Capstone Investment Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 1, 2024), Capstone Investment Advisors, LLC reported 1,181 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 7.5% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 6.9%) and Tesla (TSLA, 4.4%). Compared with Q4 2023, it opened 501 new positions, sold out of 230, added to 485 and reduced 170. The biggest buy was a new position in iShares Core S&P 500 ETF (IVV) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −85%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001426196
- Portfolio Value
- $2.9B (Q1 2024)
- SEC Filing
- 0001752724-24-094786 ↗ filed May 1, 2024
Holdings Value
Holdings 1,181 stocks · $2.9B
| SPY SS SPDR S&P 500 ETF Trust-US | 7.51% | 415,118 | $217.1M | Reduce -85.0% |
| IVV iShares Core S&P 500 ETF | 6.91% | 380,001 | $199.8M | New |
| TSLA Tesla Inc. | 4.42% | 727,517 | $127.9M | Add +978.1% |
| HDB HDFC Bank Ltd.-ADR | 3.87% | 1,999,351 | $111.9M | Add +67.8% |
| ARM Arm Holdings PLC-ADR | 3.52% | 813,612 | $101.7M | Reduce -9.8% |
| QQQ Invesco QQQ Trust Series 1 | 2.76% | 179,638 | $79.8M | Add +193.5% |
| ZS Zscaler Inc. | 2.63% | 394,176 | $75.9M | Add +6036.9% |
| USMV iShares MSCI USA Min Vol Fac | 2.49% | 860,729 | $71.9M | Add +38.4% |
| CRWD CrowdStrike Holdings Inc. Class A | 1.92% | 173,451 | $55.6M | New |
| AAPL Apple Inc. | 1.68% | 282,782 | $48.5M | Add +525.5% |
| GEHC GE Healthcare Technology | 1.67% | 531,485 | $48.3M | Add +1777.2% |
| O Realty Income Corp. | 1.59% | 852,301 | $46.1M | Reduce -44.9% |
| ADBE Adobe Inc. | 0.99% | 56,622 | $28.6M | Add +1127.4% |
| KRE SS SPDR S&P Regional Bank | 0.81% | 466,717 | $23.5M | Add +49.3% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.77% | 888,001 | $22.4M | Add +7.4% |
| WELL Welltower Inc. | 0.74% | 230,149 | $21.5M | New |
| DLR Digital Realty Trust Inc. | 0.73% | 145,761 | $21.0M | New |
| NOG Northern Oil and Gas Inc. | 0.70% | 512,972 | $20.4M | Add +8679.3% |
| IWM iShares Russell 2000 ETF | 0.66% | 91,410 | $19.2M | New |
| HYD Vaneck High Yield Muni ETF | 0.66% | 367,701 | $19.2M | Add +97.3% |
| NXT Nextpower Inc. filed as NEXTRACKER INC | 0.63% | 323,082 | $18.2M | Add +23.3% |
| BA The Boeing Co. | 0.60% | 89,581 | $17.3M | Add +1888.0% |
| JNK SS SPDR BB High Yield Bond | 0.60% | 181,401 | $17.3M | Add +8.8% |
| NKE Nike Inc. Class B | 0.60% | 183,188 | $17.2M | Add +130.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.57% | 211,301 | $16.4M | Add +7.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.56% | 316,601 | $16.3M | Add +9.7% |
| EEM iShares MSCI Emerging Market | 0.53% | 372,000 | $15.3M | No change |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.51% | 343,801 | $14.6M | Add +9.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 31,373 | $13.2M | New |
| AESI Atlas Energy Solutions Inc. | 0.43% | 545,859 | $12.3M | Add +9.2% |
| MSFT Microsoft Corp. | 0.42% | 29,152 | $12.3M | Add +903.5% |
| CSCO Cisco Systems Inc. | 0.42% | 241,251 | $12.0M | Add +560.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.39% | 110,266 | $11.2M | Add +176.9% |
| PFF iShares Preferred & Income S | 0.37% | 329,801 | $10.6M | Add +7.8% |
| PFE Pfizer Inc. | 0.36% | 374,634 | $10.4M | Add +76.6% |
| UNH Unitedhealth Group Inc. | 0.35% | 20,717 | $10.2M | Add +939.0% |
| ARES Ares Management Corp. Class A | 0.35% | 76,189 | $10.1M | New |
| INTC Intel Corp. | 0.34% | 225,889 | $10.0M | Add +3166.7% |
| BTSG Brightspring Health Services | 0.34% | 894,389 | $9.7M | New |
| CWB SS SPDR BB Conv Sec ETF | 0.33% | 130,101 | $9.5M | Add +21.5% |
| UPS United Parcel Service Class B | 0.30% | 59,151 | $8.8M | Add +66.3% |
| SMCI Super Micro Computer Inc. | 0.30% | 8,614 | $8.7M | Add +466.3% |
| PNW Pinnacle West Capital | 0.29% | 111,876 | $8.4M | New |
| SBUX Starbucks Corp. | 0.29% | 91,416 | $8.4M | Add +56.8% |
| MCD McDonald's Corp. | 0.27% | 27,951 | $7.9M | Add +174.6% |
| PCVX Vaxcyte Inc. | 0.26% | 109,389 | $7.5M | New |
| MBLY Mobileye Global Inc. Class A | 0.26% | 231,764 | $7.5M | Reduce -38.4% |
| MU Micron Technology Inc. | 0.26% | 63,111 | $7.4M | Reduce -15.3% |
