Citigroup Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 12, 2025), Citigroup Inc. reported 4,756 stock positions worth $103.7 billion. Its top holding was Nvidia (NVDA) at 4.5% of the portfolio, followed by Apple (AAPL, 3.6%) and Microsoft (MSFT, 3.0%). Compared with Q3 2024, it opened 274 new positions, sold out of 150, added to 2,935 and reduced 1,301. The biggest buy was Tesla (TSLA, shares +0%) and the biggest sale Caterpillar (CAT, shares −74%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000831001
- Portfolio Value
- $103.7B (Q4 2024)
- SEC Filing
- 0000831001-25-000062 ↗ filed Feb 12, 2025
Holdings Value
Holdings 4,756 stocks · $103.7B
| NVDA Nvidia Corp. | 4.48% | 34,592,245 | $4.6B | Reduce -9.7% |
| AAPL Apple Inc. | 3.62% | 14,996,134 | $3.8B | Reduce -15.4% |
| MSFT Microsoft Corp. | 3.04% | 7,479,520 | $3.2B | Reduce -17.4% |
| TSLA Tesla Inc. | 2.98% | 7,654,994 | $3.1B | Add +0.4% |
| AMZN Amazon.com Inc. | 2.50% | 11,825,791 | $2.6B | Reduce -14.5% |
| AVGO Broadcom Inc. | 2.10% | 9,388,185 | $2.2B | Reduce -11.6% |
| GOOGL Alphabet Inc. Class A | 1.59% | 8,725,120 | $1.7B | Reduce -12.5% |
| META Meta Platforms Inc. Class A | 1.15% | 2,040,547 | $1.2B | Reduce -8.7% |
| VOO Vanguard S&P 500 ETF | 1.10% | 2,108,312 | $1.1B | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 1.01% | 4,365,182 | $1.0B | Reduce -1.1% |
| XBI SS SPDR S&P Biotech ETF | 0.97% | 11,151,595 | $1.0B | Add +43.9% |
| GOOG Alphabet Inc. Class C | 0.96% | 5,249,521 | $999.7M | Reduce -19.1% |
| FXI iShares China Large-Cap ETF | 0.72% | 24,485,334 | $745.3M | Add +54.3% |
| XLI SS Industrial Select Sector | 0.69% | 5,465,198 | $720.1M | Add +22.5% |
| V Visa Inc. Class A | 0.67% | 2,213,925 | $699.7M | Reduce -13.4% |
| AMD Advanced Micro Devices | 0.67% | 5,715,163 | $690.3M | Reduce -5.1% |
| PANW Palo Alto Networks Inc. | 0.65% | 3,684,811 | $670.5M | Add +108.9% |
| JEF Jefferies Financial Group Inc. | 0.60% | 7,994,877 | $626.8M | Add +397.4% |
| QCOM Qualcomm Inc. | 0.57% | 3,838,351 | $589.6M | Reduce -6.4% |
| UNH Unitedhealth Group Inc. | 0.57% | 1,162,544 | $588.1M | Add +1.0% |
| SPGI S&P Global Inc. | 0.54% | 1,134,098 | $564.8M | Reduce -29.1% |
| LLY Eli Lilly & Co. | 0.52% | 698,854 | $539.5M | Reduce -7.1% |
| GLD SPDR Gold Shares | 0.51% | 2,171,319 | $525.7M | Add +97.6% |
| TXN Texas Instruments Inc. | 0.51% | 2,793,973 | $523.9M | Reduce -10.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.50% | 888,917 | $521.0M | Reduce -7.3% |
| XLF SS Financial Select Sector | 0.49% | 10,440,657 | $504.6M | Add +135.6% |
| NFLX Netflix Inc. | 0.48% | 557,994 | $497.4M | Reduce -14.8% |
| COST Costco Wholesale Corp. | 0.47% | 537,353 | $492.4M | Reduce -22.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 1,051,385 | $476.6M | Reduce -27.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.46% | 929,568 | $475.2M | Reduce -34.7% |
| CRM Salesforce Inc. | 0.46% | 1,411,860 | $472.0M | Add +35.0% |
| MRK Merck & Co. Inc. | 0.45% | 4,739,906 | $471.5M | Add +7.2% |
| AMAT Applied Materials Inc. | 0.42% | 2,708,358 | $440.5M | Reduce -15.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.42% | 9,988,130 | $439.0M | Reduce -2.5% |
| ABBV Abbvie Inc. | 0.42% | 2,446,773 | $434.8M | Add +18.3% |
| XOM Exxon Mobil Corp. | 0.41% | 3,984,154 | $428.6M | Reduce -11.5% |
| NOW ServiceNow Inc. | 0.41% | 403,564 | $427.8M | Reduce -2.7% |
| HD Home Depot Inc. | 0.41% | 1,093,075 | $425.2M | Reduce -5.1% |
| TMO Thermo Fisher Scientific Inc. | 0.39% | 784,306 | $408.0M | Add +12.8% |
| MRVL Marvell Technology Inc. | 0.39% | 3,678,521 | $406.3M | Reduce -19.8% |
| PG The Procter & Gamble Co. | 0.39% | 2,420,471 | $405.8M | Reduce -10.5% |
| INTC Intel Corp. | 0.39% | 20,016,855 | $401.3M | Reduce -17.5% |
| WMT Walmart Inc. | 0.38% | 4,387,030 | $396.4M | Add +5.1% |
| IEMG iShares Core MSCI Emerging | 0.38% | 7,503,031 | $391.8M | Add +7.8% |
| LRCX Lam Research Corp. | 0.37% | 5,275,697 | $381.1M | Reduce -8.3% |
| ORCL Oracle Corp. | 0.36% | 2,246,205 | $374.3M | Add +4.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 1,883,474 | $372.0M | Add +12.1% |
| CVX Chevron Corp. | 0.36% | 2,561,283 | $371.0M | Reduce -4.1% |
| BA The Boeing Co. | 0.36% | 2,094,980 | $370.8M | Add +226.2% |
| CSCO Cisco Systems Inc. | 0.36% | 6,241,479 | $369.5M | Reduce -32.4% |
| VONG Vanguard Russell 1000 Growth | 0.35% | 3,557,522 | $367.5M | Reduce -11.6% |
| MU Micron Technology Inc. | 0.35% | 4,360,593 | $367.0M | Reduce -17.0% |
| IDEV iShares Core MSCI Dev MKTS | 0.35% | 5,614,461 | $362.0M | Add +7.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.35% | 1,054,830 | $360.9M | Add +166.5% |
| FER Ferrovial NV | 0.34% | 8,476,475 | $356.4M | Add +124.5% |
