Bank of America Corp.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Bank of America Corp. reported 6,844 stock positions worth $1.14 trillion. Its top holding was Microsoft (MSFT) at 2.7% of the portfolio, followed by Nvidia (NVDA, 2.6%) and Apple (AAPL, 2.5%). Compared with Q2 2024, it opened 228 new positions, sold out of 301, added to 3,900 and reduced 2,487. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +59%) and the biggest sale Eli Lilly (LLY, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0000070858
- Portfolio Value
- $1.14T (Q3 2024)
- SEC Filing
- 0001102113-24-000030 ↗ filed Nov 14, 2024
Holdings Value
Holdings 6,844 stocks · $1.14T
| MSFT Microsoft Corp. | 2.73% | 72,561,974 | $31.2B | Add +5.3% |
| NVDA Nvidia Corp. | 2.61% | 245,099,579 | $29.8B | Add +19.0% |
| AAPL Apple Inc. | 2.54% | 124,344,685 | $29.0B | Add +1.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.81% | 118,305,223 | $20.7B | Add +2.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.49% | 29,590,043 | $17.0B | Add +17.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.47% | 43,773,367 | $16.8B | Add +1.5% |
| AMZN Amazon.com Inc. | 1.44% | 88,456,016 | $16.5B | Add +5.8% |
| IVV iShares Core S&P 500 ETF | 1.27% | 25,216,794 | $14.5B | Add +58.6% |
| IEFA iShares Core MSCI Eafe ETF | 1.25% | 182,609,694 | $14.3B | Add +5.8% |
| VOO Vanguard S&P 500 ETF | 1.08% | 23,407,815 | $12.4B | Add +2.0% |
| GOOGL Alphabet Inc. Class A | 1.07% | 73,535,739 | $12.2B | Add +0.5% |
| AVGO Broadcom Inc. | 1.03% | 68,301,553 | $11.8B | Reduce -3.9% |
| IWF iShares Russell 1000 Growth | 0.99% | 30,105,812 | $11.3B | Reduce -0.4% |
| JPM JPMorgan Chase & Co. | 0.92% | 50,049,940 | $10.6B | Reduce -2.7% |
| TLT iShares 20+ Year Treasury BD | 0.84% | 97,561,204 | $9.6B | Add +63.1% |
| IEMG iShares Core MSCI Emerging | 0.82% | 163,348,994 | $9.4B | Add +11.6% |
| IWD iShares Russell 1000 Value E | 0.82% | 49,361,800 | $9.4B | Reduce -1.7% |
| VGT Vanguard Info Tech ETF | 0.82% | 15,887,458 | $9.3B | Add +0.0% |
| META Meta Platforms Inc. Class A | 0.80% | 16,029,324 | $9.2B | Reduce -5.7% |
| LLY Eli Lilly & Co. | 0.79% | 10,160,947 | $9.0B | Reduce -5.8% |
| IWM iShares Russell 2000 ETF | 0.78% | 40,171,206 | $8.9B | Add +18.3% |
| GOVT iShares US Treasury Bond ETF | 0.77% | 376,720,111 | $8.8B | Add +2.2% |
| VEA Vanguard Ftse Developed ETF | 0.76% | 164,585,587 | $8.7B | Add +1.2% |
| XOM Exxon Mobil Corp. | 0.69% | 67,656,217 | $7.9B | Add +2.7% |
| MBB iShares MBS ETF | 0.62% | 74,159,744 | $7.1B | Add +1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.59% | 13,796,469 | $6.7B | Add +15.8% |
| V Visa Inc. Class A | 0.58% | 24,168,604 | $6.6B | Reduce -1.9% |
| HD Home Depot Inc. | 0.56% | 15,709,038 | $6.4B | Add +10.7% |
| COST Costco Wholesale Corp. | 0.55% | 7,079,335 | $6.3B | Reduce -2.3% |
| IUSV iShares Core S&P U.S. Value | 0.55% | 65,586,554 | $6.3B | Add +3.6% |
| GOOG Alphabet Inc. Class C | 0.53% | 36,270,579 | $6.1B | Add +4.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.52% | 25,101,139 | $6.0B | Add +5.9% |
| WMT Walmart Inc. | 0.50% | 70,345,302 | $5.7B | Reduce -0.5% |
| XLV SS Health Care Select Sector | 0.50% | 36,779,255 | $5.7B | Reduce -4.0% |
| BNDX Vanguard Total Intl Bond ETF | 0.49% | 110,830,136 | $5.6B | Add +3.0% |
| TSLA Tesla Inc. | 0.49% | 21,224,339 | $5.6B | Add +3.5% |
| PG The Procter & Gamble Co. | 0.47% | 30,985,935 | $5.4B | Add +1.4% |
| IWR iShares Russell Mid-Cap ETF | 0.46% | 59,278,770 | $5.2B | Add +1.3% |
| IUSG iShares Core S&P U.S. Growth | 0.45% | 39,210,372 | $5.2B | Add +3.1% |
| VCIT Vanguard Int-Term Corporate | 0.45% | 60,951,866 | $5.1B | Add +1.6% |
| BLK BlackRock Finance Inc. | 0.44% | 5,258,248 | $5.0B | Add +2.4% |
| VWO Vanguard Ftse Emerging Marke | 0.42% | 100,416,214 | $4.8B | Add +4.3% |
| PEP Pepsico Inc. | 0.40% | 27,036,722 | $4.6B | Reduce -0.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.40% | 9,889,807 | $4.6B | Reduce -2.0% |
| UNH Unitedhealth Group Inc. | 0.40% | 7,736,955 | $4.5B | Add +15.6% |
| MRK Merck & Co. Inc. | 0.39% | 38,868,024 | $4.4B | Reduce -1.1% |
| NFLX Netflix Inc. | 0.38% | 6,182,578 | $4.4B | Add +11.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.37% | 16,074,068 | $4.2B | Add +0.4% |
| VIG Vanguard Dividend Apprec ETF | 0.37% | 21,138,239 | $4.2B | Reduce -2.4% |
| ABBV Abbvie Inc. | 0.36% | 20,940,663 | $4.1B | Add +1.5% |
| ETN Eaton Corp. PLC | 0.36% | 12,439,815 | $4.1B | Reduce -1.7% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.36% | 51,736,981 | $4.1B | Add +0.8% |
| IJH iShares Core S&P Midcap ETF | 0.36% | 65,127,296 | $4.1B | Add +1.6% |
| AGG iShares Core U.S. Aggregate | 0.35% | 39,813,893 | $4.0B | Reduce -4.3% |
| MCD McDonald's Corp. | 0.35% | 13,200,693 | $4.0B | Reduce -1.6% |
| XLC SS Comm Select Sector SPDR | 0.35% | 44,362,141 | $4.0B | Reduce -4.1% |
| JNJ Johnson & Johnson | 0.35% | 24,677,090 | $4.0B | Add +0.9% |
