Capstone Investment Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Capstone Investment Advisors, LLC reported 741 stock positions worth $2.9 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 34.4% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 17.1%) and iShares Core S&P 500 ETF (IVV, 9.2%). Compared with Q2 2024, it opened 182 new positions, sold out of 348, added to 197 and reduced 356. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +151%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −87%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001426196
- Portfolio Value
- $2.9B (Q3 2024)
- SEC Filing
- 0001752724-24-250642 ↗ filed Nov 14, 2024
Holdings Value
Holdings 741 stocks · $2.9B
| SPY SS SPDR S&P 500 ETF Trust-US | 34.45% | 1,718,205 | $985.8M | Add +150.7% |
| VOO Vanguard S&P 500 ETF | 17.14% | 929,700 | $490.6M | New |
| IVV iShares Core S&P 500 ETF | 9.18% | 455,571 | $262.8M | No change |
| XOP SS SPDR S&P Og Exp & Prod | 1.48% | 321,969 | $42.3M | Add +346.2% |
| IWM iShares Russell 2000 ETF | 1.41% | 183,237 | $40.5M | Add +2.4% |
| NVDA Nvidia Corp. | 0.98% | 230,750 | $28.0M | Add +44.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.96% | 300,000 | $27.4M | Reduce -45.2% |
| TSLA Tesla Inc. | 0.92% | 100,109 | $26.2M | Reduce -79.5% |
| INTC Intel Corp. | 0.86% | 1,050,044 | $24.6M | Add +22.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.76% | 44,625 | $21.8M | Reduce -86.6% |
| EEM iShares MSCI Emerging Market | 0.76% | 473,885 | $21.7M | Add +25.6% |
| AMZN Amazon.com Inc. | 0.74% | 114,037 | $21.2M | Reduce -24.9% |
| ADBE Adobe Inc. | 0.69% | 38,107 | $19.7M | Add +66.3% |
| KRE SS SPDR S&P Regional Bank | 0.68% | 341,394 | $19.3M | Reduce -24.6% |
| AMD Advanced Micro Devices | 0.65% | 113,734 | $18.7M | Add +4.9% |
| BA The Boeing Co. | 0.65% | 121,841 | $18.5M | Add +23.7% |
| HDB HDFC Bank Ltd.-ADR | 0.57% | 262,377 | $16.4M | Reduce -48.1% |
| MSFT Microsoft Corp. | 0.53% | 35,038 | $15.1M | Add +738.6% |
| NKE Nike Inc. Class B | 0.45% | 144,566 | $12.8M | Reduce -54.2% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.43% | 483,441 | $12.4M | Reduce -42.0% |
| UPS United Parcel Service Class B | 0.42% | 88,651 | $12.1M | Add +2.2% |
| IBIT iShares Bitcoin Trust ETF | 0.40% | 318,475 | $11.5M | New |
| WDAY Workday Inc. Class A | 0.39% | 45,501 | $11.1M | Add +402.1% |
| MU Micron Technology Inc. | 0.36% | 100,714 | $10.4M | Add +52.3% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.34% | 226,678 | $9.8M | Reduce -46.1% |
| AVGO Broadcom Inc. | 0.34% | 56,634 | $9.8M | Add +14.3% |
| JNK SS SPDR BB High Yield Bond | 0.33% | 96,701 | $9.5M | Reduce -43.3% |
| PEP Pepsico Inc. | 0.32% | 54,657 | $9.3M | Reduce -22.4% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.32% | 113,401 | $9.1M | Reduce -43.6% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.31% | 166,601 | $8.9M | Add +11.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.31% | 51,201 | $8.9M | New |
| LLY Eli Lilly & Co. | 0.31% | 10,081 | $8.9M | Add +9410.4% |
| PFE Pfizer Inc. | 0.31% | 304,763 | $8.8M | Reduce -21.2% |
| CMCSA Comcast Corp. Class A | 0.27% | 184,583 | $7.7M | Reduce -44.3% |
| IBN Icici Bank Ltd.-Spon ADR | 0.27% | 257,383 | $7.7M | Add +2911.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.27% | 16,576 | $7.6M | Reduce -52.1% |
| MUB iShares National Muni Bond E | 0.26% | 69,601 | $7.6M | New |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.25% | 63,801 | $7.2M | Reduce -20.4% |
| UNH Unitedhealth Group Inc. | 0.24% | 11,552 | $6.8M | Reduce -49.5% |
| HYD Vaneck High Yield Muni ETF | 0.23% | 126,141 | $6.7M | Reduce -38.8% |
| MRNA Moderna Inc. | 0.23% | 98,209 | $6.6M | Add +436.4% |
| BABA Alibaba Group Holding-SP ADR | 0.23% | 60,750 | $6.4M | Add +32.8% |
