Capital Investment Advisory Services, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 5, 2025), Capital Investment Advisory Services, LLC reported 1,059 stock positions worth $1.3 billion. Its top holding was Nvidia (NVDA) at 4.0% of the portfolio, followed by Apple (AAPL, 3.0%) and Amazon.com (AMZN, 1.9%). Compared with Q2 2025, it opened 96 new positions, sold out of 66, added to 411 and reduced 275. The biggest buy was Nvidia (NVDA, shares +1%) and the biggest sale an exit from SS SPDR BB 1-3M T-Bill ETF (BIL).
- Most Recent 13F
- Q2 2026
- Location
- RALEIGH, NC
- CIK
- 0001659203
- Portfolio Value
- $1.3B (Q3 2025)
- SEC Filing
- 0001398344-25-020350 ↗ filed Nov 5, 2025
Holdings Value
Holdings 1,059 stocks · $1.3B
| NVDA Nvidia Corp. | 4.00% | 269,993 | $50.4M | Add +0.8% |
| AAPL Apple Inc. | 3.00% | 148,668 | $37.9M | Reduce -0.9% |
| AMZN Amazon.com Inc. | 1.88% | 108,029 | $23.7M | Add +6.0% |
| JPST JPMorgan Ultra-Short Income | 1.76% | 438,148 | $22.2M | Add +2.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.57% | 106,099 | $19.8M | Add +4.7% |
| GOOG Alphabet Inc. Class C | 1.53% | 79,214 | $19.3M | Reduce -0.5% |
| JBND JPMorgan Active Bond ETF | 1.47% | 341,662 | $18.5M | Add +8.1% |
| UCON First Trust Smith Unconstrai | 1.45% | 723,645 | $18.2M | Add +7.9% |
| SSO Proshares Ultra S&P500 | 1.44% | 162,119 | $18.2M | Reduce -5.5% |
| MSFT Microsoft Corp. | 1.43% | 34,890 | $18.1M | Add +1.6% |
| SPLV Invesco S&P 500 Low Volatili | 1.36% | 233,019 | $17.1M | Add +4.8% |
| AVGO Broadcom Inc. | 1.25% | 47,729 | $15.7M | Add +5.3% |
| IVV iShares Core S&P 500 ETF | 1.19% | 22,324 | $14.9M | Add +1.0% |
| FTSM First Trust Enh Short Mat FD | 1.13% | 238,324 | $14.3M | Reduce -5.9% |
| VGSH Vanguard Short-Term Treasury | 1.02% | 219,304 | $12.9M | Add +7.2% |
| DGRO iShares Core Dividend Growth | 0.98% | 182,249 | $12.4M | Add +1.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.88% | 23,094 | $11.1M | Reduce -7.5% |
| ABBV Abbvie Inc. | 0.87% | 47,492 | $11.0M | Reduce -2.8% |
| IJR iShares Core S&P Small-Cap E | 0.87% | 92,374 | $11.0M | Add +34.3% |
| META Meta Platforms Inc. Class A | 0.85% | 14,501 | $10.6M | Add +0.7% |
| QUAL iShares MSCI USA Quality Fac | 0.83% | 53,749 | $10.5M | Reduce -1.0% |
| FCEF First Trust Exchange-Traded | 0.81% | 444,899 | $10.2M | Add +1.3% |
| LQDH iShares Int Hedg Corp. BD ETF | 0.80% | 107,444 | $10.1M | Add +5.2% |
| DUK Duke Energy Corp. | 0.78% | 79,531 | $9.8M | Add +0.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.78% | 16,273 | $9.8M | Reduce -3.9% |
| JEPI JPMorgan Equity Premium Inco | 0.77% | 170,106 | $9.7M | Add +10.0% |
| DIVO Amplify CWP Enhan Divid ETF | 0.77% | 217,200 | $9.7M | Reduce -0.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.76% | 32,613 | $9.6M | Reduce -3.0% |
| GLD SPDR Gold Shares | 0.75% | 26,550 | $9.4M | Reduce -3.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.74% | 13,959 | $9.3M | Add +3.2% |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.72% | 168,092 | $9.1M | Add +43.8% |
| JPM JPMorgan Chase & Co. | 0.67% | 26,816 | $8.5M | Add +0.3% |
| RSP Invesco S&P 500 Equal Weight | 0.64% | 42,339 | $8.0M | Reduce -53.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.62% | 235,109 | $7.9M | Add +3.2% |
| IJH iShares Core S&P Midcap ETF | 0.61% | 116,825 | $7.6M | Reduce -4.0% |
| IVW iShares S&P 500 Growth ETF | 0.60% | 62,896 | $7.6M | Add +0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.60% | 14,919 | $7.5M | Add +5.4% |
