Citigroup Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Citigroup Inc. reported 4,629 stock positions worth $107.6 billion. Its top holding was Nvidia (NVDA) at 4.3% of the portfolio, followed by Apple (AAPL, 3.8%) and Microsoft (MSFT, 3.6%). Compared with Q2 2024, it opened 199 new positions, sold out of 135, added to 2,938 and reduced 1,208. The biggest buy was Caterpillar (CAT, shares +254%) and the biggest sale iShares Russell 2000 ETF (IWM, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000831001
- Portfolio Value
- $107.6B (Q3 2024)
- SEC Filing
- 0000831001-24-000148 ↗ filed Nov 12, 2024
Holdings Value
Holdings 4,629 stocks · $107.6B
| NVDA Nvidia Corp. | 4.32% | 38,305,595 | $4.7B | Add +2.8% |
| AAPL Apple Inc. | 3.84% | 17,721,991 | $4.1B | Add +2.1% |
| MSFT Microsoft Corp. | 3.62% | 9,060,782 | $3.9B | Reduce -3.4% |
| AMZN Amazon.com Inc. | 2.40% | 13,832,422 | $2.6B | Add +0.6% |
| TSLA Tesla Inc. | 1.85% | 7,623,046 | $2.0B | Add +28.6% |
| AVGO Broadcom Inc. | 1.70% | 10,621,638 | $1.8B | Reduce -5.1% |
| GOOGL Alphabet Inc. Class A | 1.54% | 9,974,126 | $1.7B | Add +22.1% |
| META Meta Platforms Inc. Class A | 1.19% | 2,233,786 | $1.3B | Reduce -12.4% |
| VOO Vanguard S&P 500 ETF | 1.04% | 2,114,141 | $1.1B | Add +23.0% |
| GOOG Alphabet Inc. Class C | 1.01% | 6,490,224 | $1.1B | Reduce -3.6% |
| CAT Caterpillar Inc. | 0.96% | 2,645,989 | $1.0B | Add +254.1% |
| AMD Advanced Micro Devices | 0.92% | 6,022,318 | $988.1M | Add +10.4% |
| JPM JPMorgan Chase & Co. | 0.87% | 4,414,579 | $930.9M | Add +24.8% |
| SPGI S&P Global Inc. | 0.77% | 1,599,315 | $826.2M | Add +288.1% |
| XBI SS SPDR S&P Biotech ETF | 0.71% | 7,749,814 | $765.7M | Add +6.8% |
| V Visa Inc. Class A | 0.65% | 2,557,291 | $703.1M | Reduce -29.5% |
| QCOM Qualcomm Inc. | 0.65% | 4,102,570 | $697.6M | Add +16.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 1,423,533 | $694.8M | Reduce -16.5% |
| TLT iShares 20+ Year Treasury BD | 0.64% | 7,042,087 | $690.8M | Add +57.2% |
| UNH Unitedhealth Group Inc. | 0.63% | 1,150,676 | $672.8M | Reduce -17.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.62% | 1,456,840 | $670.5M | Reduce -11.7% |
| LLY Eli Lilly & Co. | 0.62% | 752,426 | $666.6M | Reduce -2.9% |
| AMAT Applied Materials Inc. | 0.60% | 3,198,169 | $646.2M | Reduce -6.0% |
| TXN Texas Instruments Inc. | 0.60% | 3,111,601 | $642.8M | Add +21.0% |
| COST Costco Wholesale Corp. | 0.57% | 691,761 | $613.3M | Add +7.2% |
| XLI SS Industrial Select Sector | 0.56% | 4,462,297 | $604.4M | Reduce -19.9% |
| FLUT Flutter Entertainment PLC-Di | 0.56% | 2,544,755 | $603.8M | Reduce -45.7% |
| INTC Intel Corp. | 0.53% | 24,272,893 | $569.4M | Reduce -12.4% |
| RTX RTX Corp. | 0.53% | 4,683,746 | $567.5M | Reduce -1.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.51% | 958,484 | $549.9M | Add +38.1% |
| MU Micron Technology Inc. | 0.51% | 5,252,421 | $544.7M | Add +49.7% |
| XOM Exxon Mobil Corp. | 0.49% | 4,504,139 | $528.0M | Reduce -15.4% |
| FXI iShares China Large-Cap ETF | 0.47% | 15,873,978 | $504.5M | Add +17.9% |
| MRK Merck & Co. Inc. | 0.47% | 4,422,193 | $502.2M | Reduce -33.6% |
| CSCO Cisco Systems Inc. | 0.46% | 9,234,432 | $491.5M | Add +7.7% |
| LRCX Lam Research Corp. | 0.44% | 575,059 | $469.3M | Add +17.6% |
| PG The Procter & Gamble Co. | 0.44% | 2,704,697 | $468.5M | Reduce -16.1% |
| HD Home Depot Inc. | 0.43% | 1,151,711 | $466.7M | Reduce -9.9% |
| NFLX Netflix Inc. | 0.43% | 654,977 | $464.6M | Reduce -0.8% |
| AGG iShares Core U.S. Aggregate | 0.40% | 4,290,773 | $434.5M | Add +33.4% |
| TMO Thermo Fisher Scientific Inc. | 0.40% | 695,411 | $430.2M | Reduce -38.0% |
| ADBE Adobe Inc. | 0.40% | 827,505 | $428.5M | Reduce -19.4% |
| ABBV Abbvie Inc. | 0.38% | 2,068,414 | $408.5M | Reduce -12.8% |
| ADI Analog Devices Inc. | 0.38% | 1,768,163 | $407.0M | Add +3.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 10,239,742 | $406.3M | Add +8.4% |
| IEMG iShares Core MSCI Emerging | 0.37% | 6,959,356 | $399.5M | Add +3.2% |
| CVX Chevron Corp. | 0.37% | 2,670,589 | $393.3M | Reduce -2.7% |
| PEP Pepsico Inc. | 0.36% | 2,292,256 | $389.8M | Reduce -15.6% |
| VONG Vanguard Russell 1000 Growth | 0.36% | 4,023,270 | $388.3M | Reduce -7.5% |
| KLAC KLA Corp. | 0.35% | 490,544 | $379.9M | Reduce -1.8% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 2,082,326 | $373.1M | Add +10.6% |
| IDEV iShares Core MSCI Dev MKTS | 0.35% | 5,245,348 | $371.5M | Add +8.2% |
| NOW ServiceNow Inc. | 0.34% | 414,834 | $371.0M | Add +19.6% |
| ORCL Oracle Corp. | 0.34% | 2,157,411 | $367.6M | Reduce -10.6% |
| LIN Linde PLC | 0.34% | 756,005 | $360.5M | Reduce -9.7% |
| CMCSA Comcast Corp. Class A | 0.33% | 8,462,311 | $353.5M | Reduce -9.7% |
| BKNG Booking Holdings Inc. | 0.32% | 81,665 | $344.0M | Add +56.3% |
| WMT Walmart Inc. | 0.31% | 4,173,632 | $337.0M | Reduce -17.7% |
