,541,000 | $36.8M | Reduce -24.4% |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 30,068,000 | $29.5M | Add +126.9% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 22,000,000 | $25.1M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 24,152,000 | $25.0M | Reduce -6.9% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 21,340,000 | $24.5M | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 27,771,000 | $23.3M | Add +15.2% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 28,614,000 | $22.9M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 21,319,000 | $22.5M | Reduce -5.4% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 16,414,500 | $22.4M | Add +357.9% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 22,371,000 | $22.3M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 15,763,000 | $22.2M | Add +44.0% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 11,978,000 | $22.0M | Add +47.1% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 15,000,000 | $21.6M | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 21,938,000 | $20.3M | Add +56.1% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 22,488,000 | $20.2M | No change |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 19,122,000 | $20.2M | Add +494.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 17,922,000 | $19.8M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 6,823,000 | $19.5M | Reduce -84.4% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 17,958,000 | $17.8M | Add +54.1% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 16,539,000 | $16.3M | New |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 5,671,000 | $16.2M | Add +12.0% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 9,791,000 | $16.2M | Reduce -46.3% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 13,757,000 | $16.1M | Add +191.3% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 11,881,000 | $15.6M | Add +334.4% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 239,053 | $15.2M | Add +9.1% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 16,690,000 | $15.1M | Add +55.8% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 16,413,000 | $14.4M | Add +74.8% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 10,262,000 | $14.0M | Add +629.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 12,916,000 | $12.5M | Add +8.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 10,991,000 | $12.1M | Reduce -11.3% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 8,293,000 | $12.1M | Add +77.9% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,827,000 | $11.8M | Reduce -14.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 302,859 | $11.8M | Add +13.4% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 6,057,000 | $11.7M | Reduce -70.6% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 11,073,000 | $11.2M | Reduce -57.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 255,928 | $11.0M | Reduce -4.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 11,929,000 | $9.7M | Add +49.5% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 11,595,000 | $9.7M | New |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 11,376,000 | $9.6M | Reduce -61.9% |
| MAXEON SOLAR TECH (MAXN 6.5 07/15/25) | NOTE 6.500% 7/1 · principal | 18,000,000 | $9.4M | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 6,352,000 | $9.3M | Add +5.8% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 10,348,000 | $9.2M | Add +93972.7% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 274,199 | $9.0M | Add +4.9% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 11,964,000 | $9.0M | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 9,838,000 | $8.8M | Reduce -23.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 9,385,000 | $8.6M | Add +136.6% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 7,857,000 | $8.4M | Add +157.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 9,119,000 | $8.4M | Add +55.7% |
| VROOM INC (VRM 0.75 07/01/26) | NOTE 0.750% 7/0 · principal | 16,423,000 | $8.2M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 6,918,000 | $8.2M | Add +21.1% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 9,874,000 | $7.8M | Add +23.4% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 4,287,000 | $7.7M | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 8,098,000 | $7.5M | Add +505.2% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 7,660,000 | $7.3M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 109,974 | $7.1M | Add +48.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 7,135,000 | $7.0M | Reduce -0.4% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 6,925,000 | $6.7M | Add +59.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 8,610,000 | $6.6M | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 5,576,000 | $6.4M | Reduce -16.1% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 6,165,000 | $6.3M | Add +230.6% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 5,627,000 | $6.1M | Add +281250.0% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 6,392,000 | $5.9M | Reduce -15.8% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 7,627,000 | $5.8M | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 6,506,000 | $5.8M | Reduce -40.6% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 3,269,000 | $5.6M | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 5,400,000 | $5.5M | Reduce -71.8% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 5,761,000 | $5.4M | Add +332.2% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 3,793,000 | $5.0M | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 4,912,000 | $5.0M | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,065,000 | $4.7M | Add +93.8% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 3,817,000 | $4.7M | Add +42.4% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 4,671,000 | $4.7M | Reduce -53.9% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 50,304 | $4.6M | Reduce -12.2% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 4,633,000 | $4.5M | Reduce -48.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,481 | $4.2M | Reduce -5.3% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 2,835,000 | $4.1M | Reduce -70.7% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 4,576,000 | $4.0M | Reduce -0.6% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 3,200,000 | $4.0M | New |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 4,300,000 | $3.9M | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 3,216,000 | $3.6M | Reduce -49.0% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,031,000 | $3.4M | New |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 250,043 | $3.4M | Add +17.4% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 3,880,000 | $3.4M | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,088,000 | $3.3M | Add +1093.1% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 3,378,000 | $3.1M | Reduce -3.6% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 142,715 | $3.1M | Add +98.1% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 3,202,000 | $3.0M | Add +106633.3% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,986,000 | $3.0M | Add +21.2% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 4,575,000 | $2.8M | Reduce -62.5% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 2,904,000 | $2.8M | Reduce -32.0% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 2,131,000 | $2.8M | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 2,599,000 | $2.7M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2,931,000 | $2.7M | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 2,375,000 | $2.6M | Add +235.4% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,844,000 | $2.6M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,853,000 | $2.6M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 1,837,000 | $2.5M | Add +190.7% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 2,191,000 | $2.3M | Add +816.7% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,647,000 | $2.2M | Reduce -41.2% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 2,466,000 | $2.1M | New |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 58,776 | $1.7M | Add +259.9% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 1,306,000 | $1.7M | Reduce -78.8% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 613,000 | $1.7M | Reduce -90.3% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 2,091,000 | $1.7M | Add +4546.7% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 1,467,000 | $1.4M | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 1,548,000 | $1.3M | Add +25700.0% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,059,000 | $1.3M | New |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1,267,000 | $1.2M | Add +130.4% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,300,000 | $1.2M | Reduce -41.