Citigroup Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Citigroup Inc. reported 4,603 stock positions worth $92.3 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by Nvidia (NVDA, 3.8%) and Apple (AAPL, 3.2%). Compared with Q4 2023, it opened 146 new positions, sold out of 168, added to 2,854 and reduced 1,308. The biggest buy was Nvidia (NVDA, shares +18%) and the biggest sale Cia DE Minas Buenaventur-ADR (BVN, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000831001
- Portfolio Value
- $92.3B (Q1 2024)
- SEC Filing
- 0000831001-24-000067 ↗ filed May 10, 2024
Holdings Value
Holdings 4,603 stocks · $92.3B
| MSFT Microsoft Corp. | 3.88% | 8,518,608 | $3.6B | Add +17.0% |
| NVDA Nvidia Corp. | 3.82% | 3,898,842 | $3.5B | Add +17.5% |
| AAPL Apple Inc. | 3.19% | 17,140,791 | $2.9B | Add +11.4% |
| AMZN Amazon.com Inc. | 2.29% | 11,696,056 | $2.1B | Add +3.3% |
| GOOGL Alphabet Inc. Class A | 1.41% | 8,624,083 | $1.3B | Reduce -5.4% |
| AVGO Broadcom Inc. | 1.31% | 910,956 | $1.2B | Add +4.4% |
| META Meta Platforms Inc. Class A | 1.11% | 2,113,050 | $1.0B | Add +6.3% |
| GOOG Alphabet Inc. Class C | 1.04% | 6,333,791 | $964.4M | Add +5.2% |
| TSLA Tesla Inc. | 0.92% | 4,843,662 | $851.5M | Add +13.8% |
| XBI SS SPDR S&P Biotech ETF | 0.91% | 8,822,352 | $837.2M | Add +114.8% |
| VOO Vanguard S&P 500 ETF | 0.87% | 1,666,646 | $801.2M | Reduce -0.0% |
| AMD Advanced Micro Devices | 0.78% | 3,991,341 | $720.4M | Add +48.4% |
| FLUT Flutter Entertainment PLC-Di | 0.76% | 3,560,398 | $703.1M | New |
| UNH Unitedhealth Group Inc. | 0.71% | 1,330,579 | $658.2M | Reduce -7.8% |
| V Visa Inc. Class A | 0.70% | 2,300,324 | $642.0M | Reduce -1.6% |
| INTC Intel Corp. | 0.69% | 14,398,813 | $636.0M | Add +105.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 1,213,918 | $635.0M | Add +29.9% |
| MRK Merck & Co. Inc. | 0.67% | 4,710,061 | $621.5M | Add +15.0% |
| QCOM Qualcomm Inc. | 0.66% | 3,591,723 | $608.1M | Add +66.3% |
| JPM JPMorgan Chase & Co. | 0.64% | 2,954,434 | $591.8M | Add +0.9% |
| TMO Thermo Fisher Scientific Inc. | 0.64% | 1,017,576 | $591.4M | Add +3.3% |
| HD Home Depot Inc. | 0.63% | 1,516,863 | $581.9M | Add +28.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.63% | 1,382,141 | $581.2M | Add +3.5% |
| STLA Stellantis NV | 0.60% | 19,462,044 | $550.8M | Reduce -17.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.59% | 1,221,875 | $542.5M | Reduce -1.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.59% | 14,245,506 | $540.2M | Add +21.7% |
| AMAT Applied Materials Inc. | 0.56% | 2,486,653 | $512.8M | Add +46.5% |
| ADBE Adobe Inc. | 0.55% | 1,005,549 | $507.4M | Add +18.5% |
| XOM Exxon Mobil Corp. | 0.55% | 4,334,910 | $503.9M | Add +46.4% |
| RSP Invesco S&P 500 Equal Weight | 0.54% | 2,954,599 | $500.4M | Add +4.9% |
| LLY Eli Lilly & Co. | 0.52% | 616,583 | $479.7M | Add +5.7% |
| XLI SS Industrial Select Sector | 0.49% | 3,624,226 | $456.5M | Reduce -11.6% |
| PG The Procter & Gamble Co. | 0.49% | 2,778,563 | $450.8M | Reduce -5.0% |
| MU Micron Technology Inc. | 0.48% | 3,764,505 | $443.8M | Add +115.5% |
| IWM iShares Russell 2000 ETF | 0.47% | 2,064,651 | $434.2M | Add +35.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.45% | 3,062,942 | $416.7M | Add +45.4% |
| JNJ Johnson & Johnson | 0.42% | 2,472,910 | $391.2M | Add +15.8% |
| TXN Texas Instruments Inc. | 0.42% | 2,221,563 | $387.0M | Add +47.3% |
| VONG Vanguard Russell 1000 Growth | 0.42% | 4,454,970 | $386.3M | Reduce -3.5% |
| ABBV Abbvie Inc. | 0.41% | 2,094,108 | $381.3M | Reduce -8.9% |
| XLV SS Health Care Select Sector | 0.41% | 2,531,368 | $374.0M | Add +75.8% |
| CVX Chevron Corp. | 0.39% | 2,297,408 | $362.4M | Reduce -4.8% |
| CRM Salesforce Inc. | 0.39% | 1,202,266 | $362.1M | Reduce -10.6% |
| LRCX Lam Research Corp. | 0.39% | 371,660 | $361.1M | Add +40.9% |
| IBB iShares Biotechnology ETF | 0.38% | 2,586,549 | $354.9M | Add +17.0% |
| EFA iShares MSCI Eafe ETF | 0.38% | 4,398,077 | $351.2M | Add +799.8% |
| RTX RTX Corp. | 0.37% | 3,545,575 | $345.8M | Add +47.8% |
| COST Costco Wholesale Corp. | 0.36% | 455,631 | $333.8M | Reduce -0.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.36% | 4,293,392 | $333.7M | Add +353.6% |
| IEMG iShares Core MSCI Emerging | 0.36% | 6,435,963 | $332.1M | Add +8.4% |
| CSCO Cisco Systems Inc. | 0.36% | 6,622,141 | $330.5M | Add +4.8% |
| TLT iShares 20+ Year Treasury BD | 0.35% | 3,411,439 | $322.8M | Add +349.4% |
| UBS UBS Group AG-Reg | 0.35% | 10,453,764 | $321.1M | Add +25.6% |
| NFLX Netflix Inc. | 0.34% | 517,419 | $314.2M | Add +2.1% |
| AGG iShares Core U.S. Aggregate | 0.34% | 3,157,448 | $309.2M | Add +9.4% |
| IHI iShares U.S. Medical Devices | 0.33% | 5,218,928 | $305.8M | Add +23238.4% |
| PEP Pepsico Inc. | 0.33% | 1,738,378 | $304.2M | Reduce -14.8% |
| WMT Walmart Inc. | 0.32% | 4,959,993 | $298.4M | Reduce -3.3% |
| ADI Analog Devices Inc. | 0.32% | 1,491,075 | $294.9M | Add +38.7% |