| DFAU Dimensional US Core Equity M | 0.59% | 163,514 | $7.5M | Reduce -0.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.57% | 22,048 | $7.2M | Reduce -1.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.56% | 139,748 | $7.1M | Add +92.9% |
| IWM iShares Russell 2000 ETF | 0.55% | 28,801 | $7.0M | Reduce -9.0% |
| LLY Eli Lilly & Co. | 0.53% | 8,795 | $6.7M | Add +0.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.52% | 75,366 | $6.6M | Add +1.3% |
| JNJ Johnson & Johnson | 0.51% | 34,877 | $6.5M | Add +9.7% |
| HACK Amplify Cybersecurity ETF | 0.49% | 71,133 | $6.2M | Reduce -16.0% |
| USFR Wisdomtree Floating Rate Tre | 0.48% | 119,721 | $6.0M | Add +6.3% |
| LOW Lowe's Cos Inc. | 0.47% | 23,632 | $5.9M | Reduce -11.4% |
| DCOR Dimensional US Core Eq 1 ETF | 0.47% | 82,290 | $5.9M | Reduce -7.0% |
| V Visa Inc. Class A | 0.46% | 17,131 | $5.8M | Add +2.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 19,941 | $5.6M | Add +2.0% |
| PG The Procter & Gamble Co. | 0.44% | 36,369 | $5.6M | Reduce -7.5% |
| NOBL Proshares S&P 500 Dividend A | 0.44% | 53,292 | $5.5M | Add +2.1% |
| GOOGL Alphabet Inc. Class A | 0.44% | 22,571 | $5.5M | Reduce -13.5% |
| XOM Exxon Mobil Corp. | 0.43% | 48,224 | $5.4M | Add +1.1% |
| WMT Walmart Inc. | 0.43% | 52,730 | $5.4M | Add +1.5% |
| BALT Inn Defined Wealth Shield | 0.43% | 165,278 | $5.4M | Add +12.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.42% | 102,900 | $5.3M | Reduce -1.7% |
| DGRW Wisdomtree U.S. Quality Divi | 0.42% | 59,097 | $5.3M | Reduce -0.1% |
| SPYI Neos S&P 500 High Income ETF | 0.42% | 100,506 | $5.3M | Add +39.9% |
| PFE Pfizer Inc. | 0.42% | 205,706 | $5.2M | Reduce -3.9% |
| XLP SS Consumer Staples Sel Sect | 0.41% | 66,648 | $5.2M | Reduce -3.2% |
| JHML John Hancock Multi Fact LRG | 0.39% | 62,274 | $4.9M | Add +0.3% |
| HD Home Depot Inc. | 0.38% | 11,914 | $4.8M | Add +1.9% |
| MOAT Vaneck Morningstar Wide Moat | 0.38% | 48,598 | $4.8M | Add +1.3% |
| FNGS Microsectors Fang+ Etns filed as BANK MONTREAL MEDIUM | 0.38% | 68,757 | $4.8M | Reduce -24.5% |
| VYM Vanguard High DVD Yield ETF | 0.38% | 34,084 | $4.8M | Add +2.0% |
| RDVI FT Vest Rising Dividend Achi | 0.36% | 177,798 | $4.6M | Add +20.1% |
| PLTR Palantir Technologies Inc. Class A | 0.35% | 24,214 | $4.4M | Reduce -20.7% |
| PAUG Innovator U.S. Equity Power | 0.35% | 103,697 | $4.4M | Add +0.8% |
| GOVT iShares US Treasury Bond ETF | 0.35% | 189,325 | $4.4M | Add +9.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.33% | 73,237 | $4.2M | Reduce -6.7% |
| TFC Truist Financial Corp. | 0.33% | 91,945 | $4.2M | Reduce -2.8% |
| TSLA Tesla Inc. | 0.33% | 9,403 | $4.2M | Reduce -9.1% |
| ABT Abbott Laboratories | 0.33% | 30,858 | $4.1M | Reduce -1.7% |
| IUSG iShares Core S&P U.S. Growth | 0.32% | 24,211 | $4.0M | Reduce -7.8% |
| DUHP Dimensional US High Profi Et | 0.32% | 105,470 | $4.0M | Add +0.4% |
| AMD Advanced Micro Devices | 0.32% | 24,551 | $4.0M | Add +0.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.31% | 49,692 | $3.9M | Reduce -9.9% |
| IHI iShares U.S. Medical Devices | 0.30% | 63,640 | $3.8M | Add +409.0% |
| SPHD Invesco S&P 500 High Dividen | 0.29% | 74,664 | $3.7M | Add +1.4% |
| CVX Chevron Corp. | 0.29% | 23,609 | $3.7M | Reduce -0.3% |
| PDI PIMCO Dynamic Income Fund | 0.29% | 183,441 | $3.6M | Add +1.2% |
| D Dominion Energy Inc. | 0.28% | 58,609 | $3.6M | Reduce -0.0% |
