Boothbay Fund Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Boothbay Fund Management, LLC reported 1,171 stock positions worth $3.0 billion. Its top holding was Cornerstone Strategic Invest (CLM) at 1.5% of the portfolio, followed by Dell Technologies -C (DELL, 1.2%) and SBA Communications (SBAC, 1.1%). Compared with Q2 2024, it opened 455 new positions, sold out of 355, added to 263 and reduced 361. The biggest buy was Dell Technologies -C (DELL, shares +584%) and the biggest sale iShares Bitcoin Trust ETF (IBIT, shares −69%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001549230
- Portfolio Value
- $3.0B (Q3 2024)
- SEC Filing
- 0001493152-24-045570 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,171 stocks · $3.0B
| CLM Cornerstone Strategic Invest | 1.51% | 5,906,333 | $45.4M | Add +0.1% |
| DELL Dell Technologies -C | 1.17% | 298,023 | $35.3M | Add +584.1% |
| SBAC SBA Communications Corp. | 1.13% | 141,428 | $34.0M | Add +151.6% |
| BKLN Invesco Senior Loan ETF | 0.95% | 1,360,605 | $28.6M | Reduce -22.2% |
| NVDA Nvidia Corp. | 0.89% | 221,455 | $26.9M | Add +81.0% |
| ELAN Elanco Animal Health Inc. | 0.88% | 1,802,100 | $26.5M | Add +73.3% |
| IBIT iShares Bitcoin Trust ETF | 0.86% | 712,080 | $25.7M | Reduce -68.6% |
| EQIX Equinix Inc. | 0.81% | 27,434 | $24.4M | Add +84.8% |
| CEF Sprott Physical Gold and Sil | 0.79% | 976,153 | $23.9M | No change |
| HODL Vaneck Bitcoin ETF | 0.79% | 331,559 | $23.8M | New |
| BITB Bitwise Bitcoin ETF | 0.79% | 688,163 | $23.8M | Reduce -56.2% |
| FBTC Fidelity Wise Origin Bitcoin | 0.79% | 428,082 | $23.8M | Reduce -41.0% |
| CRF Cornerstone Total Return | 0.72% | 2,665,945 | $21.6M | Add +0.3% |
| NFLX Netflix Inc. | 0.71% | 30,098 | $21.3M | Add +35.5% |
| EXEL Exelixis Inc. | 0.70% | 814,960 | $21.1M | Add +1.4% |
| APH Amphenol Corp. Class A | 0.67% | 308,732 | $20.1M | Add +58.7% |
| T AT&T Inc. | 0.67% | 914,405 | $20.1M | Add +22.6% |
| NNDM Nano Dimension Ltd. - ADR | 0.63% | 7,775,000 | $19.0M | No change |
| DOX Amdocs Ltd. | 0.62% | 213,683 | $18.7M | Add +40.4% |
| WDC Western Digital Corp. | 0.61% | 267,117 | $18.2M | Add +353.2% |
| MSFT Microsoft Corp. | 0.54% | 37,978 | $16.3M | Add +135.9% |
| EOLS Evolus Inc. | 0.53% | 983,702 | $15.9M | Reduce -1.3% |
| AVGO Broadcom Inc. | 0.50% | 86,696 | $15.0M | Reduce -4.8% |
| ERIC Ericsson (lm) Tel-SP ADR filed as TELEFONAKTIEBOLAGET LM ERICS | 0.47% | 1,873,996 | $14.2M | Add +38.7% |
| X United States Steel Corp. | 0.47% | 399,088 | $14.1M | Reduce -38.6% |
| CNK Cinemark Holdings Inc. | 0.46% | 501,304 | $14.0M | Add +134.6% |
| PKX Posco Holdings Inc. -Spon ADR | 0.46% | 197,267 | $13.8M | New |
| JNJ Johnson & Johnson | 0.45% | 84,357 | $13.7M | Reduce -1.4% |
| WM Waste Management Inc. | 0.45% | 65,250 | $13.5M | Add +6490.9% |
| ESTA Establishment Labs Holdings | 0.45% | 311,129 | $13.5M | Reduce -28.0% |
| CZR Caesars Entertainment Inc. | 0.44% | 317,154 | $13.2M | Add +23.8% |
| VLY Valley National Bancorp | 0.44% | 1,448,564 | $13.1M | New |
| MSOS Advisorshares Pure US Cann | 0.43% | 1,815,651 | $13.0M | Add +130.7% |
| PZZA Papa John's Intl Inc. | 0.43% | 240,556 | $13.0M | New |
| ANIK Anika Therapeutics Inc. | 0.41% | 503,838 | $12.4M | Add +0.4% |
| GMED Globus Medical Inc. Class A | 0.41% | 170,267 | $12.2M | Reduce -16.7% |
| BURL Burlington Stores Inc. | 0.40% | 46,095 | $12.1M | Reduce -12.2% |
| PH Parker Hannifin Corp. | 0.40% | 19,161 | $12.1M | Add +7.8% |
| AAM Aa Mission Acquisition Cor-A | 0.40% | 1,205,000 | $12.1M | New |
| W Wayfair Inc. Class A | 0.40% | 214,375 | $12.0M | Add +67.0% |
| PENN Penn Entertainment Inc. | 0.40% | 635,004 | $12.0M | Reduce -2.8% |
| ECL Ecolab Inc. | 0.40% | 46,556 | $11.9M | New |
| VRNA Verona Pharma Ltd. | 0.39% | 409,070 | $11.8M | Reduce -52.2% |
| JCI Johnson Controls Internation | 0.39% | 151,301 | $11.7M | Add +30.2% |
| VALE Vale SA-SP ADR | 0.39% | 1,000,000 | $11.7M | New |
| CRM Salesforce Inc. | 0.39% | 42,311 | $11.6M | New |
| LITE Lumentum Holdings Inc. | 0.38% | 182,356 | $11.6M | Add +22.9% |
| CIEN Ciena Corp. | 0.38% | 187,245 | $11.5M | Add +70.8% |
| MHK Mohawk Industries Inc. | 0.38% | 71,472 | $11.5M | Add +64.3% |
| BKR Baker Hughes Co. | 0.38% | 315,623 | $11.4M | New |
| SNY Sanofi-ADR | 0.37% | 193,468 | $11.1M | Reduce -35.1% |
| RCI Rogers Communications Inc. Class B | 0.37% | 274,259 | $11.0M | Add +47.4% |
| STX Seagate Technology Holdings | 0.36% | 99,940 | $10.9M | New |
| META Meta Platforms Inc. Class A | 0.36% | 19,100 | $10.9M | Reduce -3.2% |
| MAR Marriott International Class A | 0.36% | 43,786 | $10.9M | Add +3105.4% |
| WSR Whitestone REIT | 0.36% | 802,280 | $10.9M | Reduce -36.0% |