| ADI Analog Devices Inc. | 0.34% | 1,662,825 | $353.3M | Reduce -6.0% |
| AGG iShares Core U.S. Aggregate | 0.34% | 3,616,308 | $350.4M | Reduce -15.7% |
| BKNG Booking Holdings Inc. | 0.34% | 70,295 | $349.3M | Reduce -13.9% |
| STLA Stellantis NV | 0.32% | 25,314,420 | $330.4M | Add +106.4% |
| ADBE Adobe Inc. | 0.30% | 710,079 | $315.8M | Reduce -14.2% |
| ASML ASML Holding NV-NY Reg SHS | 0.30% | 453,087 | $314.0M | Add +12.5% |
| LIN Linde PLC | 0.30% | 740,895 | $310.2M | Reduce -2.0% |
| KLAC KLA Corp. | 0.30% | 491,225 | $309.5M | Add +0.1% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 1,761,128 | $308.6M | Reduce -15.4% |
| RTX RTX Corp. | 0.29% | 2,641,636 | $305.7M | Reduce -43.6% |
| PEP Pepsico Inc. | 0.29% | 1,959,920 | $298.0M | Reduce -14.5% |
| MA Mastercard Inc. Class A | 0.29% | 564,415 | $297.2M | Reduce -9.9% |
| MCD McDonald's Corp. | 0.29% | 1,021,635 | $296.2M | Add +19.5% |
| SE Sea Ltd.-ADR | 0.28% | 2,782,706 | $295.2M | Add +36.0% |
| ABT Abbott Laboratories | 0.28% | 2,592,189 | $293.2M | Add +4.8% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 6,643,166 | $292.6M | Add +1.1% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 6,110,515 | $292.2M | Add +3.1% |
| CMCSA Comcast Corp. Class A | 0.27% | 7,568,968 | $284.1M | Reduce -10.6% |
| BSX Boston Scientific Corp. | 0.27% | 3,137,945 | $280.3M | Add +65.4% |
| TMUS T-Mobile US Inc. | 0.27% | 1,268,924 | $280.1M | Reduce -15.7% |
| SRE Sempra | 0.27% | 3,184,547 | $279.3M | Add +96.2% |
| ON On Semiconductor | 0.27% | 4,382,388 | $276.3M | Add +30.1% |
| FCX Freeport-McMoran Inc. | 0.26% | 7,106,431 | $270.6M | Add +10.0% |
| KO The Coca-Cola Co. | 0.25% | 4,170,387 | $259.6M | Reduce -2.4% |
| NXPI NXP Semiconductors NV | 0.25% | 1,248,180 | $259.4M | Reduce -2.8% |
| BLK BlackRock Inc. | 0.25% | 253,016 | $259.4M | Reduce -1.0% |
| INTU Intuit Inc. | 0.25% | 407,734 | $256.3M | Reduce -7.1% |
| TLT iShares 20+ Year Treasury BD | 0.24% | 2,905,614 | $253.7M | Reduce -58.7% |
| CAT Caterpillar Inc. | 0.24% | 699,390 | $253.7M | Reduce -73.6% |
| HON Honeywell International Inc. | 0.24% | 1,109,713 | $250.7M | Add +6.1% |
| MS Morgan Stanley | 0.24% | 1,982,997 | $249.3M | Add +12.4% |
| IBB iShares Biotechnology ETF | 0.24% | 1,856,868 | $245.5M | Reduce -6.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.23% | 826,751 | $239.6M | Add +1.3% |
| JNJ Johnson & Johnson | 0.23% | 1,656,485 | $239.6M | Add +10.6% |
| ISRG Intuitive Surgical Inc. | 0.23% | 457,075 | $238.6M | Reduce -10.1% |
| BABA Alibaba Group Holding-SP ADR | 0.23% | 2,791,739 | $236.7M | Add +4.2% |
| MCHP Microchip Technology Inc. | 0.23% | 4,124,073 | $236.5M | Reduce -0.4% |
| ANET Arista Networks Inc. | 0.22% | 2,090,721 | $231.1M | Reduce -22.3% |
| IWF iShares Russell 1000 Growth | 0.22% | 568,591 | $228.3M | Reduce -7.6% |
| KKR KKR & Co. Inc. | 0.22% | 1,528,665 | $226.1M | Add +116.5% |
| VXF Vanguard Extended Market ETF | 0.21% | 1,157,672 | $219.9M | Reduce -6.1% |
| MDLZ Mondelez International Inc. Class A | 0.21% | 3,662,976 | $218.8M | Reduce -10.8% |
| WFC Wells Fargo & Co. | 0.20% | 3,025,715 | $212.5M | Reduce -16.4% |
| IJR iShares Core S&P Small-Cap E | 0.20% | 1,833,808 | $211.3M | Reduce -0.0% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 2,721,352 | $205.8M | Add +148.5% |
Options reported separately and not counted above: IWM puts ($4.7B), TSLA puts ($4.4B), GLD calls ($3.4B), QQQ puts ($3.2B), HYG puts ($1.7B), NVDA puts ($1.7B), IWM calls ($1.7B), AAPL puts ($1.5B), NVDA calls ($1.2B), CVNA puts ($1.2B), RDDT puts ($1.1B), XLI puts ($1.1B), and 863 more.
Other holdings (185): bonds, preferreds, convertibles and warrants · $317.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 15,044,000 | $20.0M | Add +72.4% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 313,024 | $17.2M | New |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | 14,043,000 | $12.8M | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 240,000 | $11.7M | Add +26.3% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 7,201,000 | $9.1M | Add +1074.7% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 9,155,000 | $8.2M | Reduce -15.7% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,198 | $7.6M | Reduce -4.