| ASML ASML Holding NV-NY Reg SHS | 0.31% | 402,758 | $335.6M | Add +14.2% |
| IHI iShares U.S. Medical Devices | 0.31% | 5,631,668 | $333.5M | Reduce -2.1% |
| MCHP Microchip Technology Inc. | 0.31% | 4,141,715 | $332.5M | Add +14.7% |
| MRVL Marvell Technology Inc. | 0.31% | 4,588,824 | $330.9M | Add +3.6% |
| SBUX Starbucks Corp. | 0.30% | 3,332,883 | $324.9M | Add +1.1% |
| FCX Freeport-McMoran Inc. | 0.30% | 6,460,240 | $322.5M | Add +5.2% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 6,571,767 | $314.5M | Add +3.6% |
| VEA Vanguard Ftse Developed ETF | 0.29% | 5,928,876 | $313.1M | Add +0.7% |
| TMUS T-Mobile US Inc. | 0.29% | 1,506,049 | $310.8M | Reduce -0.4% |
| MA Mastercard Inc. Class A | 0.29% | 626,336 | $309.3M | Reduce -0.6% |
| NXPI NXP Semiconductors NV | 0.29% | 1,283,439 | $308.0M | Reduce -4.9% |
| KO The Coca-Cola Co. | 0.29% | 4,273,748 | $307.1M | Reduce -10.8% |
| MDLZ Mondelez International Inc. Class A | 0.28% | 4,104,759 | $302.4M | Add +10.8% |
| PANW Palo Alto Networks Inc. | 0.28% | 881,809 | $301.4M | Add +9.4% |
| MPWR Monolithic Power Systems Inc. | 0.27% | 317,488 | $293.5M | Reduce -3.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.27% | 1,680,028 | $291.8M | Add +2.0% |
| IBB iShares Biotechnology ETF | 0.27% | 1,979,600 | $288.2M | Reduce -35.9% |
| CRM Salesforce Inc. | 0.27% | 1,046,112 | $286.3M | Reduce -19.4% |
| BABA Alibaba Group Holding-SP ADR | 0.26% | 2,679,512 | $284.3M | Reduce -15.3% |
| IWM iShares Russell 2000 ETF | 0.26% | 1,282,831 | $283.4M | Reduce -67.1% |
| ABT Abbott Laboratories | 0.26% | 2,472,546 | $281.9M | Reduce -16.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.25% | 588,420 | $273.7M | Add +22.7% |
| INTU Intuit Inc. | 0.25% | 439,078 | $272.7M | Reduce -11.8% |
| GLD SPDR Gold Shares | 0.25% | 1,098,809 | $267.1M | Reduce -11.8% |
| MCD McDonald's Corp. | 0.24% | 854,773 | $260.3M | Reduce -22.7% |
| ANET Arista Networks Inc. | 0.24% | 672,714 | $258.2M | Add +16.9% |
| GM General Motors Co. | 0.24% | 5,698,526 | $255.5M | Add +146.9% |
| ISRG Intuitive Surgical Inc. | 0.23% | 508,451 | $249.8M | Reduce -3.4% |
| LMT Lockheed Martin Corp. | 0.23% | 421,588 | $246.4M | Reduce -0.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.23% | 3,057,887 | $245.5M | Reduce -4.6% |
| AMGN Amgen Inc. | 0.23% | 759,249 | $244.6M | Reduce -3.7% |
| ON On Semiconductor | 0.23% | 3,369,107 | $244.6M | Reduce -5.8% |
| BLK BlackRock Finance Inc. | 0.23% | 255,674 | $242.8M | Add +8.2% |
| JNJ Johnson & Johnson | 0.23% | 1,497,806 | $242.7M | Reduce -36.6% |
| NEM Newmont Corp. | 0.22% | 4,398,769 | $235.1M | Add +108.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 816,376 | $231.2M | Reduce -3.6% |
| IWF iShares Russell 1000 Growth | 0.21% | 615,455 | $231.0M | Add +1.2% |
| VXF Vanguard Extended Market ETF | 0.21% | 1,233,269 | $224.4M | Add +2.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 1,012,712 | $223.9M | Reduce -20.7% |
| FISV Fiserv Inc. | 0.21% | 1,230,771 | $221.1M | Add +64.9% |
| VZ Verizon Communications Inc. | 0.20% | 4,835,115 | $217.1M | Reduce -17.3% |
| HON Honeywell International Inc. | 0.20% | 1,046,279 | $216.3M | Add +12.6% |
Options reported separately and not counted above: IWM puts ($6.1B), QQQ puts ($6.0B), QQQ calls ($2.6B), IWM calls ($2.0B), SPY puts ($1.9B), HYG puts ($1.8B), EEM calls ($1.8B), NVDA calls ($1.8B), AAPL puts ($1.8B), GLD calls ($1.5B), NVDA puts ($1.5B), TSLA puts ($1.4B), and 823 more.
Other holdings (200): bonds, preferreds, convertibles and warrants · $504.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 16,332,000 | $21.4M | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 11,434,000 | $13.9M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 8,725,000 | $13.5M | Add +89.9% |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | 14,043,000 | $12.3M | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 11,761,000 | $11.4M | Add +61.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 8,179,000 | $10.6M | Add +26.9% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 190,000 | $10.5M | Reduce -5.0% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 10,519,000 | $10.3M | Add +90.0% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 9,988,000 | $10.0M | Add +295.6% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 10,105,000 | $9.9M | Add +425.5% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 10,855,000 | $9.8M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 158,527 | $9.6M | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 7,963,000 | $9.5M | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 3,826,000 | $8.5M | Add +3410.1% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 8,657,000 | $8.5M | Add +240.7% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 8,531,000 | $8.3M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,490 | $8.3M | Add +6.1% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,333 | $8.1M | Add +5.8% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 9,022,000 | $8.0M | Add +207.2% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 6,071,000 | $7.5M | Add +6.