| ABNB Airbnb Inc. Class A | 0.23% | 50,770 | $6.4M | Add +348.2% |
| CWB SS SPDR BB Conv Sec ETF | 0.22% | 83,301 | $6.4M | New |
| GOOGL Alphabet Inc. Class A | 0.22% | 37,219 | $6.2M | Add +49.0% |
| PFF iShares Preferred & Income S | 0.21% | 183,401 | $6.1M | Add +16.5% |
| CVS CVS Health Corp. | 0.21% | 93,879 | $5.9M | Reduce -43.7% |
| CSCO Cisco Systems Inc. | 0.19% | 104,654 | $5.6M | Reduce -71.5% |
| OXY Occidental Petroleum Corp. | 0.19% | 103,292 | $5.3M | Add +5606.7% |
| HUM Humana Inc. | 0.19% | 16,749 | $5.3M | Add +40.6% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.18% | 124,605 | $5.2M | Add +53.6% |
| CDZI Cadiz Inc. | 0.18% | 1,719,900 | $5.2M | Reduce -13.1% |
| ASML ASML Holding NV-NY Reg SHS | 0.18% | 6,088 | $5.1M | Add +352.0% |
| CVX Chevron Corp. | 0.17% | 33,503 | $4.9M | Add +983.9% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.17% | 88,201 | $4.7M | Add +15.3% |
| LULU Lululemon Athletica Inc. | 0.16% | 16,661 | $4.5M | Reduce -35.9% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.16% | 45,248 | $4.5M | Add +0.2% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.16% | 15,981 | $4.5M | Add +304.6% |
| AWK American Water Works Co. Inc. | 0.16% | 30,406 | $4.4M | Add +440.6% |
| HAL Halliburton Co. | 0.15% | 149,678 | $4.3M | Add +94.2% |
| DXCM Dexcom Inc. | 0.15% | 63,002 | $4.2M | Add +105.2% |
| UNP Union Pacific Corp. | 0.14% | 15,806 | $3.9M | Reduce -41.3% |
| SNPS Synopsys Inc. | 0.14% | 7,675 | $3.9M | Add +5803.9% |
| XLK SS Technology Select Sector | 0.13% | 16,995 | $3.8M | New |
| CDNS Cadence Design SYS Inc. | 0.13% | 13,965 | $3.8M | Add +844.2% |
| BIIB Biogen Inc. | 0.13% | 19,446 | $3.8M | Add +195.8% |
| LRCX Lam Research Corp. | 0.13% | 4,540 | $3.7M | Add +401.7% |
| BMY Bristol-Myers Squibb Co. | 0.13% | 70,283 | $3.6M | Reduce -68.7% |
| SBUX Starbucks Corp. | 0.13% | 36,999 | $3.6M | Reduce -85.6% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.12% | 20,970 | $3.5M | Add +6067.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.11% | 34,120 | $3.3M | Add +1.1% |
| MCHP Microchip Technology Inc. | 0.11% | 40,775 | $3.3M | Add +521.6% |
| XGDVX Gabelli Dividend & Income TR | 0.11% | 128,350 | $3.1M | New |
| MRK Merck & Co. Inc. | 0.11% | 27,621 | $3.1M | Add +73.4% |
| NFJ Virtus DVD Intrst & PRM STR | 0.11% | 236,120 | $3.1M | New |
| COP Conocophillips | 0.10% | 28,418 | $3.0M | Add +14.5% |
| DG Dollar General Corp. | 0.10% | 33,718 | $2.9M | Add +366.8% |
| FSLY Fastly Inc. Class A | 0.10% | 375,802 | $2.8M | Add +922.4% |
| MS Morgan Stanley | 0.10% | 26,814 | $2.8M | Reduce -2.5% |
| ZTR Virtus Total Return Fund Inc. | 0.10% | 447,378 | $2.8M | New |
| HON Honeywell International Inc. | 0.10% | 13,394 | $2.8M | Add +49.4% |
| ARM Arm Holdings PLC-ADR | 0.10% | 19,353 | $2.8M | New |
| ADM Archer-Daniels-Midland Co. | 0.10% | 45,634 | $2.7M | Add +22.9% |
| KMI Kinder Morgan Inc. | 0.09% | 122,798 | $2.7M | Add +58.7% |
| AAL American Airlines Group Inc. | 0.09% | 241,007 | $2.7M | Add +78.6% |
| CSGP Costar Group Inc. | 0.09% | 35,732 | $2.7M | Add +8.3% |
| XLF SS Financial Select Sector | 0.09% | 59,412 | $2.7M | Add +26072.7% |
| EXAS Exact Sciences Corp. | 0.09% | 39,298 | $2.7M | New |
| JNJ Johnson & Johnson | 0.09% | 16,379 | $2.7M | Reduce -78.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.09% | 32,243 | $2.6M | New |
| SCHW Schwab (charles) Corp. | 0.09% | 39,880 | $2.6M | Add +294.9% |
| MDLZ Mondelez International Inc. Class A | 0.09% | 34,923 | $2.6M | Reduce -62.4% |
| DLTR Dollar Tree Inc. | 0.09% | 35,431 | $2.5M | Add +40.7% |
| DVN Devon Energy Corp. | 0.09% | 63,204 | $2.5M | Add +392.9% |
| INTU Intuit Inc. | 0.08% | 3,895 | $2.4M | Add +2289.6% |
| MKSI MKS Inc. filed as MKS INSTRS INC | 0.08% | 21,919 | $2.4M | New |