| CVX Chevron Corp. | 0.35% | 27,031,796 | $4.0B | Reduce -14.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.34% | 17,434,587 | $3.9B | Add +6.5% |
| SCHO Schwab Short-Term US Treas | 0.34% | 78,193,055 | $3.8B | Add +3.7% |
| XLY SS Consumer Disc Select Sect | 0.33% | 18,987,124 | $3.8B | Reduce -9.3% |
| XLE SS Energy Select Sector | 0.33% | 43,312,371 | $3.8B | Add +5.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.33% | 64,675,567 | $3.7B | Add +1.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.32% | 18,445,376 | $3.7B | Add +9.8% |
| TXN Texas Instruments Inc. | 0.32% | 17,886,318 | $3.7B | Add +1.1% |
| PGR Progressive Corp. | 0.32% | 14,478,646 | $3.7B | Reduce -14.7% |
| IJR iShares Core S&P Small-Cap E | 0.32% | 31,013,567 | $3.6B | Add +1.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.31% | 12,572,497 | $3.6B | Reduce -6.2% |
| TMO Thermo Fisher Scientific Inc. | 0.31% | 5,699,127 | $3.5B | Add +1.0% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 19,140,194 | $3.4B | Add +2.0% |
| XLF SS Financial Select Sector | 0.29% | 73,059,144 | $3.3B | Add +1.1% |
| VMBS Vanguard Mortgage-Backed Sec | 0.29% | 68,993,600 | $3.3B | Add +3.2% |
| RTX RTX Corp. | 0.28% | 26,345,800 | $3.2B | Add +34.9% |
| VGIT Vanguard Intermediate-Term T | 0.27% | 50,870,356 | $3.1B | Add +3.1% |
| LOW Lowe's Cos Inc. | 0.26% | 10,824,363 | $2.9B | Add +7.9% |
| UNP Union Pacific Corp. | 0.26% | 11,863,808 | $2.9B | Reduce -10.7% |
| VONG Vanguard Russell 1000 Growth | 0.26% | 30,259,489 | $2.9B | Add +1.0% |
| NEE Nextera Energy Inc. | 0.25% | 33,837,920 | $2.9B | Add +0.9% |
| XLK SS Technology Select Sector | 0.25% | 12,615,627 | $2.8B | Reduce -5.8% |
| HON Honeywell International Inc. | 0.25% | 13,574,961 | $2.8B | Reduce -4.0% |
| ZTS Zoetis Inc. | 0.25% | 14,358,973 | $2.8B | Reduce -4.8% |
| MA Mastercard Inc. Class A | 0.24% | 5,655,262 | $2.8B | Add +3.6% |
| PANW Palo Alto Networks Inc. | 0.24% | 8,150,368 | $2.8B | Reduce -2.0% |
| GLD SPDR Gold Shares | 0.24% | 11,446,397 | $2.8B | Add +8.6% |
| MUB iShares National Muni Bond E | 0.24% | 25,583,647 | $2.8B | Add +8.4% |
| SMH Vaneck Semiconductor ETF | 0.24% | 11,285,025 | $2.8B | Add +26.5% |
| EFA iShares MSCI Eafe ETF | 0.24% | 32,805,433 | $2.7B | Reduce -10.1% |
| CSCO Cisco Systems Inc. | 0.24% | 51,488,916 | $2.7B | Reduce -0.1% |
| ORCL Oracle Corp. | 0.24% | 16,045,582 | $2.7B | Add +3.1% |
| NOW ServiceNow Inc. | 0.24% | 3,045,597 | $2.7B | Add +6.4% |
| QCOM Qualcomm Inc. | 0.24% | 15,970,572 | $2.7B | Add +11.3% |
| CRM Salesforce Inc. | 0.24% | 9,894,596 | $2.7B | Reduce -1.6% |
| PH Parker Hannifin Corp. | 0.23% | 4,169,395 | $2.6B | Add +0.1% |
| SPGI S&P Global Inc. | 0.23% | 4,998,617 | $2.6B | Add +1.3% |
| VFH Vanguard Financials ETF | 0.23% | 23,404,890 | $2.6B | Reduce -0.6% |
| WMB Williams Cos Inc. | 0.22% | 56,242,032 | $2.6B | Reduce -3.2% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.22% | 22,336,070 | $2.5B | Reduce -4.9% |
| IDEV iShares Core MSCI Dev MKTS | 0.22% | 35,348,628 | $2.5B | Add +3.1% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.22% | 9,277,069 | $2.5B | Add +8.6% |
| PLD Prologis Inc. | 0.22% | 19,461,081 | $2.5B | Add +12.9% |
Options reported separately and not counted above: QQQ puts ($17.1B), SPY puts ($11.5B), IWM puts ($6.5B), NVDA puts ($4.1B), QQQ calls ($3.6B), HYG puts ($2.7B), SMH puts ($2.4B), SPY calls ($2.2B), AAPL calls ($2.1B), EEM calls ($1.9B), AAPL puts ($1.6B), IWM calls ($1.3B), and 920 more.
Other holdings (372): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 306,136 | $40.6M | Add +64.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 31,446 | $40.3M | Add +0.0% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 650,904 | $36.1M | Reduce -57.7% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 32,244,700 | $30.8M | Add +146.9% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 28,870,000 | $29.6M | Add +794.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 28,375,900 | $27.8M | Reduce -7.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 378,648 | $25.7M | Reduce -13.4% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 28,024,500 | $24.7M | Add +449.2% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 18,651,000 | $23.2M | Reduce -3.0% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 6,343,900 | $21.8M | Reduce -60.0% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 13,599,900 | $18.8M | Reduce -23.9% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 16,817,000 | $18.7M | Reduce -24.2% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 19,525,000 | $17.8M | Add +35.7% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 16,807,000 | $17.8M | Add +5.2% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 18,813,000 | $17.4M | Add +43.2% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 13,497,000 | $16.4M | Add +85.5% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 16,199,000 | $15.6M | Add +1388.9% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 17,751,000 | $15.2M | Add +759.