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 9,367,000 | $7.5M | Add +234.7% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 8,380,000 | $7.3M | Add +2903.6% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 104,224 | $7.1M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 3,762,000 | $6.9M | Add +99.8% |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 3,299,000 | $6.9M | Add +28.1% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 6,695,000 | $6.9M | Add +132.1% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 2,890,000 | $6.9M | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 6,442,000 | $6.8M | New |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | 3,466,000 | $6.5M | Reduce -41.9% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 6,966,000 | $6.3M | Reduce -8.3% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,809,000 | $5.9M | Add +41.8% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 6,000,000 | $5.8M | Add +500.0% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 43,817 | $5.8M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 5,871,000 | $5.7M | Add +2409.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 5,961,000 | $5.3M | Add +42.9% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 3,755,000 | $5.2M | New |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 3,727,000 | $4.9M | Reduce -44.6% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,257,000 | $4.9M | Add +212.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 4,267,000 | $4.7M | Add +98.9% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 4,182,000 | $4.7M | Reduce -24.9% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 4,046,000 | $4.7M | Reduce -43.6% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 3,366,000 | $4.0M | Add +236.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,116,000 | $3.8M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 3,977,000 | $3.7M | Reduce -8.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 4,216,000 | $3.6M | Add +90.3% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 3,555,000 | $3.5M | Add +904.2% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,866,000 | $3.5M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,981,000 | $3.4M | Add +2.7% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 75,428 | $3.4M | Reduce -24.6% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 3,501,000 | $3.4M | Reduce -53.2% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 3,048,000 | $3.4M | Add +50.0% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 1,508,000 | $3.2M | Add +1408.0% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 3,137,000 | $3.1M | Add +39.9% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 2,517,000 | $3.1M | Add +19.8% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 2,490,000 | $3.0M | Add +22.1% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 3,067,000 | $3.0M | Add +1167.4% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 3,500,000 | $3.0M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 2,706,000 | $2.9M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 3,188,000 | $2.8M | Add +134.8% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,146,000 | $2.8M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 805,000 | $2.8M | Add +4136.8% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 2,137,000 | $2.6M | New |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 1,075,000 | $2.5M | Add +437.5% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 2,550,000 | $2.5M | Add +4.7% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 2,108,000 | $2.4M | Reduce -19.2% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 2,170,000 | $2.4M | New |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 1,354,000 | $2.3M | Add +68.6% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 2,155,000 | $2.3M | Add +50.1% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 1,083,000 | $2.2M | Reduce -35.6% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 2,500,000 | $2.2M | Reduce -28.6% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 2,150,000 | $2.1M | New |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 1,960,000 | $2.1M | Add +231.1% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 41,837 | $2.1M | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 2,137,000 | $2.1M | New |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 2,139,000 | $2.1M | Reduce -22.1% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 1,964,000 | $2.1M | New |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 2,136,000 | $2.1M | Add +936.9% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 1,395,000 | $2.0M | Add +2.7% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 1,942,000 | $2.0M | Reduce -31.9% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 1,795,000 | $1.9M | Add +348.8% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 1,792,000 | $1.9M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 797,000 | $1.8M | Reduce -77.2% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 1,379,000 | $1.7M | Add +3.8% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 1,738,000 | $1.7M | Add +395.2% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 1,613,000 | $1.7M | Add +66.8% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 1,498,000 | $1.5M | New |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 1,677,000 | $1.5M | Reduce -61.5% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 1,553,000 | $1.5M | Add +46.4% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 1,533,000 | $1.4M | Reduce -72.3% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,187,000 | $1.4M | Reduce -36.8% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,183,000 | $1.4M | Add +159.4% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 1,431,000 | $1.4M | Reduce -73.3% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 1,269,000 | $1.3M | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,567,000 | $1.3M | No change |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 1,133,000 | $1.3M | New |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 1,122,000 | $1.2M | No change |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 3,076,000 | $1.2M | Add +5.6% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 1,100,000 | $1.1M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 552,000 | $1.1M | Reduce -67.6% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 1,090,000 | $1.0M | Reduce -95.1% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 879,000 | $969K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1,000,000 | $926K | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 1,000,000 | $919K | New |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 982,000 | $867K | New |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 980,000 | $856K | Add +75.3% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 903,000 | $848K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 850,000 | $846K | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 865,000 | $822K | Reduce -78.0% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 783,000 | $796K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 808,000 | $745K | Reduce -79.9% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 998,000 | $741K | Reduce -68.3% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 613,000 | $734K | Reduce -83.3% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 681,000 | $729K | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 502,000 | $721K | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 697,000 | $705K | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 291,000 | $668K | Reduce -23.8% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 500,000 | $629K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 625,000 | $625K | Reduce -37.8% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 754,000 | $615K | Add +66.1% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 600,000 | $605K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 689,000 | $595K | Reduce -93.7% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 660,000 | $530K | No change |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 535,000 | $499K | Add +39.3% |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 500,000 | $487K | No change |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 489,000 | $479K | No change |
| TELADOC HEALTH INC (TDOC 1.375 05/15/25) | Convertible · principal | 500,000 | $477K | No change |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 338,000 | $476K | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 396,000 | $471K | Reduce -86.0% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 210,000 | $470K | Reduce -90.1% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 491,000 | $467K | Reduce -19.6% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 374,000 | $446K | Reduce -80.5% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 500,000 | $443K | No change |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 299,000 | $440K | Reduce -91.9% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 360,000 | $430K | Reduce -98.0% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 655,000 | $424K | Reduce -90.7% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 416,000 | $409K | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 371,000 | $384K | Reduce -88.0% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 392,000 | $368K | Reduce -88.3% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 322,000 | $348K | Add +11.8% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 400,000 | $337K | Reduce -60.0% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 321,000 | $336K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 938,000 | $324K | No change |
