Bank of America Corp.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed February 3, 2026), Bank of America Corp. reported 6,903 stock positions worth $1.33 trillion. Its top holding was Microsoft (MSFT) at 2.8% of the portfolio, followed by Nvidia (NVDA, 2.7%) and Apple (AAPL, 2.3%). Compared with Q2 2025, it opened 298 new positions, sold out of 346, added to 3,271 and reduced 3,119. The biggest buy was Apple (AAPL, shares +5%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −20%).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0000070858
- Portfolio Value
- $1.33T (Q3 2025)
- SEC Filing
- 0000070858-26-000025 ↗ filed Feb 3, 2026
Holdings Value
Holdings 6,903 stocks · $1.33T
| MSFT Microsoft Corp. | 2.78% | 71,688,732 | $37.1B | Add +2.1% |
| NVDA Nvidia Corp. | 2.67% | 190,535,745 | $35.6B | Reduce -5.5% |
| AAPL Apple Inc. | 2.35% | 123,024,725 | $31.3B | Add +5.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.87% | 133,808,505 | $25.0B | Add +4.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.69% | 47,087,998 | $22.6B | Reduce -4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.55% | 31,045,178 | $20.7B | Add +0.6% |
| AVGO Broadcom Inc. | 1.53% | 62,028,856 | $20.5B | Reduce -7.6% |
| IEFA iShares Core MSCI Eafe ETF | 1.47% | 224,863,248 | $19.6B | Add +2.2% |
| AMZN Amazon.com Inc. | 1.39% | 84,302,784 | $18.5B | Reduce -1.6% |
| JPM JPMorgan Chase & Co. | 1.37% | 57,753,120 | $18.2B | Add +7.2% |
| GOOGL Alphabet Inc. Class A | 1.26% | 68,951,044 | $16.8B | Reduce -2.2% |
| VOO Vanguard S&P 500 ETF | 1.19% | 25,941,576 | $15.9B | Add +3.4% |
| META Meta Platforms Inc. Class A | 1.02% | 18,601,400 | $13.7B | Add +4.8% |
| IWF iShares Russell 1000 Growth | 0.97% | 27,579,074 | $12.9B | Reduce -5.6% |
| VEA Vanguard Ftse Developed ETF | 0.91% | 201,469,962 | $12.1B | Add +3.6% |
| IVV iShares Core S&P 500 ETF | 0.85% | 16,987,863 | $11.4B | Reduce -20.3% |
| IEMG iShares Core MSCI Emerging | 0.84% | 170,911,791 | $11.3B | Reduce -2.4% |
| VGT Vanguard Info Tech ETF | 0.84% | 15,066,406 | $11.2B | Reduce -2.2% |
| IWD iShares Russell 1000 Value E | 0.76% | 49,570,538 | $10.1B | Reduce -0.5% |
| IWM iShares Russell 2000 ETF | 0.67% | 36,865,282 | $8.9B | Reduce -0.8% |
| TSLA Tesla Inc. | 0.66% | 19,846,513 | $8.8B | Reduce -23.6% |
| TLT iShares 20+ Year Treasury BD | 0.66% | 98,721,266 | $8.8B | Add +61.4% |
| LLY Eli Lilly & Co. | 0.66% | 11,461,544 | $8.7B | Add +1.8% |
| XOM Exxon Mobil Corp. | 0.63% | 74,315,406 | $8.4B | Reduce -1.5% |
| GOVT iShares US Treasury Bond ETF | 0.63% | 362,138,521 | $8.4B | Add +12.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 13,931,297 | $8.4B | Reduce -22.0% |
| IUSV iShares Core S&P U.S. Value | 0.60% | 80,233,541 | $8.0B | Add +7.8% |
| V Visa Inc. Class A | 0.60% | 23,436,777 | $8.0B | Reduce -0.9% |
| GOOG Alphabet Inc. Class C | 0.59% | 32,337,981 | $7.9B | Add +0.6% |
| WMT Walmart Inc. | 0.58% | 74,790,942 | $7.7B | Reduce -0.3% |
| VCIT Vanguard Int-Term Corporate | 0.52% | 82,297,228 | $6.9B | Add +7.7% |
| IUSG iShares Core S&P U.S. Growth | 0.51% | 41,653,716 | $6.9B | Reduce -4.2% |
| MBB iShares MBS ETF | 0.51% | 71,895,725 | $6.8B | Add +11.8% |
| NFLX Netflix Inc. | 0.51% | 5,686,760 | $6.8B | Reduce -1.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.51% | 136,954,792 | $6.8B | Add +7.9% |
| COST Costco Wholesale Corp. | 0.48% | 6,871,419 | $6.4B | Reduce -1.6% |
| VWO Vanguard Ftse Emerging Marke | 0.46% | 114,353,764 | $6.2B | Add +1.4% |
| HD Home Depot Inc. | 0.46% | 15,005,103 | $6.1B | Reduce -0.0% |
| IWR iShares Russell Mid-Cap ETF | 0.45% | 62,427,165 | $6.0B | Add +2.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.45% | 23,457,699 | $6.0B | Reduce -3.3% |
| BLK BlackRock Inc. | 0.44% | 5,058,502 | $5.9B | Add +4.7% |
| ABBV Abbvie Inc. | 0.44% | 25,154,905 | $5.8B | Add +0.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.41% | 69,198,328 | $5.5B | Add +8.1% |
| XLC SS Comm Select Sector SPDR | 0.40% | 44,934,893 | $5.3B | Add +2.4% |
| JNJ Johnson & Johnson | 0.40% | 28,419,787 | $5.3B | Add +3.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.38% | 17,462,800 | $5.1B | Add +1.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 65,441,181 | $5.1B | Add +10.2% |