| AXP American Express Co. | 0.08% | 8,503 | $2.3M | Add +322.0% |
| PDD PDD Holdings Inc. | 0.08% | 16,543 | $2.2M | Reduce -40.1% |
| XME SS SPDR S&P Metals Mining | 0.08% | 34,692 | $2.2M | Add +3469100.0% |
| M Macy's Inc. | 0.08% | 139,634 | $2.2M | Reduce -25.8% |
Options reported separately and not counted above: SPY puts ($5.6B), QQQ puts ($3.0B), NVDA puts ($1.4B), SPY calls ($1.2B), HYG puts ($675.4M), MSFT puts ($670.8M), AAPL puts ($631.3M), IWM puts ($594.3M), META puts ($560.9M), QQQ calls ($551.5M), VOO puts ($490.6M), AMZN puts ($476.9M), and 1041 more.
Other holdings (92): bonds, preferreds, convertibles and warrants · $2.4B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 58,150,000 | $162.5M | Reduce -1.4% |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 48,257,000 | $151.5M | Add +6.5% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 31,518,000 | $104.5M | No change |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 49,054,000 | $90.8M | Add +79.9% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 67,371,000 | $70.4M | Reduce -4.3% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 75,426,000 | $70.0M | Add +199.8% |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 72,470,000 | $69.4M | Add +54.1% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 73,341,000 | $68.6M | Add +120.0% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 36,345,000 | $67.4M | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 52,000,000 | $63.7M | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 23,500,000 | $62.7M | No change |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 63,777,000 | $62.7M | Add +59.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 55,867,000 | $62.3M | Add +60.0% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 50,500,000 | $60.8M | Add +13.5% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 42,300,000 | $58.5M | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 53,621,000 | $52.0M | Add +28.4% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 20,104,000 | $51.3M | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 24,288,000 | $48.2M | Reduce -21.1% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 22,880,000 | $48.0M | No change |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 36,489,000 | $46.9M | Add +9.2% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 46,450,000 | $46.5M | Add +32.9% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 35,000,000 | $45.5M | No change |
| CYTOKINETICS INC (CYTK 4 11/15/26) | NOTE 4.000%11/1 · principal | 8,631,000 | $43.2M | No change |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 16,607,000 | $39.5M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 27,000,000 | $33.5M | Add +17.4% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 32,357,000 | $31.3M | No change |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 21,000,000 | $31.0M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 11,531,000 | $26.5M | Reduce -17.8% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 12,500,000 | $23.2M | No change |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 16,000,000 | $22.9M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 20,000,000 | $20.7M | Add +185.7% |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 14,100,000 | $20.3M | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 20,000,000 | $20.0M | No change |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 15,000,000 | $18.3M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 10,082,000 | $17.2M | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 17,500,000 | $17.1M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 20,700,000 | $16.7M | Reduce -19.5% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 17,000,000 | $16.7M | Add +3.0% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 14,973,000 | $16.2M | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,107,000 | $16.2M | No change |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 14,511,000 | $16.1M | Reduce -12.1% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 16,925,000 | $15.9M | Reduce -12.9% |