| KGS Kodiak Gas Services Inc. | 0.26% | 271,400 | $7.4M | Add +8.6% |
| AS Amer Sports Inc. | 0.25% | 447,921 | $7.3M | New |
| WMT Walmart Inc. | 0.24% | 116,945 | $7.0M | New |
| CRBG Corebridge Financial Inc. | 0.23% | 231,330 | $6.6M | Add +12.8% |
| META Meta Platforms Inc. Class A | 0.23% | 13,573 | $6.6M | Reduce -18.6% |
| RXST Rxsight Inc. | 0.23% | 127,200 | $6.6M | Add +698.4% |
| CWST Casella Waste Systems Inc. Class A | 0.23% | 65,844 | $6.5M | Reduce -37.3% |
| TBBB BBB Foods Inc. Class A | 0.22% | 273,000 | $6.5M | New |
| CART Maplebear Inc. | 0.22% | 172,134 | $6.4M | Add +37.7% |
| NFLX Netflix Inc. | 0.22% | 10,488 | $6.4M | Reduce -21.7% |
| CHTR Charter Communications Inc. Class A | 0.22% | 21,815 | $6.3M | Add +600.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.21% | 55,301 | $6.0M | Reduce -42.9% |
| CDZI Cadiz Inc. | 0.21% | 2,050,000 | $5.9M | No change |
| NVDA Nvidia Corp. | 0.21% | 6,569 | $5.9M | Add +1193.1% |
| CMCSA Comcast Corp. Class A | 0.20% | 136,595 | $5.9M | New |
| HUM Humana Inc. | 0.20% | 16,799 | $5.8M | Add +367.4% |
| JNJ Johnson & Johnson | 0.20% | 36,707 | $5.8M | Add +14.4% |
| SN Sharkninja Inc. | 0.20% | 92,772 | $5.8M | Add +275.6% |
| PM Philip Morris International | 0.19% | 61,369 | $5.6M | Add +29.4% |
| DT Dynatrace Inc. | 0.19% | 118,606 | $5.5M | New |
| GRMN Garmin Ltd. | 0.18% | 35,115 | $5.2M | Add +629.4% |
| BIRK Birkenstock Holding PLC | 0.18% | 109,392 | $5.2M | Add +41.2% |
| COLOMBIER ACQUISITION CORP | 0.18% | 500,300 | $5.1M | No change |
| MTDR Matador Resources Co. | 0.18% | 76,032 | $5.1M | Add +1029.1% |
| TPG TPG Inc. | 0.17% | 112,222 | $5.0M | New |
| TSCO Tractor Supply Company | 0.17% | 18,768 | $4.9M | Add +11778.5% |
| LOW Lowe's Cos Inc. | 0.17% | 19,280 | $4.9M | New |
| SKX Skechers USA Inc. Class A | 0.17% | 80,074 | $4.9M | Add +264.1% |
| TXRH Texas Roadhouse Inc. | 0.17% | 31,579 | $4.9M | Add +330.0% |
| NYT New York Times Co. Class A | 0.17% | 112,856 | $4.9M | Add +420.8% |
| KR Kroger Co. | 0.17% | 85,009 | $4.9M | Add +177.3% |
| MGM MGM Resorts International | 0.17% | 102,537 | $4.8M | New |
| HLT Hilton Worldwide Holdings Inc. | 0.17% | 22,665 | $4.8M | Add +362.5% |
| WEN The Wendy's Co. | 0.17% | 255,069 | $4.8M | Add +243.3% |
| ALAB Astera Labs Inc. | 0.16% | 62,400 | $4.6M | New |
| SRE Sempra | 0.16% | 63,685 | $4.6M | Reduce -7.8% |
| CHWY Chewy Inc. Class A | 0.16% | 282,250 | $4.5M | New |
| MDLZ Mondelez International Inc. Class A | 0.15% | 62,260 | $4.4M | New |
| BABA Alibaba Group Holding-SP ADR | 0.15% | 59,486 | $4.3M | Add +21.8% |
| JWN Nordstrom Inc. | 0.15% | 211,471 | $4.3M | Add +548.7% |
| RL Ralph Lauren Corp. | 0.15% | 22,677 | $4.3M | Add +132.0% |
| PDD PDD Holdings Inc. | 0.15% | 36,436 | $4.2M | Add +165.1% |
| ROP Roper Technologies Inc. | 0.14% | 7,413 | $4.2M | Add +107.1% |
| MO Altria Group Inc. | 0.14% | 95,169 | $4.2M | Reduce -16.3% |
| MRVL Marvell Technology Inc. | 0.14% | 58,456 | $4.1M | New |
| AVGO Broadcom Inc. | 0.14% | 3,067 | $4.1M | Add +124.0% |
| LEGT.U Legato Merger Corp. III | 0.14% | 400,000 | $4.1M | New |
| HON Honeywell International Inc. | 0.14% | 19,648 | $4.0M | Add +562.0% |
| SKWD Skyward Specialty Insurance | 0.14% | 107,796 | $4.0M | Add +68.3% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.14% | 77,401 | $4.0M | Reduce -42.0% |
| LULU Lululemon Athletica Inc. | 0.14% | 10,170 | $4.0M | New |
| COP Conocophillips | 0.14% | 30,726 | $3.9M | Add +950.1% |
Options reported separately and not counted above: QQQ puts ($5.3B), QQQ calls ($1.3B), SPY puts ($1.0B), SPY calls ($993.8M), NVDA puts ($844.4M), IWM puts ($764.8M), MSFT puts ($658.1M), META puts ($437.8M), AMZN puts ($411.7M), EEM puts ($352.4M), MSFT calls ($325.1M), AAPL puts ($295.5M), and 989 more.