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 320,028 | $14.8M | Add +1.6% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 6,355,500 | $14.6M | Add +36.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 14,378,500 | $14.5M | Add +22.7% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 14,895,900 | $14.5M | Add +21.0% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 11,389,000 | $13.8M | Reduce -13.8% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 11,155,000 | $13.8M | Add +402.9% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 11,208,300 | $13.7M | Add +330.4% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 11,632,000 | $13.6M | Add +8.3% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 13,092,500 | $12.8M | Reduce -16.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 12,297,100 | $12.1M | Reduce -1.1% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 12,414,000 | $12.0M | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 9,192,000 | $11.9M | Reduce -32.6% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 5,150,900 | $11.5M | Reduce -3.5% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 11,321,000 | $11.5M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 12,001,000 | $11.3M | Add +31.4% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 5,622,000 | $11.2M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 9,684,000 | $11.1M | Add +196.8% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 12,757,000 | $11.0M | Reduce -12.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 12,265,000 | $10.9M | Reduce -4.3% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 11,831,000 | $10.8M | Add +265.4% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 11,712,000 | $10.6M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 8,131,900 | $10.5M | Reduce -20.7% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 9,890,500 | $10.3M | Reduce -1.3% |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 10,000,000 | $9.8M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 9,234,500 | $9.8M | Add +21.2% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 6,602,000 | $9.3M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 11,052,000 | $8.8M | Add +100372.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 10,467,000 | $8.7M | Reduce -41.5% |
| VROOM INC (VRM 0.75 07/01/26) | NOTE 0.750% 7/0 · principal | 16,423,000 | $8.7M | No change |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 7,150,000 | $8.5M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 133,018 | $8.0M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 6,881,000 | $8.0M | New |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 7,208,000 | $8.0M | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 7,759,000 | $7.9M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 9,884,000 | $7.9M | Reduce -53.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 7,022,400 | $7.8M | Add +4.5% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 7,066,800 | $7.6M | Add +58.5% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 5,212,000 | $7.6M | Reduce -34.2% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 7,043,000 | $7.3M | Add +15.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 243,236 | $7.2M | Reduce -2.0% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 7,050,000 | $7.1M | New |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 6,703,000 | $7.1M | New |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 5,951,000 | $6.9M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 7,249,500 | $6.9M | Add +0.0% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 4,990,800 | $6.8M | Reduce -70.5% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 7,120,200 | $6.8M | Reduce -11.2% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 6,071,600 | $6.7M | Add +252.3% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 7,163,800 | $6.6M | Add +74.8% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 6,397,000 | $6.6M | Reduce -68.1% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 2,953,900 | $6.5M | Reduce -67.0% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 4,336,000 | $6.5M | Add +54.3% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 5,186,500 | $6.4M | Add +111.3% |
