Capstone Investment Advisors, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Capstone Investment Advisors, LLC reported 907 stock positions worth $2.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 16.8% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 11.3%) and Invesco QQQ Trust Series 1 (QQQ, 7.2%). Compared with Q1 2024, it opened 216 new positions, sold out of 490, added to 299 and reduced 376. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +65%) and the biggest sale an exit from Arm Holdings PLC-ADR (ARM).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001426196
- Portfolio Value
- $2.2B (Q2 2024)
- SEC Filing
- 0001752724-24-174625 ↗ filed Aug 14, 2024
Holdings Value
Holdings 907 stocks · $2.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 16.84% | 685,382 | $373.0M | Add +65.1% |
| IVV iShares Core S&P 500 ETF | 11.25% | 455,571 | $249.3M | Add +19.9% |
| QQQ Invesco QQQ Trust Series 1 | 7.20% | 332,753 | $159.4M | Add +85.2% |
| TSLA Tesla Inc. | 4.37% | 489,112 | $96.8M | Reduce -32.8% |
| USMV iShares MSCI USA Min Vol Fac | 2.07% | 547,018 | $45.9M | Reduce -36.5% |
| IWM iShares Russell 2000 ETF | 1.64% | 178,930 | $36.3M | Add +95.7% |
| HDB HDFC Bank Ltd.-ADR | 1.47% | 505,124 | $32.5M | Reduce -74.7% |
| AMZN Amazon.com Inc. | 1.33% | 151,912 | $29.4M | Add +865.3% |
| INTC Intel Corp. | 1.20% | 857,832 | $26.6M | Add +279.8% |
| NKE Nike Inc. Class B | 1.07% | 315,440 | $23.8M | Add +72.2% |
| KRE SS SPDR S&P Regional Bank | 1.00% | 452,603 | $22.2M | Reduce -3.0% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.94% | 833,641 | $20.8M | Reduce -6.1% |
| SBUX Starbucks Corp. | 0.90% | 256,403 | $20.0M | Add +180.5% |
| NVDA Nvidia Corp. | 0.89% | 159,852 | $19.7M | Add +143.3% |
| BA The Boeing Co. | 0.81% | 98,526 | $17.9M | Add +10.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.80% | 420,678 | $17.8M | Add +22.4% |
| AMD Advanced Micro Devices | 0.79% | 108,380 | $17.6M | Add +894.3% |
| CSCO Cisco Systems Inc. | 0.79% | 366,632 | $17.4M | Add +52.0% |
| AAPL Apple Inc. | 0.75% | 78,705 | $16.6M | Reduce -72.2% |
| JNK SS SPDR BB High Yield Bond | 0.73% | 170,601 | $16.1M | Reduce -6.0% |
| EEM iShares MSCI Emerging Market | 0.73% | 377,444 | $16.1M | Add +1.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.70% | 201,201 | $15.5M | Reduce -4.8% |
| GDX Vaneck Gold Miners ETF | 0.66% | 430,736 | $14.6M | Add +5318.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.64% | 34,597 | $14.1M | Add +10.3% |
| CMCSA Comcast Corp. Class A | 0.59% | 331,142 | $13.0M | Add +142.4% |
| ADBE Adobe Inc. | 0.57% | 22,912 | $12.7M | Reduce -59.5% |
| MCD McDonald's Corp. | 0.57% | 49,443 | $12.6M | Add +76.9% |
| UPS United Parcel Service Class B | 0.54% | 86,774 | $11.9M | Add +46.7% |
| UNH Unitedhealth Group Inc. | 0.53% | 22,881 | $11.7M | Add +10.4% |
| PEP Pepsico Inc. | 0.52% | 70,483 | $11.6M | Add +671.9% |
| JNJ Johnson & Johnson | 0.49% | 75,010 | $11.0M | Add +104.3% |
| PFE Pfizer Inc. | 0.49% | 386,734 | $10.8M | Add +3.2% |
| HYD Vaneck High Yield Muni ETF | 0.48% | 206,201 | $10.7M | Reduce -43.9% |
| XOP SS SPDR S&P Og Exp & Prod | 0.47% | 72,158 | $10.5M | Add +6669.0% |
| CVS CVS Health Corp. | 0.44% | 166,667 | $9.8M | Add +1098.5% |
| PYPL PayPal Holdings Inc. | 0.43% | 163,925 | $9.5M | Add +677.3% |
| BMY Bristol-Myers Squibb Co. | 0.42% | 224,279 | $9.3M | Add +622.9% |
| CRM Salesforce Inc. | 0.41% | 35,159 | $9.0M | Add +506.4% |
| MU Micron Technology Inc. | 0.39% | 66,116 | $8.7M | Add +4.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.39% | 80,101 | $8.6M | Add +44.9% |
| AVGO Broadcom Inc. | 0.36% | 4,953 | $8.0M | Add +61.5% |
| LULU Lululemon Athletica Inc. | 0.35% | 25,998 | $7.8M | Add +155.6% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.35% | 149,401 | $7.7M | Reduce -52.8% |
| QCOM Qualcomm Inc. | 0.33% | 37,197 | $7.4M | Add +1474.1% |
| ACN Accenture PLC Class A | 0.33% | 23,872 | $7.2M | Add +556.4% |
| GILD Gilead Sciences Inc. | 0.28% | 91,414 | $6.3M | Add +74.3% |
| CDZI Cadiz Inc. | 0.28% | 1,980,000 | $6.1M | Reduce -3.4% |
| UNP Union Pacific Corp. | 0.28% | 26,939 | $6.1M | Add +4753.9% |