| ORCL Oracle Corp. | 0.36% | 17,090,060 | $4.8B | Reduce -2.1% |
| XLY SS Consumer Disc Select Sect | 0.36% | 19,789,595 | $4.7B | Add +2.4% |
| RTX RTX Corp. | 0.35% | 28,205,871 | $4.7B | Reduce -0.5% |
| ETN Eaton Corp. PLC | 0.35% | 12,560,077 | $4.7B | Reduce -4.3% |
| AGG iShares Core U.S. Aggregate | 0.35% | 46,326,160 | $4.6B | Add +5.5% |
| GS Goldman Sachs Group Inc. | 0.35% | 5,827,425 | $4.6B | Add +12.3% |
| VIG Vanguard Dividend Apprec ETF | 0.34% | 21,291,388 | $4.6B | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 13,942,112 | $4.6B | Add +3.3% |
| XLF SS Financial Select Sector | 0.34% | 84,741,775 | $4.6B | Add +2.0% |
| PG The Procter & Gamble Co. | 0.34% | 29,541,501 | $4.5B | Reduce -5.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.34% | 8,918,717 | $4.5B | Reduce -0.8% |
| IJH iShares Core S&P Midcap ETF | 0.33% | 67,916,121 | $4.4B | Add +0.1% |
| CVX Chevron Corp. | 0.33% | 28,045,509 | $4.4B | Add +7.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 15,367,707 | $4.3B | Reduce -0.3% |
| WFC Wells Fargo & Co. | 0.32% | 50,930,994 | $4.3B | Add +3.9% |
| GLD SPDR Gold Shares | 0.32% | 11,890,361 | $4.2B | Add +8.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.31% | 14,935,893 | $4.2B | Add +0.9% |
| SMH Vaneck Semiconductor ETF | 0.31% | 12,654,464 | $4.1B | Add +1.5% |
| VONG Vanguard Russell 1000 Growth | 0.31% | 33,782,100 | $4.1B | Reduce -7.2% |
| IDEV iShares Core MSCI Dev MKTS | 0.30% | 50,138,292 | $4.0B | Add +1.7% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 21,018,837 | $4.0B | Reduce -6.5% |
| XLV SS Health Care Select Sector | 0.30% | 28,301,127 | $3.9B | Reduce -14.8% |
| MCD McDonald's Corp. | 0.29% | 12,761,455 | $3.9B | Add +0.6% |
| IJR iShares Core S&P Small-Cap E | 0.28% | 31,704,289 | $3.8B | Reduce -0.8% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.27% | 25,186,536 | $3.6B | Add +2.3% |
| UNH Unitedhealth Group Inc. | 0.27% | 10,457,548 | $3.6B | Add +1.0% |
| MUB iShares National Muni Bond E | 0.27% | 33,570,415 | $3.6B | Add +6.4% |
| EFA iShares MSCI Eafe ETF | 0.27% | 38,284,016 | $3.6B | Add +5.7% |
| PANW Palo Alto Networks Inc. | 0.27% | 17,459,010 | $3.6B | Add +5.5% |
| C Citigroup Inc. | 0.26% | 34,503,559 | $3.5B | Add +5.3% |
| TXN Texas Instruments Inc. | 0.26% | 19,018,408 | $3.5B | Reduce -0.3% |
| CSCO Cisco Systems Inc. | 0.26% | 50,708,955 | $3.5B | Add +1.8% |
| WELL Welltower Inc. | 0.26% | 19,378,590 | $3.5B | Add +1.9% |
| XLK SS Technology Select Sector | 0.25% | 12,054,662 | $3.4B | Reduce -6.7% |
| BSX Boston Scientific Corp. | 0.25% | 33,869,041 | $3.3B | Add +0.1% |
| PGR Progressive Corp. | 0.25% | 13,374,051 | $3.3B | Add +0.9% |
| T AT&T Inc. | 0.24% | 115,619,316 | $3.3B | Add +12.5% |
| GD General Dynamics Corp. | 0.24% | 9,545,250 | $3.3B | Add +4.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.24% | 15,438,804 | $3.2B | Add +1.4% |
| MA Mastercard Inc. Class A | 0.23% | 5,485,596 | $3.1B | Add +1.4% |
| VFH Vanguard Financials ETF | 0.23% | 23,437,493 | $3.1B | Add +2.3% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 16,449,634 | $3.0B | Reduce -0.8% |
| VGIT Vanguard Intermediate-Term T | 0.22% | 49,761,596 | $3.0B | Add +7.9% |
| PEP Pepsico Inc. | 0.22% | 21,254,586 | $3.0B | Add +3.0% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.22% | 9,989,402 | $3.0B | Add +0.4% |
| PH Parker Hannifin Corp. | 0.22% | 3,904,591 | $3.0B | Add +0.6% |
| SCHO Schwab Short-Term US Treas | 0.22% | 118,665,834 | $2.9B | Add +8.8% |
| UNP Union Pacific Corp. | 0.21% | 11,987,654 | $2.8B | Add +1.4% |
| APH Amphenol Corp. Class A | 0.21% | 22,646,169 | $2.8B | Reduce -1.0% |
| CAT Caterpillar Inc. | 0.21% | 5,848,128 | $2.8B | Add +14.4% |
| ABT Abbott Laboratories | 0.21% | 20,805,826 | $2.8B | Reduce -4.1% |
| WMB Williams Cos Inc. | 0.21% | 43,923,809 | $2.8B | Reduce -1.3% |
| VMBS Vanguard Mortgage-Backed Sec | 0.20% | 57,618,720 | $2.7B | Add +8.4% |
Options reported separately and not counted above: SPY puts ($20.3B), QQQ puts ($17.4B), IWM puts ($12.8B), NVDA puts ($5.2B), QQQ calls ($4.8B), SPY calls ($4.4B), NVDA calls ($4.0B), HYG puts ($3.9B), AAPL calls ($3.5B), TSLA puts ($3.5B), SMH puts ($2.8B), MSFT calls ($2.2B), and 1006 more.