| KO The Coca-Cola Co. | 0.32% | 4,770,236 | $291.8M | Reduce -3.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.31% | 299,126 | $290.3M | Add +53.8% |
| LIN Linde PLC | 0.31% | 620,659 | $288.2M | Add +16.5% |
| ABT Abbott Laboratories | 0.31% | 2,499,694 | $284.1M | Add +5.7% |
| VEA Vanguard Ftse Developed ETF | 0.31% | 5,631,745 | $282.5M | Reduce -3.9% |
| MCHP Microchip Technology Inc. | 0.30% | 3,112,762 | $279.2M | Add +95.2% |
| CMCSA Comcast Corp. Class A | 0.30% | 6,395,899 | $277.3M | Add +3.2% |
| CAT Caterpillar Inc. | 0.30% | 753,871 | $276.2M | Add +6.1% |
| ORCL Oracle Corp. | 0.30% | 2,182,034 | $274.1M | Reduce -3.9% |
| KLAC KLA Corp. | 0.30% | 391,699 | $273.6M | Add +56.8% |
| MCD McDonald's Corp. | 0.29% | 959,489 | $270.5M | Add +13.5% |
| IDEV iShares Core MSCI Dev MKTS | 0.29% | 4,025,687 | $270.2M | Reduce -0.3% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 6,348,316 | $265.2M | Add +12.3% |
| PYPL PayPal Holdings Inc. | 0.27% | 3,675,969 | $246.3M | Add +5.7% |
| HES Hess Corp. | 0.26% | 1,601,442 | $244.4M | Add +14.8% |
| FMX Fomento Economico Mex-SP ADR | 0.26% | 1,861,957 | $242.6M | Add +637.9% |
| NXPI NXP Semiconductors NV | 0.25% | 947,470 | $234.8M | Add +76.8% |
| MA Mastercard Inc. Class A | 0.25% | 485,152 | $233.6M | Add +4.1% |
| EEM iShares MSCI Emerging Market | 0.25% | 5,585,133 | $229.4M | Reduce -5.9% |
| IWF iShares Russell 1000 Growth | 0.25% | 680,403 | $229.3M | Add +0.4% |
| MRVL Marvell Technology Inc. | 0.24% | 3,178,747 | $225.3M | Add +81.8% |
| BA The Boeing Co. | 0.24% | 1,155,914 | $223.1M | Add +78.4% |
| XLF SS Financial Select Sector | 0.24% | 5,224,058 | $220.0M | Add +53.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 840,825 | $218.7M | Reduce -8.0% |
| VXF Vanguard Extended Market ETF | 0.24% | 1,241,520 | $217.6M | Reduce -0.7% |
| FXI iShares China Large-Cap ETF | 0.24% | 9,040,453 | $217.3M | Add +133.3% |
| MDLZ Mondelez International Inc. Class A | 0.23% | 3,097,152 | $216.8M | Reduce -1.0% |
| PANW Palo Alto Networks Inc. | 0.23% | 747,807 | $212.5M | Reduce -8.4% |
| VZ Verizon Communications Inc. | 0.23% | 5,046,935 | $211.8M | Add +12.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 1,101,907 | $210.4M | Reduce -10.8% |
| XOP SS SPDR S&P Og Exp & Prod | 0.23% | 1,351,254 | $209.3M | Add +9.5% |
| XLY SS Consumer Disc Select Sect | 0.23% | 1,135,170 | $208.7M | Add +596.9% |
| IJR iShares Core S&P Small-Cap E | 0.23% | 1,885,408 | $208.4M | Add +6.1% |
| TMUS T-Mobile US Inc. | 0.22% | 1,255,131 | $204.9M | Add +42.5% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.22% | 2,338,006 | $204.1M | Reduce -1.8% |
| ABNB Airbnb Inc. Class A | 0.22% | 1,227,377 | $202.5M | Add +58.1% |
| SOXX iShares Semiconductor ETF | 0.22% | 894,689 | $202.1M | Add +232.8% |
| ACN Accenture PLC Class A | 0.22% | 576,432 | $199.8M | Add +1.4% |
| XLP SS Consumer Staples Sel Sect | 0.21% | 2,564,756 | $195.8M | Add +134.7% |
| TGT Target Corp. | 0.21% | 1,102,919 | $195.4M | Add +13.1% |
| AMGN Amgen Inc. | 0.21% | 686,937 | $195.3M | Add +13.6% |
Options reported separately and not counted above: QQQ puts ($6.9B), IWM puts ($6.6B), QQQ calls ($4.7B), IWM calls ($2.6B), SPY puts ($1.9B), HYG puts ($1.3B), EEM calls ($1.3B), NVDA puts ($1.1B), EEM puts ($1.1B), GLD calls ($1.1B), NVDA calls ($1.1B), TLT calls ($960.7M), and 791 more.
Other holdings (205): bonds, preferreds, convertibles and warrants · $512.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 22,699,000 | $28.4M | Add +19.4% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 27,910,000 | $25.8M | Reduce -3.8% |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 25,917,000 | $25.4M | Add +2.8% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 22,309,000 | $20.7M | Reduce -21.9% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 23,133,000 | $20.5M | Add +12.9% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 17,335,000 | $16.6M | Reduce -33.5% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 13,778,000 | $12.9M | Add +533.5% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 20,000,000 | $12.7M | Reduce -0.1% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 8,757,000 | $12.3M | Add +2868.5% |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | 14,043,000 | $12.1M | Reduce -26.1% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 9,877,000 | $11.9M | Reduce -8.0% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 4,166,000 | $11.9M | Add +9157.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 8,697,000 | $9.6M | Add +288.9% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 9,061,000 | $9.1M | Add +1950.0% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 8,523,000 | $8.5M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 10,294,000 | $8.4M | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 8,712,000 | $8.1M | Add +1399.5% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 5,795,000 | $8.0M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 5,684,000 | $7.5M | Add +3.