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 17,080 | $1.0M | New |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,243,000 | $1.0M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,031,000 | $970K | Reduce -65.6% |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 800,000 | $884K | Add +700.0% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 817,000 | $819K | Reduce -30.5% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 800,000 | $772K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 1,549,000 | $722K | Reduce -22.6% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,222,000 | $713K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 27,875 | $683K | Add +7.8% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 740,000 | $677K | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 744,000 | $627K | Reduce -35.9% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 855,000 | $624K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 599,000 | $601K | Add +353.8% |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 240,000 | $570K | Reduce -71.3% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 546,000 | $513K | New |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 500,000 | $476K | Reduce -95.9% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 2,000,000 | $470K | No change |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 553,000 | $466K | Reduce -68.2% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 30,064 | $400K | Add +0.5% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 404,000 | $360K | Reduce -47.3% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 417,000 | $360K | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 305,000 | $353K | Add +217.7% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 366,000 | $328K | Add +2715.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 270,000 | $324K | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 261,000 | $322K | New |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 329,000 | $319K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 293,000 | $300K | Reduce -18.6% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 318,000 | $291K | Reduce -77.1% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 285,000 | $277K | Reduce -86.6% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 169,000 | $267K | New |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 250,000 | $234K | No change |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 227,000 | $220K | Reduce -96.5% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 185,000 | $175K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 3,510 | $168K | Reduce -59.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 65,000 | $166K | No change |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 2,813 | $164K | Add +1372.8% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 287,000 | $158K | New |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 37,347 | $150K | Reduce -60.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 157,000 | $148K | New |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 120,000 | $139K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 143,000 | $132K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 28,014 | $124K | Reduce -26.0% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 102,000 | $120K | Reduce -94.5% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 175,000 | $98K | Add +94.4% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 2,064 | $93K | New |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 74,000 | $71K | Reduce -99.8% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 55,000 | $52K | Reduce -98.5% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 50,000 | $44K | Reduce -99.2% |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 46,000 | $42K | New |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 1,663 | $42K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 47,000 | $40K | Reduce -95.5% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 50,000 | $33K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 28,000 | $28K | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 22,000 | $27K | New |
| AMJ JPMorgan Alerian MLP Index | ALERIAN ML ETN · principal | 90,230 | $26K | Add +45.1% |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 50,000 | $22K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 22,000 | $22K | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 22,000 | $22K | Reduce -99.6% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 7,000 | $17K | Reduce -22.2% |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 15,753 | $16K | No change |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 1,071 | $15K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 15,000 | $14K | Reduce -98.5% |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 15,000 | $14K | Reduce -93.6% |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 94,066 | $12K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 47,700 | $12K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 12,000 | $11K | Reduce -53.9% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 6,000 | $11K | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 10,000 | $11K | Reduce -95.2% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 15,000 | $11K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 25,000 | $10K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 212 | $10K | New |
| MRDB.WS Mariadb PLC-27 | *W EXP 12/16/202 | 100,000 | $9K | No change |
| MLPB Etracs Alerian Infrast Ser B | ETRACS ALER MLP · principal | 34,867 | $8K | Add +35.1% |
| PLUG POWER INC (PLUG 3.75 06/01/25) | NOTE 3.750% 6/0 · principal | 8,000 | $8K | New |
| BARCLAYS BANK PLC | IPTH SR B S&P · principal | 59,471 | $8K | Add +278.8% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 8,000 | $7K | Reduce -98.9% |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,000 | $7K | No change |
| CUTERA INC (CUTR 2.25 06/01/28) | NOTE 2.250% 6/0 · principal | 26,000 | $6K | No change |
| CLBTW Cellebrite Di Ltd. -CW23 | *W EXP 99/99/999 | 2,500 | $5K | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 6,000 | $5K | Reduce -99.8% |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 50,100 | $5K | Add +0.2% |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 460 | $5K | Add +0.4% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,871 | $4K | New |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 11,000 | $4K | New |
| CFFSW CF Acquisition Vii A -CW27 | *W EXP 03/16/202 | 33,910 | $4K | Reduce -0.3% |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 36,995 | $4K | No change |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 2,000 | $4K | Reduce -50.0% |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 50,000 | $3K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,000 | $3K | No change |
Largest 200 of 382 shown.
