Boothbay Fund Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Boothbay Fund Management, LLC reported 1,102 stock positions worth $3.2 billion. Its top holding was iShares Bitcoin Trust ETF (IBIT) at 4.7% of the portfolio, followed by Fidelity Wise Origin Bitcoin (FBTC, 3.3%) and SS SPDR S&P 500 ETF Trust-US (SPY, 2.7%). Compared with Q4 2023, it opened 364 new positions, sold out of 419, added to 333 and reduced 331. The biggest buy was a new position in iShares Bitcoin Trust ETF (IBIT) and the biggest sale an exit from Sprott Physical Gold and Sil (CEF).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001549230
- Portfolio Value
- $3.2B (Q1 2024)
- SEC Filing
- 0001493152-24-019592 ↗ filed May 15, 2024
Holdings Value
Holdings 1,102 stocks · $3.2B
| IBIT iShares Bitcoin Trust ETF | 4.70% | 3,701,600 | $149.8M | New |
| FBTC Fidelity Wise Origin Bitcoin | 3.31% | 1,700,000 | $105.5M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.68% | 163,549 | $85.5M | Add +153.2% |
| GBTC Grayscale Bitcoin Trust ETF | 2.18% | 1,100,000 | $69.5M | New |
| BITB Bitwise Bitcoin ETF | 1.64% | 1,350,000 | $52.3M | New |
| X United States Steel Corp. | 1.37% | 1,070,000 | $43.6M | Add +68.8% |
| CLM Cornerstone Strategic Invest | 1.27% | 5,375,167 | $40.4M | Reduce -0.3% |
| NVDA Nvidia Corp. | 0.95% | 33,400 | $30.2M | Add +257.0% |
| AMZN Amazon.com Inc. | 0.89% | 157,027 | $28.3M | Add +89.2% |
| MSFT Microsoft Corp. | 0.86% | 64,862 | $27.3M | Reduce -8.7% |
| NVS Novartis AG-Sponsored ADR | 0.84% | 275,974 | $26.7M | Add +46.3% |
| BKLN Invesco Senior Loan ETF | 0.79% | 1,184,000 | $25.0M | New |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.78% | 14,507 | $24.7M | New |
| GOOGL Alphabet Inc. Class A | 0.76% | 161,404 | $24.4M | Reduce -24.8% |
| ZBH Zimmer Biomet Holdings Inc. | 0.73% | 176,878 | $23.3M | Add +6.2% |
| EXAS Exact Sciences Corp. | 0.71% | 329,929 | $22.8M | New |
| APH Amphenol Corp. Class A | 0.69% | 191,343 | $22.1M | Add +1676.3% |
| NNDM Nano Dimension Ltd. - ADR | 0.68% | 7,775,000 | $21.7M | No change |
| INDV Indivior Ltd. | 0.65% | 974,562 | $20.8M | Reduce -7.3% |
| CRF Cornerstone Total Return | 0.63% | 2,656,988 | $20.0M | Reduce -0.3% |
| PXD Pioneer Natural Resources Co. | 0.60% | 72,602 | $19.1M | Reduce -2.0% |
| NSC Norfolk Southern Corp. | 0.56% | 70,406 | $17.9M | Add +92.3% |
| MDT Medtronic PLC | 0.55% | 202,902 | $17.7M | Add +121.2% |
| WCN Waste Connections Inc. | 0.55% | 101,744 | $17.5M | Add +111.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.53% | 125,022 | $17.0M | Add +112.9% |
| SNPS Synopsys Inc. | 0.48% | 26,678 | $15.2M | Add +1806.9% |
| T AT&T Inc. | 0.44% | 805,007 | $14.2M | Add +112.9% |
| CMBT CMB Tech NV filed as EURONAV NV | 0.44% | 837,676 | $13.9M | New |
| PH Parker Hannifin Corp. | 0.43% | 24,770 | $13.8M | Reduce -0.1% |
| CYBR Cyberark Software Ltd./Israel | 0.43% | 51,749 | $13.7M | Add +375.7% |
| DOX Amdocs Ltd. | 0.43% | 151,733 | $13.7M | Add +50.2% |
| EOLS Evolus Inc. | 0.43% | 973,102 | $13.6M | Add +16.3% |
| CRM Salesforce Inc. | 0.43% | 45,150 | $13.6M | Add +0.1% |
| GMED Globus Medical Inc. Class A | 0.42% | 251,390 | $13.5M | Add +172.8% |
| TDG Transdigm Group Inc. | 0.41% | 10,578 | $13.0M | Add +14.0% |
| ELAN Elanco Animal Health Inc. | 0.41% | 798,529 | $13.0M | Reduce -9.2% |
| ANIK Anika Therapeutics Inc. | 0.40% | 502,174 | $12.8M | Reduce -1.4% |
| ALIM Alimera Sciences Inc. | 0.39% | 3,198,708 | $12.5M | No change |
| SBAC SBA Communications Corp. | 0.37% | 54,809 | $11.9M | Add +4313.0% |
| CIVI Civitas Resources Inc. | 0.37% | 156,451 | $11.9M | Reduce -5.5% |
| JCI Johnson Controls Internation | 0.37% | 179,383 | $11.7M | Add +35.4% |
| ACI Albertsons Cos Inc. Class A | 0.37% | 543,264 | $11.6M | Add +171.6% |
| LIVN Livanova PLC | 0.36% | 206,543 | $11.6M | Add +82.6% |
| META Meta Platforms Inc. Class A | 0.36% | 23,693 | $11.5M | Add +94.8% |
| KBR KBR Inc. | 0.36% | 178,949 | $11.4M | Reduce -7.4% |
| ICE Intercontinental Exchange Inc. | 0.35% | 80,773 | $11.1M | Add +5.3% |
| BDX Becton Dickinson and Co. | 0.34% | 44,342 | $11.0M | New |
| HLIT Harmonic Inc. | 0.34% | 807,686 | $10.9M | Add +2.5% |
| EXEL Exelixis Inc. | 0.34% | 453,776 | $10.8M | No change |
| EQIX Equinix Inc. | 0.33% | 12,773 | $10.5M | Add +80.4% |
| VRNA Verona Pharma Ltd. | 0.32% | 639,118 | $10.3M | Add +840.9% |
| GSK GSK PLC-Spon ADR | 0.32% | 238,676 | $10.2M | Add +11.7% |
| TTWO Take-Two Interactive Softwre | 0.32% | 68,209 | $10.1M | Reduce -23.7% |
| AR Antero Resources Corp. | 0.31% | 344,561 | $10.0M | Add +25.5% |
| SN Sharkninja Inc. | 0.31% | 159,176 | $9.9M | Add +49.6% |
| NFLX Netflix Inc. | 0.31% | 16,080 | $9.8M | Add +109.7% |
| ECL Ecolab Inc. | 0.30% | 41,814 | $9.7M | Add +17.8% |