| CSR Centerspace | 0.36% | 151,858 | $10.7M | Add +141.5% |
| HUBB Hubbell Inc. | 0.36% | 24,955 | $10.7M | Add +4151.3% |
| FLR Fluor Corp. | 0.35% | 222,294 | $10.6M | Add +6.4% |
| HPE Hewlett Packard Enterprise | 0.35% | 512,037 | $10.5M | Add +94.8% |
| AMZN Amazon.com Inc. | 0.35% | 56,007 | $10.4M | Reduce -54.2% |
| ACI Albertsons Cos Inc. Class A | 0.34% | 561,316 | $10.4M | Add +3.3% |
| AGIO Agios Pharmaceuticals Inc. | 0.34% | 233,056 | $10.4M | Add +4.0% |
| MCK McKesson Corp. | 0.34% | 20,942 | $10.4M | Add +162.8% |
| IR Ingersoll-Rand Inc. | 0.34% | 105,095 | $10.3M | New |
| CI The Cigna Group | 0.34% | 29,456 | $10.2M | Add +24.2% |
| REXR Rexford Industrial Realty Inc. | 0.34% | 202,300 | $10.2M | Add +1417.7% |
| AON Aon PLC Class A | 0.34% | 29,296 | $10.1M | Add +1766.0% |
| SGI Somnigroup International Inc. filed as TEMPUR SEALY INTL INC | 0.32% | 178,325 | $9.7M | Add +0.9% |
| ANET Arista Networks Inc. | 0.32% | 25,361 | $9.7M | Add +44.4% |
| CORZ Core Scientific Inc. | 0.32% | 819,533 | $9.7M | New |
| FCNCA First Citizens Bcshs Class A | 0.32% | 5,251 | $9.7M | Add +54.6% |
| TTWO Take-Two Interactive Softwre | 0.32% | 62,500 | $9.6M | Reduce -4.8% |
| VRT Vertiv Holdings Co. Class A | 0.32% | 96,369 | $9.6M | Add +23.1% |
| AR Antero Resources Corp. | 0.32% | 332,734 | $9.5M | Add +4.3% |
| HLIT Harmonic Inc. | 0.31% | 648,880 | $9.5M | Reduce -35.3% |
| ADSK Autodesk Inc. | 0.31% | 34,273 | $9.4M | New |
| PFGC Performance Food Group Co. | 0.31% | 119,876 | $9.4M | Add +150.7% |
| EQT Eqt Corp. | 0.31% | 254,370 | $9.3M | Add +18.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.31% | 16,122 | $9.3M | Reduce -64.0% |
| QCRH QCR Holdings Inc. | 0.31% | 124,113 | $9.2M | New |
| BCRX Biocryst Pharmaceuticals Inc. | 0.30% | 1,194,059 | $9.1M | Reduce -44.1% |
| LYV Live Nation Entertainment Inc. | 0.30% | 82,854 | $9.1M | Add +28.8% |
| TARS Tarsus Pharmaceuticals Inc. | 0.30% | 275,563 | $9.1M | Add +37.7% |
| COLD Americold Realty Trust Inc. | 0.30% | 320,317 | $9.1M | Add +1160.4% |
| RYN Rayonier Inc. | 0.30% | 280,481 | $9.0M | New |
| TKO Tko Group Holdings Inc. | 0.30% | 72,745 | $9.0M | Add +18.8% |
| MMM 3M Co. | 0.30% | 65,804 | $9.0M | Reduce -31.3% |
| DHR Danaher Corp. | 0.30% | 32,269 | $9.0M | Add +39.8% |
| SUI Sun Communities Inc. filed as SUN CMNTYS INC | 0.30% | 66,067 | $8.9M | New |
| TMO Thermo Fisher Scientific Inc. | 0.29% | 14,315 | $8.9M | Add +35.9% |
| O Realty Income Corp. | 0.29% | 139,615 | $8.9M | Add +928.2% |
| BSX Boston Scientific Corp. | 0.29% | 104,316 | $8.7M | Add +124.5% |
| CR Crane Co. | 0.29% | 54,666 | $8.7M | Add +86.4% |
| TOL Toll Brothers Inc. | 0.28% | 53,804 | $8.3M | Add +217.8% |
| PEB Pebblebrook Hotel Trust | 0.27% | 625,016 | $8.3M | New |
| KBR KBR Inc. | 0.27% | 126,666 | $8.2M | Reduce -44.1% |
| WMT Walmart Inc. | 0.27% | 102,001 | $8.2M | Add +3.7% |
| VBTX Veritex Holdings Inc. | 0.27% | 311,186 | $8.2M | Add +98.7% |
| PWR Quanta Services Inc. | 0.27% | 27,384 | $8.2M | Reduce -2.7% |
Options reported separately and not counted above: SPY puts ($268.3M), XLI puts ($49.2M), TTWO calls ($25.5M), XBI puts ($22.6M), SPLV puts ($21.9M), INSM calls ($19.3M), VKTX calls ($18.4M), IWM puts ($15.9M), BABA calls ($15.4M), ADP puts ($14.7M), VRTX calls ($14.2M), VRTX puts ($14.2M), and 184 more.
Other holdings (202): bonds, preferreds, convertibles and warrants · $357.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 438,997 | $22.6M | No change |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 488,500 | $18.1M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 17,500,000 | $16.2M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 7,317,000 | $14.5M | Add +9.4% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 6,533,000 | $12.1M | Reduce -3.8% |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 925,000 | $10.2M | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 730,000 | $8.4M | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 750,000 | $8.3M | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 618,728 | $7.2M | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 600,000 | $7.0M | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 6,803,000 | $6.5M | New |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 4,180,000 | $6.4M | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 540,752 | $6.1M | Reduce 0.0% |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | 602,500 | $6.0M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,539,000 | $6.0M | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 530,000 | $5.9M | No change |