| BROOKDALE SENIOR LIVING (BKD 7 11/15/25) | UNIT 11/15/2025 | 69,017 | $6.3M | Add +14.7% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 138,198 | $6.2M | Add +6.5% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 6,641,700 | $6.1M | Add +33614.2% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 5,524,000 | $6.1M | Add +237.2% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 2,569,900 | $5.9M | Add +55.5% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 3,187,000 | $5.9M | Reduce -12.3% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 4,396,000 | $5.8M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 5,736,800 | $5.7M | Reduce -23.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,343 | $5.5M | Reduce -1.7% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 6,283,600 | $5.4M | Add +4044.8% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 4,955,000 | $5.3M | Reduce -3.0% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 4,378,900 | $5.3M | Reduce -31.9% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 6,000,000 | $5.2M | Reduce -17.5% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 4,376,000 | $5.2M | Reduce -75.6% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 5,840,000 | $5.0M | Reduce -47.4% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 4,833,000 | $5.0M | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 4,853,500 | $4.9M | Reduce -1.0% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,395,000 | $4.8M | Add +426.4% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 4,957,400 | $4.7M | Add +21085.5% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 1,827,000 | $4.7M | Reduce -78.3% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 4,652,500 | $4.5M | Reduce -0.1% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 2,740,000 | $4.1M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 73,339 | $4.1M | Add +683.6% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 2,243,900 | $4.0M | Reduce -39.9% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 1,110,900 | $4.0M | Add +22571.4% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 3,536,100 | $3.9M | Reduce -64.6% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 3,770,000 | $3.8M | Reduce -63.4% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 3,018,000 | $3.7M | New |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 4,000,000 | $3.4M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 66,740 | $3.4M | Reduce -38.2% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,466,000 | $3.2M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 2,200,000 | $3.2M | Add +120.0% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 2,217,000 | $3.2M | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 3,219,000 | $3.0M | Add +2376.2% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,853,000 | $2.8M | Add +5.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 2,878,000 | $2.8M | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 3,358,000 | $2.7M | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 2,818,000 | $2.6M | Reduce -60.2% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 2,410,000 | $2.6M | New |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 1,489,000 | $2.2M | Add +1885.3% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 1,839,000 | $2.2M | Add +747.5% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 35,000 | $2.1M | Add +125.8% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 2,417,000 | $2.1M | Add +14.2% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 2,071,900 | $2.1M | Add +42183.7% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 2,057,600 | $2.1M | Add +13993.1% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 1,618,000 | $1.8M | Reduce -53.2% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 1,851,000 | $1.8M | Add +329.5% |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 1,740,000 | $1.7M | No change |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 1,744,000 | $1.7M | Add +1182.3% |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1,667,000 | $1.6M | Add +31.6% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 1,473,500 | $1.5M | Reduce -61.5% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 1,345,000 | $1.5M | Reduce -93.2% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 1,539,000 | $1.5M | Add +1111.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1,672,000 | $1.4M | Reduce -69.9% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 1,700,000 | $1.4M | New |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 761,000 | $1.4M | Reduce -90.1% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 1,785,000 | $1.3M | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,393,000 | $1.3M | Add +223.2% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 875,000 | $1.2M | New |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 1,327,000 | $1.2M | Add +63.6% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 1,276,000 | $1.2M | Add +127500.0% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 1,500,000 | $1.2M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,196,500 | $1.2M | Reduce -17.5% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 1,232,000 | $1.1M | Reduce -92.5% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 1,024,000 | $1.0M | Reduce -60.2% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 1,000,000 | $947K | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 786,000 | $938K | Reduce -91.2% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 557,000 | $878K | Reduce -81.6% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 780,000 | $832K | Reduce -24.1% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 800,000 | $832K | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 475,000 | $799K | Add +11775.