Capital Southwest Corp. (cswc 5.125 11/15/29)
13F holders, Q2 2026 (June 30)12holders +2
2new positions
1sold out
$1.04avg. 13F price*
At the end of Q2 2026, 12 institutions reported holding Capital Southwest Corp. (cswc 5.125 11/15/29) in their 13F filings, up 2 from Q1 2026. 2 opened new positions and 1 sold out. The largest holders were Victory Capital Management Inc. ($16.0M), Income Research & Management ($9.6M) and SMH Capital Advisors Inc. ($918K).
- Company
- Capital Southwest Corp. (cswc 5.125 11/15/29)
- CUSIP
- 140501AE7
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $15K |
| Exits | 1 | $2.5M |
All 13F filers, Q1 2026 → Q2 2026: 1,262,372 shares bought and 13,912,000 shares sold, net −12,649,628 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Victory Capital Management Inc. | 0.01% | Add +8.8% | 15,358,000 | $16.0M |
| Income Research & Management | 5.24% | Reduce -8.9% | 9,227,000 | $9.6M |
| SMH Capital Advisors Inc. | 3.60% | Reduce -92.3% | 883,000 | $918K |
| Succession Financial, Inc. | 0.47% | — | 465,000 | $487K |
| &partners | 0.00% | Reduce -0.4% | 228,000 | $237K |
| Wealthstar Advisors, LLC | 0.06% | No change | 108,000 | $113K |
| Planning Directions Inc. | 0.02% | No change | 50,000 | $52K |
| Envestnet Asset Management Inc. | 0.00% | No change | 49,000 | $51K |
| Cetera Investment Advisers | 0.00% | No change | 16,000 | $17K |
| LaSalle St. Investment Advisors, LLC | 0.00% | No change | 15,000 | $16K |
| Lanark Financial, Inc. | 0.00% | New | 11,000 | $11K |
| Laffer Tengler Investments, Inc. | 0.00% | New | 3,372 | $4K |
"% of holder's portfolio" is CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29)'s weight in each manager's 13F, not the share of Capital Southwest Corp. (cswc 5.125 11/15/29) the manager owns.