| DUETW Duet Acquisition Corp. -27 | *W EXP 07/19/202 | 497,100 | $5.7M | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 470,000 | $5.4M | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 5,382,000 | $5.4M | No change |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 5,400,000 | $5.3M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,273,000 | $5.1M | Reduce -16.7% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 5,274,000 | $5.1M | New |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 4,726,000 | $5.1M | Add +16.0% |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 438,093 | $4.9M | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 400,000 | $4.6M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 2,910,000 | $4.6M | Add +11.4% |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 400,000 | $4.5M | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 4,562,000 | $4.4M | New |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 400,000 | $4.2M | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 360,191 | $4.2M | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 371,582 | $4.0M | No change |
| EMCWF Embrace Change Acquisitio-26 | *W EXP 10/25/202 | 346,875 | $4.0M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 1,998,000 | $3.7M | Add +33.6% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,078,000 | $3.7M | Reduce -17.4% |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 458,779 | $3.7M | Reduce -0.2% |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 310,317 | $3.4M | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 334,020 | $3.4M | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 3,346,000 | $3.3M | New |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 262,500 | $3.2M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 3,000,000 | $2.9M | Add +50.0% |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 244,450 | $2.8M | No change |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | 2,863,000 | $2.8M | No change |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 891,000 | $2.8M | Reduce -9.2% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 224,182 | $2.6M | Add +0.1% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 2,700,000 | $2.6M | Reduce -22.9% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,108,000 | $2.5M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 2,252,000 | $2.3M | New |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 187,486 | $2.1M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 2,750,000 | $2.1M | Reduce -15.4% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 2,000,000 | $2.0M | Add +77.8% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,770,000 | $2.0M | Reduce -4.8% |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 475,081 | $1.9M | Add +59.8% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 159,577 | $1.8M | Reduce -15.6% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 1,776,000 | $1.8M | Reduce -37.0% |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 150,000 | $1.7M | No change |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 814,000 | $1.7M | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 151,200 | $1.6M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 1,319,000 | $1.6M | Add +39.6% |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 137,500 | $1.6M | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 137,083 | $1.6M | Reduce -33.3% |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 322,805 | $1.5M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 1,523,000 | $1.5M | Add +25.3% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 1,040,000 | $1.5M | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 1,455,000 | $1.5M | Reduce -10.0% |
| HHGCW HHG Capital Corp. -CW27 | *W EXP 02/25/202 | 125,000 | $1.4M | No change |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 620,000 | $1.4M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,403,000 | $1.4M | New |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 1,117,000 | $1.3M | Reduce -0.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,420,000 | $1.3M | Add +10.2% |
| FOXXW 1OXX | *W EXP 09/26/202 | 114,749 | $1.3M | New |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,027,000 | $1.3M | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 208,270 | $1.3M | No change |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 900,000 | $1.2M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 4,030,000 | $1.2M | Reduce -4.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 1,111,000 | $1.1M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 1,028,000 | $1.1M | New |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 111,000 | $1.1M | New |