| TDS Telephone and Data Systems | 0.30% | 594,227 | $9.5M | Add +29.0% |
| VRT Vertiv Holdings Co. Class A | 0.29% | 114,922 | $9.4M | Reduce -2.3% |
| CSTM Constellium SE | 0.29% | 418,866 | $9.3M | Add +5.1% |
| XPO Xpo Inc. | 0.29% | 75,860 | $9.3M | New |
| SII Sprott Inc. | 0.29% | 250,000 | $9.2M | New |
| TALO Talos Energy Inc. | 0.29% | 663,105 | $9.2M | Add +0.5% |
| SCRM Screaming Eagle Acq Class A | 0.29% | 853,444 | $9.1M | New |
| BABA Alibaba Group Holding-SP ADR | 0.28% | 125,011 | $9.0M | Reduce -29.9% |
| ABT Abbott Laboratories | 0.28% | 78,137 | $8.9M | Reduce -37.9% |
| BURTECH ACQUISITION CORP | 0.28% | 800,000 | $8.9M | No change |
| IT Gartner Inc. | 0.27% | 18,384 | $8.8M | New |
| NTES Netease Inc.-ADR | 0.27% | 84,146 | $8.7M | Add +465.6% |
| CI The Cigna Group | 0.27% | 23,934 | $8.7M | Reduce -17.4% |
| AZN Astrazeneca PLC-Spons ADR | 0.27% | 127,472 | $8.6M | Add +301.2% |
| TKO Tko Group Holdings Inc. | 0.27% | 98,660 | $8.5M | Add +1163.7% |
| PWR Quanta Services Inc. | 0.27% | 32,752 | $8.5M | Add +247.2% |
| HES Hess Corp. | 0.26% | 54,943 | $8.4M | Add +9.2% |
| REDWOODS ACQUISITION CORP | 0.26% | 700,000 | $8.4M | No change |
| NE Noble Corp. PLC | 0.26% | 172,602 | $8.4M | Reduce -10.7% |
| WSR Whitestone REIT | 0.26% | 659,856 | $8.3M | Reduce -8.8% |
| LQDA Liquidia Corp. | 0.26% | 558,658 | $8.2M | No change |
| CHRD Chord Energy Corp. | 0.26% | 46,187 | $8.2M | Reduce -7.0% |
| RCI Rogers Communications Inc. Class B | 0.26% | 200,765 | $8.2M | Add +61.3% |
| MCK McKesson Corp. | 0.25% | 15,116 | $8.1M | Reduce -46.1% |
| LNG Cheniere Energy Inc. | 0.25% | 49,838 | $8.0M | Add +31.9% |
| C Citigroup Inc. | 0.25% | 126,004 | $8.0M | Reduce -19.2% |
| AGIO Agios Pharmaceuticals Inc. | 0.25% | 268,979 | $7.9M | Reduce -6.1% |
| TMUS T-Mobile US Inc. | 0.24% | 47,841 | $7.8M | Add +42.7% |
| ETN Eaton Corp. PLC | 0.24% | 24,484 | $7.7M | Reduce -65.5% |
| CRNX Crinetics Pharmaceuticals Inc. | 0.24% | 162,526 | $7.6M | Add +12.2% |
| DHR Danaher Corp. | 0.24% | 30,255 | $7.6M | Add +440.6% |
| ALTG Alta Equipment Group Inc. | 0.24% | 581,337 | $7.5M | Add +1510.8% |
| VPG Vishay Precision Group | 0.24% | 212,338 | $7.5M | No change |
| CNMD Conmed Corp. | 0.23% | 93,014 | $7.4M | New |
| FTRE Fortrea Holdings Inc. | 0.23% | 184,143 | $7.4M | Add +70.9% |
| APO Apollo Global Management Inc. | 0.23% | 65,700 | $7.4M | New |
| NVO Novo-Nordisk A/S-Spons ADR | 0.23% | 56,963 | $7.3M | Add +176.6% |
| LHX L3HARRIS Technologies Inc. | 0.23% | 34,187 | $7.3M | Add +100.9% |
| GOOG Alphabet Inc. Class C | 0.23% | 47,355 | $7.2M | Add +248.4% |
| CSX CSX Corp. | 0.23% | 194,461 | $7.2M | New |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.23% | 109,679 | $7.2M | Reduce -17.4% |
| CIEN Ciena Corp. | 0.23% | 145,320 | $7.2M | Add +37.6% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | 0.22% | 3,512,000 | $7.2M | Add +23.8% |
Options reported separately and not counted above: SPY puts ($425.5M), IWM puts ($344.3M), SPY calls ($73.2M), XBI puts ($43.3M), SRPT calls ($43.0M), IWM calls ($36.2M), HUM calls ($34.7M), MSTR puts ($32.9M), XRT puts ($25.6M), SPGI calls ($24.7M), TTWO calls ($19.6M), KRYS puts ($18.3M), and 165 more.
Other holdings (249): bonds, preferreds, convertibles and warrants · $440.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 6,749,000 | $29.0M | Add +200.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 438,997 | $28.5M | No change |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | 8,716,000 | $15.0M | Reduce -10.5% |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 925,000 | $10.0M | No change |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 3,210,000 | $9.1M | Reduce -51.0% |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 670,000 | $8.2M | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 730,000 | $8.1M | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 750,000 | $8.1M | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 618,728 | $6.9M | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 600,000 | $6.8M | No change |
| FLFVW Feutune Light Acquisit -29 | *W EXP 06/01/202 | 643,125 | $6.7M | No change |