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,169 | $7.4M | Reduce -40.7% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 6,564,000 | $7.3M | New |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 4,019,000 | $7.2M | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 7,438,000 | $7.0M | Add +743700.0% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,004 | $6.9M | Reduce -41.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 110,000 | $6.5M | New |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 3,902,000 | $5.7M | Reduce -20.0% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 6,542,000 | $5.6M | Add +11.7% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 3,897,000 | $5.6M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 5,822,000 | $5.5M | Add +6.2% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 43,817 | $5.3M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 5,355,000 | $5.1M | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 3,681,000 | $4.8M | Add +142.3% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 5,590,000 | $4.7M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 3,601,000 | $4.2M | Add +236.2% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 4,287,000 | $4.2M | Add +20.1% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 4,766,000 | $4.0M | Add +160.0% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 4,373,000 | $3.8M | Reduce -44.2% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 4,096,000 | $3.7M | Add +2846.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 4,349,000 | $3.6M | Add +584.9% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,027,000 | $3.5M | Add +71.1% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 3,052,000 | $3.2M | No change |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 2,608,000 | $3.1M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 3,391,000 | $3.1M | Add +44.2% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 47,553 | $3.0M | Add +48.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 2,987,000 | $3.0M | Reduce -61.0% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 7,030,000 | $2.8M | Reduce -13.3% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 2,570,000 | $2.8M | Reduce -59.5% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 2,950,000 | $2.8M | New |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 3,008,000 | $2.8M | Add +10642.9% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 2,461,000 | $2.7M | Add +212.7% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 41,837 | $2.7M | Add +2177.5% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 2,495,000 | $2.7M | Add +227.0% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2,811,000 | $2.6M | Add +10.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,500,000 | $2.6M | Add +40.7% |
| PROTALIX BIOTHERAPEAUTIC (PLX 7.5 09/01/24) | NOTE 7.500% 9/0 · principal | 2,500,000 | $2.6M | No change |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 3,500,000 | $2.5M | Reduce -51.9% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,025,000 | $2.5M | Add +33650.0% |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 2,510,000 | $2.4M | Add +1106.7% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 1,783,000 | $2.4M | Reduce -18.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,567,000 | $2.4M | Add +102.1% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 2,352,000 | $2.3M | Add +833.3% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 2,305,000 | $2.3M | New |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 2,119,000 | $2.1M | Reduce -88.7% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 2,362,000 | $2.1M | Add +27.4% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 2,074,000 | $1.9M | Reduce -20.4% |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | 998,000 | $1.8M | Add +3.7% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 59,624 | $1.8M | Add +14.4% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 2,769,000 | $1.6M | Add +94.0% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 522,000 | $1.6M | Reduce -20.6% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 542,000 | $1.5M | Add +3287.5% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 1,436,000 | $1.5M | New |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 1,750,000 | $1.5M | Add +70.6% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 1,600,000 | $1.4M | Add +57.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,321,000 | $1.3M | New |