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,151 | $7.3M | Reduce -2.9% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 7,002,000 | $6.7M | Reduce -29.9% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 6,284,000 | $6.6M | Add +189.6% |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 5,742,000 | $6.4M | New |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 2,736,000 | $6.0M | Reduce -17.1% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 5,359,000 | $5.6M | Reduce -38.1% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 6,126,000 | $5.6M | Add +2.8% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 3,966,000 | $5.5M | Add +296.6% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 83,018 | $5.2M | Reduce -47.6% |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 4,275,000 | $4.5M | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 5,061,000 | $4.3M | Reduce -39.6% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 3,630,000 | $4.2M | Reduce -45.8% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,984,000 | $4.2M | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 4,398,000 | $4.1M | Reduce -31.7% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,896,000 | $4.0M | Reduce -32.9% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 3,629,000 | $3.9M | New |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 3,782,000 | $3.9M | Add +152.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 3,807,000 | $3.8M | Add +333.1% |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 4,200,000 | $3.8M | Add +740.0% |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 3,439,000 | $3.8M | Add +2.2% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 3,781,000 | $3.7M | Add +39.7% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 4,179,000 | $3.7M | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 3,597,000 | $3.7M | Add +428.2% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 39,224 | $3.4M | Reduce -62.4% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 3,168,000 | $3.4M | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 3,203,000 | $3.2M | Reduce -8.5% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 2,116,000 | $3.0M | Reduce -65.2% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 41,837 | $2.9M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 2,867,000 | $2.8M | Add +160.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 2,995,000 | $2.8M | Reduce -27.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 3,027,000 | $2.7M | Reduce -23.9% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 2,990,000 | $2.7M | Add +19.6% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 2,366,000 | $2.6M | Add +20.5% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,341,000 | $2.6M | Add +97.2% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 2,608,000 | $2.6M | Reduce -74.2% |
| WORKIVA INC (WK 1.125 08/15/26) | NOTE 1.125% 8/1 · principal | 1,802,000 | $2.5M | Reduce -14.5% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,460,000 | $2.4M | Add +41.5% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 2,220,000 | $2.3M | Add +344.0% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 2,650,000 | $2.3M | New |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 1,711,000 | $2.3M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 2,039,000 | $2.2M | Reduce -51.2% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 54,428 | $2.2M | Reduce -27.8% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 2,000,000 | $2.2M | New |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 1,901,000 | $2.2M | Reduce -24.5% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 2,000,000 | $2.1M | Reduce -6.5% |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 2,000,000 | $1.9M | New |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 2,030,000 | $1.9M | New |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 1,379,000 | $1.8M | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 2,000,000 | $1.6M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,504,000 | $1.5M | Add +75100.0% |
| REDFIN CORP (RDFN 0 10/15/25) | NOTE 10/1 · principal | 1,553,000 | $1.5M | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 1,507,000 | $1.5M | Add +925.2% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 558,000 | $1.4M | Reduce -80.7% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 3,014,000 | $1.4M | Reduce -2.0% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 1,379,000 | $1.4M | Reduce -80.2% |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 1,588,000 | $1.3M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,307,000 | $1.3M | Reduce -48.8% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 1,049,000 | $1.3M | Add +250.8% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,567,000 | $1.3M | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 1,221,000 | $1.3M | New |