| MDLZ Mondelez International Inc. Class A | 0.27% | 92,761 | $6.1M | Add +49.0% |
| ABT Abbott Laboratories | 0.27% | 58,061 | $6.0M | Add +427.4% |
| MA Mastercard Inc. Class A | 0.26% | 12,965 | $5.7M | Add +21154.1% |
| XOM Exxon Mobil Corp. | 0.23% | 45,062 | $5.2M | New |
| VZ Verizon Communications Inc. | 0.23% | 125,069 | $5.2M | Add +36.6% |
| COLOMBIER ACQUISITION CORP | 0.23% | 500,100 | $5.1M | Reduce -0.0% |
| GOOG Alphabet Inc. Class C | 0.22% | 27,133 | $5.0M | Add +23290.5% |
| PFF iShares Preferred & Income S | 0.22% | 157,401 | $5.0M | Reduce -52.3% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.22% | 45,176 | $4.8M | Add +934.3% |
| GOOGL Alphabet Inc. Class A | 0.21% | 24,978 | $4.5M | Add +115.0% |
| HUM Humana Inc. | 0.20% | 11,909 | $4.4M | Reduce -29.1% |
| HD Home Depot Inc. | 0.19% | 12,132 | $4.2M | Add +243.7% |
| PM Philip Morris International | 0.17% | 38,184 | $3.9M | Reduce -37.8% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.17% | 76,501 | $3.8M | Reduce -1.2% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.17% | 81,122 | $3.8M | New |
| PLD Prologis Inc. | 0.17% | 33,234 | $3.7M | Add +169.8% |
| CHTR Charter Communications Inc. Class A | 0.17% | 12,424 | $3.7M | Reduce -43.0% |
| PDD PDD Holdings Inc. | 0.17% | 27,599 | $3.7M | Reduce -24.3% |
| CAT Caterpillar Inc. | 0.16% | 10,854 | $3.6M | Add +11827.5% |
| M Macy's Inc. | 0.16% | 188,132 | $3.6M | Add +35.4% |
| WMT Walmart Inc. | 0.16% | 51,891 | $3.5M | Reduce -55.6% |
| DXCM Dexcom Inc. | 0.16% | 30,708 | $3.5M | Add +625.6% |
| CME Cme Group Inc. | 0.16% | 17,557 | $3.5M | Add +155.6% |
| ODFL Old Dominion Freight Line | 0.15% | 19,000 | $3.4M | Add +198.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.15% | 33,767 | $3.4M | Add +81.5% |
| BABA Alibaba Group Holding-SP ADR | 0.15% | 45,750 | $3.3M | Reduce -23.1% |
| CAH Cardinal Health Inc. | 0.15% | 33,446 | $3.3M | Add +214.4% |
| MDT Medtronic PLC | 0.15% | 41,195 | $3.2M | New |
| V Visa Inc. Class A | 0.14% | 12,153 | $3.2M | Reduce -5.3% |
| KVUE Kenvue Inc. | 0.14% | 173,764 | $3.2M | Add +55.7% |
| LEGT Legato Merger Corp. III | 0.14% | 300,000 | $3.0M | Reduce -25.0% |
| TMO Thermo Fisher Scientific Inc. | 0.13% | 5,405 | $3.0M | Add +1583.8% |
| PPG PPG Industries Inc. | 0.13% | 23,343 | $2.9M | Add +200.9% |
| COP Conocophillips | 0.13% | 24,821 | $2.8M | Reduce -19.2% |
| INFY Infosys Ltd.-SP ADR | 0.13% | 150,000 | $2.8M | Add +212.1% |
| XBI SS SPDR S&P Biotech ETF | 0.13% | 29,898 | $2.8M | New |
| MNST Monster Beverage Corp. | 0.12% | 54,830 | $2.7M | Add +25.0% |
| ORLY O'reilly Automotive Inc. | 0.12% | 2,578 | $2.7M | Reduce -25.0% |
| ILMN Illumina Inc. | 0.12% | 26,047 | $2.7M | Add +188.4% |
| DLTR Dollar Tree Inc. | 0.12% | 25,179 | $2.7M | Add +0.7% |
| MS Morgan Stanley | 0.12% | 27,509 | $2.7M | Add +6.2% |
| HAL Halliburton Co. | 0.12% | 77,078 | $2.6M | Add +1513.2% |
| DE Deere & Co. | 0.11% | 6,778 | $2.5M | Add +205.6% |
| EXPE Expedia Group Inc. | 0.11% | 19,864 | $2.5M | Add +297.4% |
| CEG Constellation Energy | 0.11% | 12,439 | $2.5M | Add +577.5% |
| CSGP Costar Group Inc. | 0.11% | 33,010 | $2.4M | Add +101.3% |
| NOC Northrop Grumman Corp. | 0.11% | 5,587 | $2.4M | Add +183.3% |
| MO Altria Group Inc. | 0.11% | 52,649 | $2.4M | Reduce -44.7% |
| KHC The Kraft Heinz Co. | 0.11% | 73,392 | $2.4M | New |
| USB US Bancorp | 0.11% | 59,048 | $2.3M | Add +27.8% |
| TDG Transdigm Group Inc. | 0.11% | 1,829 | $2.3M | Add +84.8% |
| WBA Walgreens Boots Alliance Inc. | 0.10% | 191,743 | $2.3M | Add +177.7% |
Options reported separately and not counted above: SPY puts ($4.5B), QQQ puts ($3.2B), NVDA puts ($1.5B), SPY calls ($1.0B), QQQ calls ($946.2M), MSFT puts ($848.3M), IWM puts ($767.1M), AAPL puts ($735.0M), AMZN puts ($559.9M), HYG puts ($557.3M), META puts ($550.1M), NVDA calls ($434.9M), and 1010 more.