Other holdings (124): bonds, preferreds, convertibles and warrants · $2.5B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 58,993,000 | $140.3M | No change |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 45,320,000 | $123.3M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 57,300,000 | $100.6M | No change |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 31,918,000 | $78.1M | Reduce -28.1% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 57,000,000 | $77.9M | Reduce -18.8% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 73,231,000 | $72.3M | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 23,500,000 | $71.9M | No change |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 22,880,000 | $64.3M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 36,345,000 | $62.1M | Reduce -7.6% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 52,371,000 | $58.7M | No change |
| CYTOKINETICS INC (CYTK 4 11/15/26) | NOTE 4.000%11/1 · principal | 8,631,000 | $57.4M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 44,914,000 | $53.2M | Add +12.5% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 51,700,000 | $51.5M | Add +8.4% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 16,607,000 | $49.7M | Reduce -5.7% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 35,000,000 | $49.5M | Reduce -18.6% |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 14,553,000 | $48.3M | Add +157.3% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 43,000,000 | $46.3M | Add +9.6% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 28,773,000 | $45.6M | Reduce -17.1% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 31,788,000 | $44.2M | No change |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 33,424,000 | $42.0M | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 41,012,000 | $39.1M | No change |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 40,019,000 | $38.8M | Add +5.3% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 20,104,000 | $38.1M | Add +11.1% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 31,146,000 | $36.8M | Reduce -13.8% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 36,751,000 | $34.8M | Add +18.6% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 35,040,000 | $33.0M | No change |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 30,235,000 | $31.7M | Reduce -6.2% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,341,000 | $30.9M | Add +81.8% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 30,950,000 | $30.6M | Add +10.7% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 32,357,000 | $30.5M | Reduce -13.4% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 19,500,000 | $25.6M | No change |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 13,500,000 | $25.2M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 23,000,000 | $23.9M | Reduce -36.1% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 18,000,000 | $23.7M | Add +20.0% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 13,000,000 | $23.4M | New |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 16,973,000 | $22.6M | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 20,000,000 | $22.2M | No change |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 14,100,000 | $21.9M | Reduce -31.6% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 31,700,000 | $21.7M | Reduce -5.9% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 22,000,000 | $20.8M | Add +7.3% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 19,500,000 | $20.0M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 20,000,000 | $19.8M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 12,500,000 | $18.0M | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 17,500,000 | $17.1M | No change |
| HARMONIC INC (HLIT 2 09/01/24) | DBCV 2.000% 9/0 · principal | 10,700,000 | $16.9M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 30,000,000 | $16.9M | Add +3.5% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 15,500,000 | $16.8M | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 16,500,000 | $15.8M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 14,031,000 | $15.1M | Reduce -53.3% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,107,000 | $15.0M | Add +67.7% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 15,925,000 | $14.7M | Add +156.8% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 12,500,000 | $14.1M | Reduce -37.5% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 21,698,000 | $13.9M | Reduce -15.6% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 3,110,000 | $13.4M | Reduce -49.1% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 13,752,000 | $12.4M | Reduce -33.7% |