| SDVY First Trust Smid Cap Rising | 0.28% | 92,496 | $3.5M | Add +36.2% |
| TCAF T Rowe PRC Cap Appreciation | 0.27% | 91,571 | $3.5M | Add +2.6% |
| VOO Vanguard S&P 500 ETF | 0.27% | 5,625 | $3.4M | Add +18.7% |
| SKYY First Trust Cloud Computing | 0.27% | 25,600 | $3.4M | Reduce -5.5% |
| USMC Principal US Mega-Cap ETF | 0.27% | 50,425 | $3.4M | Add +94.1% |
| DFAI Dimensional International Co. | 0.27% | 93,198 | $3.4M | Reduce -1.5% |
| VZ Verizon Communications Inc. | 0.27% | 76,502 | $3.4M | Add +1.1% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.27% | 37,672 | $3.4M | Add +58.7% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.26% | 58,346 | $3.3M | Add +25.3% |
| UNH Unitedhealth Group Inc. | 0.26% | 9,559 | $3.3M | Add +28.0% |
| UPS United Parcel Service Class B | 0.26% | 39,218 | $3.3M | Reduce -14.0% |
| VPU Vanguard Utilities ETF | 0.26% | 17,059 | $3.2M | Add +3.8% |
| PM Philip Morris International | 0.25% | 19,531 | $3.2M | Reduce -6.1% |
| RY Royal Bank of Canada | 0.25% | 21,407 | $3.2M | Reduce -0.1% |
| ENB Enbridge Inc. | 0.25% | 61,968 | $3.1M | Add +2.1% |
| SCHD Schwab US DVD Equity ETF | 0.25% | 113,952 | $3.1M | Add +2.1% |
| MO Altria Group Inc. | 0.24% | 46,474 | $3.1M | Reduce -0.8% |
Other holdings (24): bonds, preferreds, convertibles and warrants · $914K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 59,000 | $67K | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 46,000 | $63K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 50,000 | $61K | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 51,000 | $55K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 55,000 | $53K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 46,000 | $53K | No change |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 46,000 | $52K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 55,000 | $50K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 52,000 | $48K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 49,000 | $47K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 41,000 | $43K | No change |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 41,000 | $41K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 43,000 | $41K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 38,000 | $41K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 40,000 | $40K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 34,000 | $34K | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 37,000 | $33K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 31,000 | $31K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 20 | $25K | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 16,000 | $15K | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,000 | $12K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4 | $5K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 112 | $3K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 23,257 | $2K | Add +3.1% |
Lines left out (1) · $33 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| JSML Janus Hender SM Cap GRW Alph | HENDERSN CAP ETF | 0 | $33 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q2 2025 → Q3 2025
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −4.78 |
| RSP Invesco S&P 500 Equal Weight | Reduce -53.6% | 0.64% | −0.72 |
| CSHI Neos Enhanced Income 1-3 Mon | Sold out | 0.00% | −0.48 |
| HEFA Isha Curr Hedged MSCI Eafe | Sold out | 0.00% | −0.34 |