| GRANITE CONSTRUCTION INC (GVA 2.75 11/01/24) | NOTE 2.750%11/0 · principal | 700,000 | $1.3M | No change |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,311,000 | $1.2M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 842,000 | $1.2M | Add +31.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 1,566,000 | $1.2M | Add +2696.4% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 1,071,000 | $1.2M | New |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 1,122,000 | $1.2M | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,567,000 | $1.2M | Add +43.0% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,237,000 | $1.2M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 1,046,000 | $1.0M | New |
| INSMED INC (INSM 1.75 01/15/25) | NOTE 1.750% 1/1 · principal | 960,000 | $1.0M | Add +519.4% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 1,234,000 | $1.0M | Reduce -64.7% |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 300,000 | $994K | No change |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 702,000 | $973K | Add +2240.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 1,058,000 | $968K | Add +578.2% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 1,000,000 | $966K | Reduce -55.6% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 1,141,000 | $944K | Add +322.6% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,000,000 | $920K | Reduce -75.0% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 952,000 | $878K | Add +32.4% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 1,000,000 | $876K | Add +100.0% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 981,000 | $845K | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 901,000 | $829K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 826,000 | $815K | No change |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 652,000 | $801K | New |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 776,000 | $776K | Add +181.2% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 1,000,000 | $761K | No change |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 647,000 | $749K | Reduce -44.6% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 798,000 | $725K | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 743,000 | $720K | Add +14.3% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 383,000 | $699K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 697,000 | $683K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 724,000 | $682K | Reduce -58.7% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 396,000 | $674K | New |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 215,000 | $615K | No change |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 646,000 | $603K | Add +7.0% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 615,000 | $589K | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 600,000 | $562K | New |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 646,000 | $553K | Add +0.9% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 280,000 | $541K | Reduce -92.2% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 587,000 | $541K | Reduce -75.5% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 493,000 | $495K | Add +12225.0% |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 489,000 | $490K | No change |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 197,000 | $480K | Add +35.9% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 500,000 | $472K | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 402,000 | $472K | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 681,000 | $469K | New |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 430,000 | $454K | No change |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 555,000 | $441K | Reduce -47.0% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 230,000 | $426K | Add +1252.9% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 860,000 | $413K | Reduce -31.8% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 321,000 | $394K | Add +45.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 322,000 | $375K | Add +172.9% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 395,000 | $374K | Add +7.6% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 938,000 | $366K | No change |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 416,000 | $360K | Add +56.4% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 358,000 | $354K | New |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | 200,000 | $340K | No change |