| PERFICIENT INC (PRFT 1.25 08/01/25) | NOTE 1.250% 8/0 · principal | 10,043,000 | $12.3M | No change |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 6,429,000 | $11.9M | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 12,500,000 | $11.8M | Reduce -28.6% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 17,393,000 | $11.0M | Reduce -10.3% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 10,400,000 | $11.0M | Reduce -50.2% |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 10,781,000 | $11.0M | Reduce -28.9% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 10,000,000 | $10.0M | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 11,500,000 | $9.9M | No change |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 13,500,000 | $9.8M | Reduce -6.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 10,000,000 | $9.4M | Reduce -33.3% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 10,000,000 | $9.4M | Reduce -67.1% |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 14,700,000 | $9.3M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 5,082,000 | $9.1M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 7,000,000 | $8.2M | Reduce -22.2% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 10,000,000 | $7.9M | Reduce -16.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 4,687,000 | $7.5M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 7,000,000 | $7.4M | No change |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 7,500,000 | $6.8M | No change |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 6,500,000 | $6.7M | Add +30.0% |
| MODEL N INC (MODN 2.625 06/01/25) | NOTE 2.625% 6/0 · principal | 6,065,000 | $6.6M | No change |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 9,000,000 | $6.6M | Reduce -40.0% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 5,500,000 | $6.4M | No change |
| NEVRO CORP (NVRO 2.75 04/01/25) | NOTE 2.750% 4/0 · principal | 6,667,000 | $6.3M | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 6,250,000 | $6.2M | Reduce -24.2% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 7,708,000 | $6.1M | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 7,090,000 | $6.0M | Reduce -17.5% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 5,650,000 | $5.8M | No change |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 3,912,000 | $5.3M | Reduce -50.6% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 6,000,000 | $5.3M | No change |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 6,000,000 | $5.2M | No change |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 5,500,000 | $5.0M | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 5,682,000 | $5.0M | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 5,000,000 | $5.0M | No change |
| VEECO INSTRUMENTS INC (VECO 3.75 06/01/27) | NOTE 3.750% 6/0 · principal | 1,933,000 | $4.9M | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 5,250,000 | $4.8M | No change |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 7,610,000 | $4.6M | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 5,500,000 | $4.6M | Reduce -26.7% |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 5,000,000 | $4.6M | Reduce -39.0% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 5,000,000 | $4.4M | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 5,000,000 | $4.3M | No change |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 10,000,000 | $4.1M | No change |