| SGOV iShares 0-3 Month Treasury B | Sold out | 0.00% | −0.15 |
| UPS United Parcel Service Class B | Reduce -14.0% | 0.26% | −0.12 |
| HACK Amplify Cybersecurity ETF | Reduce -16.0% | 0.49% | −0.11 |
| FTSM First Trust Enh Short Mat FD | Reduce -5.9% | 1.13% | −0.11 |
| FNGS Microsectors Fang+ Etns | Reduce -24.5% | 0.38% | −0.10 |
| LISTED FDS TR | Sold out | 0.00% | −0.10 |
| KJUL Innovator U.S. Small Cap Pow | Reduce -94.5% | 0.01% | −0.09 |
| EFT Eaton Vance Fltng RT Inc. TR | Sold out | 0.00% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -7.5% | 0.44% | −0.07 |
| COST Costco Wholesale Corp. | Reduce -15.7% | 0.22% | −0.07 |
| PM Philip Morris International | Reduce -6.1% | 0.25% | −0.06 |
| CTAS Cintas Corp. | Reduce -73.9% | 0.02% | −0.06 |
| BGLD FT Vest Gold Strategy Quarte | Sold out | 0.00% | −0.06 |
| MAR Marriott International Class A | Reduce -53.1% | 0.04% | −0.05 |
| DKNG Draftkings Inc. Class A | Sold out | 0.00% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -43.2% | 0.05% | −0.04 |
| CII BlackRock Enhan LRG Cap Core | Reduce -30.3% | 0.12% | −0.04 |
| MMM 3M Co. | Reduce -23.8% | 0.13% | −0.04 |
| XLP SS Consumer Staples Sel Sect | Reduce -3.2% | 0.41% | −0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -16.7% | 0.10% | −0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -21.8% | 0.12% | −0.04 |
| MET Metlife Inc. | Reduce -23.5% | 0.11% | −0.03 |
| PEP Pepsico Inc. | Reduce -16.9% | 0.20% | −0.03 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -91.7% | 0.00% | −0.03 |
| NOC Northrop Grumman Corp. | Reduce -41.1% | 0.07% | −0.03 |
| MDIV FT Multi-Asset Divers Inc. | Reduce -9.7% | 0.23% | −0.03 |
| DEA Easterly Government Properti | Sold out | 0.00% | −0.03 |
| LMT Lockheed Martin Corp. | Reduce -14.4% | 0.23% | −0.03 |
| PY Principal Value ETF | Reduce -20.4% | 0.11% | −0.03 |
| LISTED FDS TR | Sold out | 0.00% | −0.02 |
| SYFI AB SHRT Duration HGH YLD ETF | Reduce -11.0% | 0.15% | −0.02 |
| LISTED FDS TR | Sold out | 0.00% | −0.02 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.02 |
| HERD Pacer Cash Cows Fund of Fund | Reduce -44.0% | 0.03% | −0.02 |
| ABT Abbott Laboratories | Reduce -1.7% | 0.33% | −0.02 |
| USB US Bancorp | Sold out | 0.00% | −0.02 |
| WHR Whirlpool Corp. | Sold out | 0.00% | −0.02 |
| BST BlackRock Science & Tech TR | Sold out | 0.00% | −0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -9.9% | 0.31% | −0.02 |
| LISTED FDS TR | Sold out | 0.00% | −0.02 |
| CWST Casella Waste Systems Inc. Class A | Sold out | 0.00% | −0.02 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.02 |
| PINS Pinterest Inc. Class A | Sold out | 0.00% | −0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -7.5% | 0.88% | −0.02 |
| TQQQ Proshares Ultrapro QQQ | Reduce -37.8% | 0.05% | −0.02 |
| PDX PIMCO Dynamic Income Strat | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| NVDA Nvidia Corp. | Add +0.8% | 4.00% | +0.53 |
| JAAA Janus Henderson Aaa Clo ETF | Add +92.9% | 0.56% | +0.26 |
| IJR iShares Core S&P Small-Cap E | Add +34.3% | 0.87% | +0.26 |
| IHI iShares U.S. Medical Devices | Add +409.0% | 0.30% | +0.24 |
| AVGO Broadcom Inc. | Add +5.3% | 1.25% | +0.23 |
| QQQI Neos Nasdaq-100 High Inc. ETF | Add +43.8% | 0.72% | +0.23 |
| USMC Principal US Mega-Cap ETF | Add +94.1% | 0.27% | +0.14 |
| MINT PIMCO Enhanced Short Maturit | Add +483.7% | 0.17% | +0.14 |
| UWM Proshares Ultra RUSSELL2000 | Add +786.0% | 0.14% | +0.13 |