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 773,700 | $770K | Reduce -76.5% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 15,739 | $759K | Add +525.6% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 684,000 | $743K | Add +470.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 762,000 | $707K | Reduce -53.0% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 889,000 | $692K | Add +984.1% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 1,044,000 | $675K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 25,341 | $661K | Reduce -0.2% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 685,000 | $637K | Add +110.8% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 600,000 | $610K | Add +12.2% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 15,683 | $607K | Reduce -90.6% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 595,000 | $560K | Reduce -73.1% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 290,900 | $547K | Add +44.8% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 480,000 | $495K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 500,000 | $492K | New |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 1,549,000 | $467K | No change |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 550,000 | $455K | Reduce -77.9% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 170,000 | $453K | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 438,000 | $432K | Reduce -68.2% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 386,000 | $408K | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 253,500 | $406K | Reduce -95.1% |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 410,000 | $399K | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 437,000 | $394K | New |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 350,000 | $342K | Reduce -93.5% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 440,000 | $333K | New |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 2,000,000 | $330K | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 355,000 | $317K | New |
| TRANSOCEAN INTERNTNL LTD (RIG 4 12/15/25 *) | DEB 4.000%12/1 · principal | 270,000 | $301K | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 307,000 | $283K | New |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 300,000 | $270K | Add +417.2% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 30,059 | $252K | Reduce -0.0% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 247,000 | $238K | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 233,000 | $221K | Reduce -72.7% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 296,000 | $206K | Add +5820.0% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 182,000 | $188K | Reduce -74.9% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 473,000 | $186K | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 172,000 | $186K | Reduce -93.4% |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 200,000 | $184K | New |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 175,000 | $155K | Reduce -92.3% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 65,000 | $148K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 157,700 | $147K | Reduce -98.8% |
| DJP Ipath Bloomberg Commodity Inc. | DJUBS CMDT ETN36 · principal | 344,869 | $111K | Add +18848.8% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 114,000 | $98K | Add +1325.0% |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 63,000 | $93K | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 97,000 | $89K | Reduce -98.2% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 66,000 | $79K | Reduce -98.8% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 28,304 | $62K | Add +0.3% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 55,000 | $51K | New |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 60,000 | $51K | New |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 16,000 | $50K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 35,000 | $33K | Reduce -99.0% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 50,000 | $33K | No change |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 6,900 | $23K | Reduce -22.5% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 22,000 | $22K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,768 | $21K | Reduce -12.4% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 763 | $19K | Reduce -54.1% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 21,000 | $19K | Reduce -99.3% |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 50,000 | $19K | No change |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 1,071 | $16K | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 15,000 | $14K | Reduce -99.8% |