| WISDOMTREE INVESTMENTS (WT 3.25 06/15/26) | NOTE 3.250% 6/1 · principal | 1,122,000 | $1.2M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 1,396,000 | $1.2M | New |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,366,000 | $1.2M | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 552,000 | $1.2M | No change |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 775,000 | $1.2M | Reduce -44.4% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 1,142,000 | $1.2M | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 28,011 | $1.1M | New |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 1,000,000 | $1.1M | Add +177.8% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,225,000 | $1.1M | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 1,144,000 | $1.1M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 1,146,000 | $1.1M | Add +83.4% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 1,059,000 | $1.1M | Reduce -71.8% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 1,118,000 | $1.0M | Add +315.6% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 1,000,000 | $983K | Reduce -83.3% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 834,000 | $916K | New |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 900,000 | $890K | Reduce -0.3% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 982,000 | $884K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 500,000 | $774K | Reduce -93.9% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 721,000 | $767K | New |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 761,000 | $751K | Reduce -93.5% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 741,000 | $751K | Reduce -79.2% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 780,000 | $724K | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 756,000 | $702K | New |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 500,000 | $631K | New |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 492,000 | $600K | Reduce -83.9% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 1,485,000 | $557K | Add +126.7% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 550,000 | $538K | Reduce -74.3% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 477,000 | $533K | Reduce -59.7% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 565,000 | $532K | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 570,000 | $529K | New |
| PAGERDUTY INC. (PD 1.5 10/15/28 *) | NOTE 1.500%10/1 · principal | 520,000 | $505K | New |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 500,000 | $487K | No change |
| TELADOC HEALTH INC (TDOC 1.375 05/15/25) | Convertible · principal | 500,000 | $486K | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 413,000 | $484K | Add +4.3% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 484,000 | $469K | Add +89.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 400,000 | $401K | New |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 432,000 | $398K | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 382,000 | $379K | Reduce -96.4% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 392,000 | $377K | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 322,000 | $353K | No change |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 325,000 | $352K | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 252,000 | $323K | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 82,000 | $300K | Reduce -89.8% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 296,000 | $299K | Reduce -50.7% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 134,000 | $294K | Reduce -96.5% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 236,000 | $286K | No change |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 293,000 | $282K | Reduce -62.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 289,000 | $275K | New |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 938,000 | $272K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 255,000 | $265K | Reduce -11.2% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 235,000 | $249K | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 100,000 | $246K | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 201,000 | $239K | Reduce -90.6% |
| MAGNITE INC (MGNI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 248,000 | $229K | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 230,000 | $221K | Add +3.6% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 211,000 | $209K | Add +122.1% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 162,000 | $204K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 190,000 | $194K | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 200,000 | $190K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 1,229,000 | $187K | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 200,000 | $181K | New |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | 200,000 | $180K | No change |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 170,000 | $178K | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 196,000 | $173K | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 175,000 | $157K | Reduce -98.1% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 125,000 | $154K | Reduce -3.1% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 203,000 | $147K | No change |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 143,000 | $146K | Reduce -87.4% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 148,000 | $139K | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 145,000 | $137K | New |