| ACCURAY INC (ARAY 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,500,000 | $4.1M | No change |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 4,177,000 | $4.1M | New |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 7,500,000 | $4.1M | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 5,000,000 | $4.0M | Reduce -60.0% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 4,000,000 | $3.6M | No change |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 3,500,000 | $3.5M | New |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 4,500,000 | $3.4M | Reduce -25.0% |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 7,100,000 | $3.4M | Reduce -55.9% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 4,410,000 | $3.2M | Reduce -14.5% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 3,000,000 | $3.2M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 2,583,000 | $2.9M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 6,000,000 | $2.8M | Add +200.0% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,500,000 | $2.4M | New |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | 6,000,000 | $2.3M | Reduce -29.4% |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 2,500,000 | $2.1M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 2,000,000 | $2.0M | New |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 2,000,000 | $1.9M | Reduce -50.0% |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 2,000,000 | $1.7M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,000,000 | $1.7M | No change |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 2,000,000 | $1.7M | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 2,000,000 | $1.6M | Reduce -55.6% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 1,500,000 | $1.3M | Reduce -40.0% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 91,766 | $42K | Reduce -44.9% |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 150,113 | $29K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 150,000 | $28K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 37,500 | $8K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 12,500 | $2K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 12,500 | $2K | No change |
Total filed on the 13F, all lines: $5.4B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -85.0% | 7.51% | −35.96 |
| AMZN Amazon.com Inc. | Reduce -99.3% | 0.10% | −11.70 |
| IYR iShares US Real Estate ETF | Sold out | 0.00% | −1.38 |
| O Realty Income Corp. | Reduce -44.9% | 1.59% | −1.34 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.79 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.63 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −0.58 |
| BMY Bristol-Myers Squibb Co. | Reduce -91.2% | 0.06% | −0.54 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.43 |
| CVS CVS Health Corp. | Reduce -90.8% | 0.04% | −0.36 |
| MBLY Mobileye Global Inc. Class A | Reduce -38.4% | 0.26% | −0.28 |
| GOOG Alphabet Inc. Class C | Reduce -99.8% | 0.00% | −0.28 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.25 |
| T AT&T Inc. | Reduce -66.8% | 0.11% | −0.19 |
| VZ Verizon Communications Inc. | Reduce -64.5% | 0.13% | −0.19 |
| GDX Vaneck Gold Miners ETF | Reduce -95.7% | 0.01% | −0.18 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -100.0% | 0.00% | −0.18 |
| DIS The Walt Disney Co. | Reduce -78.4% | 0.08% | −0.18 |
| UMC United Microelectron-SP ADR | Reduce -85.1% | 0.03% | −0.16 |
| GOOGL Alphabet Inc. Class A | Reduce -76.1% | 0.06% | −0.16 |
| HD Home Depot Inc. | Reduce -80.2% | 0.05% | −0.16 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -42.9% | 0.21% | −0.15 |
| LYB Lyondellbasell Indu Class A | Reduce -84.1% | 0.03% | −0.13 |
| KVUE Kenvue Inc. | Reduce -62.5% | 0.08% | −0.13 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -96.3% | 0.01% | −0.13 |
| MMSI Merit Medical Systems Inc. | Sold out | 0.00% | −0.11 |
| IGLB iShares 10+ Year Inv GR Corp. | Reduce -42.0% | 0.14% | −0.09 |
| WFC Wells Fargo & Co. | Reduce -76.3% | 0.04% | −0.09 |
| DRI Darden Restaurants Inc. | Reduce -92.2% | 0.01% | −0.09 |
| PYPL PayPal Holdings Inc. | Reduce -68.7% | 0.05% | −0.09 |
| IWN iShares Russell 2000 Value E | Sold out | 0.00% | −0.07 |
| CWST Casella Waste Systems Inc. Class A | Reduce -37.3% | 0.23% | −0.07 |
| CGNX Cognex Corp. | Sold out | 0.00% | −0.07 |
| XRT SS SPDR S&P Retail ETF | Sold out | 0.00% | −0.07 |
| ASO Academy Sports & Outdoors Inc. | Sold out | 0.00% | −0.07 |