Largest 200 of 372 shown.
Total filed on the 13F, all lines: $1.14T.
Portfolio Sells Q2 2024 → Q3 2024
| LLY Eli Lilly & Co. | Reduce -5.8% | 0.79% | −0.15 |
| CVX Chevron Corp. | Reduce -14.6% | 0.35% | −0.13 |
| GS Goldman Sachs Group Inc. | Reduce -33.4% | 0.18% | −0.09 |
| MRK Merck & Co. Inc. | Reduce -1.1% | 0.39% | −0.08 |
| JPM JPMorgan Chase & Co. | Reduce -2.7% | 0.92% | −0.07 |
| IWF iShares Russell 1000 Growth | Reduce -0.4% | 0.99% | −0.07 |
| AVGO Broadcom Inc. | Reduce -3.9% | 1.03% | −0.06 |
| ITA iShares U.S. Aerospace & Def | Reduce -56.1% | 0.05% | −0.06 |
| DIS The Walt Disney Co. | Reduce -17.4% | 0.16% | −0.06 |
| ADBE Adobe Inc. | Reduce -9.6% | 0.19% | −0.06 |
| ARM Arm Holdings PLC-ADR | Reduce -47.8% | 0.04% | −0.05 |
| AMAT Applied Materials Inc. | Reduce -1.1% | 0.16% | −0.05 |
| EEM iShares MSCI Emerging Market | Reduce -28.8% | 0.10% | −0.04 |
| HON Honeywell International Inc. | Reduce -4.0% | 0.25% | −0.04 |
| EEMV iShares MSCI Emg MKT Min Vol | Reduce -34.7% | 0.08% | −0.04 |
| LRCX Lam Research Corp. | Reduce -2.7% | 0.09% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -2.3% | 0.55% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -22.1% | 0.15% | −0.04 |
| USFR Wisdomtree Floating Rate Tre | Reduce -32.0% | 0.07% | −0.04 |
| XLK SS Technology Select Sector | Reduce -5.8% | 0.25% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -4.0% | 0.50% | −0.04 |
| V Visa Inc. Class A | Reduce -1.9% | 0.58% | −0.04 |
| COP Conocophillips | Reduce -0.5% | 0.18% | −0.04 |
| EMR Emerson Electric Co. | Reduce -8.0% | 0.17% | −0.03 |
| AGG iShares Core U.S. Aggregate | Reduce -4.3% | 0.35% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -4.0% | 0.06% | −0.03 |
| AMGN Amgen Inc. | Reduce -13.7% | 0.15% | −0.03 |
| EFA iShares MSCI Eafe ETF | Reduce -10.1% | 0.24% | −0.03 |
| UPS United Parcel Service Class B | Reduce -12.4% | 0.13% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -9.3% | 0.33% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -6.2% | 0.31% | −0.03 |
| UNP Union Pacific Corp. | Reduce -10.7% | 0.26% | −0.03 |
| MGA Magna International Inc. | Reduce -78.2% | 0.01% | −0.03 |
| XLC SS Comm Select Sector SPDR | Reduce -4.1% | 0.35% | −0.03 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -63.6% | 0.01% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -2.0% | 0.24% | −0.03 |
| PEP Pepsico Inc. | Reduce -0.2% | 0.40% | −0.03 |
| TRP TC Energy Corp. | Reduce -51.0% | 0.03% | −0.03 |
| XBI SS SPDR S&P Biotech ETF | Reduce -29.5% | 0.05% | −0.03 |
| KLAC KLA Corp. | Reduce -1.5% | 0.12% | −0.02 |
| PBR.A Petroleo Brasil-SP Pref ADR | Reduce -98.8% | 0.00% | −0.02 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -31.5% | 0.04% | −0.02 |
| WDC Western Digital Corp. | Reduce -2.3% | 0.09% | −0.02 |
| SYF Synchrony Financial | Reduce -25.4% | 0.05% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -1.7% | 0.82% | −0.02 |
| SAP Sap SE-Sponsored ADR | Reduce -47.1% | 0.03% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -4.9% | 0.22% | −0.02 |
| ETN Eaton Corp. PLC | Reduce -1.7% | 0.36% | −0.02 |
| ESGU iShares ESG Aware MSCI USA | Reduce -8.4% | 0.15% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -5.7% | 0.80% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IVV iShares Core S&P 500 ETF | Add +58.6% | 1.27% | +0.44 |
| TLT iShares 20+ Year Treasury BD | Add +63.1% | 0.84% | +0.31 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +17.7% | 1.49% | +0.17 |
| NVDA Nvidia Corp. | Add +19.0% | 2.61% | +0.16 |
| IWM iShares Russell 2000 ETF | Add +18.3% | 0.78% | +0.12 |
| TSLA Tesla Inc. | Add +3.5% | 0.49% | +0.10 |
| RTX RTX Corp. | Add +34.9% | 0.28% | +0.09 |
| HD Home Depot Inc. | Add +10.7% | 0.56% | +0.09 |
| IEMG iShares Core MSCI Emerging | Add +11.6% | 0.82% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +15.6% | 0.40% | +0.07 |
| IBM Intl Business Machines Corp. | Add +6.5% | 0.34% | +0.07 |
| PEG Public Service Enterprise GP | Add +102.9% | 0.11% | +0.06 |
| AZN Astrazeneca PLC-Spons ADR | Add +63.1% | 0.18% | +0.06 |
| AAPL Apple Inc. | Add +1.4% | 2.54% | +0.06 |
| ICE Intercontinental Exchange Inc. | Add +57.4% | 0.14% | +0.06 |
| CNQ Canadian Natural Resources | Add +339.0% | 0.08% | +0.06 |
| XEL Xcel Energy Inc. | Add +147.7% | 0.08% | +0.05 |
| CAT Caterpillar Inc. | Add +25.0% | 0.20% | +0.05 |
| ETR Entergy Corp. | Add +130.4% | 0.08% | +0.05 |
| BLK BlackRock Finance Inc. | Add +2.4% | 0.44% | +0.05 |
| JCI Johnson Controls Internation | Add +167.1% | 0.08% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +5.8% | 1.25% | +0.04 |
| LOW Lowe's Cos Inc. | Add +7.9% | 0.26% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +15.8% | 0.59% | +0.04 |