Other holdings (102): bonds, preferreds, convertibles and warrants · $2.4B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 58,993,000 | $185.4M | No change |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 45,320,000 | $131.8M | No change |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 31,518,000 | $89.6M | Reduce -1.3% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 73,231,000 | $72.9M | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 52,000,000 | $70.1M | Reduce -8.8% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 70,371,000 | $68.8M | Add +34.4% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 23,500,000 | $67.0M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 36,345,000 | $63.3M | No change |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 22,880,000 | $56.5M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 42,300,000 | $55.9M | Reduce -26.2% |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 14,553,000 | $52.2M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 35,000,000 | $50.8M | No change |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 44,500,000 | $49.2M | Add +3.5% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 30,788,000 | $48.8M | Reduce -3.1% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 16,607,000 | $45.8M | No change |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 27,273,000 | $44.4M | Reduce -5.2% |
| CYTOKINETICS INC (CYTK 4 11/15/26) | NOTE 4.000%11/1 · principal | 8,631,000 | $44.4M | No change |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 47,040,000 | $44.3M | Add +34.3% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 41,751,000 | $39.9M | Add +13.6% |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 33,424,000 | $39.4M | No change |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 40,019,000 | $39.0M | No change |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 20,104,000 | $38.8M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 34,914,000 | $36.8M | Reduce -22.3% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 34,950,000 | $36.1M | Add +12.9% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 31,146,000 | $33.8M | No change |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 32,357,000 | $30.8M | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 33,341,000 | $30.1M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 14,031,000 | $29.6M | No change |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 30,235,000 | $29.3M | No change |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 21,000,000 | $29.1M | New |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 23,000,000 | $24.2M | No change |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 16,000,000 | $23.3M | Reduce -17.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 25,160,000 | $22.9M | Add +151.6% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 10,000,000 | $22.2M | Reduce -25.9% |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 10,082,000 | $21.7M | Add +98.4% |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 20,000,000 | $20.2M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 25,700,000 | $19.9M | Reduce -18.9% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 19,500,000 | $19.4M | No change |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 12,500,000 | $19.4M | No change |
| HCI GROUP INC (HCI 4.75 06/01/42) | NOTE 4.750% 6/0 · principal | 14,100,000 | $18.4M | No change |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 16,511,000 | $18.3M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 19,425,000 | $17.8M | Add +22.0% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 14,973,000 | $17.4M | Reduce -11.8% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 17,500,000 | $16.9M | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 16,500,000 | $15.9M | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 16,907,000 | $15.9M | Reduce -58.8% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 15,000,000 | $15.8M | New |