| MCACW Monterey Capital Acqui -CW27 | *W EXP 01/01/202 | 594,000 | $6.6M | No change |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 580,000 | $6.4M | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 5,651,000 | $6.3M | Add +30.3% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 6,500,000 | $6.2M | New |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 541,181 | $5.9M | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 530,000 | $5.9M | No change |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 4,279,000 | $5.7M | Add +59.1% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 4,061,000 | $5.7M | Add +24.6% |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 488,500 | $5.6M | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 497,100 | $5.5M | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 5,488,000 | $5.2M | Add +51.3% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,400,000 | $5.1M | New |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 465,713 | $4.9M | No change |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 438,093 | $4.8M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,042,000 | $4.8M | Add +404.2% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 4,390,000 | $4.7M | Reduce -32.8% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 3,512,000 | $4.6M | Add +40.9% |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 400,000 | $4.4M | No change |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 4,500,000 | $4.4M | Reduce -62.5% |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 400,000 | $4.3M | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 400,000 | $4.3M | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 470,000 | $4.1M | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 360,192 | $4.1M | No change |
| AVHIW Achari Ventures Holdin -CW23 | *W EXP 99/99/999 | 360,000 | $4.0M | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 371,582 | $3.9M | No change |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | 346,875 | $3.9M | No change |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 1,358,000 | $3.8M | Reduce -72.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 2,743,000 | $3.7M | New |
| ACBAW Ace Global Business -CW27 | *W EXP 02/20/202 | 309,703 | $3.7M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,807,000 | $3.6M | Add +506.2% |
| PLTNW Plutonian Acquisition -27 | *W EXP 10/26/202 | 322,805 | $3.5M | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 334,020 | $3.3M | New |
| IMAQW International Media Ac -CW28 | *W EXP 99/99/999 | 291,998 | $3.3M | No change |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | 300,000 | $3.2M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 6,598,000 | $3.2M | Add +565.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 3,293,000 | $3.1M | New |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 262,500 | $3.1M | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,559,000 | $3.0M | Add +131.7% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 3,183,000 | $3.0M | New |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | 3,007,000 | $3.0M | Add +31.8% |
| NNAGW 99 Acquisition Group in-C-28 | *W EXP 08/25/202 | 279,900 | $2.9M | No change |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | 265,073 | $2.9M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 1,599,000 | $2.8M | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 2,729,000 | $2.8M | Add +55.2% |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 244,844 | $2.7M | No change |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 807,000 | $2.7M | Add +313.9% |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | 233,783 | $2.6M | No change |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 928,000 | $2.5M | Add +26.8% |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 225,000 | $2.5M | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 310,317 | $2.3M | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 2,004,000 | $2.3M | Add +60.7% |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 205,624 | $2.2M | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 2,252,000 | $2.2M | Add +251.9% |
| FEXDW Fintech Ecosystem Dev -CW28 | *W EXP 04/01/202 | 200,000 | $2.2M | No change |
| CETUW Cetus Capital Acquisition-28 | *W EXP 01/31/202 | 203,040 | $2.2M | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 65,083 | $2.2M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 2,000,000 | $2.1M | Add +39.9% |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 187,486 | $2.1M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,250,000 | $2.1M | No change |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 188,928 | $2.0M | Add +0.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,195,000 | $2.0M | Add +91.5% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,529,000 | $2.0M | Reduce -47.4% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 1,994,000 | $2.0M | Add +141.1% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 179,405 | $2.0M | New |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 1,909,000 | $1.9M | Add +45.0% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 1,224,000 | $1.8M | Add +31.9% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,648,000 | $1.6M | New |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 151,200 | $1.6M | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,417,000 | $1.6M | Reduce -45.8% |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 150,000 | $1.6M | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 137,500 | $1.5M | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 208,270 | $1.5M | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,610,000 | $1.5M | No change |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 1,370,000 | $1.5M | Add +263.4% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 1,364,000 | $1.4M | Add +5.7% |