| RY Royal Bank of Canada | Add +103.6% | 0.07% | +0.04 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +686.4% | 0.04% | +0.04 |
| FTEC Fidelity MSCI Info Tech Indx | Add +1834.5% | 0.04% | +0.04 |
| SPTS SS SPDR P St Term TSY ETF | Add +173.7% | 0.06% | +0.04 |
| PPA Invesco Aerospace & Defense | Add +116.0% | 0.06% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +2.7% | 1.81% | +0.03 |
| VEU Vanguard Ftse All-World Ex-U | Add +38.0% | 0.12% | +0.03 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +47.9% | 0.11% | +0.03 |
| ITB iShares U.S. Home Constructi | Add +45.9% | 0.08% | +0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +9.8% | 0.32% | +0.03 |
| PLD Prologis Inc. | Add +12.9% | 0.22% | +0.03 |
| DHI D.R. Horton Inc. | Add +0.5% | 0.15% | +0.03 |
| ORCL Oracle Corp. | Add +3.1% | 0.24% | +0.03 |
| PH Parker Hannifin Corp. | Add +0.1% | 0.23% | +0.03 |
| GDX Vaneck Gold Miners ETF | Add +37.1% | 0.09% | +0.03 |
| SW Smurfit Westrock PLC | New | 0.03% | +0.03 |
| GLD SPDR Gold Shares | Add +8.6% | 0.24% | +0.03 |
| NFLX Netflix Inc. | Add +11.8% | 0.38% | +0.03 |
| NKE Nike Inc. Class B | Add +23.9% | 0.10% | +0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +5.9% | 0.52% | +0.03 |
| PYPL PayPal Holdings Inc. | Add +18.7% | 0.08% | +0.02 |
| NEE Nextera Energy Inc. | Add +0.9% | 0.25% | +0.02 |
| NOW ServiceNow Inc. | Add +6.4% | 0.24% | +0.02 |
| VRT Vertiv Holdings Co. Class A | Add +41.7% | 0.07% | +0.02 |
| ABBV Abbvie Inc. | Add +1.5% | 0.36% | +0.02 |
| LMT Lockheed Martin Corp. | Add +0.3% | 0.17% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -15.0% | 34,960,200 | $17.1B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +45.8% | 20,046,300 | $11.5B |
| IWM iShares Russell 2000 ETF | put | Add +28.2% | 29,412,600 | $6.5B |
| NVDA Nvidia Corp. | put | Add +162.3% | 34,085,200 | $4.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +10.6% | 7,389,200 | $3.6B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -1.0% | 33,070,200 | $2.7B |
| SMH Vaneck Semiconductor ETF | put | Add +180.3% | 9,757,900 | $2.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +28.5% | 3,748,000 | $2.2B |
| AAPL Apple Inc. | call | Reduce -18.8% | 9,136,000 | $2.1B |
| EEM iShares MSCI Emerging Market | call | Add +51.6% | 40,366,500 | $1.9B |
| AAPL Apple Inc. | put | Reduce -15.0% | 6,716,200 | $1.6B |
| IWM iShares Russell 2000 ETF | call | Add +11.8% | 5,893,600 | $1.3B |
| GLD SPDR Gold Shares | call | Add +25.5% | 5,221,700 | $1.3B |
| TLT iShares 20+ Year Treasury BD | call | Add +5.6% | 12,248,400 | $1.2B |
| TSLA Tesla Inc. | put | Reduce -37.3% | 4,358,400 | $1.1B |
| XLF SS Financial Select Sector | call | Add +2.8% | 23,156,800 | $1.0B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +1.0% | 12,993,800 | $1.0B |
| AMZN Amazon.com Inc. | put | Reduce -36.2% | 5,324,800 | $992.2M |
| EEM iShares MSCI Emerging Market | put | Reduce -18.5% | 19,988,100 | $916.7M |
| MSFT Microsoft Corp. | put | Add +96.9% | 2,125,700 | $914.7M |
| AVGO Broadcom Inc. | put | Add +367.2% | 5,073,600 | $875.2M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -24.8% | 8,042,100 | $788.9M |
| XLE SS Energy Select Sector | put | Add +277.9% | 8,913,700 | $782.6M |
| XLF SS Financial Select Sector | put | Reduce -34.1% | 16,332,600 | $740.2M |
| META Meta Platforms Inc. Class A | call | Reduce -21.1% | 1,197,600 | $685.6M |
| NVDA Nvidia Corp. | call | Reduce -11.6% | 5,597,108 | $679.7M |
| GOOGL Alphabet Inc. Class A | put | Add +15.4% | 4,090,500 | $678.4M |
| TSLA Tesla Inc. | call | Reduce -57.6% | 2,490,438 | $651.6M |
| META Meta Platforms Inc. Class A | put | Add +17.1% | 1,106,300 | $633.3M |
| NFLX Netflix Inc. | put | Add +154.8% | 872,900 | $619.1M |
| AMD Advanced Micro Devices | put | Reduce -16.6% | 3,107,900 | $509.9M |
| AMZN Amazon.com Inc. | call | Reduce -64.0% | 2,580,495 | $480.8M |
| MSFT Microsoft Corp. | call | Reduce -66.7% | 1,094,500 | $471.0M |
| EFA iShares MSCI Eafe ETF | put | Add +1.5% | 5,607,300 | $468.9M |
| AMD Advanced Micro Devices | call | Add +48.0% | 2,675,400 | $439.0M |
| FXI iShares China Large-Cap ETF | put | Add +38.8% | 13,605,600 | $432.4M |
| JPM JPMorgan Chase & Co. | put | Add +54.3% | 2,006,800 | $423.2M |
| GLD SPDR Gold Shares | put | Add +349.5% | 1,577,800 | $383.5M |
| EFA iShares MSCI Eafe ETF | call | Reduce -7.8% | 4,167,600 | $348.5M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +212.3% | 3,000,000 | $338.9M |
| JPM JPMorgan Chase & Co. | call | Add +134.7% | 1,441,600 | $304.0M |
| FXI iShares China Large-Cap ETF | call | Add +20.4% | 9,330,000 | $296.5M |
| GS Goldman Sachs Group Inc. | call | Add +30.5% | 591,600 | $292.9M |
| XLB SS Materials Select Sector | call | New | 2,872,600 | $276.9M |
| AVGO Broadcom Inc. | call | Add +66.8% | 1,527,400 | $263.5M |
| LLY Eli Lilly & Co. | put | Add +61.4% | 290,900 | $257.7M |
| XLB SS Materials Select Sector | put | New | 2,650,000 | $255.4M |
| NKE Nike Inc. Class B | put | Add +93.6% | 2,830,600 | $250.2M |