| REPLIGEN CORP (RGEN 0.375 07/15/24) | NOTE 0.375% 7/1 · principal | 212,000 | $338K | No change |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | 208,000 | $317K | Add +31.6% |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 358,000 | $317K | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 288,000 | $314K | Add +5.1% |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 313,000 | $306K | Reduce -19.5% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 287,000 | $303K | Add +109.5% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 300,000 | $300K | Reduce -41.4% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 300,000 | $291K | Add +552.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 320,000 | $287K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 1,229,000 | $286K | No change |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 100,000 | $281K | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 495,000 | $270K | Reduce -1.0% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 259,000 | $237K | Reduce -4.4% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 248,000 | $235K | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 218,000 | $222K | Reduce -96.3% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 226,000 | $220K | Reduce -78.9% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 235,000 | $218K | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 269,000 | $216K | Reduce -88.2% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 49,000 | $214K | New |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 258,000 | $213K | Add +2.4% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 190,000 | $213K | Reduce -18.1% |
| ZYNGA INC (ZNGA 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 187,000 | $211K | Reduce -97.9% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 110,000 | $195K | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 206,000 | $194K | Reduce -74.3% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 342,000 | $192K | Reduce -28.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 214,000 | $188K | Reduce -91.0% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 170,000 | $188K | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 140,000 | $183K | Reduce -71.9% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 183,000 | $175K | Reduce -62.1% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 270,000 | $169K | New |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 200,000 | $169K | No change |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 81,000 | $166K | Add +5.2% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 196,000 | $149K | Reduce -93.7% |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 50,000 | $136K | Reduce -78.3% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 111,000 | $133K | New |
| NEVRO CORP (NVRO 2.75 04/01/25) | NOTE 2.750% 4/0 · principal | 140,000 | $132K | No change |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 236,000 | $110K | Reduce -56.4% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 91,000 | $107K | Reduce -97.4% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 131,000 | $101K | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 104,000 | $98K | Add +112.2% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 100,000 | $91K | No change |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 95,000 | $91K | No change |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 72,000 | $91K | No change |
| INFINERA CORP (INFN 2.125 09/01/24) | NOTE 2.125% 9/0 · principal | 74,000 | $76K | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 83,000 | $75K | Add +219.2% |
| JOYY INC (JOYY 1.375 06/15/26) | NOTE 1.375% 6/1 · principal | 70,000 | $69K | New |
| PDD HOLDINGS INC (PDD 0 10/01/24) | NOTE 10/0 · principal | 21,000 | $57K | New |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 55,000 | $53K | New |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 51,000 | $52K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 53,000 | $46K | New |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 37,000 | $41K | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 45,000 | $40K | No change |
| EZCORP INC (EZPW 2.875 07/01/24) | NOTE 2.875% 7/0 · principal | 34,000 | $39K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 82,000 | $32K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 6,000 | $24K | No change |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 19,000 | $18K | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 14,000 | $15K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 15,000 | $13K | Add +50.0% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 10,000 | $11K | No change |
| ALTAIR ENGINEERING INC (ALTR 0.25 06/01/24) | NOTE 0.250% 6/0 · principal | 6,000 | $11K | No change |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 6,000 | $10K | Reduce -98.8% |
| THE REALREAL INC (REAL 3 06/15/25) | NOTE 3.000% 6/1 · principal | 9,000 | $8K | No change |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 6,000 | $6K | Reduce -92.5% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 2,000 | $6K | No change |
| PROS HOLDINGS INC (PRO 1 05/15/24) | NOTE 1.000% 5/1 · principal | 6,000 | $6K | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 5,000 | $5K | No change |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 3,000 | $4K | Reduce -96.2% |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 4,000 | $4K | Reduce -99.9% |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 4,000 | $4K | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 6,000 | $4K | No change |