| GEO CORRECTIONS HLDGS (GEO 6.5 02/23/26) | NOTE 6.500% 2/2 · principal | 200,000 | $314K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 287,000 | $306K | No change |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 89,000 | $295K | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 356,000 | $278K | Add +5833.3% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 294,000 | $273K | Reduce -90.1% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 177,000 | $260K | Add +80.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 236,000 | $259K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 269,000 | $247K | Reduce -79.7% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 255,000 | $243K | Reduce -92.1% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 235,000 | $235K | No change |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 248,000 | $228K | Reduce -30.7% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 183,000 | $212K | Add +1207.1% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 222,000 | $212K | New |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 1,229,000 | $203K | No change |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 162,000 | $198K | New |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 217,000 | $195K | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 200,000 | $188K | No change |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 208,000 | $184K | Reduce -79.0% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 183,000 | $179K | No change |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 200,000 | $177K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 190,000 | $176K | Reduce -34.5% |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 169,000 | $169K | Add +789.5% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 169,000 | $159K | New |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 203,000 | $158K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 161,000 | $155K | Reduce -84.8% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 157,000 | $149K | New |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 129,000 | $140K | Add +24.0% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 147,000 | $138K | Add +226.7% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 148,000 | $138K | No change |
| NEVRO CORP (NVRO 2.75 04/01/25) | NOTE 2.750% 4/0 · principal | 140,000 | $134K | No change |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 81,000 | $120K | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 131,000 | $110K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 95,000 | $93K | New |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 72,000 | $92K | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 84,000 | $79K | Reduce -37.8% |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 99,000 | $72K | New |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 72,000 | $68K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 70,000 | $68K | New |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 20,000 | $63K | New |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 55,000 | $53K | Reduce -96.3% |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | 27,000 | $48K | Add +8.0% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 51,000 | $44K | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 39,000 | $36K | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 82,000 | $29K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 27,000 | $26K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 6,000 | $22K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 12,000 | $19K | Reduce -99.5% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 15,000 | $16K | Add +7.1% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 6,000 | $7K | No change |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 5,000 | $5K | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 2,000 | $5K | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 3,000 | $5K | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 5,000 | $5K | No change |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 4,000 | $4K | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 4,000 | $4K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 6,000 | $2K | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 2,000 | $2K | Reduce -100.0% |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 4,000 | $2K | No change |
Total filed on the 13F, all lines: $108.1B.