Other holdings (358): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 47,912,000 | $88.0M | Add +75.9% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 31,205,200 | $42.6M | Add +37.2% |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 32,558,000 | $40.9M | Add +64.1% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 30,584 | $37.7M | Reduce -0.5% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 33,998,000 | $37.3M | Add +200.0% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 28,553,600 | $28.9M | Add +5.1% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 19,253,000 | $28.3M | Add +93.4% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 9,927,000 | $28.2M | Add +41262.5% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 20,725,000 | $26.9M | Add +364.8% |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | 17,413,000 | $22.2M | Add +170.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 314,277 | $22.1M | Reduce -25.6% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 15,096,000 | $20.8M | Add +89.0% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 13,468,600 | $20.5M | Add +841687.5% |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 375,092 | $19.6M | Reduce -0.8% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 20,842,400 | $18.7M | Add +23.4% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 18,527,000 | $18.3M | Add +264.9% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 16,900,000 | $17.8M | Add +653.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 18,112,000 | $17.2M | Add +44.1% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 12,126,000 | $17.0M | Add +197.2% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 17,823,000 | $16.3M | Reduce -11.8% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 293,607 | $14.6M | Reduce -16.8% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 207,138 | $14.4M | Add +5.7% |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 14,288,000 | $14.1M | Add +297.9% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,099,000 | $14.1M | Reduce -13.2% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 12,133,000 | $13.7M | Reduce -0.2% |
| BLOOM ENERGY CORP (BE 3 06/01/29) | NOTE 3.000% 6/0 · principal | 3,264,000 | $13.5M | Add +567.5% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 11,697,600 | $13.1M | Reduce -21.9% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 12,183,000 | $13.1M | Reduce -2.8% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 9,591,000 | $12.4M | Reduce -49.3% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,278,800 | $12.4M | Reduce -51.2% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 12,918,600 | $12.2M | Add +64.2% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 4,204,000 | $12.1M | Reduce -39.6% |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 7,215,000 | $11.3M | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 11,760,000 | $11.1M | Reduce -27.6% |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | 6,898,000 | $10.5M | New |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | 9,714,000 | $10.4M | Add +17.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 11,045,000 | $10.4M | New |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 8,406,000 | $9.6M | Add +82.9% |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 9,422,000 | $9.5M | Add +900.2% |
| GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) | NOTE 3.250% 6/1 · principal | 5,779,000 | $8.8M | Add +519.4% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 8,658,000 | $8.7M | Add +33.6% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 3,346,000 | $8.4M | Add +68.8% |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | 9,786,000 | $8.4M | Add +5.9% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 215,751 | $8.2M | Add +98.5% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 7,730,000 | $8.2M | Add +3529.1% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 162,487 | $8.1M | Reduce -39.2% |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 6,679,000 | $7.7M | Add +41.0% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 6,685,000 | $7.6M | Reduce -11.1% |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 7,187,000 | $7.4M | Add +20.3% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 8,322,000 | $7.3M | Reduce -20.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 7,681,000 | $7.2M | Reduce -3.2% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 6,142,000 | $7.0M | Reduce -15.5% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 5,375,000 | $6.8M | Reduce -74.1% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 7,417,000 | $6.7M | Add +21.7% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 130,689 | $6.1M | Reduce -16.2% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 5,721,000 | $6.1M | Add +241.6% |
| AMC GLOBAL MEDIA INC (AMCX 4.25 02/15/29 *) | NOTE 4.250% 2/1 · principal | 6,384,000 | $6.1M | Add +45.6% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 6,398,600 | $5.9M | Add +66552.1% |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | 3,053,000 | $5.9M | No change |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,810,000 | $5.5M | New |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 3,224,000 | $5.4M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,185 | $5.4M | Reduce -1.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 5,427,200 | $5.3M | Add +1558.7% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 2,516,000 | $5.2M | Reduce -44.9% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 4,630,000 | $5.1M | Reduce -20.1% |