| PERFICIENT INC (PRFT 1.25 08/01/25) | NOTE 1.250% 8/0 · principal | 10,043,000 | $15.8M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 16,752,000 | $15.5M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 14,500,000 | $15.2M | Add +16.0% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 6,000,000 | $14.6M | Reduce -40.0% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 15,000,000 | $14.0M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 12,500,000 | $13.9M | No change |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 14,022,000 | $13.8M | Reduce -53.6% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 12,500,000 | $13.3M | Add +66.7% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 12,850,000 | $12.7M | No change |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 6,651,000 | $12.0M | Reduce -23.1% |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 8,700,000 | $11.0M | Reduce -18.7% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 13,698,000 | $10.8M | Reduce -12.7% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 10,000,000 | $10.5M | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 10,907,000 | $10.4M | Reduce -35.5% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 11,393,000 | $9.8M | Reduce -41.3% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 10,000,000 | $9.2M | New |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 9,116,000 | $8.8M | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 7,500,000 | $8.8M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 9,500,000 | $8.6M | No change |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 10,000,000 | $7.9M | Reduce -16.7% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 8,750,000 | $7.6M | New |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 5,250,000 | $7.0M | No change |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 5,000,000 | $6.8M | Add +66.7% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 7,708,000 | $6.4M | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 16,000,000 | $6.4M | Add +77.8% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 7,040,000 | $6.1M | Reduce -21.8% |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 5,500,000 | $5.5M | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 5,000,000 | $4.9M | No change |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 9,000,000 | $4.8M | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 12,000,000 | $4.5M | Reduce -40.0% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 5,000,000 | $4.3M | No change |
| ACCURAY INC (ARAY 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,500,000 | $4.1M | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,590,000 | $4.1M | No change |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 4,000,000 | $3.9M | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 4,033,000 | $3.8M | New |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 4,182,000 | $3.8M | No change |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 3,586,000 | $3.6M | Reduce -14.2% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 3,500,000 | $3.1M | Reduce -36.4% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 4,410,000 | $3.0M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 2,500,000 | $2.8M | Reduce -50.