Largest 200 of 205 shown.
Total filed on the 13F, all lines: $92.8B.
Portfolio Sells Q4 2023 → Q1 2024
| BVN Cia DE Minas Buenaventur-ADR | Reduce -97.6% | 0.01% | −0.41 |
| UNH Unitedhealth Group Inc. | Reduce -7.8% | 0.71% | −0.30 |
| GOOGL Alphabet Inc. Class A | Reduce -5.4% | 1.41% | −0.29 |
| CVS CVS Health Corp. | Reduce -69.1% | 0.08% | −0.24 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -80.5% | 0.03% | −0.16 |
| KBWB Invesco KBW Bank ETF | Reduce -96.3% | 0.01% | −0.15 |
| UBER Uber Technologies Inc. | Reduce -46.4% | 0.18% | −0.15 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -41.8% | 0.13% | −0.14 |
| STLA Stellantis NV | Reduce -17.3% | 0.60% | −0.14 |
| PEP Pepsico Inc. | Reduce -14.8% | 0.33% | −0.13 |
| XLI SS Industrial Select Sector | Reduce -11.6% | 0.49% | −0.13 |
| V Visa Inc. Class A | Reduce -1.6% | 0.70% | −0.12 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.12 |
| KWEB Kranesh Csi China Internet | Reduce -49.2% | 0.07% | −0.11 |
| VOO Vanguard S&P 500 ETF | Reduce -0.0% | 0.87% | −0.10 |
| RH RH | Reduce -95.8% | 0.00% | −0.09 |
| DB Deutsche Bank AG-Registered | Reduce -37.8% | 0.13% | −0.09 |
| VT Vanguard Tot World STK ETF | Reduce -94.6% | 0.00% | −0.09 |
| PANW Palo Alto Networks Inc. | Reduce -8.4% | 0.23% | −0.09 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.4% | 0.59% | −0.09 |
| CVX Chevron Corp. | Reduce -4.8% | 0.39% | −0.09 |
| PG The Procter & Gamble Co. | Reduce -5.0% | 0.49% | −0.08 |
| DIS The Walt Disney Co. | Reduce -36.3% | 0.19% | −0.08 |
| CRM Salesforce Inc. | Reduce -10.6% | 0.39% | −0.08 |
| MDB Mongodb Inc. | Reduce -51.5% | 0.04% | −0.08 |
| REXR Rexford Industrial Realty Inc. | Reduce -87.7% | 0.01% | −0.08 |
| HUM Humana Inc. | Reduce -31.3% | 0.06% | −0.08 |
| ARKK ARK Innovation ETF | Reduce -21.0% | 0.12% | −0.08 |
| KO The Coca-Cola Co. | Reduce -3.3% | 0.32% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -5.9% | 0.25% | −0.07 |
| HBAN Huntington Bancshares Inc. | Reduce -44.0% | 0.07% | −0.07 |
| TMF Dir DLY 20+YR TR BL3X ETF-Ui | Reduce -100.0% | 0.00% | −0.07 |
| GILD Gilead Sciences Inc. | Reduce -14.6% | 0.12% | −0.07 |
| VEA Vanguard Ftse Developed ETF | Reduce -3.9% | 0.31% | −0.07 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.0% | 0.23% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -12.1% | 0.18% | −0.07 |
| SCHW Schwab (charles) Corp. | Reduce -21.7% | 0.13% | −0.06 |
| EWY iShares MSCI South Korea ETF | Reduce -58.1% | 0.03% | −0.06 |
| ABBV Abbvie Inc. | Reduce -8.9% | 0.41% | −0.06 |
| VONG Vanguard Russell 1000 Growth | Reduce -3.5% | 0.42% | −0.06 |
| LULU Lululemon Athletica Inc. | Reduce -7.0% | 0.08% | −0.06 |
| KRTX Karuna Therapeutics Inc. | Sold out | 0.00% | −0.06 |
| GDXJ Vaneck Junior Gold Miners | Reduce -20.7% | 0.11% | −0.06 |
| BSX Boston Scientific Corp. | Reduce -25.3% | 0.15% | −0.06 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -19.5% | 0.11% | −0.06 |
| CMI Cummins Inc. | Reduce -36.3% | 0.10% | −0.06 |
| SNPS Synopsys Inc. | Reduce -26.9% | 0.11% | −0.06 |
| EMB iShares JP Morgan Usd Emergi | Reduce -26.3% | 0.08% | −0.05 |
| UNP Union Pacific Corp. | Reduce -8.2% | 0.16% | −0.05 |
| DQ Daqo New Energy Corp.-ADR | Reduce -97.6% | 0.00% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +17.5% | 3.82% | +1.63 |
| FLUT Flutter Entertainment PLC-Di | New | 0.76% | +0.76 |
| XBI SS SPDR S&P Biotech ETF | Add +114.8% | 0.91% | +0.42 |
| EFA iShares MSCI Eafe ETF | Add +799.8% | 0.38% | +0.33 |
| IHI iShares U.S. Medical Devices | Add +23238.4% | 0.33% | +0.33 |
| MU Micron Technology Inc. | Add +115.5% | 0.48% | +0.28 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +353.6% | 0.36% | +0.26 |
| AMD Advanced Micro Devices | Add +48.4% | 0.78% | +0.25 |
| TLT iShares 20+ Year Treasury BD | Add +349.4% | 0.35% | +0.25 |
| QCOM Qualcomm Inc. | Add +66.3% | 0.66% | +0.24 |
| MSFT Microsoft Corp. | Add +17.0% | 3.88% | +0.23 |
| FMX Fomento Economico Mex-SP ADR | Add +637.9% | 0.26% | +0.22 |
| INTC Intel Corp. | Add +105.1% | 0.69% | +0.22 |
| AMAT Applied Materials Inc. | Add +46.5% | 0.56% | +0.19 |
| XLY SS Consumer Disc Select Sect | Add +596.9% | 0.23% | +0.19 |
| META Meta Platforms Inc. Class A | Add +6.3% | 1.11% | +0.17 |
| CCC CCC Intelligent Solutions Ho | Add +26737.9% | 0.17% | +0.16 |
| TSM Taiwan Semiconductor-SP ADR | Add +45.4% | 0.45% | +0.16 |
| XOM Exxon Mobil Corp. | Add +46.4% | 0.55% | +0.15 |
| SOXX iShares Semiconductor ETF | Add +232.8% | 0.22% | +0.15 |
| XLV SS Health Care Select Sector | Add +75.8% | 0.41% | +0.14 |
| SAP Sap SE-Sponsored ADR | Add +430.8% | 0.16% | +0.13 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +492.7% | 0.16% | +0.13 |
| ASML ASML Holding NV-NY Reg SHS | Add +53.8% | 0.31% | +0.12 |
| LRCX Lam Research Corp. | Add +40.9% | 0.39% | +0.12 |
| ALC Alcon Inc. | Add +194.6% | 0.19% | +0.11 |
| FXI iShares China Large-Cap ETF | Add +133.3% | 0.24% | +0.11 |