| WINNEBAGO INDUSTRIES (WGO 3.25 01/15/30) | NOTE 3.250% 1/1 · principal | 5,551,000 | $5.0M | Add +1.1% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 4,234,000 | $4.8M | Add +168.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 4,663,800 | $4.6M | Reduce -81.6% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 4,676,000 | $4.6M | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 4,578,000 | $4.6M | Reduce -2.8% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 4,941,000 | $4.5M | Reduce -35.9% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 4,509,000 | $4.5M | Add +5023.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,521,000 | $4.2M | Add +30.7% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 2,143,000 | $4.2M | Reduce -84.4% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 70,452 | $4.2M | Add +6945.2% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 4,835,000 | $4.2M | Add +0.3% |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | 3,357,000 | $4.1M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 2,932,000 | $4.1M | Reduce -66.3% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 94,141 | $3.7M | New |
| KOSMOS ENERGY LTD (KOS 3.125 03/15/30) | NOTE 3.125% 3/1 · principal | 5,848,000 | $3.6M | Add +219.7% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 4,001,000 | $3.5M | Add +26573.3% |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 36,687 | $3.5M | Reduce -82.8% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 3,081,000 | $3.3M | Add +27.2% |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 60,375 | $3.3M | Reduce -43.3% |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 3,429,000 | $3.3M | Add +699.3% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 2,319,600 | $3.3M | Reduce -50.9% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 2,268,000 | $3.1M | Add +61.0% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 3,159,000 | $3.1M | Add +9191.2% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 3,000,000 | $3.0M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 2,909,000 | $3.0M | Add +53.0% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 2,989,000 | $3.0M | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 2,209,000 | $2.9M | Reduce -43.6% |
| PELOTON INTERACTIVE INC (PTON 5.5 12/01/29) | NOTE 5.500%12/0 · principal | 1,259,000 | $2.8M | Reduce -42.0% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 2,493,000 | $2.8M | Reduce -1.2% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 2,453,000 | $2.7M | Add +259.1% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 2,750,000 | $2.7M | Reduce -8.3% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 2,662,200 | $2.6M | Reduce -18.4% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 36,772 | $2.5M | Reduce -60.4% |
| UGI CORP (UGI 5 06/01/28) | NOTE 5.000% 6/0 · principal | 1,953,000 | $2.5M | New |
| XEROX HOLDINGS CORP (XRX 3.75 03/15/30) | NOTE 3.750% 3/1 · principal | 5,317,000 | $2.4M | Add +37.4% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 2,084,600 | $2.3M | Reduce -73.6% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 2,378,000 | $2.3M | Add +79166.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 88,174 | $2.2M | Reduce -2.2% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 2,873,000 | $2.2M | Reduce -53.7% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 2,201,000 | $2.1M | Reduce -39.0% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 1,455,000 | $2.1M | Add +148.7% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 1,463,000 | $2.1M | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 2,010,600 | $2.0M | Add +335000.0% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,627,400 | $2.0M | Add +241.6% |
| VERTEX INC (VERX 0.75 05/01/29) | NOTE 0.750% 5/0 · principal | 1,889,000 | $1.9M | Add +73.1% |
| SPHERE ENTERTAINMENT CO (SPHR 3.5 12/01/28) | NOTE 3.500%12/0 · principal | 977,000 | $1.8M | Reduce -79.5% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 1,281,000 | $1.8M | Add +24.3% |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 1,588,000 | $1.7M | New |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 1,800,000 | $1.7M | Add +404.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 82,259 | $1.7M | No change |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 502,600 | $1.6M | Reduce -91.5% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,513,000 | $1.6M | Reduce -69.8% |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | 997,000 | $1.6M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 1,508,000 | $1.6M | Reduce -90.3% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,536,000 | $1.5M | Reduce -47.7% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 1,472,000 | $1.4M | Reduce -48.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 895,000 | $1.4M | Add +6.8% |