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 3,000,000 | $2.7M | Reduce -40.0% |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 9,510,000 | $2.5M | Add +25.0% |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 3,000,000 | $2.4M | Reduce -45.5% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,500,000 | $2.3M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,000,000 | $2.2M | No change |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 3,000,000 | $2.2M | New |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 2,000,000 | $2.1M | Reduce -69.2% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 2,000,000 | $2.0M | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 2,000,000 | $1.7M | No change |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | 5,000,000 | $1.6M | No change |
Total filed on the 13F, all lines: $5.2B.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -86.6% | 0.76% | −6.44 |
| TSLA Tesla Inc. | Reduce -79.5% | 0.92% | −3.45 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -45.2% | 0.96% | −1.12 |
| HDB HDFC Bank Ltd.-ADR | Reduce -48.1% | 0.57% | −0.89 |
| SBUX Starbucks Corp. | Reduce -85.6% | 0.13% | −0.78 |
| AAPL Apple Inc. | Reduce -94.1% | 0.04% | −0.71 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −0.66 |
| NKE Nike Inc. Class B | Reduce -54.2% | 0.45% | −0.63 |
| CSCO Cisco Systems Inc. | Reduce -71.5% | 0.19% | −0.59 |
| AMZN Amazon.com Inc. | Reduce -24.9% | 0.74% | −0.58 |
| MCD McDonald's Corp. | Reduce -99.8% | 0.00% | −0.57 |
| SJNK SS SPDR BB St Hi Yield ETF | Reduce -42.0% | 0.43% | −0.50 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -46.1% | 0.34% | −0.46 |
| PYPL PayPal Holdings Inc. | Reduce -97.7% | 0.01% | −0.42 |
| JNJ Johnson & Johnson | Reduce -78.2% | 0.09% | −0.40 |
| CRM Salesforce Inc. | Reduce -97.9% | 0.01% | −0.40 |
| JNK SS SPDR BB High Yield Bond | Reduce -43.3% | 0.33% | −0.40 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -43.6% | 0.32% | −0.38 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -52.1% | 0.27% | −0.37 |
| KRE SS SPDR S&P Regional Bank | Reduce -24.6% | 0.68% | −0.33 |
| CMCSA Comcast Corp. Class A | Reduce -44.3% | 0.27% | −0.32 |
| ACN Accenture PLC Class A | Reduce -94.0% | 0.02% | −0.31 |
| QCOM Qualcomm Inc. | Reduce -85.8% | 0.03% | −0.30 |
| BMY Bristol-Myers Squibb Co. | Reduce -68.7% | 0.13% | −0.29 |
| UNH Unitedhealth Group Inc. | Reduce -49.5% | 0.24% | −0.29 |
| ABT Abbott Laboratories | Reduce -99.1% | 0.00% | −0.27 |
| MA Mastercard Inc. Class A | Reduce -96.5% | 0.01% | −0.25 |
| GILD Gilead Sciences Inc. | Reduce -86.9% | 0.04% | −0.25 |
| HYD Vaneck High Yield Muni ETF | Reduce -38.8% | 0.23% | −0.25 |
| CVS CVS Health Corp. | Reduce -43.7% | 0.21% | −0.24 |
| COLOMBIER ACQUISITION CORP | Sold out | 0.00% | −0.23 |
| XOM Exxon Mobil Corp. | Reduce -98.5% | 0.00% | −0.23 |
| PEP Pepsico Inc. | Reduce -22.4% | 0.32% | −0.20 |
| VZ Verizon Communications Inc. | Reduce -81.6% | 0.04% | −0.20 |
| LULU Lululemon Athletica Inc. | Reduce -35.9% | 0.16% | −0.19 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.19 |
| MDLZ Mondelez International Inc. Class A | Reduce -62.4% | 0.09% | −0.18 |
| PFE Pfizer Inc. | Reduce -21.2% | 0.31% | −0.18 |
| PM Philip Morris International | Sold out | 0.00% | −0.17 |
| GOOG Alphabet Inc. Class C | Reduce -65.4% | 0.05% | −0.17 |
| CAT Caterpillar Inc. | Reduce -90.8% | 0.01% | −0.15 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.14 |
| UNP Union Pacific Corp. | Reduce -41.3% | 0.14% | −0.14 |
| LEGT Legato Merger Corp. III | Sold out | 0.00% | −0.14 |
| MDT Medtronic PLC | Reduce -92.2% | 0.01% | −0.14 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -20.4% | 0.25% | −0.14 |
| TMO Thermo Fisher Scientific Inc. | Reduce -98.1% | 0.00% | −0.13 |
| INFY Infosys Ltd.-SP ADR | Sold out | 0.00% | −0.13 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.13 |
| KVUE Kenvue Inc. | Reduce -86.2% | 0.02% | −0.12 |