| NLR Vaneck Urani & Nuclr ETF-Usd | Add +145.1% | 0.19% | +0.12 |
| SPYI Neos S&P 500 High Income ETF | Add +39.9% | 0.42% | +0.12 |
| LEU Centrus Energy Corp. Class A | New | 0.12% | +0.12 |
| JNJ Johnson & Johnson | Add +9.7% | 0.51% | +0.12 |
| ODDS Pacer Bluestar Dig Entertain | New | 0.11% | +0.11 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +58.7% | 0.27% | +0.11 |
| AUGZ TS STR Outcome Aug ETF | New | 0.11% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +4.7% | 1.57% | +0.10 |
| ALAB Astera Labs Inc. | New | 0.10% | +0.10 |
| KOCT Innovator U.S. Small Cap Pow | Add +3983.8% | 0.09% | +0.09 |
| HELO JPMorgan Hedged Equity ETF | Add +448.5% | 0.11% | +0.09 |
| SDVY First Trust Smid Cap Rising | Add +36.2% | 0.28% | +0.08 |
| JBND JPMorgan Active Bond ETF | Add +8.1% | 1.47% | +0.08 |
| BIT BlackRock Multi-Sector Inc. | New | 0.08% | +0.08 |
| UCON First Trust Smith Unconstrai | Add +7.9% | 1.45% | +0.08 |
| UNH Unitedhealth Group Inc. | Add +28.0% | 0.26% | +0.07 |
| RDVI FT Vest Rising Dividend Achi | Add +20.1% | 0.36% | +0.07 |
| JXN Jackson Financial Inc. Class A | Add +26.4% | 0.23% | +0.07 |
| IVV iShares Core S&P 500 ETF | Add +1.0% | 1.19% | +0.06 |
| ORCL Oracle Corp. | Add +28.3% | 0.16% | +0.06 |
| PCMM BBLX Private Credit Clo ETF | New | 0.06% | +0.06 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +25.3% | 0.26% | +0.06 |
| JSI JH Securitized Income ETF | Add +43.1% | 0.20% | +0.06 |
| FCNCA First Citizens Bcshs Class A | New | 0.06% | +0.06 |
| CSCO Cisco Systems Inc. | Add +50.7% | 0.18% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.2% | 0.74% | +0.05 |
| QTUM Defiance Quantum ETF | New | 0.05% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +18.7% | 0.27% | +0.05 |
| TDVG T Rowe Price Dividend Growth | Add +69.3% | 0.12% | +0.05 |
| P Everpure Inc. Class A | New | 0.05% | +0.05 |
| AMZN Amazon.com Inc. | Add +6.0% | 1.88% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +10.0% | 0.77% | +0.05 |
| FIW First Trust Water ETF | New | 0.05% | +0.05 |
| DGRO iShares Core Dividend Growth | Add +1.9% | 0.98% | +0.05 |
| IMTM iShares MSCI Intl Momentum F | Add +38.5% | 0.16% | +0.05 |
| BALT Inn Defined Wealth Shield | Add +12.9% | 0.43% | +0.05 |
| MRVL Marvell Technology Inc. | Add +78.5% | 0.09% | +0.04 |
| BA The Boeing Co. | Add +60.8% | 0.11% | +0.04 |
| TNA Dir Dai SML Ca Bul 3X Et-Usd | New | 0.04% | +0.04 |
| PIEQ Principal Intl Eqty ETF | Add +26.4% | 0.16% | +0.04 |
| CGUS Cap Group Core Equity | Add +111.4% | 0.07% | +0.04 |
Notes & Other Activity Q2 2025 → Q3 2025
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Sold out | 50,000 | $50Kbefore exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +3.1% | 23,257 | $2K |
| JSML Janus Hender SM Cap GRW Alph | HENDERSN CAP ETF | Reduce -100.0% | 0 | $33 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,288 | $1.6B | NVDA, BIL, AAPL, AMZN, VTV |
| Q1 2026 | 1,190 | $1.4B | BIL, NVDA, AAPL, AMZN, VTV |
| Q4 2025 | 1,142 | $1.4B | BIL, NVDA, AAPL, AMZN, GOOG |
| Q3 2025 | 1,059 | $1.3B | NVDA, AAPL, AMZN, JPST, VTV |
| Q2 2025 | 1,030 | $1.2B | BIL, NVDA, AAPL, AMZN, JPST |
| Q1 2025 | 997 | $1.1B | BIL, AAPL, NVDA, JPST, AMZN |
| Q4 2024 | 930 | $1.0B | BIL, AAPL, NVDA, AMZN, JPST |
| Q3 2024 | 976 | $1.1B | BIL, AAPL, NVDA, JPST, AMZN |
| Q2 2024 | 961 | $969.3M | BIL, AAPL, NVDA, JPST, AMZN |
| Q1 2024 | 947 | $933.6M | BIL, AAPL, JPST, VGSH, NVDA |