| PPHPW PHP Ventures Acquisiti -CW22 | *W EXP 08/16/202 | 130,000 | $1.4M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 1,341,000 | $1.4M | Reduce -34.2% |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 125,000 | $1.4M | No change |
| INFINERA CORP (INFN 2.125 09/01/24) | NOTE 2.125% 9/0 · principal | 1,322,000 | $1.3M | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 1,354,000 | $1.3M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 1,110,000 | $1.3M | Add +9.7% |
| ACACW Acri Capital Acq -CW27 | *W EXP 02/01/202 | 120,718 | $1.3M | No change |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 325,600 | $1.3M | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 943,000 | $1.2M | New |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 111,530 | $1.2M | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 111,375 | $1.2M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 981,000 | $1.0M | Reduce -76.7% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 839,000 | $1.0M | Add +39.1% |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 92,230 | $995K | No change |
| RCKTW Rocket Pharmaceuticals in-27 | *W EXP 09/02/202 | 36,912 | $994K | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 1,000,000 | $979K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 88,332 | $947K | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 115,569 | $934K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 86,600 | $931K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 250,000 | $918K | No change |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 86,625 | $910K | No change |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 915,750 | $861K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 358,560 | $861K | New |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 77,893 | $840K | No change |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 674,000 | $838K | Reduce -26.0% |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 77,094 | $810K | No change |
| VCXB.WS 10X Capital Venture Ac -CW27 | *W EXP 06/30/202 | 75,000 | $809K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 839,000 | $806K | No change |
| CLBTW Cellebrite Di Ltd. -CW23 | *W EXP 99/99/999 | 72,470 | $803K | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 652,000 | $794K | Reduce -82.6% |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 209,603 | $793K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 155,000 | $766K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 627,000 | $706K | Reduce -82.3% |
| CHEER HLDG INC | *W EXP 02/13/202 | 266,000 | $665K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 2,641,000 | $630K | Add +575.5% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 670,000 | $602K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 659,000 | $585K | New |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 570,000 | $555K | New |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 85,006 | $529K | Reduce -27.7% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 557,000 | $519K | New |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | 46,655 | $506K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 150,000 | $488K | No change |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 1,037,000 | $454K | Add +76.1% |
| LVRWF Lavoro Ltd.-27 | *W EXP 02/27/202 | 60,955 | $407K | Reduce -48.8% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 518,000 | $394K | Add +93.3% |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 32,026 | $363K | Reduce -1.0% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 549,000 | $350K | Reduce -48.8% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 350,000 | $340K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 28,238 | $319K | New |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 27,810 | $299K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 26,436 | $282K | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 373,715 | $280K | No change |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 25,000 | $272K | No change |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 620,000 | $267K | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 8,144 | $262K | No change |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 23,752 | $256K | No change |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 312,000 | $248K | Reduce -84.9% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 46,168 | $245K | Add +19.7% |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | 48,900 | $243K | Reduce -11.1% |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 189,899 | $235K | No change |