| SABRE GLBL INC (SABHLD 7.32 08/01/26) | NOTE 7.320% 8/0 · principal | 1,394,000 | $1.4M | Reduce -43.8% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 915,000 | $1.4M | Add +60.5% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 1,395,000 | $1.4M | Add +47.6% |
| PINNACLE WEST CAPITAL (PNW 4.75 06/15/27) | NOTE 4.750% 6/1 · principal | 1,264,000 | $1.4M | New |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 1,320,000 | $1.3M | Add +60.6% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,222,000 | $1.3M | Reduce -86.6% |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,296,000 | $1.3M | Add +16.6% |
| TANDEM DIABETES CARE INC (TNDM 1.5 03/15/29 2024) | NOTE 1.500% 3/1 · principal | 1,345,000 | $1.2M | Reduce -0.1% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 820,000 | $1.0M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,050,000 | $1.0M | Add +104900.0% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 220,000 | $985K | New |
| LYFT INC (LYFT 0.625 03/01/29) | NOTE 0.625% 3/0 · principal | 763,000 | $984K | Reduce -89.8% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 1,022,000 | $978K | No change |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 1,000,000 | $978K | Reduce -60.8% |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 709,000 | $915K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 894,000 | $904K | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 844,000 | $871K | Add +114.2% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 843,000 | $865K | Reduce -68.9% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 775,000 | $859K | Reduce -78.7% |
| LIVANOVA PLC (LIVN 2.5 03/15/29) | NOTE 2.500% 3/1 · principal | 800,000 | $858K | Add +900.0% |
| THE REALREAL INC (REAL 4 02/15/31) | DEBT 4.000% 2/1 · principal | 610,000 | $777K | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 793,000 | $772K | Reduce -48.5% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 850,000 | $750K | Add +4.3% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 760,000 | $744K | Reduce -19.8% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 530,000 | $721K | New |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 723,000 | $709K | No change |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 510,000 | $706K | New |
| OSI SYSTEMS INC (OSIS 2.25 08/01/29) | NOTE 2.250% 8/0 · principal | 484,000 | $702K | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 589,000 | $699K | Reduce -57.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 770,200 | $667K | Add +172.9% |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 520,000 | $667K | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 659,000 | $627K | Reduce -68.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 619,000 | $610K | Reduce -78.6% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 560,000 | $592K | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 246,000 | $591K | Add +459.1% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 594,400 | $586K | Reduce -88.2% |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | 643,000 | $580K | Add +576.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 575,000 | $537K | New |
| AMJB Alerian MLP ETN2044 | CAL LKD 44 · principal | 1,810,966 | $535K | Reduce -0.0% |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | 1,914 | $520K | New |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 430,000 | $505K | Add +41.0% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 513,000 | $473K | Reduce -93.5% |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 457,000 | $466K | Reduce -68.5% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 469,000 | $456K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 17,129 | $432K | Reduce -4.2% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 411,000 | $408K | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 421,000 | $401K | Reduce -13.0% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 347,000 | $397K | Reduce -97.7% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 2,000,000 | $395K | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 408,000 | $391K | Reduce -75.5% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 3,324 | $336K | Reduce -88.2% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,450 | $316K | Add +16.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 7,883 | $314K | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 313,000 | $313K | Add +323.0% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 226,000 | $295K | Add +49.7% |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | 214,000 | $278K | Reduce -95.8% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 292,000 | $275K | Reduce -99.0% |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 285,000 | $263K | Reduce -50.5% |
| ALARM.COM HLDGS INC (ALRM 2.25 06/01/29) | NOTE 2.250% 6/0 · principal | 269,000 | $258K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 11,534 | $233K | Reduce -4.2% |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | 235,000 | $230K | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 210,000 | $187K | Reduce -13.6% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 195,000 | $179K | Reduce -81.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 3,538 | $177K | Add +6.7% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 156,000 | $163K | Add +680.0% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 80,000 | $131K | New |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 63,000 | $119K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 119,800 | $117K | Add +4178.6% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 109,000 | $114K | New |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 141,000 | $113K | New |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 100,000 | $95K | No change |