| PERFICIENT INC (PRFT 1.25 08/01/25) | NOTE 1.250% 8/0 · principal | 10,043,000 | $15.7M | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 16,107,000 | $15.1M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 16,752,000 | $15.0M | Add +21.8% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 7,750,000 | $13.6M | New |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | 10,700,000 | $13.3M | Reduce -27.2% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 12,500,000 | $12.8M | Add +25.0% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 12,850,000 | $12.7M | Add +127.4% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 19,393,000 | $12.6M | Add +11.5% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 8,651,000 | $12.6M | New |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 12,500,000 | $12.4M | New |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 15,698,000 | $11.5M | Reduce -27.6% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,500,000 | $11.5M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 10,000,000 | $11.5M | Reduce -44.4% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 20,000,000 | $11.1M | Reduce -33.3% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 10,000,000 | $9.9M | Reduce -50.0% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 12,000,000 | $9.1M | Reduce -11.1% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 9,116,000 | $8.6M | Reduce -58.6% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 9,500,000 | $8.3M | Reduce -17.4% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 7,500,000 | $8.1M | Reduce -40.0% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 7,500,000 | $7.5M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 7,000,000 | $6.8M | No change |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 8,500,000 | $6.8M | Reduce -15.0% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 9,000,000 | $6.7M | No change |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 6,500,000 | $6.7M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 5,000,000 | $6.4M | Reduce -28.6% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 5,250,000 | $6.3M | Reduce -58.0% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 5,500,000 | $6.1M | No change |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 6,231,000 | $6.1M | New |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 7,708,000 | $6.0M | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 9,000,000 | $5.4M | New |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 3,000,000 | $5.2M | New |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 5,500,000 | $5.1M | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 5,500,000 | $4.6M | No change |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 5,000,000 | $4.5M | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 5,000,000 | $4.5M | No change |
| GOSSAMER BIO INC (GOSS 5 06/01/27) | NOTE 5.000% 6/0 · principal | 9,000,000 | $4.4M | Reduce -10.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 5,000,000 | $4.3M | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 5,000,000 | $4.2M | No change |
| ZYNEX INC (ZYXI 5 05/15/26) | NOTE 5.000% 5/1 · principal | 4,000,000 | $4.1M | New |
| ACCURAY INC (ARAY 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,500,000 | $4.0M | No change |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 4,177,000 | $4.0M | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,590,000 | $3.9M | Reduce -35.3% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 4,182,000 | $3.8M | Reduce -26.4% |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 5,500,000 | $3.6M | Reduce -26.7% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 3,000,000 | $3.2M | No change |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 4,410,000 | $3.1M | No change |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 7,610,000 | $3.0M | No change |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 4,000,000 | $2.2M | Reduce -43.7% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 2,000,000 | $1.9M | No change |
| VERITONE INC (VERI 1.75 11/15/26) | NOTE 1.750%11/1 · principal | 5,000,000 | $1.8M | Reduce -16.7% |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 2,000,000 | $1.8M | No change |
| FARO TECHNOLOGIES INC (FARO 5.5 02/01/28) | NOTE 5.500% 2/0 · principal | 2,000,000 | $1.7M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,000,000 | $1.7M | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 2,000,000 | $1.6M | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 91,048 | $27K | Reduce -0.8% |
Total filed on the 13F, all lines: $4.6B.