| METALS ACQUISITION LTD | *W EXP 06/15/202 | 18,081 | $232K | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 170,000 | $227K | Add +639.1% |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 100,000 | $226K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 117,269 | $222K | No change |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 250,000 | $212K | No change |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 201,958 | $195K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 17,963 | $194K | No change |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 18,030 | $191K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 96,047 | $188K | Add +52.0% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 34,328 | $185K | No change |
| SURGW Surgepays Inc. -CW24 | *W EXP 10/22/202 | 47,500 | $183K | Reduce -66.1% |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 17,300 | $182K | No change |
| ICUCW LMF Acquisition Opp -A -CW26 | *W EXP 10/28/202 | 245,200 | $180K | No change |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 618,300 | $169K | No change |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 700,000 | $155K | No change |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 13,700 | $147K | No change |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 431,827 | $138K | Reduce -28.6% |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 650,000 | $137K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 900,861 | $135K | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 134,000 | $132K | Reduce -92.3% |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 10,000 | $123K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 925,000 | $118K | No change |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 549,600 | $111K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,000 | $110K | New |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 450,000 | $108K | No change |
| MMVXF Multimetaverse Holdings -27 | *W EXP 01/04/202 | 120,750 | $107K | No change |
| MCACR Monterey Capital Acquisit-RT | RIGHT 05/10/2027 | 594,000 | $104K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 10,080 | $103K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 48,003 | $103K | No change |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 10,000 | $100K | No change |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 485,000 | $99K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 560,000 | $99K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 108,000 | $99K | New |
| MBTCR Nocturne Acquisition-Rights | RIGHT 12/26/2025 | 595,265 | $98K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 25,000 | $94K | New |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 85,000 | $94K | New |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | 1,416,063 | $92K | No change |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 37,000 | $91K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 360,200 | $90K | No change |
| SVUWF Srivaru Holding Ltd.-28 | *W EXP 12/08/202 | 393,678 | $87K | Reduce -0.4% |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 10,200 | $87K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 60,540 | $86K | No change |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 60,500 | $80K | No change |
| FLFVR Feutune Light Acquisitio-RTS | RIGHT 06/01/2029 | 643,125 | $77K | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 42,510 | $71K | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 18,964 | $70K | Reduce -4.8% |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 771,448 | $69K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 334,020 | $68K | New |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 730,000 | $64K | No change |
| CEPTON INC | *W EXP 06/01/202 | 22,591 | $63K | No change |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | 222,749 | $60K | No change |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 52,348 | $59K | No change |
| PPHPR PHP Ventures Acquisition-RTS | RIGHT 01/01/2023 | 450,000 | $59K | No change |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | 322,805 | $57K | No change |