| UNITI GROUP INC (UNIT 7.5 12/01/27) | NOTE 7.500%12/0 · principal | 80,000 | $86K | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 30,412 | $85K | Add +1.1% |
| PACIRA BIOSCIENCES INC (PCRX 2.125 05/15/29) | NOTE 2.125% 5/1 · principal | 75,000 | $76K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 67,000 | $66K | Add +415.4% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 766,529 | $60K | Reduce -11.7% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 55,000 | $53K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 12,377 | $46K | Add +22.3% |
Largest 200 of 358 shown.
Total filed on the 13F, all lines: $1.34T.
Portfolio Sells Q2 2025 → Q3 2025
| IVV iShares Core S&P 500 ETF | Reduce -20.3% | 0.85% | −0.22 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -22.0% | 0.63% | −0.17 |
| NOW ServiceNow Inc. | Reduce -39.0% | 0.14% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -1.6% | 1.39% | −0.13 |
| NFLX Netflix Inc. | Reduce -1.5% | 0.51% | −0.11 |
| COST Costco Wholesale Corp. | Reduce -1.6% | 0.48% | −0.08 |
| V Visa Inc. Class A | Reduce -0.9% | 0.60% | −0.08 |
| HON Honeywell International Inc. | Reduce -19.9% | 0.15% | −0.08 |
| ED Consolidated Edison Inc. | Reduce -82.3% | 0.01% | −0.07 |
| XLV SS Health Care Select Sector | Reduce -14.8% | 0.30% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -5.7% | 0.34% | −0.06 |
| TXN Texas Instruments Inc. | Reduce -0.3% | 0.26% | −0.06 |
| CRM Salesforce Inc. | Reduce -8.5% | 0.16% | −0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -4.7% | 1.69% | −0.05 |
| ISRG Intuitive Surgical Inc. | Reduce -7.7% | 0.12% | −0.05 |
| SKYY First Trust Cloud Computing | Reduce -73.8% | 0.02% | −0.05 |
| ACN Accenture PLC Class A | Reduce -5.4% | 0.12% | −0.05 |
| SPOT Spotify Technology SA | Reduce -13.7% | 0.12% | −0.04 |
| EMR Emerson Electric Co. | Reduce -12.9% | 0.16% | −0.04 |
| SPGI S&P Global Inc. | Reduce -4.1% | 0.19% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -0.3% | 0.33% | −0.04 |
| HES Hess Corp. | Sold out | 0.00% | −0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -14.1% | 0.19% | −0.04 |
| KO The Coca-Cola Co. | Reduce -5.9% | 0.16% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -5.6% | 0.97% | −0.03 |
| FCX Freeport-McMoran Inc. | Reduce -8.8% | 0.11% | −0.03 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -6.5% | 0.30% | −0.03 |
| ABT Abbott Laboratories | Reduce -4.1% | 0.21% | −0.03 |
| SNAP Snap Inc. Class A | Reduce -87.3% | 0.00% | −0.03 |
| FIS Fidelity National Info Serv | Reduce -50.4% | 0.02% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -1.5% | 0.63% | −0.03 |
| XLI SS Industrial Select Sector | Reduce -15.0% | 0.13% | −0.03 |
| PFG Principal Financial Group | Reduce -31.9% | 0.05% | −0.03 |
| XLE SS Energy Select Sector | Reduce -12.7% | 0.16% | −0.03 |
| DIS The Walt Disney Co. | Reduce -0.3% | 0.15% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -8.9% | 0.06% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -4.3% | 0.35% | −0.03 |
| IGV iShares Expanded Tech-Softwa | Reduce -35.0% | 0.04% | −0.03 |
| DE Deere & Co. | Reduce -4.3% | 0.10% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -0.5% | 0.76% | −0.02 |
| SAP Sap SE-Sponsored ADR | Reduce -22.7% | 0.04% | −0.02 |
| ZTS Zoetis Inc. | Reduce -15.2% | 0.07% | −0.02 |
| APD Air Products & Chemicals Inc. | Reduce -9.1% | 0.10% | −0.02 |
| MIDD Middleby Corp. | Reduce -67.0% | 0.01% | −0.02 |
| COR Cencora Inc. | Reduce -16.0% | 0.09% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -2.1% | 0.16% | −0.02 |
| CHTR Charter Communications Inc. Class A | Reduce -40.2% | 0.01% | −0.02 |
| CVNA Carvana Co. | Reduce -56.6% | 0.02% | −0.02 |
| CMG Chipotle Mexican Grill Inc. | Reduce -21.8% | 0.02% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +5.3% | 2.35% | +0.41 |
| TLT iShares 20+ Year Treasury BD | Add +61.4% | 0.66% | +0.23 |
| GOOG Alphabet Inc. Class C | Add +0.6% | 0.59% | +0.13 |
| JPM JPMorgan Chase & Co. | Add +7.2% | 1.37% | +0.11 |
| CSX CSX Corp. | Add +165.7% | 0.11% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | Add +36.8% | 0.20% | +0.07 |
| ABBV Abbvie Inc. | Add +0.2% | 0.44% | +0.06 |
| STX Seagate Technology Holdings | Add +14.9% | 0.13% | +0.06 |
| JNJ Johnson & Johnson | Add +3.3% | 0.40% | +0.06 |
| JMTG Mortgage-Backed Securities | New | 0.06% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +12.3% | 0.35% | +0.05 |
| DKS Dick's Sporting Goods Inc. | Add +588.1% | 0.06% | +0.05 |
| CAT Caterpillar Inc. | Add +14.4% | 0.21% | +0.05 |
| GLD SPDR Gold Shares | Add +8.2% | 0.32% | +0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.4% | 1.87% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.9% | 0.31% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +3.4% | 1.19% | +0.04 |