| NEVRO CORP (NVRO 2.75 04/01/25) | NOTE 2.750% 4/0 · principal | 140,000 | $137K | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 131,000 | $116K | No change |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 81,000 | $110K | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 146,000 | $106K | Reduce -85.4% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 51,000 | $103K | Reduce -96.2% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 107,000 | $100K | Reduce -50.7% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 100,000 | $94K | Reduce -81.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 98,000 | $93K | Add +16.7% |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 72,000 | $92K | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 33,000 | $87K | Reduce -84.3% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 77,000 | $75K | Add +40.0% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 68,000 | $70K | New |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 72,000 | $69K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 70,000 | $69K | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 53,000 | $64K | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 46,000 | $63K | Reduce -97.8% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 60,000 | $56K | New |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | 23,000 | $51K | Add +15.0% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 51,000 | $49K | Reduce -89.6% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 37,000 | $46K | Reduce -98.5% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 51,000 | $43K | No change |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 52,000 | $40K | Reduce -47.5% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 39,000 | $36K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 42,000 | $34K | Reduce -98.7% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 34,000 | $29K | New |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 82,000 | $25K | No change |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 23,000 | $24K | Reduce -98.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 6,000 | $15K | No change |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 10,000 | $15K | Reduce -16.7% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 15,000 | $14K | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 14,000 | $13K | New |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 13,000 | $13K | Reduce -99.6% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 13,000 | $13K | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 10,000 | $12K | Reduce -98.0% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 5,000 | $7K | No change |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 6,000 | $7K | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 2,000 | $5K | No change |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 5,000 | $5K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 5,000 | $5K | Reduce -99.5% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 4,000 | $5K | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 2,000 | $4K | New |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | 3,000 | $4K | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 3,000 | $4K | Reduce -100.0% |
| EZCORP INC (EZPW 2.375 05/01/25) | NOTE 2.375% 5/0 · principal | 4,000 | $4K | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 4,000 | $4K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 3,000 | $3K | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 2,000 | $2K | Reduce -99.9% |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 4,000 | $2K | No change |
Total filed on the 13F, all lines: $104.0B.
Portfolio Sells Q3 2024 → Q4 2024
| CAT Caterpillar Inc. | Reduce -73.6% | 0.24% | −0.72 |
| MSFT Microsoft Corp. | Reduce -17.4% | 3.04% | −0.58 |
| FLUT Flutter Entertainment PLC-Di | Reduce -89.1% | 0.07% | −0.49 |
| TLT iShares 20+ Year Treasury BD | Reduce -58.7% | 0.24% | −0.40 |
| IHI iShares U.S. Medical Devices | Reduce -96.7% | 0.01% | −0.30 |
| AMD Advanced Micro Devices | Reduce -5.1% | 0.67% | −0.25 |
| RTX RTX Corp. | Reduce -43.6% | 0.29% | −0.23 |