| MCHP Microchip Technology Inc. | Add +95.2% | 0.30% | +0.11 |
| XLP SS Consumer Staples Sel Sect | Add +134.7% | 0.21% | +0.11 |
| RTX RTX Corp. | Add +47.8% | 0.37% | +0.11 |
| MRVL Marvell Technology Inc. | Add +81.8% | 0.24% | +0.10 |
| KLAC KLA Corp. | Add +56.8% | 0.30% | +0.10 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +126.8% | 0.18% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +29.9% | 0.69% | +0.10 |
| GDX Vaneck Gold Miners ETF | Add +206.6% | 0.16% | +0.10 |
| EWZ iShares MSCI Brazil ETF | Add +319.0% | 0.14% | +0.09 |
| CELH Celsius Holdings Inc. | Add +199.2% | 0.13% | +0.09 |
| EWJ iShares MSCI Japan ETF | Add +166.4% | 0.15% | +0.09 |
| NXPI NXP Semiconductors NV | Add +76.8% | 0.25% | +0.09 |
| GSK GSK PLC-Spon ADR | Add +443.4% | 0.11% | +0.09 |
| HD Home Depot Inc. | Add +28.8% | 0.63% | +0.09 |
| MPWR Monolithic Power Systems Inc. | Add +111.6% | 0.18% | +0.08 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +134.6% | 0.17% | +0.08 |
| TER Teradyne Inc. | Add +163.4% | 0.14% | +0.08 |
| ABNB Airbnb Inc. Class A | Add +58.1% | 0.22% | +0.08 |
| MRK Merck & Co. Inc. | Add +15.0% | 0.67% | +0.08 |
| TXN Texas Instruments Inc. | Add +47.3% | 0.42% | +0.08 |
| XLF SS Financial Select Sector | Add +53.5% | 0.24% | +0.07 |
| LLY Eli Lilly & Co. | Add +5.7% | 0.52% | +0.07 |
| AXONICS INC | Add +12142.9% | 0.07% | +0.06 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -29.3% | 15,532,300 | $6.9B |
| IWM iShares Russell 2000 ETF | put | Reduce -5.1% | 31,276,900 | $6.6B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -8.9% | 10,669,700 | $4.7B |
| IWM iShares Russell 2000 ETF | call | Reduce -15.8% | 12,590,400 | $2.6B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -30.7% | 3,711,200 | $1.9B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -46.6% | 16,917,600 | $1.3B |
| EEM iShares MSCI Emerging Market | call | Add +112.3% | 30,769,600 | $1.3B |
| NVDA Nvidia Corp. | put | Add +16.6% | 1,260,000 | $1.1B |
| EEM iShares MSCI Emerging Market | put | Add +64.9% | 27,249,300 | $1.1B |
| GLD SPDR Gold Shares | call | Add +61.7% | 5,245,000 | $1.1B |
| NVDA Nvidia Corp. | call | Add +33.6% | 1,172,900 | $1.1B |
| TLT iShares 20+ Year Treasury BD | call | Add +30.5% | 10,153,600 | $960.7M |
| MSFT Microsoft Corp. | put | Reduce -11.8% | 2,065,300 | $868.9M |
| MSFT Microsoft Corp. | call | Reduce -19.3% | 1,754,100 | $738.0M |
| AAPL Apple Inc. | put | Reduce -17.2% | 4,262,400 | $730.9M |
| EFA iShares MSCI Eafe ETF | put | Add +18.5% | 8,836,600 | $705.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -45.9% | 1,337,400 | $699.6M |
| TSLA Tesla Inc. | put | Reduce -6.7% | 3,736,800 | $656.9M |
| XLF SS Financial Select Sector | put | Reduce -5.0% | 13,440,200 | $566.1M |
| TSLA Tesla Inc. | call | Add +27.4% | 2,955,200 | $519.5M |
| META Meta Platforms Inc. Class A | put | Reduce -29.9% | 1,023,300 | $496.9M |
| AAPL Apple Inc. | call | Reduce -17.3% | 2,808,300 | $481.6M |
| AMZN Amazon.com Inc. | put | Reduce -20.6% | 2,644,200 | $477.0M |
| TMUS T-Mobile US Inc. | put | Reduce -25.4% | 2,913,200 | $475.5M |
| XLF SS Financial Select Sector | call | Reduce -9.3% | 11,158,600 | $470.0M |
| AMD Advanced Micro Devices | call | Reduce -10.9% | 2,057,700 | $371.4M |
| AMZN Amazon.com Inc. | call | Reduce -46.2% | 2,052,000 | $370.1M |
| GOOGL Alphabet Inc. Class A | put | Reduce -39.0% | 2,430,600 | $366.9M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -21.5% | 3,659,800 | $346.3M |
| META Meta Platforms Inc. Class A | call | Reduce -34.8% | 646,500 | $313.9M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -21.5% | 2,825,000 | $307.7M |
| CAT Caterpillar Inc. | put | Add +612.5% | 800,900 | $293.5M |
| EFA iShares MSCI Eafe ETF | call | Reduce -46.1% | 3,656,500 | $292.0M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +40.7% | 2,661,300 | $289.9M |
| GOOG Alphabet Inc. Class C | call | Reduce -12.6% | 1,903,300 | $289.8M |
| CAT Caterpillar Inc. | call | Add +704.7% | 750,800 | $275.1M |
| GOOG Alphabet Inc. Class C | put | Reduce -17.3% | 1,806,400 | $275.0M |
| WFC Wells Fargo & Co. | put | Add +19.6% | 4,589,800 | $266.0M |
| CVNA Carvana Co. | put | New | 2,845,000 | $250.1M |
| WFC Wells Fargo & Co. | call | Add +8.5% | 4,192,800 | $243.0M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +41.1% | 3,000,000 | $233.2M |
| BAC Bank of America Corp. | put | Reduce -31.5% | 5,405,200 | $205.0M |
| JPM JPMorgan Chase & Co. | put | Reduce -24.0% | 1,021,700 | $204.6M |
| AMD Advanced Micro Devices | put | Reduce -28.9% | 1,100,800 | $198.7M |
| DIA SS SPDR Dow Jones Indus Avg | put | Reduce -53.0% | 497,500 | $197.9M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Reduce -33.6% | 466,400 | $196.1M |
| CRM Salesforce Inc. | put | Add +8.3% | 635,500 | $191.4M |
| CVNA Carvana Co. | call | Reduce -13.0% | 2,175,000 | $191.2M |
| AVGO Broadcom Inc. | put | Reduce -15.1% | 140,900 | $186.8M |