| SBUX Starbucks Corp. | call | Reduce -35.4% | 2,522,500 | $245.9M |
| SPOT Spotify Technology SA | put | New | 645,900 | $238.0M |
Showing the first 50 of 906.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +64.5% | 306,136 | $40.6M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +0.0% | 31,446 | $40.3M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -57.7% | 650,904 | $36.1M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +146.9% | 32,244,700 | $30.8M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +794.6% | 28,870,000 | $29.6M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -7.8% | 28,375,900 | $27.8M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -13.4% | 378,648 | $25.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +449.2% | 28,024,500 | $24.7M |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | Reduce -3.0% | 18,651,000 | $23.2M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -60.0% | 6,343,900 | $21.8M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Reduce -23.9% | 13,599,900 | $18.8M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -24.2% | 16,817,000 | $18.7M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Add +35.7% | 19,525,000 | $17.8M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +5.2% | 16,807,000 | $17.8M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Add +43.2% | 18,813,000 | $17.4M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +85.5% | 13,497,000 | $16.4M |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | Add +1388.9% | 16,199,000 | $15.6M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Add +759.6% | 17,751,000 | $15.2M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +1.6% | 320,028 | $14.8M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Add +36.2% | 6,355,500 | $14.6M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +22.7% | 14,378,500 | $14.5M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +21.0% | 14,895,900 | $14.5M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -13.8% | 11,389,000 | $13.8M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +402.9% | 11,155,000 | $13.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +330.4% | 11,208,300 | $13.7M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +8.3% | 11,632,000 | $13.6M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 12,472,000 | $13.5Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 13,867,000 | $12.9Mbefore exit |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Reduce -16.9% | 13,092,500 | $12.8M |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Reduce -1.1% | 12,297,100 | $12.1M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | New | 12,414,000 | $12.0M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -32.6% | 9,192,000 | $11.9M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -3.5% | 5,150,900 | $11.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 11,321,000 | $11.5M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Add +31.4% | 12,001,000 | $11.3M |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | New | 5,622,000 | $11.2M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +196.8% | 9,684,000 | $11.1M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Reduce -12.0% | 12,757,000 | $11.0M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -4.3% | 12,265,000 | $10.9M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +265.4% | 11,831,000 | $10.8M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 11,712,000 | $10.6M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -20.7% | 8,131,900 | $10.5M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Reduce -1.3% | 9,890,500 | $10.3M |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | New | 10,000,000 | $9.8M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Add +21.2% | 9,234,500 | $9.8M |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | New | 6,602,000 | $9.3M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Sold out | 8,282,000 | $8.9Mbefore exit |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Add +100372.7% | 11,052,000 | $8.8M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Reduce -41.5% | 10,467,000 | $8.7M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | New | 7,150,000 | $8.5M |
Showing the first 50 of 368.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,501 | $1.55T | NVDA, AAPL, VTV, VUG, MSFT |
| Q1 2026 | 5,521 | $1.37T | NVDA, AAPL, MSFT, VTV, VUG |
| Q4 2025 | 6,948 | $1.37T | MSFT, NVDA, AAPL, VTV, VUG |
| Q3 2025Amended | 6,903 | $1.33T | MSFT, NVDA, AAPL, VTV, VUG |
| Q2 2025 | 6,952 | $1.24T | MSFT, NVDA, AAPL, VTV, VUG |
| Q1 2025 | 6,867 | $1.12T | MSFT, AAPL, NVDA, VTV, VUG |
| Q4 2024 | 6,857 | $1.08T | AAPL, MSFT, NVDA, VTV, VUG |
| Q3 2024Amended | 6,844 | $1.14T | MSFT, NVDA, AAPL, VTV, SPY |
| Q2 2024 | 6,915 | $1.04T | MSFT, AAPL, NVDA, VTV, AMZN |
| Q1 2024Amended | 6,402 | $1.01T | MSFT, AAPL, VTV, NVDA, AMZN |