| SPGI S&P Global Inc. | Reduce -29.1% | 0.54% | −0.22 |
| AAPL Apple Inc. | Reduce -15.4% | 3.62% | −0.22 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -89.0% | 0.03% | −0.20 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -34.7% | 0.46% | −0.19 |
| AMAT Applied Materials Inc. | Reduce -15.3% | 0.42% | −0.18 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -27.8% | 0.46% | −0.16 |
| IGV iShares Expanded Tech-Softwa | Reduce -86.5% | 0.03% | −0.16 |
| MU Micron Technology Inc. | Reduce -17.0% | 0.35% | −0.15 |
| GM General Motors Co. | Reduce -70.4% | 0.09% | −0.15 |
| INTC Intel Corp. | Reduce -17.5% | 0.39% | −0.14 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -92.6% | 0.01% | −0.13 |
| XLP SS Consumer Staples Sel Sect | Reduce -82.3% | 0.03% | −0.12 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -91.5% | 0.01% | −0.12 |
| SBUX Starbucks Corp. | Reduce -37.1% | 0.18% | −0.12 |
| SRCL Stericycle Inc. | Sold out | 0.00% | −0.12 |
| NEM Newmont Corp. | Reduce -33.2% | 0.11% | −0.11 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -70.8% | 0.04% | −0.10 |
| CSCO Cisco Systems Inc. | Reduce -32.4% | 0.36% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -7.1% | 0.52% | −0.10 |
| COST Costco Wholesale Corp. | Reduce -22.3% | 0.47% | −0.10 |
| ADBE Adobe Inc. | Reduce -14.2% | 0.30% | −0.09 |
| TXN Texas Instruments Inc. | Reduce -10.2% | 0.51% | −0.09 |
| GLDM SPDR Gold Minishares Trust | Reduce -100.0% | 0.00% | −0.09 |
| LMT Lockheed Martin Corp. | Reduce -30.0% | 0.14% | −0.09 |
| TDG Transdigm Group Inc. | Reduce -51.5% | 0.07% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -43.7% | 0.10% | −0.09 |
| MCHP Microchip Technology Inc. | Reduce -0.4% | 0.23% | −0.08 |
| IWM iShares Russell 2000 ETF | Reduce -32.9% | 0.18% | −0.08 |
| QCOM Qualcomm Inc. | Reduce -6.4% | 0.57% | −0.08 |
| COR Cencora Inc. | Reduce -70.7% | 0.03% | −0.08 |
| XOM Exxon Mobil Corp. | Reduce -11.5% | 0.41% | −0.08 |
| NRG NRG Energy Inc. | Reduce -89.1% | 0.01% | −0.08 |
| PEP Pepsico Inc. | Reduce -14.5% | 0.29% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -21.5% | 0.18% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -44.0% | 0.08% | −0.07 |
| CRH CRH PLC | Reduce -66.7% | 0.04% | −0.07 |
| MDLZ Mondelez International Inc. Class A | Reduce -10.8% | 0.21% | −0.07 |
| SMH Vaneck Semiconductor ETF | Reduce -50.5% | 0.07% | −0.07 |
| LRCX Lam Research Corp. | Reduce -8.3% | 0.37% | −0.07 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.07 |
| AGG iShares Core U.S. Aggregate | Reduce -15.7% | 0.34% | −0.07 |
| ALC Alcon Inc. | Reduce -62.3% | 0.03% | −0.07 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -46.4% | 0.08% | −0.07 |
Portfolio Buys Q3 2024 → Q4 2024
| TSLA Tesla Inc. | Add +0.4% | 2.98% | +1.13 |
| JEF Jefferies Financial Group Inc. | Add +397.4% | 0.60% | +0.51 |
| PANW Palo Alto Networks Inc. | Add +108.9% | 0.65% | +0.37 |
| XLF SS Financial Select Sector | Add +135.6% | 0.49% | +0.30 |
| BA The Boeing Co. | Add +226.2% | 0.36% | +0.27 |
| GLD SPDR Gold Shares | Add +97.6% | 0.51% | +0.26 |
| XBI SS SPDR S&P Biotech ETF | Add +43.9% | 0.97% | +0.26 |
| FXI iShares China Large-Cap ETF | Add +54.3% | 0.72% | +0.25 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +166.5% | 0.35% | +0.24 |
| FER Ferrovial NV | Add +124.5% | 0.34% | +0.19 |
| CRM Salesforce Inc. | Add +35.0% | 0.46% | +0.19 |
| PLTR Palantir Technologies Inc. Class A | Add +148.5% | 0.20% | +0.16 |
| STLA Stellantis NV | Add +106.4% | 0.32% | +0.16 |
| SRE Sempra | Add +96.2% | 0.27% | +0.14 |
| XLI SS Industrial Select Sector | Add +22.5% | 0.69% | +0.13 |
| KKR KKR & Co. Inc. | Add +116.5% | 0.22% | +0.13 |
| BSX Boston Scientific Corp. | Add +65.4% | 0.27% | +0.12 |
| SE Sea Ltd.-ADR | Add +36.0% | 0.28% | +0.11 |
| MTUM iShares MSCI USA Momentum Fa | Add +196.9% | 0.15% | +0.10 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.1% | 0.36% | +0.09 |
| APP AppLovin Corp. Class A | Add +21.8% | 0.13% | +0.09 |
| SCZ iShares MSCI Eafe Small-Cap | Add +3131.6% | 0.09% | +0.08 |
| BX Blackstone Inc. | Add +76.2% | 0.15% | +0.08 |
| XHB SS SPDR S&P Homebldrs ETF | Add +233.4% | 0.12% | +0.08 |
| VFC VF Corp. | Add +297.4% | 0.10% | +0.07 |
| HAL Halliburton Co. | Add +259.9% | 0.10% | +0.07 |
| MS Morgan Stanley | Add +12.4% | 0.24% | +0.07 |
| WMT Walmart Inc. | Add +5.1% | 0.38% | +0.07 |
| ICE Intercontinental Exchange Inc. | Add +78.3% | 0.16% | +0.07 |
| MSTR Strategy Inc. | Add +22.4% | 0.12% | +0.07 |
| LNG Cheniere Energy Inc. | Add +83.9% | 0.11% | +0.06 |
| UBS UBS Group AG-Reg | Add +44.2% | 0.19% | +0.06 |
| DIS The Walt Disney Co. | Add +21.5% | 0.20% | +0.06 |
| ITB iShares U.S. Home Constructi | Add +216.1% | 0.10% | +0.06 |