Portfolio Sells Q2 2024 → Q3 2024
| IWM iShares Russell 2000 ETF | Reduce -67.1% | 0.26% | −0.50 |
| UTHR United Therapeutics Corp. | Reduce -90.9% | 0.05% | −0.45 |
| MSFT Microsoft Corp. | Reduce -3.4% | 3.62% | −0.43 |
| MRK Merck & Co. Inc. | Reduce -33.6% | 0.47% | −0.33 |
| INTC Intel Corp. | Reduce -12.4% | 0.53% | −0.30 |
| WRK Westrock Co. | Sold out | 0.00% | −0.30 |
| FLUT Flutter Entertainment PLC-Di | Reduce -45.7% | 0.56% | −0.27 |
| V Visa Inc. Class A | Reduce -29.5% | 0.65% | −0.27 |
| TMO Thermo Fisher Scientific Inc. | Reduce -38.0% | 0.40% | −0.20 |
| GOOG Alphabet Inc. Class C | Reduce -3.6% | 1.01% | −0.18 |
| FER Ferrovial NV | Reduce -57.3% | 0.15% | −0.18 |
| AMAT Applied Materials Inc. | Reduce -6.0% | 0.60% | −0.17 |
| DIS The Walt Disney Co. | Reduce -50.1% | 0.13% | −0.15 |
| ADBE Adobe Inc. | Reduce -19.4% | 0.40% | −0.15 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -16.5% | 0.65% | −0.14 |
| IBB iShares Biotechnology ETF | Reduce -35.9% | 0.27% | −0.14 |
| TGT Target Corp. | Reduce -43.4% | 0.18% | −0.13 |
| XLV SS Health Care Select Sector | Reduce -41.8% | 0.18% | −0.13 |
| JNJ Johnson & Johnson | Reduce -36.6% | 0.23% | −0.11 |
| XOM Exxon Mobil Corp. | Reduce -15.4% | 0.49% | −0.10 |
| XLI SS Industrial Select Sector | Reduce -19.9% | 0.56% | −0.09 |
| KRE SS SPDR S&P Regional Bank | Reduce -42.9% | 0.16% | −0.09 |
| WELL Welltower Inc. | Reduce -72.9% | 0.04% | −0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -19.8% | 0.10% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -16.1% | 0.44% | −0.08 |
| DB Deutsche Bank AG-Registered | Reduce -78.4% | 0.02% | −0.08 |
| ALNY Alnylam Pharmaceuticals Inc. | Reduce -81.5% | 0.02% | −0.08 |
| EWZ iShares MSCI Brazil ETF | Reduce -70.2% | 0.03% | −0.07 |
| Z Zillow Group Inc. Class C | Reduce -58.6% | 0.09% | −0.07 |
| MTCH Match Group Inc. | Reduce -76.8% | 0.03% | −0.07 |
| PEP Pepsico Inc. | Reduce -15.6% | 0.36% | −0.07 |
| UBS UBS Group AG-Reg | Reduce -35.5% | 0.13% | −0.07 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.07 |
| ESGU iShares ESG Aware MSCI USA | Reduce -50.8% | 0.06% | −0.06 |
| NXPI NXP Semiconductors NV | Reduce -4.9% | 0.29% | −0.06 |
| TJX TJX Companies Inc. | Reduce -41.2% | 0.10% | −0.06 |
| INTU Intuit Inc. | Reduce -11.8% | 0.25% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -17.6% | 0.63% | −0.06 |
| HSBC HSBC Holdings PLC-Spons ADR | Reduce -98.3% | 0.00% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -2.9% | 0.62% | −0.06 |
| CRM Salesforce Inc. | Reduce -19.4% | 0.27% | −0.06 |
| AMT American Tower Corp. | Reduce -38.6% | 0.13% | −0.06 |
| CHTR Charter Communications Inc. Class A | Reduce -28.7% | 0.16% | −0.05 |
| META Meta Platforms Inc. Class A | Reduce -12.4% | 1.19% | −0.05 |
| EMB iShares JP Morgan Usd Emergi | Reduce -46.4% | 0.06% | −0.05 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.05 |
| CVX Chevron Corp. | Reduce -2.7% | 0.37% | −0.05 |
| PBR Petroleo Brasileiro-Spon ADR | Reduce -93.9% | 0.00% | −0.05 |
| PLD Prologis Inc. | Reduce -43.1% | 0.08% | −0.05 |
| EEM iShares MSCI Emerging Market | Reduce -25.9% | 0.16% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| CAT Caterpillar Inc. | Add +254.1% | 0.96% | +0.72 |
| TSLA Tesla Inc. | Add +28.6% | 1.85% | +0.72 |
| SPGI S&P Global Inc. | Add +288.1% | 0.77% | +0.59 |
| AAPL Apple Inc. | Add +2.1% | 3.84% | +0.31 |
| TLT iShares 20+ Year Treasury BD | Add +57.2% | 0.64% | +0.24 |
| VOO Vanguard S&P 500 ETF | Add +23.0% | 1.04% | +0.21 |
| JPM JPMorgan Chase & Co. | Add +24.8% | 0.87% | +0.17 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +1285.1% | 0.19% | +0.17 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +38.1% | 0.51% | +0.15 |
| GM General Motors Co. | Add +146.9% | 0.24% | +0.13 |
| NEM Newmont Corp. | Add +108.5% | 0.22% | +0.13 |
| FXI iShares China Large-Cap ETF | Add +17.9% | 0.47% | +0.13 |
| EWH iShares MSCI Hong Kong ETF | Add +884.1% | 0.14% | +0.13 |
| BKNG Booking Holdings Inc. | Add +56.3% | 0.32% | +0.12 |
| IGV iShares Expanded Tech-Softwa | Add +159.0% | 0.19% | +0.12 |
| TXN Texas Instruments Inc. | Add +21.0% | 0.60% | +0.11 |
| SRCL Stericycle Inc. | Add +1433.8% | 0.12% | +0.11 |
| AGG iShares Core U.S. Aggregate | Add +33.4% | 0.40% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +22.1% | 1.54% | +0.10 |
| DIA SS SPDR Dow Jones Indus Avg | Add +288.0% | 0.13% | +0.10 |
| FISV Fiserv Inc. | Add +64.9% | 0.21% | +0.10 |
| GLDM SPDR Gold Minishares Trust | Add +5727072.7% | 0.09% | +0.09 |
| GEV GE Vernova Inc. | Add +88.1% | 0.14% | +0.09 |
| NOW ServiceNow Inc. | Add +19.6% | 0.34% | +0.08 |
| SW Smurfit Westrock PLC | New | 0.07% | +0.07 |
| OIH Vaneck Oil Services ETF | Add +1946.8% | 0.08% | +0.07 |
| AMD Advanced Micro Devices | Add +10.4% | 0.92% | +0.06 |
| CSCO Cisco Systems Inc. | Add +7.7% | 0.46% | +0.06 |