| ECD AUTOMOTIVE DESIGN INC | *W EXP 12/12/202 | 915,750 | $1.1M | No change |
| ICUCW LMF Acquisition Opp -A -CW26 | *W EXP 10/28/202 | 245,200 | $1.0M | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 92,230 | $1.0M | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 88,332 | $968K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 86,600 | $964K | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 1,043,000 | $956K | New |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 86,625 | $945K | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 16,443 | $912K | Add +9.7% |
| IMTXW Immatics NV -CW | *W EXP 07/01/202 | 77,094 | $880K | No change |
| PRLHW Pearl Holdings Acq -CW23 | *W EXP 12/15/202 | 77,893 | $873K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 4,720,000 | $825K | Reduce -3.5% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 85,006 | $808K | No change |
| CHEER HLDG INC | *W EXP 02/13/202 | 266,000 | $770K | No change |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 1,607,000 | $755K | Reduce -3.2% |
| RCKTW Rocket Pharmaceuticals in-27 | *W EXP 09/02/202 | 36,912 | $682K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 155,000 | $626K | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 115,569 | $619K | No change |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 500,000 | $591K | New |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 589,000 | $544K | New |
| RDW.WS Redwire Corp. -CW27 | *W EXP 05/27/202 | 71,490 | $491K | Reduce -36.5% |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 700,000 | $458K | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 374,000 | $454K | Add +120.0% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 473,000 | $417K | New |
| CHEB.WS Chenghe Acquisition II - 29 | *W EXP 05/30/203 | 39,742 | $398K | New |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 8,144 | $369K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 39,768 | $354K | Reduce -24.3% |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 237,179 | $353K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 329,000 | $340K | New |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 26,334 | $299K | No change |
| BLEUACACIA LTD | *W EXP 10/30/202 | 26,436 | $290K | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 375,000 | $286K | New |
| IGTAW Inception Growth Acq -23 | *W EXP 10/15/202 | 25,000 | $283K | No change |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 26,490 | $265K | New |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 203,040 | $258K | New |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 281,000 | $247K | Reduce -31.0% |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 20,497 | $236K | No change |
| ESLAW Tradeup Acquisition Corp.-CW | *W EXP 09/29/202 | 189,899 | $220K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 100,000 | $216K | No change |
| OCEAW Aesther Healthcare Acq -CW23 | *W EXP 02/14/202 | 209,603 | $205K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 250,000 | $205K | New |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 17,963 | $199K | No change |
| VFSWW Vinfast Auto Ltd.-28 | *W EXP 08/11/202 | 48,900 | $187K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 117,269 | $185K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 358,560 | $166K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 85,000 | $162K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 48,504 | $160K | Reduce -87.8% |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 549,600 | $139K | No change |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 618,300 | $136K | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 137,000 | $130K | New |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 64,011 | $122K | No change |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 485,000 | $119K | No change |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 325,600 | $117K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 150,000 | $115K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 10,000 | $113K | No change |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 201,958 | $112K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 34,328 | $111K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 14,758 | $110K | Reduce -47.9% |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 10,080 | $106K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 10,200 | $104K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 560,000 | $95K | No change |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 590,000 | $94K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 621,600 | $90K | No change |