Largest 200 of 249 shown.
Total filed on the 13F, all lines: $3.6B.
Portfolio Sells Q4 2023 → Q1 2024
| CEF Sprott Physical Gold and Sil | Sold out | 0.00% | −1.56 |
| HUM Humana Inc. | Reduce -78.1% | 0.13% | −0.88 |
| MRK Merck & Co. Inc. | Reduce -84.7% | 0.14% | −0.81 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.62 |
| UNP Union Pacific Corp. | Reduce -95.6% | 0.02% | −0.59 |
| A Agilent Technologies Inc. | Sold out | 0.00% | −0.55 |
| TMO Thermo Fisher Scientific Inc. | Reduce -79.2% | 0.10% | −0.46 |
| XLE SS Energy Select Sector | Reduce -71.2% | 0.15% | −0.46 |
| ETN Eaton Corp. PLC | Reduce -65.5% | 0.24% | −0.45 |
| GOOGL Alphabet Inc. Class A | Reduce -24.8% | 0.76% | −0.45 |
| MTB M & T Bank Corp. | Reduce -96.7% | 0.01% | −0.42 |
| LOW Lowe's Cos Inc. | Reduce -95.1% | 0.02% | −0.39 |
| EHC Encompass Health Corp. | Reduce -71.8% | 0.14% | −0.38 |
| WSO Watsco Inc. | Sold out | 0.00% | −0.38 |
| AMD Advanced Micro Devices | Reduce -90.8% | 0.04% | −0.38 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.37 |
| IMO Imperial Oil Ltd. | Sold out | 0.00% | −0.36 |
| EFX Equifax Inc. | Reduce -73.8% | 0.09% | −0.31 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.31 |
| AMT American Tower Corp. | Reduce -92.9% | 0.02% | −0.30 |
| CLM Cornerstone Strategic Invest | Reduce -0.3% | 1.27% | −0.30 |
| AZO AutoZone Inc. | Reduce -79.4% | 0.07% | −0.29 |
| ARGX Argenx SE - ADR | Sold out | 0.00% | −0.29 |
| ABT Abbott Laboratories | Reduce -37.9% | 0.28% | −0.28 |
| PAYC Paycom Software Inc. | Sold out | 0.00% | −0.28 |
| CCK Crown Holdings Inc. | Reduce -94.4% | 0.01% | −0.28 |
| BABA Alibaba Group Holding-SP ADR | Reduce -29.9% | 0.28% | −0.28 |
| MA Mastercard Inc. Class A | Sold out | 0.00% | −0.27 |
| MCK McKesson Corp. | Reduce -46.1% | 0.25% | −0.27 |
| TTWO Take-Two Interactive Softwre | Reduce -23.7% | 0.32% | −0.26 |
| MDY State Street SPDR S&P Midcap | Reduce -48.7% | 0.20% | −0.26 |
| EWBC East West Bancorp Inc. | Reduce -70.8% | 0.09% | −0.26 |
| CFR Cullen/Frost Bankers Inc. | Sold out | 0.00% | −0.26 |
| LI Li Auto Inc. - ADR | Sold out | 0.00% | −0.26 |
| V Visa Inc. Class A | Reduce -85.5% | 0.03% | −0.25 |
| FICO Fair Isaac Corp. | Reduce -96.1% | 0.01% | −0.24 |
| AAPL Apple Inc. | Reduce -77.4% | 0.04% | −0.24 |
| FFWM First Foundation Inc. | Sold out | 0.00% | −0.23 |
| MSFT Microsoft Corp. | Reduce -8.7% | 0.86% | −0.23 |
| WAL Western Alliance Bancorp | Reduce -44.0% | 0.16% | −0.22 |
| CRH CRH PLC | Reduce -68.7% | 0.09% | −0.21 |
| URNM Sprott Uranium Miners ETF | Reduce -81.9% | 0.04% | −0.21 |
| PEP Pepsico Inc. | Reduce -72.1% | 0.06% | −0.21 |
| DLTR Dollar Tree Inc. | Sold out | 0.00% | −0.21 |
| DE Deere & Co. | Sold out | 0.00% | −0.20 |
| FSLR First Solar Inc. | Sold out | 0.00% | −0.20 |
| DAL Delta Air Lines Inc. | Reduce -89.8% | 0.02% | −0.20 |
| LSTR Landstar System Inc. | Sold out | 0.00% | −0.19 |
| ALPHATIME ACQUISITION CORP | Sold out | 0.00% | −0.19 |
| ACMR Acm Research Inc. Class A | Sold out | 0.00% | −0.19 |
Portfolio Buys Q4 2023 → Q1 2024
| IBIT iShares Bitcoin Trust ETF | New | 4.70% | +4.70 |
| FBTC Fidelity Wise Origin Bitcoin | New | 3.31% | +3.31 |
| GBTC Grayscale Bitcoin Trust ETF | New | 2.18% | +2.18 |
| BITB Bitwise Bitcoin ETF | New | 1.64% | +1.64 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +153.2% | 2.68% | +1.44 |
| BKLN Invesco Senior Loan ETF | New | 0.79% | +0.79 |
| MSTR Strategy Inc. | New | 0.78% | +0.78 |
| NVDA Nvidia Corp. | Add +257.0% | 0.95% | +0.76 |
| EXAS Exact Sciences Corp. | New | 0.71% | +0.71 |
| APH Amphenol Corp. Class A | Add +1676.3% | 0.69% | +0.65 |
| SNPS Synopsys Inc. | Add +1806.9% | 0.48% | +0.45 |
| CMBT CMB Tech NV | New | 0.44% | +0.44 |
| AMZN Amazon.com Inc. | Add +89.2% | 0.89% | +0.38 |
| SBAC SBA Communications Corp. | Add +4313.0% | 0.37% | +0.36 |
| BDX Becton Dickinson and Co. | New | 0.34% | +0.34 |
| CYBR Cyberark Software Ltd./Israel | Add +375.7% | 0.43% | +0.33 |
| XPO Xpo Inc. | New | 0.29% | +0.29 |
| SII Sprott Inc. | New | 0.29% | +0.29 |
| TSM Taiwan Semiconductor-SP ADR | Add +112.9% | 0.53% | +0.29 |
| SCRM Screaming Eagle Acq Class A | New | 0.29% | +0.29 |
| IT Gartner Inc. | New | 0.27% | +0.27 |
| VRNA Verona Pharma Ltd. | Add +840.9% | 0.32% | +0.27 |
| WCN Waste Connections Inc. | Add +111.9% | 0.55% | +0.26 |
| MDT Medtronic PLC | Add +121.2% | 0.55% | +0.25 |
| TKO Tko Group Holdings Inc. | Add +1163.7% | 0.27% | +0.24 |
| CNMD Conmed Corp. | New | 0.23% | +0.23 |
| APO Apollo Global Management Inc. | New | 0.23% | +0.23 |
| CSX CSX Corp. | New | 0.23% | +0.23 |
| GMED Globus Medical Inc. Class A | Add +172.8% | 0.42% | +0.22 |
| ALTG Alta Equipment Group Inc. | Add +1510.8% | 0.24% | +0.22 |