Lines left out (1) · $3 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| LBTYB Liberty Global Ltd. Class B | COM CL B | 0 | $3 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.02T.
Portfolio Sells Q4 2023 → Q1 2024
| UNH Unitedhealth Group Inc. | Reduce -14.9% | 0.46% | −0.20 |
| IWD iShares Russell 1000 Value E | Reduce -10.6% | 0.88% | −0.17 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -49.6% | 0.14% | −0.16 |
| BA The Boeing Co. | Reduce -25.5% | 0.15% | −0.16 |
| MBB iShares MBS ETF | Reduce -5.0% | 0.65% | −0.15 |
| VIG Vanguard Dividend Apprec ETF | Reduce -18.9% | 0.39% | −0.13 |
| IWF iShares Russell 1000 Growth | Reduce -6.1% | 1.01% | −0.11 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -12.9% | 0.29% | −0.10 |
| VCIT Vanguard Int-Term Corporate | Reduce -2.5% | 0.48% | −0.09 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -16.8% | 0.23% | −0.09 |
| SCHO Schwab Short-Term US Treas | Reduce -6.8% | 0.35% | −0.09 |
| AGG iShares Core U.S. Aggregate | Reduce -2.5% | 0.40% | −0.08 |
| CMCSA Comcast Corp. Class A | Reduce -2.7% | 0.31% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -47.2% | 0.06% | −0.06 |
| XLP SS Consumer Staples Sel Sect | Reduce -19.4% | 0.17% | −0.06 |
| VGT Vanguard Info Tech ETF | Reduce -0.3% | 0.83% | −0.06 |
| MUB iShares National Muni Bond E | Reduce -3.8% | 0.25% | −0.05 |
| CNQ Canadian Natural Resources | Reduce -42.7% | 0.06% | −0.04 |
| VGLT Vanguard Long-Term Treasury | Reduce -12.9% | 0.11% | −0.04 |
| VICI Vici Properties Inc. | Reduce -22.4% | 0.07% | −0.04 |
| IWR iShares Russell Mid-Cap ETF | Reduce -1.8% | 0.49% | −0.04 |
| VDC Vanguard Consumer Staple ETF | Reduce -30.9% | 0.07% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -4.5% | 0.21% | −0.04 |
| OIH Vaneck Oil Services ETF | Reduce -88.4% | 0.00% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -7.8% | 0.13% | −0.04 |
| NOC Northrop Grumman Corp. | Reduce -7.7% | 0.16% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -8.7% | 0.12% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -1.7% | 0.55% | −0.03 |
| HUM Humana Inc. | Reduce -30.3% | 0.03% | −0.03 |
| XLE SS Energy Select Sector | Reduce -5.0% | 0.37% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -3.4% | 0.14% | −0.03 |
| IBB iShares Biotechnology ETF | Reduce -9.4% | 0.10% | −0.03 |
| FUTY Fidelity MSCI US Utilities | Reduce -52.7% | 0.02% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.1% | 0.33% | −0.03 |
| DXCM Dexcom Inc. | Reduce -34.2% | 0.04% | −0.02 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.02 |
| DE Deere & Co. | Reduce -2.0% | 0.15% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Reduce -12.5% | 0.07% | −0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -2.9% | 0.35% | −0.02 |
| TFLO iShares Treasury Floating Ra | Reduce -32.8% | 0.03% | −0.02 |
| BMO Bank of Montreal | Reduce -43.4% | 0.02% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -0.9% | 0.13% | −0.02 |
| POST Post Holdings Inc. | Reduce -86.3% | 0.00% | −0.02 |
| EEM iShares MSCI Emerging Market | Reduce -5.0% | 0.11% | −0.02 |
| BIV Vanguard Intermediate-Term B | Reduce -21.3% | 0.04% | −0.02 |
| AYX Alteryx Inc. Class A | Sold out | 0.00% | −0.02 |
| GD General Dynamics Corp. | Reduce -3.3% | 0.20% | −0.02 |
| ITM Vaneck Intermediate Muni ETF | Reduce -9.1% | 0.07% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -6.6% | 0.10% | −0.02 |
| MA Mastercard Inc. Class A | Reduce -4.2% | 0.26% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Add +51.1% | 1.22% | +0.37 |
| QQQ Invesco QQQ Trust Series 1 | Add +67.5% | 0.63% | +0.23 |
| LLY Eli Lilly & Co. | Add +6.9% | 0.81% | +0.16 |
| GS Goldman Sachs Group Inc. | Add +105.9% | 0.24% | +0.12 |