| SURGW Surgepays Inc. -CW24 | *W EXP 10/22/202 | 47,500 | $87K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 925,000 | $83K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 438,093 | $78K | No change |
| CEPTON INC | *W EXP 06/01/202 | 22,591 | $70K | No change |
| MMVXF Multimetaverse Holdings -27 | *W EXP 01/04/202 | 120,750 | $69K | No change |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 52,348 | $68K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 650,000 | $65K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 540,000 | $65K | No change |
| ONFOW Onfolio Holdings Inc. -27 | *W EXP 01/02/202 | 60,000 | $65K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 334,020 | $64K | No change |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 336,600 | $61K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 760,339 | $59K | Reduce -0.0% |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 258,457 | $54K | New |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 226,800 | $53K | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 373,715 | $53K | No change |
| AREBW American Rebel Holdings -23 | *W EXP 01/20/202 | 60,240 | $48K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 400,000 | $48K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 288,342 | $48K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 900,551 | $46K | No change |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 302,511 | $45K | No change |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 462,793 | $43K | No change |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 168,396 | $42K | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 42,510 | $41K | No change |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 35,375 | $41K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 450,000 | $41K | No change |
| IVDAW Iveda Solutions Inc. -CW27 | *W EXP 04/01/202 | 24,000 | $40K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 360,200 | $39K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 730,000 | $39K | No change |
| EMCRF Embrace Change Acq-Rights | RIGHT 10/25/2026 | 346,875 | $38K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 311,040 | $36K | No change |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 37,000 | $35K | No change |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | 250,000 | $33K | No change |
| SVUWF Srivaru Holding Ltd.-28 | *W EXP 12/08/202 | 393,678 | $32K | No change |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 196,397 | $31K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 300,000 | $30K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 250,000 | $30K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 173,250 | $28K | No change |
| NCNWF Prime Number Holding Ltd.-28 | *W EXP 08/25/202 | 222,749 | $27K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 72,600 | $25K | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 12,420 | $24K | No change |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 20,300 | $22K | No change |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 80,096 | $22K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 86,600 | $21K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 10,000 | $20K | No change |
| DRMAW Dermata Therapeutics -CW26 | *W EXP 99/99/999 | 12,000 | $20K | No change |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 69,280 | $19K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 151,200 | $18K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 18,435 | $18K | No change |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 20,731 | $16K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 60,540 | $14K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 442,500 | $12K | Reduce -65.0% |
| AIMDW Ainos Inc. - 27 | *W EXP 07/29/202 | 25,000 | $12K | No change |
| HHGCR HHG Capital Corp.-RTS | RIGHT 02/25/2026 | 125,000 | $11K | No change |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 25,000 | $9K | No change |
| NXLIW Nexalin Technology Inc.- 27 | *W EXP 99/99/999 | 13,500 | $9K | No change |
| SVREW Saverone 2014 Ltd. -CW27 | *W EXP 06/02/202 | 60,500 | $8K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 13,700 | $8K | New |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | 67,830 | $8K | New |
| NEXRW Jeffs Brands Ltd. -27 | *W EXP 08/26/202 | 24,038 | $6K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 307,500 | $6K | New |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 16,665 | $5K | No change |
Largest 200 of 202 shown.
Total filed on the 13F, all lines: $3.4B.
Portfolio Sells Q2 2024 → Q3 2024
| IBIT iShares Bitcoin Trust ETF | Reduce -68.6% | 0.86% | −1.81 |