| XOM Exxon Mobil Corp. | put | Reduce -29.1% | 1,603,800 | $186.4M |
Showing the first 50 of 849.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Add +19.4% | 22,699,000 | $28.4M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -3.8% | 27,910,000 | $25.8M |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Add +2.8% | 25,917,000 | $25.4M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -21.9% | 22,309,000 | $20.7M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Add +12.9% | 23,133,000 | $20.5M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Reduce -33.5% | 17,335,000 | $16.6M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Add +533.5% | 13,778,000 | $12.9M |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | Reduce -0.1% | 20,000,000 | $12.7M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +2868.5% | 8,757,000 | $12.3M |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | Reduce -26.1% | 14,043,000 | $12.1M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Reduce -8.0% | 9,877,000 | $11.9M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Add +9157.8% | 4,166,000 | $11.9M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +288.9% | 8,697,000 | $9.6M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +1950.0% | 9,061,000 | $9.1M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 8,523,000 | $8.5M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 10,294,000 | $8.4M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Add +1399.5% | 8,712,000 | $8.1M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 5,795,000 | $8.0M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +3.2% | 5,684,000 | $7.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -40.7% | 6,169 | $7.4M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | New | 6,564,000 | $7.3M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 4,019,000 | $7.2M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +743700.0% | 7,438,000 | $7.0M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -41.8% | 6,004 | $6.9M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 110,000 | $6.5M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Reduce -20.0% | 3,902,000 | $5.7M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +11.7% | 6,542,000 | $5.6M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 3,897,000 | $5.6M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Sold out | 5,048,000 | $5.5Mbefore exit |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 3,149,000 | $5.5Mbefore exit |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +6.2% | 5,822,000 | $5.5M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | New | 5,355,000 | $5.1M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +142.3% | 3,681,000 | $4.8M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | New | 5,590,000 | $4.7M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Sold out | 3,206,000 | $4.4Mbefore exit |
| DISH NETWORK CORP (DISH 2.375 03/15/24) | NOTE 2.375% 3/1 · principal | Sold out | 4,247,000 | $4.2Mbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +236.2% | 3,601,000 | $4.2M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +20.1% | 4,287,000 | $4.2M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +160.0% | 4,766,000 | $4.0M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Sold out | 3,806,000 | $3.8Mbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Reduce -44.2% | 4,373,000 | $3.8M |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Add +2846.8% | 4,096,000 | $3.7M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +584.9% | 4,349,000 | $3.6M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | Add +71.1% | 3,027,000 | $3.5M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +44.2% | 3,391,000 | $3.1M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +48.9% | 47,553 | $3.0M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -61.0% | 2,987,000 | $3.0M |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | Reduce -13.3% | 7,030,000 | $2.8M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Reduce -59.5% | 2,570,000 | $2.8M |
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 2,866,000 | $2.8Mbefore exit |
Showing the first 50 of 211.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,717 | $214.7B | NVDA, AAPL, MSFT, MU, AMZN |
| Q1 2026 | 4,919 | $156.4B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 4,950 | $146.1B | NVDA, SPY, MSFT, AAPL, AVGO |
| Q3 2025 | 5,010 | $144.4B | NVDA, MSFT, TSLA, AAPL, AVGO |
| Q2 2025 | 4,669 | $143.4B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025 | 4,536 | $130.9B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q4 2024 | 4,756 | $103.7B | NVDA, AAPL, MSFT, TSLA, AMZN |
| Q3 2024 | 4,629 | $107.6B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q2 2024 | 4,563 | $103.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q1 2024 | 4,603 | $92.3B | MSFT, NVDA, AAPL, AMZN, GOOGL |