| META Meta Platforms Inc. Class A | Add +0.6% | 0.70% | +0.12 |
| XOM Exxon Mobil Corp. | Add +12.2% | 0.75% | +0.09 |
| DIS The Walt Disney Co. | Add +31.4% | 0.25% | +0.09 |
| GPN Global Payments Inc. | Add +357.8% | 0.11% | +0.09 |
| WDC Western Digital Corp. | Add +1511.6% | 0.09% | +0.08 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +46.9% | 0.30% | +0.08 |
| FLUT Flutter Entertainment PLC-Di | New | 0.07% | +0.07 |
| PGR Progressive Corp. | Add +11.5% | 0.35% | +0.07 |
| NFLX Netflix Inc. | Add +13.8% | 0.37% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +15.1% | 0.94% | +0.07 |
| MLM Martin Marietta Materials | Add +203.7% | 0.10% | +0.07 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +22.9% | 0.54% | +0.07 |
| AMD Advanced Micro Devices | Add +36.4% | 0.21% | +0.06 |
| SNAP Snap Inc. Class A | Add +675.0% | 0.08% | +0.06 |
| IWM iShares Russell 2000 ETF | Add +20.9% | 0.65% | +0.06 |
| HWM Howmet Aerospace Inc. | Add +287.2% | 0.07% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | Add +30.4% | 0.18% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +34.3% | 0.16% | +0.05 |
| MU Micron Technology Inc. | Add +54.1% | 0.12% | +0.05 |
| TGT Target Corp. | Add +28.1% | 0.19% | +0.05 |
| SCHA Schwab US Small-Cap ETF | Add +117.8% | 0.10% | +0.05 |
| VTWO Vanguard Russell 2000 ETF | Add +48.9% | 0.18% | +0.05 |
| TFC Truist Financial Corp. | Add +57.3% | 0.16% | +0.05 |
| AMZN Amazon.com Inc. | Add +0.4% | 1.45% | +0.05 |
| QCOM Qualcomm Inc. | Add +22.6% | 0.24% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +9.2% | 0.41% | +0.04 |
| CRM Salesforce Inc. | Add +17.1% | 0.31% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +8.4% | 1.80% | +0.04 |
| AVGO Broadcom Inc. | Add +1.3% | 0.94% | +0.04 |
| LRCX Lam Research Corp. | Add +43.1% | 0.11% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +21.4% | 0.32% | +0.04 |
| XBI SS SPDR S&P Biotech ETF | Add +116.7% | 0.07% | +0.04 |
| BABA Alibaba Group Holding-SP ADR | Add +145.6% | 0.07% | +0.04 |
| SYK Stryker Corp. | Add +39.4% | 0.11% | +0.03 |
| GWW WW Grainger Inc. | Add +44.3% | 0.09% | +0.03 |
| TRP TC Energy Corp. | Add +116.2% | 0.07% | +0.03 |
| KLAC KLA Corp. | Add +27.7% | 0.13% | +0.03 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +25.6% | 0.21% | +0.03 |
| CYTK Cytokinetics Inc. | Add +1690.9% | 0.03% | +0.03 |
| AMAT Applied Materials Inc. | Add +12.1% | 0.15% | +0.03 |
| PDD PDD Holdings Inc. | Add +249.6% | 0.05% | +0.03 |
| EMR Emerson Electric Co. | Add +12.5% | 0.23% | +0.03 |
| LIN Linde PLC | Add +22.4% | 0.16% | +0.03 |
| ABBV Abbvie Inc. | Add +6.0% | 0.35% | +0.03 |
| XLRE SS Real Estate Select Sector | Add +82.3% | 0.07% | +0.03 |
| XLF SS Financial Select Sector | Add +12.6% | 0.30% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -30.8% | 38,620,000 | $17.1B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -50.6% | 12,362,800 | $6.5B |
| IWM iShares Russell 2000 ETF | put | Reduce -9.2% | 28,167,200 | $5.9B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -35.4% | 7,485,800 | $3.3B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -6.4% | 4,804,600 | $2.5B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -32.9% | 26,982,600 | $2.1B |
| IWM iShares Russell 2000 ETF | call | Reduce -31.0% | 8,929,600 | $1.9B |
| TSLA Tesla Inc. | put | Add +23.8% | 8,269,100 | $1.5B |
| AAPL Apple Inc. | call | Reduce -50.9% | 8,457,500 | $1.5B |
| META Meta Platforms Inc. Class A | call | Reduce -52.9% | 2,760,600 | $1.3B |
| NVDA Nvidia Corp. | put | Reduce -42.0% | 1,424,600 | $1.3B |
| MSFT Microsoft Corp. | call | Reduce -8.4% | 2,790,600 | $1.2B |
| NVDA Nvidia Corp. | call | Reduce -29.0% | 1,249,896 | $1.1B |
| SMH Vaneck Semiconductor ETF | put | Add +1528.4% | 4,463,400 | $1.0B |