| NTLA Intellia Therapeutics Inc. | Sold out | 0.00% | −0.06 |
| GIS General Mills Inc. | Reduce -71.8% | 0.03% | −0.06 |
| UL Unilever PLC | Reduce -74.0% | 0.02% | −0.05 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.05 |
| ASLE Aersale Corp. | Sold out | 0.00% | −0.05 |
| XLP SS Consumer Staples Sel Sect | Sold out | 0.00% | −0.05 |
| SPOT Spotify Technology SA | Sold out | 0.00% | −0.05 |
| FIS Fidelity National Info Serv | Sold out | 0.00% | −0.05 |
| KT KT Corp.-SP ADR | Sold out | 0.00% | −0.05 |
| DIN Dine Brands Global Inc. | Sold out | 0.00% | −0.05 |
| POR Portland General Electric Co. | Reduce -65.2% | 0.02% | −0.04 |
| LOGI Logitech International-Reg | Sold out | 0.00% | −0.04 |
| C Citigroup Inc. | Sold out | 0.00% | −0.04 |
| BBY Best Buy Co. Inc. | Reduce -74.3% | 0.02% | −0.04 |
| ULTA Ulta Beauty Inc. | Reduce -77.4% | 0.01% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | New | 6.91% | +6.91 |
| TSLA Tesla Inc. | Add +978.1% | 4.42% | +3.87 |
| ZS Zscaler Inc. | Add +6036.9% | 2.63% | +2.58 |
| QQQ Invesco QQQ Trust Series 1 | Add +193.5% | 2.76% | +1.93 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 1.92% | +1.92 |
| GEHC GE Healthcare Technology | Add +1777.2% | 1.67% | +1.60 |
| AAPL Apple Inc. | Add +525.5% | 1.68% | +1.39 |
| HDB HDFC Bank Ltd.-ADR | Add +67.8% | 3.87% | +1.23 |
| ADBE Adobe Inc. | Add +1127.4% | 0.99% | +0.90 |
| USMV iShares MSCI USA Min Vol Fac | Add +38.4% | 2.49% | +0.88 |
| WELL Welltower Inc. | New | 0.74% | +0.74 |
| DLR Digital Realty Trust Inc. | New | 0.73% | +0.73 |
| NOG Northern Oil and Gas Inc. | Add +8679.3% | 0.70% | +0.70 |
| IWM iShares Russell 2000 ETF | New | 0.66% | +0.66 |
| BA The Boeing Co. | Add +1888.0% | 0.60% | +0.56 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.46% | +0.46 |
| MSFT Microsoft Corp. | Add +903.5% | 0.42% | +0.39 |
| CSCO Cisco Systems Inc. | Add +560.1% | 0.42% | +0.36 |
| ARES Ares Management Corp. Class A | New | 0.35% | +0.35 |
| HYD Vaneck High Yield Muni ETF | Add +97.3% | 0.66% | +0.35 |
| BTSG Brightspring Health Services | New | 0.34% | +0.34 |
| INTC Intel Corp. | Add +3166.7% | 0.34% | +0.33 |
| UNH Unitedhealth Group Inc. | Add +939.0% | 0.35% | +0.32 |
| NKE Nike Inc. Class B | Add +130.5% | 0.60% | +0.31 |
| PNW Pinnacle West Capital | New | 0.29% | +0.29 |
| SMCI Super Micro Computer Inc. | Add +466.3% | 0.30% | +0.29 |
| KRE SS SPDR S&P Regional Bank | Add +49.3% | 0.81% | +0.27 |
| TJX TJX Companies Inc. | Add +176.9% | 0.39% | +0.26 |
| PCVX Vaxcyte Inc. | New | 0.26% | +0.26 |
| AS Amer Sports Inc. | New | 0.25% | +0.25 |
| WMT Walmart Inc. | New | 0.24% | +0.24 |
| TBBB BBB Foods Inc. Class A | New | 0.22% | +0.22 |
| NXT Nextpower Inc. | Add +23.3% | 0.63% | +0.22 |
| RXST Rxsight Inc. | Add +698.4% | 0.23% | +0.21 |
| CMCSA Comcast Corp. Class A | New | 0.20% | +0.20 |
| NVDA Nvidia Corp. | Add +1193.1% | 0.21% | +0.20 |
| DT Dynatrace Inc. | New | 0.19% | +0.19 |
| CHTR Charter Communications Inc. Class A | Add +600.5% | 0.22% | +0.18 |
| TPG TPG Inc. | New | 0.17% | +0.17 |
| MCD McDonald's Corp. | Add +174.6% | 0.27% | +0.17 |
| LOW Lowe's Cos Inc. | New | 0.17% | +0.17 |
| TSCO Tractor Supply Company | Add +11778.5% | 0.17% | +0.17 |
| MGM MGM Resorts International | New | 0.17% | +0.17 |
| MTDR Matador Resources Co. | Add +1029.1% | 0.18% | +0.16 |
| GRMN Garmin Ltd. | Add +629.4% | 0.18% | +0.16 |
| ALAB Astera Labs Inc. | New | 0.16% | +0.16 |
| SN Sharkninja Inc. | Add +275.6% | 0.20% | +0.16 |
| PFE Pfizer Inc. | Add +76.6% | 0.36% | +0.16 |
| CHWY Chewy Inc. Class A | New | 0.16% | +0.16 |
| MDLZ Mondelez International Inc. Class A | New | 0.15% | +0.15 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -17.3% | 11,945,700 | $5.3B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -9.9% | 2,871,100 | $1.3B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -0.5% | 2,000,000 | $1.0B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +927.0% | 1,900,000 | $993.8M |
| NVDA Nvidia Corp. | put | Reduce -31.5% | 934,500 | $844.4M |