Portfolio Sells Q1 2024 → Q2 2024
| ARM Arm Holdings PLC-ADR | Sold out | 0.00% | −3.52 |
| ZS Zscaler Inc. | Reduce -99.6% | 0.01% | −2.61 |
| HDB HDFC Bank Ltd.-ADR | Reduce -74.7% | 1.47% | −2.40 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -97.7% | 0.07% | −1.85 |
| GEHC GE Healthcare Technology | Reduce -98.0% | 0.04% | −1.63 |
| O Realty Income Corp. | Reduce -95.4% | 0.09% | −1.50 |
| AAPL Apple Inc. | Reduce -72.2% | 0.75% | −0.93 |
| WELL Welltower Inc. | Reduce -97.5% | 0.03% | −0.72 |
| NOG Northern Oil and Gas Inc. | Sold out | 0.00% | −0.70 |
| DLR Digital Realty Trust Inc. | Reduce -97.7% | 0.02% | −0.70 |
| NXT Nextpower Inc. | Sold out | 0.00% | −0.63 |
| AESI Atlas Energy Solutions Inc. | Sold out | 0.00% | −0.43 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -36.5% | 2.07% | −0.41 |
| ADBE Adobe Inc. | Reduce -59.5% | 0.57% | −0.41 |
| MSFT Microsoft Corp. | Reduce -85.7% | 0.08% | −0.34 |
| BTSG Brightspring Health Services | Sold out | 0.00% | −0.34 |
| CWB SS SPDR BB Conv Sec ETF | Sold out | 0.00% | −0.33 |
| ARES Ares Management Corp. Class A | Reduce -94.3% | 0.03% | −0.32 |
| TJX TJX Companies Inc. | Reduce -82.5% | 0.10% | −0.29 |
| PNW Pinnacle West Capital | Reduce -98.1% | 0.01% | −0.28 |
| SMCI Super Micro Computer Inc. | Reduce -89.5% | 0.03% | −0.27 |
| PCVX Vaxcyte Inc. | Sold out | 0.00% | −0.26 |
| MBLY Mobileye Global Inc. Class A | Sold out | 0.00% | −0.26 |
| KGS Kodiak Gas Services Inc. | Sold out | 0.00% | −0.26 |
| AS Amer Sports Inc. | Sold out | 0.00% | −0.25 |
| CRBG Corebridge Financial Inc. | Sold out | 0.00% | −0.23 |
| RXST Rxsight Inc. | Sold out | 0.00% | −0.23 |
| CWST Casella Waste Systems Inc. Class A | Sold out | 0.00% | −0.23 |
| TBBB BBB Foods Inc. Class A | Sold out | 0.00% | −0.22 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -52.8% | 0.35% | −0.22 |
| CART Maplebear Inc. | Reduce -93.2% | 0.02% | −0.20 |
| META Meta Platforms Inc. Class A | Reduce -91.8% | 0.03% | −0.20 |
| SN Sharkninja Inc. | Sold out | 0.00% | −0.20 |
| NFLX Netflix Inc. | Reduce -90.9% | 0.03% | −0.19 |
| HYD Vaneck High Yield Muni ETF | Reduce -43.9% | 0.48% | −0.18 |
| BIRK Birkenstock Holding PLC | Sold out | 0.00% | −0.18 |
| DT Dynatrace Inc. | Reduce -95.0% | 0.01% | −0.18 |
| MTDR Matador Resources Co. | Sold out | 0.00% | −0.18 |
| TPG TPG Inc. | Sold out | 0.00% | −0.17 |
| NYT New York Times Co. Class A | Sold out | 0.00% | −0.17 |
| ALAB Astera Labs Inc. | Sold out | 0.00% | −0.16 |
| LOW Lowe's Cos Inc. | Reduce -90.7% | 0.02% | −0.15 |
| GRMN Garmin Ltd. | Reduce -88.7% | 0.03% | −0.15 |
| PFF iShares Preferred & Income S | Reduce -52.3% | 0.22% | −0.14 |
| SKWD Skyward Specialty Insurance | Sold out | 0.00% | −0.14 |
| SKX Skechers USA Inc. Class A | Reduce -86.4% | 0.03% | −0.14 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.13 |
| HESM Hess Midstream LP Class A | Sold out | 0.00% | −0.13 |
| TSCO Tractor Supply Company | Reduce -84.6% | 0.04% | −0.13 |
| ANF Abercrombie & Fitch Co. Class A | Sold out | 0.00% | −0.13 |
Portfolio Buys Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +65.1% | 16.84% | +9.33 |
| QQQ Invesco QQQ Trust Series 1 | Add +85.2% | 7.20% | +4.44 |
| IVV iShares Core S&P 500 ETF | Add +19.9% | 11.25% | +4.35 |
| AMZN Amazon.com Inc. | Add +865.3% | 1.33% | +1.23 |
| IWM iShares Russell 2000 ETF | Add +95.7% | 1.64% | +0.97 |
| INTC Intel Corp. | Add +279.8% | 1.20% | +0.85 |
| AMD Advanced Micro Devices | Add +894.3% | 0.79% | +0.73 |
| NVDA Nvidia Corp. | Add +143.3% | 0.89% | +0.69 |
| GDX Vaneck Gold Miners ETF | Add +5318.1% | 0.66% | +0.65 |