| HOOD Robinhood Markets Inc. Class A | Add +42.8% | 0.08% | +0.04 |
| C Citigroup Inc. | Add +5.3% | 0.26% | +0.04 |
| CIBR First Trust Nasdaq Cybersecu | Add +90.8% | 0.08% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +10.2% | 0.38% | +0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +52.3% | 0.11% | +0.03 |
| BLK BlackRock Inc. | Add +4.7% | 0.44% | +0.03 |
| IUSV iShares Core S&P U.S. Value | Add +7.8% | 0.60% | +0.03 |
| GOVT iShares US Treasury Bond ETF | Add +12.6% | 0.63% | +0.03 |
| BABA Alibaba Group Holding-SP ADR | Add +7.5% | 0.08% | +0.03 |
| XEL Xcel Energy Inc. | Add +9.9% | 0.17% | +0.03 |
| GD General Dynamics Corp. | Add +4.6% | 0.24% | +0.03 |
| UBS UBS Group AG-Reg | Add +102.0% | 0.05% | +0.03 |
| SMH Vaneck Semiconductor ETF | Add +1.5% | 0.31% | +0.03 |
| TIP iShares Tips Bond ETF | Add +32.3% | 0.14% | +0.03 |
| TJX TJX Companies Inc. | Add +2.3% | 0.27% | +0.03 |
| CVX Chevron Corp. | Add +7.9% | 0.33% | +0.03 |
| IGM iShares Expanded Tech Sector | Add +101.6% | 0.05% | +0.03 |
| XBI SS SPDR S&P Biotech ETF | Add +41.3% | 0.07% | +0.03 |
| MBB iShares MBS ETF | Add +11.8% | 0.51% | +0.03 |
| PWR Quanta Services Inc. | Add +35.6% | 0.09% | +0.03 |
| CMI Cummins Inc. | Add +57.9% | 0.05% | +0.02 |
| GEV GE Vernova Inc. | Add +17.7% | 0.11% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | Add +8.3% | 0.14% | +0.02 |
| GE General Electric | Add +10.2% | 0.15% | +0.02 |
| ALAB Astera Labs Inc. | Add +148.1% | 0.03% | +0.02 |
| KLAC KLA Corp. | Add +7.7% | 0.14% | +0.02 |
| WELL Welltower Inc. | Add +1.9% | 0.26% | +0.02 |
| AMD Advanced Micro Devices | Add +8.1% | 0.17% | +0.02 |
| NOC Northrop Grumman Corp. | Add +4.6% | 0.13% | +0.02 |
| KWEB Kranesh Csi China Internet | Add +288.7% | 0.03% | +0.02 |
| BND Vanguard Total Bond Market | Add +25.7% | 0.13% | +0.02 |
| ANET Arista Networks Inc. | Add +3.4% | 0.07% | +0.02 |
| VEU Vanguard Ftse All-World Ex-U | Add +18.7% | 0.13% | +0.02 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +141.9% | 30,459,400 | $20.3B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -14.9% | 28,910,400 | $17.4B |
| IWM iShares Russell 2000 ETF | put | Add +14.6% | 52,842,500 | $12.8B |
| NVDA Nvidia Corp. | put | Reduce -28.9% | 27,889,342 | $5.2B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +1.5% | 8,021,600 | $4.8B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +39.1% | 6,581,400 | $4.4B |
| NVDA Nvidia Corp. | call | Reduce -26.5% | 21,685,403 | $4.0B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +213.5% | 47,436,300 | $3.9B |
| AAPL Apple Inc. | call | Add +67.5% | 13,875,340 | $3.5B |
| TSLA Tesla Inc. | put | Reduce -42.1% | 7,799,663 | $3.5B |
| SMH Vaneck Semiconductor ETF | put | Add +25.9% | 8,507,200 | $2.8B |
| MSFT Microsoft Corp. | call | Add +3.9% | 4,229,542 | $2.2B |
| IWM iShares Russell 2000 ETF | call | Reduce -10.5% | 7,776,500 | $1.9B |
| XLF SS Financial Select Sector | put | Reduce -18.4% | 32,801,100 | $1.8B |
| AAPL Apple Inc. | put | Add +10.2% | 5,432,600 | $1.4B |
| AMZN Amazon.com Inc. | put | Reduce -17.1% | 5,956,935 | $1.3B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +11.9% | 15,035,700 | $1.2B |
| TLT iShares 20+ Year Treasury BD | put | Reduce -49.6% | 13,219,600 | $1.2B |
| TLT iShares 20+ Year Treasury BD | call | Reduce -49.6% | 13,175,400 | $1.2B |
| XLE SS Energy Select Sector | put | Reduce -17.6% | 12,656,600 | $1.1B |
| GOOGL Alphabet Inc. Class A | put | Add +6.4% | 4,590,517 | $1.1B |
| AVGO Broadcom Inc. | put | Reduce -53.9% | 3,080,800 | $1.0B |
| GLD SPDR Gold Shares | call | Add +25.5% | 2,731,900 | $971.1M |
| MSFT Microsoft Corp. | put | Reduce -36.8% | 1,736,500 | $899.4M |
| AVGO Broadcom Inc. | call | Reduce -57.7% | 2,323,500 | $766.5M |
| ASHR Xtrackers Harvest Csi 300 CH | call | Add +163.0% | 22,385,800 | $738.3M |
| XLF SS Financial Select Sector | call | Reduce -18.3% | 13,658,900 | $735.8M |
| EEM iShares MSCI Emerging Market | call | Add +9.8% | 12,149,100 | $648.8M |
| AMD Advanced Micro Devices | call | Add +36.1% | 3,970,735 | $642.4M |
| EWZ iShares MSCI Brazil ETF | call | Add +238.6% | 19,691,800 | $610.4M |
| TSLA Tesla Inc. | call | Reduce -62.5% | 1,257,989 | $559.5M |
| UNH Unitedhealth Group Inc. | put | Reduce -15.8% | 1,546,500 | $534.0M |
| GOOG Alphabet Inc. Class C | call | Add +72.6% | 2,080,000 | $506.6M |
| KWEB Kranesh Csi China Internet | put | Add +781.4% | 11,921,100 | $500.8M |
| AMZN Amazon.com Inc. | call | Reduce -10.5% | 2,252,950 | $494.7M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | New | 4,400,000 | $490.5M |
| META Meta Platforms Inc. Class A | call | Reduce -54.8% | 665,829 | $489.0M |
| RSP Invesco S&P 500 Equal Weight | call | Add +382.1% | 2,410,700 | $457.3M |
| AMD Advanced Micro Devices | put | Reduce -16.6% | 2,790,000 | $451.4M |
| EEM iShares MSCI Emerging Market | put | Reduce -12.1% | 8,004,100 | $427.4M |
| KWEB Kranesh Csi China Internet | call | Add +65.9% | 10,152,300 | $426.5M |
| EFA iShares MSCI Eafe ETF | put | Add +1.5% | 4,423,400 | $413.0M |
| GDX Vaneck Gold Miners ETF | put | Add +123.2% | 5,299,000 | $404.8M |
| META Meta Platforms Inc. Class A | put | Reduce -23.2% | 535,600 | $393.3M |
| ASHR Xtrackers Harvest Csi 300 CH | put | Add +170.4% | 11,491,200 | $379.0M |