| IWM iShares Russell 2000 ETF | put | Reduce -11.8% | 3,636,500 | $764.8M |
| MSFT Microsoft Corp. | put | Reduce -37.4% | 1,564,300 | $658.1M |
| META Meta Platforms Inc. Class A | put | Reduce -30.1% | 901,600 | $437.8M |
| AMZN Amazon.com Inc. | put | Reduce -42.3% | 2,282,300 | $411.7M |
| EEM iShares MSCI Emerging Market | put | Reduce -10.3% | 8,577,300 | $352.4M |
| MSFT Microsoft Corp. | call | Reduce -42.8% | 772,800 | $325.1M |
| AAPL Apple Inc. | put | Reduce -64.7% | 1,723,300 | $295.5M |
| TSLA Tesla Inc. | put | Reduce -21.2% | 1,672,000 | $293.9M |
| GOOGL Alphabet Inc. Class A | put | Reduce -37.8% | 1,766,900 | $266.7M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -36.0% | 3,330,000 | $258.8M |
| XLF SS Financial Select Sector | call | Add +80.7% | 6,114,200 | $257.5M |
| NVDA Nvidia Corp. | call | Reduce -30.7% | 277,300 | $250.6M |
| AAPL Apple Inc. | call | Reduce -45.8% | 1,298,900 | $222.7M |
| GLD SPDR Gold Shares | call | Add +71.4% | 911,400 | $187.5M |
| GOOG Alphabet Inc. Class C | put | Reduce -45.4% | 1,215,200 | $185.0M |
| AMZN Amazon.com Inc. | call | Reduce -45.6% | 982,000 | $177.1M |
| META Meta Platforms Inc. Class A | call | Reduce -23.0% | 336,300 | $163.3M |
| AVGO Broadcom Inc. | put | Reduce -26.4% | 119,400 | $158.3M |
| JPM JPMorgan Chase & Co. | put | Reduce -32.4% | 774,500 | $155.1M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -3.9% | 1,236,000 | $134.6M |
| GDX Vaneck Gold Miners ETF | call | Add +87.1% | 4,176,800 | $132.1M |
| TSLA Tesla Inc. | call | Add +29.6% | 660,500 | $116.1M |
| NFLX Netflix Inc. | put | Reduce -47.8% | 191,000 | $116.0M |
| CRM Salesforce Inc. | put | Reduce -41.8% | 362,300 | $109.1M |
| XLF SS Financial Select Sector | put | Reduce -52.9% | 2,514,800 | $105.9M |
| XLV SS Health Care Select Sector | put | Reduce -6.4% | 655,200 | $96.8M |
| XLV SS Health Care Select Sector | call | Reduce -8.7% | 655,200 | $96.8M |
| BAC Bank of America Corp. | put | Reduce -17.9% | 2,503,600 | $94.9M |
| COST Costco Wholesale Corp. | put | Reduce -52.2% | 127,100 | $93.1M |
| GOOGL Alphabet Inc. Class A | call | Reduce -41.5% | 615,700 | $92.9M |
| AVGO Broadcom Inc. | call | Reduce -33.3% | 66,600 | $88.3M |
| XOM Exxon Mobil Corp. | put | Reduce -30.7% | 750,100 | $87.2M |
| EFA iShares MSCI Eafe ETF | put | Reduce -54.8% | 1,079,000 | $86.2M |
| LLY Eli Lilly & Co. | put | Reduce -38.9% | 106,000 | $82.5M |
| DXJ Wisdomtree Japan Hedged Eq | call | Add +23.1% | 738,600 | $80.1M |
| GOOG Alphabet Inc. Class C | call | Reduce -23.8% | 523,500 | $79.7M |
| JNJ Johnson & Johnson | put | Reduce -23.8% | 482,000 | $76.2M |
| WFC Wells Fargo & Co. | put | Reduce -4.0% | 1,288,000 | $74.7M |
| WMT Walmart Inc. | put | Reduce -24.5% | 1,186,400 | $71.4M |
| HD Home Depot Inc. | put | Reduce -43.1% | 183,600 | $70.4M |
| ADBE Adobe Inc. | put | Reduce -30.6% | 138,700 | $70.0M |
| GDX Vaneck Gold Miners ETF | put | Sold out | 2,232,400 | $69.2Mbefore exit |
| DIS The Walt Disney Co. | put | Reduce -23.5% | 556,700 | $68.1M |
| XLI SS Industrial Select Sector | call | Reduce -12.2% | 504,200 | $63.5M |
| XLI SS Industrial Select Sector | put | Reduce -10.9% | 504,200 | $63.5M |
Showing the first 50 of 1,056.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Reduce -28.1% | 31,918,000 | $78.1M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -18.8% | 57,000,000 | $77.9M |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Reduce -7.6% | 36,345,000 | $62.1M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +12.5% | 44,914,000 | $53.2M |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | Add +8.4% | 51,700,000 | $51.5M |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | Reduce -5.7% | 16,607,000 | $49.7M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -18.6% | 35,000,000 | $49.5M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Add +157.3% | 14,553,000 | $48.3M |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +9.6% | 43,000,000 | $46.3M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Reduce -17.1% | 28,773,000 | $45.6M |