| XBI SS SPDR S&P Biotech ETF | Add +6.8% | 0.71% | +0.06 |
| MU Micron Technology Inc. | Add +49.7% | 0.51% | +0.06 |
| UL Unilever PLC | Add +493.4% | 0.07% | +0.06 |
| NRG NRG Energy Inc. | Add +155.4% | 0.09% | +0.06 |
| ONTO Onto Innovation Inc. | Add +811.7% | 0.06% | +0.05 |
| SBUX Starbucks Corp. | Add +1.1% | 0.30% | +0.05 |
| KBE SS SPDR S&P Bank ETF | Add +372.7% | 0.07% | +0.05 |
| TDG Transdigm Group Inc. | Add +36.9% | 0.16% | +0.05 |
| VLO Valero Energy Corp. | Add +90.2% | 0.14% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +68.1% | 0.14% | +0.05 |
| RSP Invesco S&P 500 Equal Weight | Add +10.6% | 0.35% | +0.05 |
| TSLL Dirx DLY Tsla Bul 2X ETF-Aui | New | 0.05% | +0.05 |
| OLED Universal Display Corp. | Add +1387.6% | 0.05% | +0.05 |
| MDLZ Mondelez International Inc. Class A | Add +10.8% | 0.28% | +0.05 |
| URI United Rentals Inc. | Add +54.6% | 0.10% | +0.05 |
| BLK BlackRock Finance Inc. | Add +8.2% | 0.23% | +0.05 |
| ANET Arista Networks Inc. | Add +16.9% | 0.24% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +1266.9% | 0.05% | +0.04 |
| AJG Arthur J Gallagher & Co. | Add +101.8% | 0.08% | +0.04 |
| SMAR Smartsheet Inc. Class A | Add +2767.1% | 0.04% | +0.04 |
| COST Costco Wholesale Corp. | Add +7.2% | 0.57% | +0.04 |
| ALC Alcon Inc. | Add +57.2% | 0.10% | +0.04 |
Options Activity Q2 2024 → Q3 2024
| IWM iShares Russell 2000 ETF | put | Add +13.5% | 27,663,300 | $6.1B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -3.0% | 12,352,200 | $6.0B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -29.2% | 5,295,000 | $2.6B |
| IWM iShares Russell 2000 ETF | call | Add +13.5% | 9,110,000 | $2.0B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +25.4% | 3,233,800 | $1.9B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +51.9% | 22,713,700 | $1.8B |
| EEM iShares MSCI Emerging Market | call | Add +48.7% | 39,451,600 | $1.8B |
| NVDA Nvidia Corp. | call | Add +69.9% | 14,857,200 | $1.8B |
| AAPL Apple Inc. | put | Add +63.5% | 7,530,000 | $1.8B |
| GLD SPDR Gold Shares | call | Add +9.9% | 6,258,900 | $1.5B |
| NVDA Nvidia Corp. | put | Add +34.4% | 12,288,000 | $1.5B |
| TSLA Tesla Inc. | put | Add +30.3% | 5,423,700 | $1.4B |
| EEM iShares MSCI Emerging Market | put | Add +7.1% | 26,350,800 | $1.2B |
| XLI SS Industrial Select Sector | put | Add +127993.2% | 7,557,500 | $1.0B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +63.3% | 1,728,700 | $991.9M |
| MSFT Microsoft Corp. | put | Add +5.0% | 2,175,000 | $935.9M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +182.3% | 11,208,700 | $900.1M |
| XLI SS Industrial Select Sector | call | Add +4377.5% | 5,968,500 | $808.4M |
| META Meta Platforms Inc. Class A | put | Add +43.0% | 1,310,100 | $750.0M |
| XLF SS Financial Select Sector | put | Add +12.3% | 16,241,200 | $736.1M |
| EFA iShares MSCI Eafe ETF | put | Reduce -1.7% | 8,616,100 | $720.6M |
| AAPL Apple Inc. | call | Add +4.8% | 3,071,400 | $715.6M |
| CVNA Carvana Co. | put | Add +44.4% | 3,900,000 | $679.0M |
| MSFT Microsoft Corp. | call | Reduce -5.5% | 1,471,700 | $633.3M |
| META Meta Platforms Inc. Class A | call | Add +38.2% | 1,018,500 | $583.0M |
| TLT iShares 20+ Year Treasury BD | call | Add +240.1% | 5,917,000 | $580.5M |
| XLF SS Financial Select Sector | call | Add +79.8% | 11,688,200 | $529.7M |
| NFLX Netflix Inc. | put | Add +78.8% | 619,900 | $439.7M |
| EFA iShares MSCI Eafe ETF | call | Add +42.1% | 5,246,900 | $438.8M |
| AMZN Amazon.com Inc. | put | Reduce -12.9% | 2,022,600 | $376.9M |
| AMZN Amazon.com Inc. | call | Add +0.2% | 1,745,300 | $325.2M |
| AMD Advanced Micro Devices | call | Add +2.7% | 1,917,400 | $314.6M |
| GOOGL Alphabet Inc. Class A | put | Add +23.1% | 1,874,900 | $311.0M |
| TSLA Tesla Inc. | call | Reduce -30.4% | 1,167,800 | $305.5M |
| TXN Texas Instruments Inc. | put | Add +521.6% | 1,411,600 | $291.6M |
| TLT iShares 20+ Year Treasury BD | put | Add +36.6% | 2,967,000 | $291.1M |
| CVNA Carvana Co. | call | Sold out | 2,175,000 | $280.0Mbefore exit |
| GOOG Alphabet Inc. Class C | put | Add +0.6% | 1,654,600 | $276.6M |
| VZ Verizon Communications Inc. | put | Add +531.7% | 6,043,300 | $271.4M |
| FOUR SHIFT4 Payments Inc. Class A | put | Sold out | 3,599,900 | $264.1Mbefore exit |
| NFLX Netflix Inc. | call | Add +5.9% | 370,100 | $262.5M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +35.5% | 564,400 | $259.8M |
| MU Micron Technology Inc. | call | Add +238.4% | 2,426,600 | $251.7M |
| MCD McDonald's Corp. | put | Add +386.0% | 823,700 | $250.8M |
| JPM JPMorgan Chase & Co. | put | Add +22.2% | 1,080,800 | $227.9M |
| AMD Advanced Micro Devices | put | Add +28.5% | 1,304,900 | $214.1M |
| AVGO Broadcom Inc. | put | Add +27.0% | 1,212,600 | $209.2M |
| LLY Eli Lilly & Co. | put | Add +35.6% | 227,700 | $201.7M |
| MU Micron Technology Inc. | put | Add +334.3% | 1,855,600 | $192.4M |