Portfolio Buys Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +150.7% | 34.45% | +17.61 |
| VOO Vanguard S&P 500 ETF | New | 17.14% | +17.14 |
| XOP SS SPDR S&P Og Exp & Prod | Add +346.2% | 1.48% | +1.01 |
| MSFT Microsoft Corp. | Add +738.6% | 0.53% | +0.44 |
| IBIT iShares Bitcoin Trust ETF | New | 0.40% | +0.40 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.31% | +0.31 |
| LLY Eli Lilly & Co. | Add +9410.4% | 0.31% | +0.31 |
| WDAY Workday Inc. Class A | Add +402.1% | 0.39% | +0.30 |
| MUB iShares National Muni Bond E | New | 0.26% | +0.26 |
| IBN Icici Bank Ltd.-Spon ADR | Add +2911.0% | 0.27% | +0.26 |
| CWB SS SPDR BB Conv Sec ETF | New | 0.22% | +0.22 |
| OXY Occidental Petroleum Corp. | Add +5606.7% | 0.19% | +0.18 |
| CVX Chevron Corp. | Add +983.9% | 0.17% | +0.15 |
| ABNB Airbnb Inc. Class A | Add +348.2% | 0.23% | +0.15 |
| XLK SS Technology Select Sector | New | 0.13% | +0.13 |
| SNPS Synopsys Inc. | Add +5803.9% | 0.14% | +0.13 |
| MRNA Moderna Inc. | Add +436.4% | 0.23% | +0.13 |
| AWK American Water Works Co. Inc. | Add +440.6% | 0.16% | +0.12 |
| MSTR Strategy Inc. | Add +6067.6% | 0.12% | +0.12 |
| ASML ASML Holding NV-NY Reg SHS | Add +352.0% | 0.18% | +0.12 |
| ADBE Adobe Inc. | Add +66.3% | 0.69% | +0.11 |
| CDNS Cadence Design SYS Inc. | Add +844.2% | 0.13% | +0.11 |
| XGDVX Gabelli Dividend & Income TR | New | 0.11% | +0.11 |
| NFJ Virtus DVD Intrst & PRM STR | New | 0.11% | +0.11 |
| ZTR Virtus Total Return Fund Inc. | New | 0.10% | +0.10 |
| ARM Arm Holdings PLC-ADR | New | 0.10% | +0.10 |
| XLF SS Financial Select Sector | Add +26072.7% | 0.09% | +0.09 |
| EXAS Exact Sciences Corp. | New | 0.09% | +0.09 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.09% | +0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +304.6% | 0.16% | +0.09 |
| NVDA Nvidia Corp. | Add +44.4% | 0.98% | +0.09 |
| MCHP Microchip Technology Inc. | Add +521.6% | 0.11% | +0.09 |
| FSLY Fastly Inc. Class A | Add +922.4% | 0.10% | +0.09 |
| LRCX Lam Research Corp. | Add +401.7% | 0.13% | +0.09 |
| MKSI MKS Inc. | New | 0.08% | +0.08 |
| INTU Intuit Inc. | Add +2289.6% | 0.08% | +0.08 |
| XME SS SPDR S&P Metals Mining | Add +3469100.0% | 0.08% | +0.08 |
| BABA Alibaba Group Holding-SP ADR | Add +32.8% | 0.23% | +0.08 |
| VRNS Varonis Systems Inc. | New | 0.07% | +0.07 |
| BX Blackstone Inc. | New | 0.07% | +0.07 |
| BTX BlackRock Tech & Priv Eqty | New | 0.06% | +0.06 |
| BIIB Biogen Inc. | Add +195.8% | 0.13% | +0.06 |
| GAM General American Investors | New | 0.06% | +0.06 |
| AXP American Express Co. | Add +322.0% | 0.08% | +0.06 |
| DVN Devon Energy Corp. | Add +392.9% | 0.09% | +0.06 |
| SCHW Schwab (charles) Corp. | Add +294.9% | 0.09% | +0.06 |
| DG Dollar General Corp. | Add +366.8% | 0.10% | +0.06 |
| XLV SS Health Care Select Sector | Add +1066.3% | 0.06% | +0.05 |
| ZD Ziff Davis Inc. | New | 0.05% | +0.05 |
| CDL Victoryshares US Large Cap H | New | 0.05% | +0.05 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +18.1% | 9,767,000 | $5.6B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -8.6% | 6,096,300 | $3.0B |
| NVDA Nvidia Corp. | put | Reduce -9.2% | 11,325,900 | $1.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +13.0% | 2,147,300 | $1.2B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +16.4% | 8,410,800 | $675.4M |
| MSFT Microsoft Corp. | put | Reduce -17.9% | 1,558,900 | $670.8M |
| AAPL Apple Inc. | put | Reduce -22.4% | 2,709,500 | $631.3M |
| IWM iShares Russell 2000 ETF | put | Reduce -28.9% | 2,690,400 | $594.3M |
| META Meta Platforms Inc. Class A | put | Reduce -10.2% | 979,800 | $560.9M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -42.8% | 1,130,000 | $551.5M |
| VOO Vanguard S&P 500 ETF | put | New | 929,700 | $490.6M |
| AMZN Amazon.com Inc. | put | Reduce -11.7% | 2,559,400 | $476.9M |