| XLF SS Financial Select Sector | put | Add +41.0% | 22,230,700 | $936.4M |
| AAPL Apple Inc. | put | Reduce -46.3% | 5,194,500 | $890.8M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +59.1% | 11,255,000 | $874.9M |
| XLE SS Energy Select Sector | put | Reduce -50.2% | 8,229,300 | $776.9M |
| XLE SS Energy Select Sector | call | Add +18.4% | 8,156,200 | $770.0M |
| AMZN Amazon.com Inc. | put | Reduce -70.5% | 4,207,900 | $759.0M |
| XLF SS Financial Select Sector | call | Add +23.9% | 18,012,200 | $758.7M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -60.8% | 7,749,800 | $733.3M |
| TSLA Tesla Inc. | call | Reduce -28.9% | 4,033,400 | $709.0M |
| EEM iShares MSCI Emerging Market | put | Add +42.9% | 16,865,100 | $692.8M |
| GOOGL Alphabet Inc. Class A | put | Add +22.4% | 4,313,200 | $651.0M |
| MSFT Microsoft Corp. | put | Reduce -64.4% | 1,353,800 | $569.6M |
| ADBE Adobe Inc. | call | Add +782.6% | 1,067,900 | $538.9M |
| EEM iShares MSCI Emerging Market | call | Reduce -14.9% | 12,861,600 | $528.4M |
| AVGO Broadcom Inc. | call | Reduce -15.3% | 382,600 | $507.1M |
| EFA iShares MSCI Eafe ETF | put | Reduce -13.9% | 6,085,700 | $486.0M |
| AMD Advanced Micro Devices | put | Reduce -11.7% | 2,516,200 | $454.1M |
| TLT iShares 20+ Year Treasury BD | put | Add +35.5% | 4,484,900 | $424.4M |
| FIS Fidelity National Info Serv | call | Sold out | 6,815,300 | $409.4Mbefore exit |
| AMZN Amazon.com Inc. | call | Reduce -78.0% | 1,983,900 | $357.9M |
| FXI iShares China Large-Cap ETF | call | Add +0.7% | 14,100,000 | $339.4M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +89.8% | 2,990,000 | $325.7M |
| META Meta Platforms Inc. Class A | put | Reduce -71.2% | 662,800 | $321.8M |
| GLD SPDR Gold Shares | call | Reduce -12.9% | 1,563,700 | $321.7M |
| NFLX Netflix Inc. | put | Reduce -12.0% | 459,800 | $279.3M |
| GOOG Alphabet Inc. Class C | put | Reduce -7.3% | 1,781,000 | $271.2M |
| WFC Wells Fargo & Co. | call | Add +127.5% | 4,581,600 | $265.5M |
| GS Goldman Sachs Group Inc. | call | Reduce -32.4% | 634,700 | $265.1M |
| XLY SS Consumer Disc Select Sect | put | Add +47.3% | 1,387,300 | $255.1M |
| EFA iShares MSCI Eafe ETF | call | Reduce -55.6% | 3,172,000 | $253.3M |
| VLO Valero Energy Corp. | call | Add +635.0% | 1,433,200 | $244.6M |
| KRE SS SPDR S&P Regional Bank | put | Add +81.4% | 4,587,300 | $230.6M |
| AMD Advanced Micro Devices | call | Reduce -44.6% | 1,272,300 | $229.6M |
| WFC Wells Fargo & Co. | put | Reduce -8.4% | 3,908,700 | $226.5M |
| FCX Freeport-McMoran Inc. | call | Add +28.3% | 4,742,000 | $223.0M |
| AVGO Broadcom Inc. | put | Add +64.9% | 167,500 | $222.0M |
Showing the first 50 of 1,097.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +3.3% | 56,508,000 | $98.9M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.0% | 32,235 | $39.3M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -24.4% | 31,541,000 | $36.8M |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Add +126.9% | 30,068,000 | $29.5M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | New | 22,000,000 | $25.1M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -6.9% | 24,152,000 | $25.0M |