| SBUX Starbucks Corp. | Add +180.5% | 0.90% | +0.61 |
| NKE Nike Inc. Class B | Add +72.2% | 1.07% | +0.48 |
| PEP Pepsico Inc. | Add +671.9% | 0.52% | +0.47 |
| XOP SS SPDR S&P Og Exp & Prod | Add +6669.0% | 0.47% | +0.47 |
| CVS CVS Health Corp. | Add +1098.5% | 0.44% | +0.41 |
| CMCSA Comcast Corp. Class A | Add +142.4% | 0.59% | +0.38 |
| PYPL PayPal Holdings Inc. | Add +677.3% | 0.43% | +0.38 |
| CSCO Cisco Systems Inc. | Add +52.0% | 0.79% | +0.37 |
| BMY Bristol-Myers Squibb Co. | Add +622.9% | 0.42% | +0.36 |
| CRM Salesforce Inc. | Add +506.4% | 0.41% | +0.35 |
| QCOM Qualcomm Inc. | Add +1474.1% | 0.33% | +0.32 |
| MCD McDonald's Corp. | Add +76.9% | 0.57% | +0.30 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +22.4% | 0.80% | +0.30 |
| JNJ Johnson & Johnson | Add +104.3% | 0.49% | +0.29 |
| ACN Accenture PLC Class A | Add +556.4% | 0.33% | +0.28 |
| UNP Union Pacific Corp. | Add +4753.9% | 0.28% | +0.27 |
| MA Mastercard Inc. Class A | Add +21154.1% | 0.26% | +0.26 |
| XOM Exxon Mobil Corp. | New | 0.23% | +0.23 |
| UPS United Parcel Service Class B | Add +46.7% | 0.54% | +0.23 |
| ABT Abbott Laboratories | Add +427.4% | 0.27% | +0.23 |
| GOOG Alphabet Inc. Class C | Add +23290.5% | 0.22% | +0.22 |
| AVGO Broadcom Inc. | Add +61.5% | 0.36% | +0.22 |
| LULU Lululemon Athletica Inc. | Add +155.6% | 0.35% | +0.21 |
| BA The Boeing Co. | Add +10.0% | 0.81% | +0.21 |
| EEM iShares MSCI Emerging Market | Add +1.5% | 0.73% | +0.20 |
| EL Estee Lauder Companies Class A | Add +934.3% | 0.22% | +0.19 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +10.3% | 0.64% | +0.18 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +44.9% | 0.39% | +0.18 |
| SLB SLB Ltd. | New | 0.17% | +0.17 |
| UNH Unitedhealth Group Inc. | Add +10.4% | 0.53% | +0.17 |
| CAT Caterpillar Inc. | Add +11827.5% | 0.16% | +0.16 |
| GILD Gilead Sciences Inc. | Add +74.3% | 0.28% | +0.15 |
| MDT Medtronic PLC | New | 0.15% | +0.15 |
| GOOGL Alphabet Inc. Class A | Add +115.0% | 0.21% | +0.14 |
| HD Home Depot Inc. | Add +243.7% | 0.19% | +0.14 |
| DXCM Dexcom Inc. | Add +625.6% | 0.16% | +0.14 |
| MU Micron Technology Inc. | Add +4.8% | 0.39% | +0.14 |
| PFE Pfizer Inc. | Add +3.2% | 0.49% | +0.13 |
| TMO Thermo Fisher Scientific Inc. | Add +1583.8% | 0.13% | +0.13 |
| XBI SS SPDR S&P Biotech ETF | New | 0.13% | +0.13 |
| MDLZ Mondelez International Inc. Class A | Add +49.0% | 0.27% | +0.12 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +313.6% | 8,272,200 | $4.5B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -44.2% | 6,669,200 | $3.2B |
| NVDA Nvidia Corp. | put | Add +33.4% | 12,469,200 | $1.5B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -31.2% | 1,975,000 | $946.2M |
| MSFT Microsoft Corp. | put | Add +21.3% | 1,897,900 | $848.3M |
| IWM iShares Russell 2000 ETF | put | Add +4.0% | 3,781,100 | $767.1M |
| AAPL Apple Inc. | put | Add +102.5% | 3,489,900 | $735.0M |
| AMZN Amazon.com Inc. | put | Add +26.9% | 2,897,200 | $559.9M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +116.9% | 7,223,900 | $557.3M |
| META Meta Platforms Inc. Class A | put | Add +21.0% | 1,091,000 | $550.1M |
| NVDA Nvidia Corp. | call | Add +26.9% | 3,520,300 | $434.9M |
| GOOGL Alphabet Inc. Class A | put | Add +29.8% | 2,292,900 | $417.7M |
| AAPL Apple Inc. | call | Add +26.3% | 1,640,800 | $345.6M |
| MSFT Microsoft Corp. | call | Reduce -5.4% | 731,100 | $326.8M |
| TSLA Tesla Inc. | put | Reduce -2.8% | 1,625,000 | $321.6M |
| GOOG Alphabet Inc. Class C | put | Add +40.5% | 1,707,900 | $313.3M |
| AVGO Broadcom Inc. | put | Add +29.6% | 154,700 | $248.4M |
| EFA iShares MSCI Eafe ETF | put | Add +164.2% | 2,851,100 | $223.3M |