| NVDA Nvidia Corp. | call | Reduce -7.4% | 3,260,900 | $396.0M |
| AAPL Apple Inc. | call | Reduce -6.7% | 1,531,600 | $356.9M |
| GOOGL Alphabet Inc. Class A | put | Reduce -20.0% | 1,835,300 | $304.4M |
| TSLA Tesla Inc. | put | Reduce -33.8% | 1,076,200 | $281.6M |
| MSFT Microsoft Corp. | call | Reduce -16.1% | 613,100 | $263.8M |
| GLD SPDR Gold Shares | call | Add +53.3% | 1,058,200 | $257.2M |
| AVGO Broadcom Inc. | put | Reduce -6.5% | 1,446,600 | $249.5M |
| GOOG Alphabet Inc. Class C | put | Reduce -14.9% | 1,453,200 | $243.0M |
| META Meta Platforms Inc. Class A | call | Reduce -9.5% | 325,300 | $186.2M |
| JPM JPMorgan Chase & Co. | put | Reduce -7.6% | 841,000 | $177.3M |
| AMZN Amazon.com Inc. | call | Reduce -9.4% | 897,600 | $167.2M |
| COST Costco Wholesale Corp. | put | Reduce -5.6% | 172,700 | $153.1M |
| GDX Vaneck Gold Miners ETF | call | Add +101.6% | 3,814,200 | $151.9M |
| GDX Vaneck Gold Miners ETF | put | Add +101.6% | 3,814,200 | $151.9M |
| NFLX Netflix Inc. | put | Reduce -14.1% | 213,200 | $151.2M |
| EEM iShares MSCI Emerging Market | put | Add +11.9% | 3,106,000 | $142.4M |
| XLF SS Financial Select Sector | call | Add +0.8% | 3,103,800 | $140.7M |
| XLI SS Industrial Select Sector | call | Add +101.7% | 1,024,000 | $138.7M |
| LLY Eli Lilly & Co. | put | Add +1.9% | 146,200 | $129.5M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +6.0% | 1,060,000 | $119.8M |
| XLF SS Financial Select Sector | put | Reduce -1.9% | 2,491,500 | $112.9M |
| GOOGL Alphabet Inc. Class A | call | Reduce -5.6% | 651,900 | $108.1M |
| BAC Bank of America Corp. | put | Add +13.1% | 2,690,300 | $106.8M |
| XOM Exxon Mobil Corp. | put | Reduce -13.1% | 860,152 | $100.8M |
| WMT Walmart Inc. | put | Reduce -13.3% | 1,169,200 | $94.4M |
| CRM Salesforce Inc. | put | Reduce -11.0% | 338,800 | $92.7M |
| XOP SS SPDR S&P Og Exp & Prod | put | Add +68.0% | 695,100 | $91.4M |
| EMB iShares JP Morgan Usd Emergi | put | Sold out | 1,004,400 | $88.9Mbefore exit |
| ADBE Adobe Inc. | put | Reduce -7.3% | 165,300 | $85.6M |
| GOOG Alphabet Inc. Class C | call | Reduce -4.3% | 488,300 | $81.6M |
| HD Home Depot Inc. | put | Add +6.2% | 192,300 | $77.9M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +39.1% | 165,800 | $76.3M |
| MS Morgan Stanley | put | Add +0.3% | 726,100 | $75.7M |
| TSLA Tesla Inc. | call | Reduce -30.9% | 285,100 | $74.6M |
| PG The Procter & Gamble Co. | put | Add +49.2% | 423,600 | $73.4M |
| QCOM Qualcomm Inc. | put | Reduce -17.3% | 429,300 | $73.0M |
| ORCL Oracle Corp. | put | Reduce -4.4% | 426,600 | $72.7M |
| XLV SS Health Care Select Sector | call | Sold out | 494,700 | $72.1Mbefore exit |
Showing the first 50 of 1,016.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | Reduce -1.4% | 58,150,000 | $162.5M |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Add +6.5% | 48,257,000 | $151.5M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Add +79.9% | 49,054,000 | $90.8M |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | Sold out | 73,231,000 | $72.9Mbefore exit |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | Reduce -4.3% | 67,371,000 | $70.4M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +199.8% | 75,426,000 | $70.0M |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | Add +54.1% | 72,470,000 | $69.4M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Add +120.0% | 73,341,000 | $68.6M |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +59.4% | 63,777,000 | $62.7M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +60.0% | 55,867,000 | $62.3M |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +13.5% | 50,500,000 | $60.8M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 14,553,000 | $52.2Mbefore exit |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | Add +28.4% | 53,621,000 | $52.0M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Reduce -21.1% | 24,288,000 | $48.2M |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | Add +9.2% | 36,489,000 | $46.9M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +32.9% | 46,450,000 | $46.5M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 31,146,000 | $33.8Mbefore exit |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | Add +17.4% | 27,000,000 | $33.5M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -17.8% | 11,531,000 | $26.