| GOOG Alphabet Inc. Class C | call | Reduce -7.8% | 1,118,000 | $186.9M |
Showing the first 50 of 712.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Sold out | 26,484,000 | $26.3Mbefore exit |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Sold out | 25,000,000 | $22.5Mbefore exit |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 16,332,000 | $21.4M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 6,395,000 | $20.6Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Sold out | 21,068,000 | $20.1Mbefore exit |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Sold out | 11,695,000 | $14.0Mbefore exit |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 11,434,000 | $13.9M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +89.9% | 8,725,000 | $13.5M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +61.0% | 11,761,000 | $11.4M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Sold out | 7,797,000 | $11.1Mbefore exit |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +26.9% | 8,179,000 | $10.6M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -5.0% | 190,000 | $10.5M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +90.0% | 10,519,000 | $10.3M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Add +295.6% | 9,988,000 | $10.0M |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | Add +425.5% | 10,105,000 | $9.9M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 10,855,000 | $9.8M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 158,527 | $9.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | New | 7,963,000 | $9.5M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 10,000,000 | $9.2Mbefore exit |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +3410.1% | 3,826,000 | $8.5M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Add +240.7% | 8,657,000 | $8.5M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | New | 8,531,000 | $8.3M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +6.1% | 6,490 | $8.3M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +5.8% | 6,333 | $8.1M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +207.2% | 9,022,000 | $8.0M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +6.9% | 6,071,000 | $7.5M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +234.7% | 9,367,000 | $7.5M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +2903.6% | 8,380,000 | $7.3M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Add +99.8% | 3,762,000 | $6.9M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Add +28.1% | 3,299,000 | $6.9M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +132.1% | 6,695,000 | $6.9M |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | New | 2,890,000 | $6.9M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 6,442,000 | $6.8M |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | Reduce -41.9% | 3,466,000 | $6.5M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 6,836,000 | $6.5Mbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -8.3% | 6,966,000 | $6.3M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +41.8% | 5,809,000 | $5.9M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Add +500.0% | 6,000,000 | $5.8M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +2409.0% | 5,871,000 | $5.7M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +42.9% | 5,961,000 | $5.3M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | New | 3,755,000 | $5.2M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Sold out | 5,642,000 | $5.1Mbefore exit |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Reduce -44.6% | 3,727,000 | $4.9M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +212.0% | 5,257,000 | $4.9M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 4,968,000 | $4.8Mbefore exit |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | Sold out | 4,490,000 | $4.8Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +98.9% | 4,267,000 | $4.7M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -24.9% | 4,182,000 | $4.7M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -43.6% | 4,046,000 | $4.7M |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +236.6% | 3,366,000 | $4.0M |
Showing the first 50 of 210.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,717 | $214.7B | NVDA, AAPL, MSFT, MU, AMZN |
| Q1 2026 | 4,919 | $156.4B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 4,950 | $146.1B | NVDA, SPY, MSFT, AAPL, AVGO |
| Q3 2025 | 5,010 | $144.4B | NVDA, MSFT, TSLA, AAPL, AVGO |
| Q2 2025 | 4,669 | $143.4B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025 | 4,536 | $130.9B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q4 2024 | 4,756 | $103.7B | NVDA, AAPL, MSFT, TSLA, AMZN |
| Q3 2024 | 4,629 | $107.6B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q2 2024 | 4,563 | $103.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q1 2024 | 4,603 | $92.3B | MSFT, NVDA, AAPL, AMZN, GOOGL |