| CONMED CORP (CNMD 2.625 02/01/24) | NOTE 2.625% 2/0 · principal | Sold out | 32,244,000 | $39.6Mbefore exit |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +5.3% | 40,019,000 | $38.8M |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | Add +11.1% | 20,104,000 | $38.1M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Reduce -13.8% | 31,146,000 | $36.8M |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | Add +18.6% | 36,751,000 | $34.8M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Reduce -6.2% | 30,235,000 | $31.7M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Add +81.8% | 33,341,000 | $30.9M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +10.7% | 30,950,000 | $30.6M |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | Reduce -13.4% | 32,357,000 | $30.5M |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Reduce -36.1% | 23,000,000 | $23.9M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +20.0% | 18,000,000 | $23.7M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 13,000,000 | $23.4M |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | Reduce -31.6% | 14,100,000 | $21.9M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -5.9% | 31,700,000 | $21.7M |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | Add +7.3% | 22,000,000 | $20.8M |
| OPKO HEALTH INC (OPK 4.5 02/15/25) | NOTE 4.500% 2/1 · principal | Sold out | 20,750,000 | $20.4Mbefore exit |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | Sold out | 15,750,000 | $19.8Mbefore exit |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 20,000,000 | $19.8M |
| LUMENTUM HOLDINGS INC (LITE 0.25 03/15/24) | NOTE 0.250% 3/1 · principal | Sold out | 18,510,000 | $18.6Mbefore exit |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 19,000,000 | $17.9Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Add +3.5% | 30,000,000 | $16.9M |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | Sold out | 25,160,000 | $15.7Mbefore exit |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Sold out | 7,500,000 | $15.6Mbefore exit |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -53.3% | 14,031,000 | $15.1M |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Add +67.7% | 16,107,000 | $15.0M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +156.8% | 15,925,000 | $14.7M |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | Reduce -37.5% | 12,500,000 | $14.1M |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | Reduce -15.6% | 21,698,000 | $13.9M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 12,360,000 | $13.9Mbefore exit |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Reduce -49.1% | 3,110,000 | $13.4M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Reduce -33.7% | 13,752,000 | $12.4M |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | Sold out | 12,000,000 | $12.2Mbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -28.6% | 12,500,000 | $11.8M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Reduce -10.3% | 17,393,000 | $11.0M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Reduce -50.2% | 10,400,000 | $11.0M |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Reduce -28.9% | 10,781,000 | $11.0M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 12,000,000 | $10.8Mbefore exit |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Sold out | 12,274,000 | $10.7Mbefore exit |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Sold out | 12,000,000 | $10.6Mbefore exit |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 10,000,000 | $10.0M |
Showing the first 50 of 94.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 854 | $10.9B | MSFT, NVDA, IVV, AMZN, VOO |
| Q1 2026 | 782 | $9.0B | AMZN, MSFT, IVV, NVDA, TSLA |
| Q4 2025 | 719 | $9.9B | NVDA, IVV, GOOGL, AMZN, AMD |
| Q3 2025 | 1,010 | $9.4B | NVDA, MSFT, AMZN, TSLA, IVV |
| Q2 2025 | 746 | $9.7B | NVDA, TSLA, AMZN, MSFT, AAPL |
| Q1 2025 | 441 | $8.7B | TSLA, AMZN, NVDA, MSFT, IVV |
| Q4 2024 | 652 | $7.9B | MSFT, VOO, AMZN, IVV, NVDA |
| Q3 2024 | 741 | $2.9B | SPY, VOO, IVV, XOP, IWM |
| Q2 2024 | 907 | $2.2B | SPY, IVV, QQQ, TSLA, USMV |
| Q1 2024 | 1,181 | $2.9B | SPY, IVV, TSLA, HDB, ARM |