| GOOGL Alphabet Inc. Class A | call | Add +17.6% | 1,528,804 | $371.7M |
| ORCL Oracle Corp. | put | Add +38.8% | 1,286,900 | $361.9M |
| CRWV Coreweave Inc. Class A | put | Add +13.8% | 2,629,900 | $359.9M |
| LLY Eli Lilly & Co. | put | Reduce -10.1% | 467,700 | $356.9M |
| GLD SPDR Gold Shares | put | Reduce -20.4% | 990,000 | $351.9M |
Showing the first 50 of 1,053.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Add +75.9% | 47,912,000 | $88.0M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +37.2% | 31,205,200 | $42.6M |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | Add +64.1% | 32,558,000 | $40.9M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.5% | 30,584 | $37.7M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +200.0% | 33,998,000 | $37.3M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +5.1% | 28,553,600 | $28.9M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Add +93.4% | 19,253,000 | $28.3M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +41262.5% | 9,927,000 | $28.2M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 28,565,000 | $27.7Mbefore exit |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +364.8% | 20,725,000 | $26.9M |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | Add +170.3% | 17,413,000 | $22.2M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -25.6% | 314,277 | $22.1M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +89.0% | 15,096,000 | $20.8M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +841687.5% | 13,468,600 | $20.5M |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Reduce -0.8% | 375,092 | $19.6M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +23.4% | 20,842,400 | $18.7M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +264.9% | 18,527,000 | $18.3M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +653.5% | 16,900,000 | $17.8M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +44.1% | 18,112,000 | $17.2M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +197.2% | 12,126,000 | $17.0M |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | Reduce -11.8% | 17,823,000 | $16.3M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 390,127 | $15.5Mbefore exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Reduce -16.8% | 293,607 | $14.6M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +5.7% | 207,138 | $14.4M |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | Add +297.9% | 14,288,000 | $14.1M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Reduce -13.2% | 13,099,000 | $14.1M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -0.2% | 12,133,000 | $13.7M |
| BLOOM ENERGY CORP (BE 3 06/01/29) | NOTE 3.000% 6/0 · principal | Add +567.5% | 3,264,000 | $13.5M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Reduce -21.9% | 11,697,600 | $13.1M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Reduce -2.8% | 12,183,000 | $13.1M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Sold out | 13,915,000 | $12.9Mbefore exit |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Reduce -49.3% | 9,591,000 | $12.4M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -51.2% | 12,278,800 | $12.4M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +64.2% | 12,918,600 | $12.2M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -39.6% | 4,204,000 | $12.1M |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | New | 7,215,000 | $11.3M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Reduce -27.6% | 11,760,000 | $11.1M |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | New | 6,898,000 | $10.5M |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | Add +17.5% | 9,714,000 | $10.4M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | New | 11,045,000 | $10.4M |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Add +82.9% | 8,406,000 | $9.6M |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | Add +900.2% | 9,422,000 | $9.5M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Sold out | 8,156,500 | $9.1Mbefore exit |
| GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) | NOTE 3.250% 6/1 · principal | Add +519.4% | 5,779,000 | $8.8M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Add +33.6% | 8,658,000 | $8.7M |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | Add +68.8% | 3,346,000 | $8.4M |
| SNAP INC (SNAP 0.5 05/01/30) | NOTE 0.500% 5/0 · principal | Add +5.9% | 9,786,000 | $8.4M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | Sold out | 4,555,000 | $8.2Mbefore exit |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +98.5% | 215,751 | $8.2M |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Add +3529.1% | 7,730,000 | $8.2M |
Showing the first 50 of 328.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,501 | $1.55T | NVDA, AAPL, VTV, VUG, MSFT |
| Q1 2026 | 5,521 | $1.37T | NVDA, AAPL, MSFT, VTV, VUG |
| Q4 2025 | 6,948 | $1.37T | MSFT, NVDA, AAPL, VTV, VUG |
| Q3 2025Amended | 6,903 | $1.33T | MSFT, NVDA, AAPL, VTV, VUG |
| Q2 2025 | 6,952 | $1.24T | MSFT, NVDA, AAPL, VTV, VUG |
| Q1 2025 | 6,867 | $1.12T | MSFT, AAPL, NVDA, VTV, VUG |
| Q4 2024 | 6,857 | $1.08T | AAPL, MSFT, NVDA, VTV, VUG |
| Q3 2024Amended | 6,844 | $1.14T | MSFT, NVDA, AAPL, VTV, SPY |
| Q2 2024 | 6,915 | $1.04T | MSFT, AAPL, NVDA, VTV, AMZN |
| Q1 2024Amended | 6,402 | $1.01T | MSFT, AAPL, VTV, NVDA, AMZN |