| NTES Netease Inc.-ADR | Add +465.6% | 0.27% | +0.22 |
| ATMU Atmus Filtration Technologie | New | 0.22% | +0.22 |
| ENTA Enanta Pharmaceuticals Inc. | New | 0.21% | +0.21 |
| NSC Norfolk Southern Corp. | Add +92.3% | 0.56% | +0.21 |
| LH Laboratory CRP of Amer Hldgs | New | 0.21% | +0.21 |
| OUT Outfront Media Inc. | Add +1271.6% | 0.22% | +0.20 |
| ISRG Intuitive Surgical Inc. | New | 0.19% | +0.19 |
| ARES Ares Management Corp. Class A | New | 0.19% | +0.19 |
| TOL Toll Brothers Inc. | New | 0.19% | +0.19 |
| T AT&T Inc. | Add +112.9% | 0.44% | +0.19 |
| ALIT Alight Inc. Class A | New | 0.19% | +0.19 |
| META Meta Platforms Inc. Class A | Add +94.8% | 0.36% | +0.19 |
| DHR Danaher Corp. | Add +440.6% | 0.24% | +0.18 |
| PWR Quanta Services Inc. | Add +247.2% | 0.27% | +0.18 |
| AZN Astrazeneca PLC-Spons ADR | Add +301.2% | 0.27% | +0.18 |
| MSOS Advisorshares Pure US Cann | New | 0.18% | +0.18 |
| CRBP Corbus Pharmaceuticals Holdi | Add +274.9% | 0.19% | +0.18 |
| ACI Albertsons Cos Inc. Class A | Add +171.6% | 0.37% | +0.18 |
| UNH Unitedhealth Group Inc. | Add +1309.6% | 0.19% | +0.17 |
| RIO Rio Tinto PLC-Spon ADR | New | 0.17% | +0.17 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +53.8% | 813,500 | $425.5M |
| IWM iShares Russell 2000 ETF | put | Add +407.4% | 1,637,000 | $344.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 140,000 | $73.2M |
| XBI SS SPDR S&P Biotech ETF | put | Add +210.3% | 455,800 | $43.3M |
| SRPT Sarepta Therapeutics Inc. | call | Reduce -30.0% | 332,500 | $43.0M |
| IWM iShares Russell 2000 ETF | call | Add +22.9% | 172,000 | $36.2M |
| HUM Humana Inc. | call | New | 100,000 | $34.7M |
| MSTR Strategy Inc. | put | Add +302.1% | 19,300 | $32.9M |
| XRT SS SPDR S&P Retail ETF | put | New | 323,500 | $25.6M |
| SPGI S&P Global Inc. | call | New | 58,000 | $24.7M |
| TTWO Take-Two Interactive Softwre | call | New | 132,200 | $19.6M |
| KRYS Krystal Biotech Inc. | put | Add +3.6% | 102,800 | $18.3M |
| ACN Accenture PLC Class A | put | Sold out | 51,100 | $17.9Mbefore exit |
| CYTK Cytokinetics Inc. | call | Sold out | 192,000 | $16.0Mbefore exit |
| ORCL Oracle Corp. | call | Sold out | 141,700 | $14.9Mbefore exit |
| INTC Intel Corp. | call | New | 335,700 | $14.8M |
| RCL Royal Caribbean Cruises Ltd. | put | Sold out | 113,100 | $14.6Mbefore exit |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 172,300 | $13.4Mbefore exit |
| CRM Salesforce Inc. | put | Add +975.0% | 43,000 | $13.0M |
| NVDA Nvidia Corp. | call | New | 14,000 | $12.6M |
| KRE SS SPDR S&P Regional Bank | call | New | 251,000 | $12.6M |
| AMZN Amazon.com Inc. | put | Add +708.8% | 64,700 | $11.7M |
| APH Amphenol Corp. Class A | put | New | 98,500 | $11.4M |
| SNPS Synopsys Inc. | put | New | 19,500 | $11.1M |
| CRSP Crispr Therapeutics AG | put | Sold out | 159,500 | $10.0Mbefore exit |
| LLY Eli Lilly & Co. | put | Sold out | 16,300 | $9.5Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Reduce -67.2% | 100,000 | $9.5M |
| AFRM Affirm Holdings Inc. | put | Sold out | 190,400 | $9.4Mbefore exit |
| INTU Intuit Inc. | put | Sold out | 13,600 | $8.5Mbefore exit |
| ARGX Argenx SE - ADR | put | Sold out | 20,900 | $8.0Mbefore exit |
| ARGX Argenx SE - ADR | call | Sold out | 20,900 | $8.0Mbefore exit |
| MSOS Advisorshares Pure US Cann | call | Sold out | 1,085,600 | $7.6Mbefore exit |
| APO Apollo Global Management Inc. | put | New | 65,700 | $7.4M |
| ARKG ARK Genomic Revolution ETF | put | New | 250,000 | $7.2M |
| CORT Corcept Therapeutics Inc. | put | Add +290.6% | 282,400 | $7.1M |
| ECL Ecolab Inc. | put | Sold out | 35,500 | $7.0Mbefore exit |
| IRON Disc Medicine Inc. | put | New | 112,500 | $7.0M |
| TSM Taiwan Semiconductor-SP ADR | put | Add +6.9% | 51,100 | $7.0M |
| PAYC Paycom Software Inc. | put | Sold out | 33,000 | $6.8Mbefore exit |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -73.5% | 83,400 | $6.5M |
| MA Mastercard Inc. Class A | put | Sold out | 14,600 | $6.2Mbefore exit |
| VRSK Verisk Analytics Inc. | call | Sold out | 26,000 | $6.2Mbefore exit |
| V Visa Inc. Class A | put | Sold out | 23,800 | $6.2Mbefore exit |
| AON Aon PLC Class A | call | Add +381.6% | 18,300 | $6.1M |
| VZ Verizon Communications Inc. | call | Add +6.6% | 145,400 | $6.1M |
| AZN Astrazeneca PLC-Spons ADR | call | New | 89,900 | $6.1M |
| NOW ServiceNow Inc. | call | New | 7,800 | $5.9M |
| CDNS Cadence Design SYS Inc. | call | Add +38.2% | 18,800 | $5.9M |
| PRTA Prothena Corp. PLC | call | Sold out | 158,800 | $5.8Mbefore exit |
| JETS US Global Jets ETF | call | Sold out | 300,000 | $5.7Mbefore exit |
Showing the first 50 of 261.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Add +200.6% | 6,749,000 | $29.0M |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | Reduce -10.5% | 8,716,000 | $15.0M |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | Sold out | 4,894,000 | $12.3Mbefore exit |