| AMZN Amazon.com Inc. | call | Add +0.9% | 990,400 | $191.4M |
| JPM JPMorgan Chase & Co. | put | Add +17.6% | 910,400 | $184.1M |
| META Meta Platforms Inc. Class A | call | Add +6.9% | 359,600 | $181.3M |
| NFLX Netflix Inc. | put | Add +29.9% | 248,200 | $167.5M |
| COST Costco Wholesale Corp. | put | Add +44.0% | 183,000 | $155.5M |
| GLD SPDR Gold Shares | call | Reduce -24.3% | 690,400 | $148.4M |
| EFA iShares MSCI Eafe ETF | call | Add +1018.8% | 1,734,200 | $135.8M |
| GM General Motors Co. | put | Add +108.9% | 2,838,900 | $131.9M |
| LLY Eli Lilly & Co. | put | Add +35.3% | 143,400 | $129.8M |
| XLF SS Financial Select Sector | call | Reduce -49.6% | 3,078,500 | $126.6M |
| GOOGL Alphabet Inc. Class A | call | Add +12.2% | 690,800 | $125.8M |
| EEM iShares MSCI Emerging Market | put | Reduce -67.6% | 2,776,100 | $118.2M |
| IEF iShares 7-10 Year Treasury B | call | Add +400.0% | 1,250,000 | $117.1M |
| XOM Exxon Mobil Corp. | put | Add +31.9% | 989,268 | $113.9M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -19.1% | 1,000,000 | $107.1M |
| XLF SS Financial Select Sector | put | Add +0.9% | 2,538,600 | $104.4M |
| QCOM Qualcomm Inc. | put | Add +78.6% | 518,900 | $103.4M |
| ADBE Adobe Inc. | put | Add +28.6% | 178,400 | $99.1M |
| CRM Salesforce Inc. | put | Add +5.0% | 380,600 | $97.9M |
| BAC Bank of America Corp. | put | Reduce -5.0% | 2,378,000 | $94.6M |
| GOOG Alphabet Inc. Class C | call | Reduce -2.5% | 510,500 | $93.6M |
| WMT Walmart Inc. | put | Add +13.6% | 1,348,100 | $91.3M |
| EMB iShares JP Morgan Usd Emergi | put | Add +703.5% | 1,004,400 | $88.9M |
| WFC Wells Fargo & Co. | put | Add +13.4% | 1,461,000 | $86.8M |
| TSLA Tesla Inc. | call | Reduce -37.6% | 412,300 | $81.6M |
| MU Micron Technology Inc. | put | Add +42.3% | 578,500 | $76.1M |
| XLV SS Health Care Select Sector | call | Reduce -24.5% | 494,700 | $72.1M |
| XLV SS Health Care Select Sector | put | Reduce -24.5% | 494,700 | $72.1M |
| MS Morgan Stanley | put | Add +23.1% | 723,600 | $70.3M |
| GDX Vaneck Gold Miners ETF | call | Reduce -54.7% | 1,892,000 | $64.2M |
| GDX Vaneck Gold Miners ETF | put | New | 1,892,000 | $64.2M |
| XLI SS Industrial Select Sector | put | Add +3.2% | 520,500 | $63.4M |
Showing the first 50 of 963.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Reduce -1.3% | 31,518,000 | $89.6M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -8.8% | 52,000,000 | $70.1M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | Add +34.4% | 70,371,000 | $68.8M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Reduce -26.2% | 42,300,000 | $55.9M |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | Sold out | 51,700,000 | $51.5Mbefore exit |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +3.5% | 44,500,000 | $49.2M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Reduce -3.1% | 30,788,000 | $48.8M |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Reduce -5.2% | 27,273,000 | $44.4M |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | Add +34.3% | 47,040,000 | $44.3M |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | Add +13.6% | 41,751,000 | $39.9M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Reduce -22.3% | 34,914,000 | $36.8M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +12.9% | 34,950,000 | $36.1M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | New | 21,000,000 | $29.1M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Sold out | 13,000,000 | $23.4Mbefore exit |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Reduce -17.9% | 16,000,000 | $23.3M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +151.6% | 25,160,000 | $22.9M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Reduce -25.9% | 10,000,000 | $22.2M |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | Add +98.4% | 10,082,000 | $21.7M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Reduce -18.9% | 25,700,000 | $19.9M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | New | 16,511,000 | $18.3M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +22.0% | 19,425,000 | $17.8M |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | Reduce -11.8% | 14,973,000 | $17.4M |
| HARMONIC INC (HLIT 2 09/01/24) | DBCV 2.000% 9/0 · principal | Sold out | 10,700,000 | $16.9Mbefore exit |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Sold out | 15,500,000 | $16.8Mbefore exit |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Reduce -58.8% | 16,907,000 | $15.9M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | New | 15,000,000 | $15.8M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +21.8% | 16,752,000 | $15.0M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | New | 7,750,000 | $13.6M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Sold out | 3,110,000 | $13.4Mbefore exit |
| NOVAVAX INC (NVAX 5 12/15/27) | NOTE 5.000%12/1 · principal | Reduce -27.2% | 10,700,000 | $13.3M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +25.0% | 12,500,000 | $12.8M |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | Add +127.4% | 12,850,000 | $12.7M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Add +11.5% | 19,393,000 | $12.6M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | New | 8,651,000 | $12.6M |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | New | 12,500,000 | $12.4M |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | Sold out | 6,429,000 | $11.9Mbefore exit |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | Reduce -27.6% | 15,698,000 | $11.5M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 12,500,000 | $11.5M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -44.4% | 10,000,000 | $11.5M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -33.3% | 20,000,000 | $11.1M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Sold out | 10,400,000 | $11.0Mbefore exit |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | Sold out | 10,781,000 | $11.0Mbefore exit |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Reduce -50.0% | 10,000,000 | $9.9M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 10,000,000 | $9.4Mbefore exit |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | Reduce -11.1% | 12,000,000 | $9.1M |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | Reduce -58.6% | 9,116,000 | $8.6M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -17.4% | 9,500,000 | $8.3M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -40.0% | 7,500,000 | $8.1M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 7,500,000 | $7.5M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 4,687,000 | $7.5Mbefore exit |
Showing the first 50 of 88.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 854 | $10.9B | MSFT, NVDA, IVV, AMZN, VOO |
| Q1 2026 | 782 | $9.0B | AMZN, MSFT, IVV, NVDA, TSLA |
| Q4 2025 | 719 | $9.9B | NVDA, IVV, GOOGL, AMZN, AMD |
| Q3 2025 | 1,010 | $9.4B | NVDA, MSFT, AMZN, TSLA, IVV |
| Q2 2025 | 746 | $9.7B | NVDA, TSLA, AMZN, MSFT, AAPL |
| Q1 2025 | 441 | $8.7B | TSLA, AMZN, NVDA, MSFT, IVV |
| Q4 2024 | 652 | $7.9B | MSFT, VOO, AMZN, IVV, NVDA |
| Q3 2024 | 741 | $2.9B | SPY, VOO, IVV, XOP, IWM |
| Q2 2024 | 907 | $2.2B | SPY, IVV, QQQ, TSLA, USMV |
| Q1 2024 | 1,181 | $2.9B | SPY, IVV, TSLA, HDB, ARM |