| GBTC Grayscale Bitcoin Trust ETF | Sold out | 0.00% | −1.60 |
| GOOGL Alphabet Inc. Class A | Reduce -93.9% | 0.06% | −1.06 |
| BITB Bitwise Bitcoin ETF | Reduce -56.2% | 0.79% | −0.97 |
| AAPL Apple Inc. | Reduce -92.5% | 0.07% | −0.76 |
| ALIM Alimera Sciences Inc. | Sold out | 0.00% | −0.61 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -71.3% | 0.22% | −0.57 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.56 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -64.0% | 0.31% | −0.53 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -41.0% | 0.79% | −0.52 |
| AMZN Amazon.com Inc. | Reduce -54.2% | 0.35% | −0.47 |
| WCN Waste Connections Inc. | Sold out | 0.00% | −0.45 |
| INDV Indivior Ltd. | Reduce -69.6% | 0.09% | −0.40 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.40 |
| ACN Accenture PLC Class A | Reduce -94.6% | 0.03% | −0.40 |
| X United States Steel Corp. | Reduce -38.6% | 0.47% | −0.38 |
| ETN Eaton Corp. PLC | Reduce -71.3% | 0.14% | −0.35 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -57.6% | 0.24% | −0.35 |
| BDX Becton Dickinson and Co. | Reduce -68.8% | 0.16% | −0.34 |
| TDS Telephone and Data Systems | Reduce -69.9% | 0.16% | −0.33 |
| FTRE Fortrea Holdings Inc. | Reduce -83.0% | 0.05% | −0.32 |
| BKLN Invesco Senior Loan ETF | Reduce -22.2% | 0.95% | −0.32 |
| ABT Abbott Laboratories | Reduce -94.7% | 0.02% | −0.31 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.30 |
| SIX Six Flags Entertainment Corp. | Sold out | 0.00% | −0.30 |
| UAL United Airlines Holdings Inc. | Reduce -95.3% | 0.02% | −0.29 |
| AVY Avery Dennison Corp. | Sold out | 0.00% | −0.28 |
| GLD SPDR Gold Shares | Reduce -80.6% | 0.07% | −0.27 |
| MCHP Microchip Technology Inc. | Reduce -83.0% | 0.04% | −0.26 |
| SN Sharkninja Inc. | Reduce -85.7% | 0.06% | −0.26 |
| SHW The Sherwin-Williams Co. | Reduce -95.2% | 0.02% | −0.26 |
| SRPT Sarepta Therapeutics Inc. | Reduce -74.1% | 0.06% | −0.25 |
| UNH Unitedhealth Group Inc. | Reduce -77.6% | 0.08% | −0.25 |
| SOLV Solventum Corp. | Reduce -83.1% | 0.07% | −0.24 |
| TFC Truist Financial Corp. | Reduce -95.9% | 0.01% | −0.24 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.24 |
| GLNG Golar LNG Ltd. | Sold out | 0.00% | −0.23 |
| ESTA Establishment Labs Holdings | Reduce -28.0% | 0.45% | −0.23 |
| KBR KBR Inc. | Reduce -44.1% | 0.27% | −0.23 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.22 |
| AME Ametek Inc. | Reduce -96.7% | 0.01% | −0.22 |
| CCC CCC Intelligent Solutions Ho | Sold out | 0.00% | −0.22 |
| AZO AutoZone Inc. | Reduce -95.8% | 0.01% | −0.22 |
| WSR Whitestone REIT | Reduce -36.0% | 0.36% | −0.21 |
| ST Sensata Technologies Holdplc | Sold out | 0.00% | −0.21 |
| CVII Churchill Capital Corp. Vii-A | Sold out | 0.00% | −0.21 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.21 |
| GS Goldman Sachs Group Inc. | Sold out | 0.00% | −0.20 |
| ADMA Adma Biologics Inc. | Sold out | 0.00% | −0.19 |
| NVT Nvent Electric PLC | Sold out | 0.00% | −0.19 |
Portfolio Buys Q2 2024 → Q3 2024
| DELL Dell Technologies -C | Add +584.1% | 1.17% | +0.97 |
| HODL Vaneck Bitcoin ETF | New | 0.79% | +0.79 |
| SBAC SBA Communications Corp. | Add +151.6% | 1.13% | +0.75 |
| PKX Posco Holdings Inc. -Spon ADR | New | 0.46% | +0.46 |
| WDC Western Digital Corp. | Add +353.2% | 0.61% | +0.45 |
| WM Waste Management Inc. | Add +6490.9% | 0.45% | +0.44 |
| VLY Valley National Bancorp | New | 0.44% | +0.44 |
| PZZA Papa John's Intl Inc. | New | 0.43% | +0.43 |
| EQIX Equinix Inc. | Add +84.8% | 0.81% | +0.42 |
| AAM Aa Mission Acquisition Cor-A | New | 0.40% | +0.40 |
| ECL Ecolab Inc. | New | 0.40% | +0.40 |
| VALE Vale SA-SP ADR | New | 0.39% | +0.39 |
| CRM Salesforce Inc. | New | 0.39% | +0.39 |
| BKR Baker Hughes Co. | New | 0.38% | +0.38 |
| NVDA Nvidia Corp. | Add +81.0% | 0.89% | +0.37 |
| ELAN Elanco Animal Health Inc. | Add +73.3% | 0.88% | +0.36 |
| STX Seagate Technology Holdings | New | 0.36% | +0.36 |
| MAR Marriott International Class A | Add +3105.4% | 0.36% | +0.35 |
| HUBB Hubbell Inc. | Add +4151.3% | 0.36% | +0.35 |
| IR Ingersoll-Rand Inc. | New | 0.34% | +0.34 |
| CORZ Core Scientific Inc. | New | 0.32% | +0.32 |
| AON Aon PLC Class A | Add +1766.0% | 0.34% | +0.32 |
| REXR Rexford Industrial Realty Inc. | Add +1417.7% | 0.34% | +0.32 |
| ADSK Autodesk Inc. | New | 0.31% | +0.31 |
| QCRH QCR Holdings Inc. | New | 0.31% | +0.31 |
| CNK Cinemark Holdings Inc. | Add +134.6% | 0.46% | +0.31 |
| RYN Rayonier Inc. | New | 0.30% | +0.30 |
| SUI Sun Communities Inc. | New | 0.30% | +0.30 |
| MSFT Microsoft Corp. | Add +135.9% | 0.54% | +0.30 |
| COLD Americold Realty Trust Inc. | Add +1160.4% | 0.30% | +0.28 |