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +185.7% | 20,000,000 | $20.7M |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | Sold out | 19,500,000 | $19.4Mbefore exit |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -19.5% | 20,700,000 | $16.7M |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Add +3.0% | 17,000,000 | $16.7M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | Reduce -12.1% | 14,511,000 | $16.1M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Reduce -12.9% | 16,925,000 | $15.9M |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | Add +16.0% | 14,500,000 | $15.2M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Reduce -40.0% | 6,000,000 | $14.6M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 15,000,000 | $14.0M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Reduce -53.6% | 14,022,000 | $13.8M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Sold out | 7,750,000 | $13.6Mbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +66.7% | 12,500,000 | $13.3M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | Reduce -23.1% | 6,651,000 | $12.0M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 12,500,000 | $11.5Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Sold out | 10,000,000 | $11.5Mbefore exit |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | Reduce -18.7% | 8,700,000 | $11.0M |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | Reduce -12.7% | 13,698,000 | $10.8M |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Reduce -35.5% | 10,907,000 | $10.4M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Reduce -41.3% | 11,393,000 | $9.8M |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 10,000,000 | $9.2M |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | Reduce -16.7% | 10,000,000 | $7.9M |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 8,750,000 | $7.6M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Sold out | 8,500,000 | $6.8Mbefore exit |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | Add +66.7% | 5,000,000 | $6.8M |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Add +77.8% | 16,000,000 | $6.4M |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | Sold out | 5,500,000 | $6.1Mbefore exit |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Reduce -21.8% | 7,040,000 | $6.1M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Sold out | 6,231,000 | $6.1Mbefore exit |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | Sold out | 5,000,000 | $4.5Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -40.0% | 12,000,000 | $4.5M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 4,033,000 | $3.8M |
Showing the first 50 of 64.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 854 | $10.9B | MSFT, NVDA, IVV, AMZN, VOO |
| Q1 2026 | 782 | $9.0B | AMZN, MSFT, IVV, NVDA, TSLA |
| Q4 2025 | 719 | $9.9B | NVDA, IVV, GOOGL, AMZN, AMD |
| Q3 2025 | 1,010 | $9.4B | NVDA, MSFT, AMZN, TSLA, IVV |
| Q2 2025 | 746 | $9.7B | NVDA, TSLA, AMZN, MSFT, AAPL |
| Q1 2025 | 441 | $8.7B | TSLA, AMZN, NVDA, MSFT, IVV |
| Q4 2024 | 652 | $7.9B | MSFT, VOO, AMZN, IVV, NVDA |
| Q3 2024 | 741 | $2.9B | SPY, VOO, IVV, XOP, IWM |
| Q2 2024 | 907 | $2.2B | SPY, IVV, QQQ, TSLA, USMV |
| Q1 2024 | 1,181 | $2.9B | SPY, IVV, TSLA, HDB, ARM |