| DOCUSIGN INC (DOCU 0 01/15/24) | NOTE 1/1 · principal | Sold out | 24,610,000 | $24.5Mbefore exit |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +15.2% | 27,771,000 | $23.3M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 28,614,000 | $22.9M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Sold out | 23,750,000 | $22.7Mbefore exit |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Reduce -5.4% | 21,319,000 | $22.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +357.9% | 16,414,500 | $22.4M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 22,371,000 | $22.3M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +44.0% | 15,763,000 | $22.2M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Add +47.1% | 11,978,000 | $22.0M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 15,000,000 | $21.6M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +56.1% | 21,938,000 | $20.3M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +494.8% | 19,122,000 | $20.2M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | New | 17,922,000 | $19.8M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -84.4% | 6,823,000 | $19.5M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +54.1% | 17,958,000 | $17.8M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 16,539,000 | $16.3M |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Add +12.0% | 5,671,000 | $16.2M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -46.3% | 9,791,000 | $16.2M |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Add +191.3% | 13,757,000 | $16.1M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +334.4% | 11,881,000 | $15.6M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +9.1% | 239,053 | $15.2M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +55.8% | 16,690,000 | $15.1M |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | Sold out | 7,004,000 | $14.7Mbefore exit |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +74.8% | 16,413,000 | $14.4M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +629.9% | 10,262,000 | $14.0M |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +8.0% | 12,916,000 | $12.5M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -11.3% | 10,991,000 | $12.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +77.9% | 8,293,000 | $12.1M |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 12,057,000 | $12.0Mbefore exit |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 11,513,000 | $11.9Mbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -14.2% | 12,827,000 | $11.8M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +13.4% | 302,859 | $11.8M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -70.6% | 6,057,000 | $11.7M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -57.4% | 11,073,000 | $11.2M |
| EQT CORP (EQT 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Sold out | 4,170,000 | $11.1Mbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -4.2% | 255,928 | $11.0M |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | Sold out | 2,740,000 | $10.0Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +49.5% | 11,929,000 | $9.7M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | New | 11,595,000 | $9.7M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -61.9% | 11,376,000 | $9.6M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +5.8% | 6,352,000 | $9.3M |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +93972.7% | 10,348,000 | $9.2M |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +4.9% | 274,199 | $9.0M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | New | 11,964,000 | $9.0M |
Showing the first 50 of 337.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,501 | $1.55T | NVDA, AAPL, VTV, VUG, MSFT |
| Q1 2026 | 5,521 | $1.37T | NVDA, AAPL, MSFT, VTV, VUG |
| Q4 2025 | 6,948 | $1.37T | MSFT, NVDA, AAPL, VTV, VUG |
| Q3 2025Amended | 6,903 | $1.33T | MSFT, NVDA, AAPL, VTV, VUG |
| Q2 2025 | 6,952 | $1.24T | MSFT, NVDA, AAPL, VTV, VUG |
| Q1 2025 | 6,867 | $1.12T | MSFT, AAPL, NVDA, VTV, VUG |
| Q4 2024 | 6,857 | $1.08T | AAPL, MSFT, NVDA, VTV, VUG |
| Q3 2024Amended | 6,844 | $1.14T | MSFT, NVDA, AAPL, VTV, SPY |
| Q2 2024 | 6,915 | $1.04T | MSFT, AAPL, NVDA, VTV, AMZN |
| Q1 2024Amended | 6,402 | $1.01T | MSFT, AAPL, VTV, NVDA, AMZN |