| PEB Pebblebrook Hotel Trust | New | 0.27% | +0.27 |
| O Realty Income Corp. | Add +928.2% | 0.29% | +0.27 |
| FIVE Five Below | New | 0.27% | +0.27 |
| WH Wyndham Hotels & Resorts Inc. | New | 0.24% | +0.24 |
| URI United Rentals Inc. | New | 0.23% | +0.23 |
| MSOS Advisorshares Pure US Cann | Add +130.7% | 0.43% | +0.23 |
| HES Hess Corp. | New | 0.23% | +0.23 |
| DBRG Digitalbridge Group Inc. | New | 0.23% | +0.23 |
| TRP TC Energy Corp. | New | 0.22% | +0.22 |
| TER Teradyne Inc. | New | 0.22% | +0.22 |
| STLD Steel Dynamics Inc. | New | 0.22% | +0.22 |
| APH Amphenol Corp. Class A | Add +58.7% | 0.67% | +0.22 |
| MHK Mohawk Industries Inc. | Add +64.3% | 0.38% | +0.21 |
| AHR American Healthcare REIT Inc. | Add +294.4% | 0.25% | +0.21 |
| CSR Centerspace | Add +141.5% | 0.36% | +0.21 |
| CNOB Connectone Bancorp Inc. | New | 0.21% | +0.21 |
| MSI Motorola Solutions Inc. | Add +1863.0% | 0.22% | +0.21 |
| AMH American Homes 4 Rent- A | New | 0.21% | +0.21 |
| TOL Toll Brothers Inc. | Add +217.8% | 0.28% | +0.21 |
| DOX Amdocs Ltd. | Add +40.4% | 0.62% | +0.21 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +12.2% | 467,600 | $268.3M |
| XLI SS Industrial Select Sector | put | Reduce -22.4% | 363,000 | $49.2M |
| IWM iShares Russell 2000 ETF | call | Sold out | 160,400 | $32.5Mbefore exit |
| TTWO Take-Two Interactive Softwre | call | Add +18.5% | 165,800 | $25.5M |
| XBI SS SPDR S&P Biotech ETF | put | Add +382.7% | 228,800 | $22.6M |
| SPLV Invesco S&P 500 Low Volatili | put | New | 305,700 | $21.9M |
| INSM Insmed Inc. | call | Add +77.4% | 264,700 | $19.3M |
| VKTX Viking Therapeutics Inc. | call | Add +17.2% | 290,100 | $18.4M |
| AAPL Apple Inc. | call | Sold out | 76,200 | $16.0Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Reduce -87.3% | 72,000 | $15.9M |
| BABA Alibaba Group Holding-SP ADR | call | Add +191.0% | 145,500 | $15.4M |
| ADP Automatic Data Processing | put | New | 53,200 | $14.7M |
| SRPT Sarepta Therapeutics Inc. | call | Sold out | 90,700 | $14.3Mbefore exit |
| VRTX Vertex Pharmaceuticals Inc. | call | New | 30,600 | $14.2M |
| VRTX Vertex Pharmaceuticals Inc. | put | New | 30,600 | $14.2M |
| NVDA Nvidia Corp. | put | Add +95.0% | 112,700 | $13.7M |
| AMGN Amgen Inc. | call | Add +163.8% | 42,200 | $13.6M |
| ALNY Alnylam Pharmaceuticals Inc. | call | Sold out | 55,400 | $13.5Mbefore exit |
| DELL Dell Technologies -C | call | New | 111,800 | $13.3M |
| XRT SS SPDR S&P Retail ETF | put | Add +86.9% | 169,500 | $13.2M |
| SMH Vaneck Semiconductor ETF | put | Add +2520.0% | 52,400 | $12.9M |
| APLT Applied Therapeutics Inc. | put | New | 1,427,900 | $12.1M |
| CSCO Cisco Systems Inc. | call | New | 218,200 | $11.6M |
| CRM Salesforce Inc. | put | New | 41,900 | $11.5M |
| ALNY Alnylam Pharmaceuticals Inc. | put | Sold out | 46,000 | $11.2Mbefore exit |
| KRE SS SPDR S&P Regional Bank | put | Sold out | 206,500 | $10.1Mbefore exit |
| AON Aon PLC Class A | put | New | 29,000 | $10.0M |
| WM Waste Management Inc. | put | New | 48,300 | $10.0M |
| ADSK Autodesk Inc. | put | New | 34,000 | $9.4M |
| XLV SS Health Care Select Sector | put | Sold out | 63,700 | $9.3Mbefore exit |
| KRE SS SPDR S&P Regional Bank | call | Reduce -7.0% | 159,600 | $9.0M |
| DHR Danaher Corp. | put | New | 31,700 | $8.8M |
| TMO Thermo Fisher Scientific Inc. | call | Add +32.7% | 14,200 | $8.8M |
| FFIV F5 Inc. | call | Sold out | 50,800 | $8.7Mbefore exit |
| ADI Analog Devices Inc. | call | Sold out | 38,100 | $8.7Mbefore exit |
| AVGO Broadcom Inc. | put | Sold out | 54,000 | $8.7Mbefore exit |
| DELL Dell Technologies -C | put | New | 72,900 | $8.6M |
| KBE SS SPDR S&P Bank ETF | put | New | 148,200 | $7.8M |
| WDC Western Digital Corp. | call | Add +1520.0% | 113,400 | $7.7M |
| XLE SS Energy Select Sector | call | New | 87,100 | $7.6M |
| EEM iShares MSCI Emerging Market | call | New | 164,800 | $7.6M |
| SPGI S&P Global Inc. | call | Sold out | 16,900 | $7.5Mbefore exit |
| NFLX Netflix Inc. | put | New | 10,200 | $7.2M |
| BA The Boeing Co. | put | New | 47,500 | $7.2M |
| PAYX Paychex Inc. | put | New | 53,800 | $7.2M |
| ETN Eaton Corp. PLC | put | Sold out | 23,000 | $7.2Mbefore exit |
| DFS Discover Financial Services | call | New | 49,100 | $6.9M |
| AMZN Amazon.com Inc. | call | Sold out | 35,400 | $6.8Mbefore exit |
| INSM Insmed Inc. | put | Sold out | 101,900 | $6.8Mbefore exit |
| COR Cencora Inc. | call | New | 30,100 | $6.8M |
Showing the first 50 of 287.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | New | 17,500,000 | $16.2M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Add +9.4% | 7,317,000 | $14.5M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Reduce -3.8% | 6,533,000 | $12.1M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Sold out | 7,838,000 | $7.3Mbefore exit |