| WBD Warner Bros Discovery Inc. | Add +40.9% | 0.13% | +0.06 |
| STLD Steel Dynamics Inc. | Add +294.2% | 0.08% | +0.06 |
| SMCI Super Micro Computer Inc. | New | 0.06% | +0.06 |
| EWZ iShares MSCI Brazil ETF | Add +240.4% | 0.09% | +0.06 |
| SLB SLB Ltd. | Add +94.0% | 0.12% | +0.05 |
| UAL United Airlines Holdings Inc. | Add +73.3% | 0.08% | +0.05 |
| SHOP Shopify Inc. Class A | Add +111.1% | 0.08% | +0.05 |
| ASHR Xtrackers Harvest Csi 300 CH | Add +206.2% | 0.08% | +0.05 |
| GDXJ Vaneck Junior Gold Miners | Add +139.4% | 0.09% | +0.05 |
| D Dominion Energy Inc. | Add +75.8% | 0.12% | +0.05 |
| ET Energy Transfer LP | Add +6.2% | 0.19% | +0.05 |
| KBWB Invesco KBW Bank ETF | Add +7068.5% | 0.05% | +0.05 |
| EPD Enterprise Products Partners | Add +582.4% | 0.05% | +0.05 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +31.6% | 0.19% | +0.05 |
| SHY iShares 1-3 Year Treasury Bo | Add +57.8% | 0.12% | +0.04 |
| ARKK ARK Innovation ETF | Add +42.7% | 0.10% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| IWM iShares Russell 2000 ETF | put | Reduce -23.1% | 21,285,900 | $4.7B |
| TSLA Tesla Inc. | put | Add +102.5% | 10,984,400 | $4.4B |
| GLD SPDR Gold Shares | call | Add +127.0% | 14,210,000 | $3.4B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -49.1% | 6,287,300 | $3.2B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -2.8% | 22,081,200 | $1.7B |
| NVDA Nvidia Corp. | put | Add +4.3% | 12,812,700 | $1.7B |
| IWM iShares Russell 2000 ETF | call | Reduce -14.5% | 7,785,400 | $1.7B |
| AAPL Apple Inc. | put | Reduce -18.4% | 6,143,900 | $1.5B |
| NVDA Nvidia Corp. | call | Reduce -38.3% | 9,170,700 | $1.2B |
| CVNA Carvana Co. | put | Add +51.9% | 5,922,500 | $1.2B |
| RDDT Reddit Inc. Class A | put | New | 6,700,000 | $1.1B |
| XLI SS Industrial Select Sector | put | Add +9.9% | 8,307,400 | $1.1B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -62.2% | 2,000,500 | $1.0B |
| TSLA Tesla Inc. | call | Add +113.5% | 2,492,800 | $1.0B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -50.9% | 1,586,900 | $930.1M |
| XLF SS Financial Select Sector | put | Add +18.3% | 19,218,000 | $928.8M |
| EEM iShares MSCI Emerging Market | put | Reduce -21.7% | 20,635,600 | $863.0M |
| MSFT Microsoft Corp. | put | Reduce -6.2% | 2,040,700 | $860.2M |
| META Meta Platforms Inc. Class A | put | Add +9.2% | 1,430,800 | $837.7M |
| EEM iShares MSCI Emerging Market | call | Reduce -57.7% | 16,690,000 | $698.0M |
| XLI SS Industrial Select Sector | call | Reduce -12.2% | 5,240,800 | $690.5M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -32.7% | 1,163,100 | $681.7M |
| AAPL Apple Inc. | call | Reduce -16.5% | 2,564,800 | $642.3M |
| XLF SS Financial Select Sector | call | Add +10.7% | 12,935,500 | $625.2M |
| AMZN Amazon.com Inc. | put | Add +27.0% | 2,568,200 | $563.4M |
| NFLX Netflix Inc. | put | Reduce -7.2% | 575,200 | $512.7M |
| META Meta Platforms Inc. Class A | call | Reduce -16.1% | 854,000 | $500.0M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Reduce -44.2% | 6,250,000 | $491.6M |
| MSFT Microsoft Corp. | call | Reduce -26.7% | 1,078,400 | $454.5M |
| EFA iShares MSCI Eafe ETF | put | Reduce -31.0% | 5,948,600 | $449.8M |
| GOOGL Alphabet Inc. Class A | put | Add +21.2% | 2,272,600 | $430.2M |
| NFLX Netflix Inc. | call | Reduce -0.3% | 368,800 | $328.7M |
| COST Costco Wholesale Corp. | put | Add +150.7% | 348,400 | $319.2M |
| RSP Invesco S&P 500 Equal Weight | call | New | 1,690,500 | $296.2M |
| GOOG Alphabet Inc. Class C | put | Reduce -7.6% | 1,529,500 | $291.3M |
| ABBV Abbvie Inc. | put | Add +70.5% | 1,597,000 | $283.8M |
| VZ Verizon Communications Inc. | put | Add +14.7% | 6,932,300 | $277.2M |
| HD Home Depot Inc. | put | Add +77.3% | 711,300 | $276.7M |
| ORCL Oracle Corp. | put | Add +352.9% | 1,636,400 | $272.7M |
| AVGO Broadcom Inc. | put | Reduce -4.1% | 1,163,300 | $269.7M |
| EFA iShares MSCI Eafe ETF | call | Reduce -32.3% | 3,551,900 | $268.6M |
| XLE SS Energy Select Sector | call | Add +421.0% | 3,086,900 | $264.4M |
| AMZN Amazon.com Inc. | call | Reduce -31.2% | 1,200,300 | $263.3M |
| AVGO Broadcom Inc. | call | Add +52.1% | 1,107,800 | $256.8M |
| TXN Texas Instruments Inc. | put | Reduce -3.2% | 1,366,200 | $256.2M |
| MCD McDonald's Corp. | put | Add +6.5% | 877,100 | $254.3M |
| AAL American Airlines Group Inc. | put | Add +100.8% | 14,471,600 | $252.2M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Reduce -4.5% | 538,800 | $244.2M |
| AMD Advanced Micro Devices | call | Add +1.4% | 1,943,200 | $234.7M |
| BKNG Booking Holdings Inc. | call | Add +96.2% | 46,900 | $233.0M |