| DISH NETWORK CORP (DISH 2.375 03/15/24) | NOTE 2.375% 3/1 · principal | Sold out | 12,188,000 | $12.1Mbefore exit |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -51.0% | 3,210,000 | $9.1M |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | Add +30.3% | 5,651,000 | $6.3M |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | New | 6,500,000 | $6.2M |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | Add +59.1% | 4,279,000 | $5.7M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +24.6% | 4,061,000 | $5.7M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Add +51.3% | 5,488,000 | $5.2M |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | New | 5,400,000 | $5.1M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +404.2% | 5,042,000 | $4.8M |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 3,317,000 | $4.8Mbefore exit |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -32.8% | 4,390,000 | $4.7M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +40.9% | 3,512,000 | $4.6M |
| HHLA.WS Hh&l Acquisition -A -CW26 | *W EXP 02/04/202 | Sold out | 421,476 | $4.5Mbefore exit |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Reduce -62.5% | 4,500,000 | $4.4M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 7,000,000 | $4.3Mbefore exit |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Reduce -72.3% | 1,358,000 | $3.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 2,743,000 | $3.7M |
| ACAXW Alset Capital Acq-CW27 | *W EXP 01/31/202 | Sold out | 362,500 | $3.7Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Sold out | 4,076,000 | $3.6Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +506.2% | 3,807,000 | $3.6M |
| LIBYW Liberty Resources Acq -CW22 | *W EXP 10/31/202 | Sold out | 325,000 | $3.6Mbefore exit |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 3,709,000 | $3.5Mbefore exit |
| ENCPW Energem Corp. Class A -CW23 | *W EXP 11/15/202 | Sold out | 300,000 | $3.4Mbefore exit |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | New | 334,020 | $3.3M |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | Add +565.1% | 6,598,000 | $3.2M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | New | 3,293,000 | $3.1M |
| VERADIGM INC (MDRX 0.875 01/01/27) | NOTE 0.875% 1/0 · principal | Sold out | 3,040,000 | $3.1Mbefore exit |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +131.7% | 1,559,000 | $3.0M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 3,183,000 | $3.0M |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | Add +31.8% | 3,007,000 | $3.0M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | New | 1,599,000 | $2.8M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +55.2% | 2,729,000 | $2.8M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Add +313.9% | 807,000 | $2.7M |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Add +26.8% | 928,000 | $2.5M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 2,568,000 | $2.4Mbefore exit |
| NUBIW Nubia Brand Intern -CW27 | *W EXP 11/16/202 | Sold out | 312,626 | $2.4Mbefore exit |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Add +60.7% | 2,004,000 | $2.3M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Sold out | 1,626,000 | $2.3Mbefore exit |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Add +251.9% | 2,252,000 | $2.2M |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | New | 65,083 | $2.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +39.9% | 2,000,000 | $2.1M |
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Add +0.0% | 188,928 | $2.0M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +91.5% | 2,195,000 | $2.0M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -47.4% | 1,529,000 | $2.0M |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Add +141.1% | 1,994,000 | $2.0M |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | New | 179,405 | $2.0M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Sold out | 1,270,000 | $1.9Mbefore exit |
Showing the first 50 of 148.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,733 | $5.1B | RVMD, ABVX, CLM, LQDA, AMT |
| Q1 2026 | 1,588 | $4.2B | ABVX, CLM, AMZN, RVMD, EQIX |
| Q4 2025 | 1,528 | $3.7B | ABVX, NVDA, EQIX, AMZN, MLYS |
| Q3 2025 | 1,429 | $3.8B | NVDA, CLM, ABVX, EQIX, MLYS |
| Q2 2025 | 1,087 | $3.1B | CLM, NVDA, VRNA, AMZN, T |
| Q1 2025 | 1,044 | $2.8B | NVDA, CLM, SPY, AMZN, VRNA |
| Q4 2024 | 1,127 | $3.2B | BITB, FBTC, IBIT, CLM, SBAC |
| Q3 2024 | 1,171 | $3.0B | CLM, DELL, SBAC, BKLN, NVDA |
| Q2 2024 | 1,071 | $2.9B | IBIT, BITB, GBTC, CLM, FBTC |
| Q1 2024 | 1,102 | $3.2B | IBIT, FBTC, SPY, GBTC, BITB |