| MCACW Monterey Capital Acqui -CW27 | *W EXP 01/01/202 | Sold out | 594,000 | $6.7Mbefore exit |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | New | 6,803,000 | $6.5M |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | Reduce 0.0% | 540,752 | $6.1M |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | Sold out | 580,000 | $6.0Mbefore exit |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | New | 602,500 | $6.0M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -16.7% | 5,273,000 | $5.1M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | New | 5,274,000 | $5.1M |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | Add +16.0% | 4,726,000 | $5.1M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Add +11.4% | 2,910,000 | $4.6M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Sold out | 4,500,000 | $4.4Mbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 4,562,000 | $4.4M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Sold out | 2,977,000 | $4.3Mbefore exit |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Sold out | 4,000,000 | $4.0Mbefore exit |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +33.6% | 1,998,000 | $3.7M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -17.4% | 4,078,000 | $3.7M |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | Reduce -0.2% | 458,779 | $3.7M |
| IMAQW International Media Ac -CW28 | *W EXP 99/99/999 | Sold out | 291,998 | $3.4Mbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 3,346,000 | $3.3M |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | Sold out | 300,000 | $3.3Mbefore exit |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Sold out | 3,032,000 | $3.2Mbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +50.0% | 3,000,000 | $2.9M |
| NNAGW 99 Acquisition Group in-C-28 | *W EXP 08/25/202 | Sold out | 279,900 | $2.9Mbefore exit |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | Sold out | 265,073 | $2.9Mbefore exit |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Sold out | 2,615,000 | $2.9Mbefore exit |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Reduce -9.2% | 891,000 | $2.8M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 854,000 | $2.8Mbefore exit |
| AFARW Aura Fat Projects Acqui -27 | *W EXP 99/99/999 | Sold out | 233,783 | $2.6Mbefore exit |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Add +0.1% | 224,182 | $2.6M |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | Reduce -22.9% | 2,700,000 | $2.6M |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | Sold out | 225,000 | $2.5Mbefore exit |
| FEXDW Fintech Ecosystem Dev -CW28 | *W EXP 04/01/202 | Sold out | 200,000 | $2.3Mbefore exit |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | New | 2,252,000 | $2.3M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 608,000 | $2.2Mbefore exit |
| CETUW Cetus Capital Acquisition-28 | *W EXP 01/31/202 | Sold out | 203,040 | $2.2Mbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 2,115,000 | $2.1Mbefore exit |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 2,184,000 | $2.1Mbefore exit |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | Reduce -15.4% | 2,750,000 | $2.1M |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Add +77.8% | 2,000,000 | $2.0M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -4.8% | 1,770,000 | $2.0M |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | Add +59.8% | 475,081 | $1.9M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Sold out | 2,000,000 | $1.9Mbefore exit |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Reduce -15.6% | 159,577 | $1.8M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | Reduce -37.0% | 1,776,000 | $1.8M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Sold out | 1,718,000 | $1.7Mbefore exit |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Sold out | 1,303,000 | $1.6Mbefore exit |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +39.6% | 1,319,000 | $1.6M |
Showing the first 50 of 133.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,733 | $5.1B | RVMD, ABVX, CLM, LQDA, AMT |
| Q1 2026 | 1,588 | $4.2B | ABVX, CLM, AMZN, RVMD, EQIX |
| Q4 2025 | 1,528 | $3.7B | ABVX, NVDA, EQIX, AMZN, MLYS |
| Q3 2025 | 1,429 | $3.8B | NVDA, CLM, ABVX, EQIX, MLYS |
| Q2 2025 | 1,087 | $3.1B | CLM, NVDA, VRNA, AMZN, T |
| Q1 2025 | 1,044 | $2.8B | NVDA, CLM, SPY, AMZN, VRNA |
| Q4 2024 | 1,127 | $3.2B | BITB, FBTC, IBIT, CLM, SBAC |
| Q3 2024 | 1,171 | $3.0B | CLM, DELL, SBAC, BKLN, NVDA |
| Q2 2024 | 1,071 | $2.9B | IBIT, BITB, GBTC, CLM, FBTC |
| Q1 2024 | 1,102 | $3.2B | IBIT, FBTC, SPY, GBTC, BITB |