Showing the first 50 of 805.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | Sold out | 16,332,000 | $21.4Mbefore exit |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +72.4% | 15,044,000 | $20.0M |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 313,024 | $17.2M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +26.3% | 240,000 | $11.7M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 7,963,000 | $9.5Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +1074.7% | 7,201,000 | $9.1M |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Sold out | 8,531,000 | $8.3Mbefore exit |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | Reduce -15.7% | 9,155,000 | $8.2M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -4.5% | 6,198 | $7.6M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Sold out | 9,367,000 | $7.5Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.9% | 6,151 | $7.3M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Reduce -29.9% | 7,002,000 | $6.7M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +189.6% | 6,284,000 | $6.6M |
| SEA LTD (SEALTD 1 12/01/24) | NOTE 1.000%12/0 · principal | Sold out | 3,466,000 | $6.5Mbefore exit |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | New | 5,742,000 | $6.4M |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | Reduce -17.1% | 2,736,000 | $6.0M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 43,817 | $5.8Mbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 5,871,000 | $5.7Mbefore exit |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Reduce -38.1% | 5,359,000 | $5.6M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +2.8% | 6,126,000 | $5.6M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +296.6% | 3,966,000 | $5.5M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -47.6% | 83,018 | $5.2M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Sold out | 3,755,000 | $5.2Mbefore exit |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Sold out | 3,727,000 | $4.9Mbefore exit |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Sold out | 5,257,000 | $4.9Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 4,267,000 | $4.7Mbefore exit |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Sold out | 4,046,000 | $4.7Mbefore exit |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | New | 4,275,000 | $4.5M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Reduce -39.6% | 5,061,000 | $4.3M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -45.8% | 3,630,000 | $4.2M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | New | 3,984,000 | $4.2M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | Reduce -31.7% | 4,398,000 | $4.1M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -32.9% | 3,896,000 | $4.0M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 3,629,000 | $3.9M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Add +152.5% | 3,782,000 | $3.9M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +333.1% | 3,807,000 | $3.8M |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | Add +740.0% | 4,200,000 | $3.8M |
| INNOVIVA INC (INVA 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +2.2% | 3,439,000 | $3.8M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +39.7% | 3,781,000 | $3.7M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 4,179,000 | $3.7M |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +428.2% | 3,597,000 | $3.7M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Sold out | 4,216,000 | $3.6Mbefore exit |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 2,866,000 | $3.5Mbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -62.4% | 39,224 | $3.4M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | New | 3,168,000 | $3.4M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Sold out | 2,981,000 | $3.4Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -8.5% | 3,203,000 | $3.2M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Sold out | 1,508,000 | $3.2Mbefore exit |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Sold out | 3,137,000 | $3.1Mbefore exit |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Reduce -65.2% | 2,116,000 | $3.0M |
Showing the first 50 of 208.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,717 | $214.7B | NVDA, AAPL, MSFT, MU, AMZN |
| Q1 2026 | 4,919 | $156.4B | NVDA, MSFT, AAPL, AMZN, GOOGL |
| Q4 2025 | 4,950 | $146.1B | NVDA, SPY, MSFT, AAPL, AVGO |
| Q3 2025 | 5,010 | $144.4B | NVDA, MSFT, TSLA, AAPL, AVGO |
| Q2 2025 | 4,669 | $143.4B | NVDA, MSFT, AAPL, AMZN, TSLA |
| Q1 2025 | 4,536 | $130.9B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q4 2024 | 4,756 | $103.7B | NVDA, AAPL, MSFT, TSLA, AMZN |
| Q3 2024 | 4,629 | $107.6B | NVDA, AAPL, MSFT, AMZN, TSLA |
| Q2 2024 | 4,563 | $103.5B | NVDA, MSFT, AAPL, AMZN, AVGO |
| Q1 2024 | 4,603 | $92.3B | MSFT, NVDA, AAPL, AMZN, GOOGL |