Clear Harbor Asset Management, LLC

Name: Clear Harbor Asset Management, LLC 13F holdings, Q1 2024
Creator: Clear Harbor Asset Management, LLC
Published: 2024-05-10

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Clear Harbor Asset Management, LLC reported 355 stock positions worth $1.1 billion. Its top holding was Roper Technologies (ROP) at 11.0% of the portfolio, followed by Apple (AAPL, 5.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.0%). Compared with Q4 2023, it opened 34 new positions, sold out of 21, added to 114 and reduced 148. The biggest buy was a new position in Tfi International (TFII) and the biggest sale Apple (AAPL, shares −2%).

Most Recent 13F: Q2 2026
Location: Stamford, CT
CIK: 0001511857
Portfolio Value: $1.1B (Q1 2024)
SEC Filing: 0001172661-24-002132 ↗ filed May 10, 2024

Holdings Value

Holdings 355 stocks · $1.1B


ROP Roper Technologies Inc.	11.03%	223,091	$125.1M	Reduce -0.9%
AAPL Apple Inc.	5.16%	341,022	$58.5M	Reduce -1.8%
SPY SS SPDR S&P 500 ETF Trust-US	2.97%	64,471	$33.7M	Add +1.3%
PH Parker Hannifin Corp.	2.92%	59,644	$33.1M	Add +0.3%
MSFT Microsoft Corp.	2.48%	66,949	$28.2M	Reduce -2.1%
AWK American Water Works Co. Inc.	2.30%	213,649	$26.1M	Reduce -0.9%
FLEX Flex Ltd.	2.30%	910,012	$26.0M	Add +2.1%
BRK.B Berkshire Hathaway Inc. Class B	2.12%	57,168	$24.0M	Add +0.2%
JPM JPMorgan Chase & Co.	2.12%	119,756	$24.0M	Reduce -1.1%
ENPH Enphase Energy Inc.	1.85%	173,464	$21.0M	Add +0.5%
VTI VG Morningstar TS MKT ETF-US	1.85%	80,655	$21.0M	Add +2.8%
GOOG Alphabet Inc. Class C	1.81%	134,845	$20.5M	Reduce -2.1%
CAT Caterpillar Inc.	1.51%	46,633	$17.1M	Reduce -5.6%
TRMB Trimble Inc.	1.47%	259,810	$16.7M	Reduce -4.3%
AMZN Amazon.com Inc.	1.37%	86,136	$15.5M	Add +0.6%
DHR Danaher Corp.	1.29%	58,419	$14.6M	Add +3.5%
GOOGL Alphabet Inc. Class A	1.23%	92,216	$13.9M	Add +0.1%
PXD Pioneer Natural Resources Co.	1.20%	51,794	$13.6M	Reduce -5.7%
CNM Core & Main Inc. Class A	1.17%	231,105	$13.2M	Add +2.6%
VEU Vanguard Ftse All-World Ex-U	1.11%	213,848	$12.5M	Add +6.3%
IWF iShares Russell 1000 Growth	1.08%	36,323	$12.2M	Add +0.7%
PRF Invesco Rafi US 1000 ETF	1.02%	301,128	$11.6M	Add +1.1%
HIG Hartford Insurance Group Inc.	1.01%	111,705	$11.5M	Reduce -4.5%
HON Honeywell International Inc.	1.01%	55,738	$11.4M	Add +0.7%
MA Mastercard Inc. Class A	0.88%	20,779	$10.0M	Add +0.6%
JNJ Johnson & Johnson	0.87%	62,484	$9.9M	Add +0.3%
CPRT Copart Inc.	0.80%	155,668	$9.0M	Add +0.1%
NVDA Nvidia Corp.	0.78%	9,773	$8.8M	Reduce -0.9%
NXT Nextpower Inc. filed as NEXTRACKER INC	0.76%	153,715	$8.6M	Reduce -0.9%
NJR New Jersey Resources Corp.	0.76%	201,189	$8.6M	Add +62.9%
V Visa Inc. Class A	0.72%	29,302	$8.2M	Add +4.1%
RTX RTX Corp.	0.71%	83,132	$8.1M	Add +4.3%
IAU iShares Gold Trust	0.71%	191,886	$8.1M	Reduce -0.1%
CME Cme Group Inc.	0.68%	35,912	$7.7M	Add +0.9%
HD Home Depot Inc.	0.65%	19,323	$7.4M	Reduce -1.2%
BLK BlackRock Finance Inc.	0.64%	8,711	$7.3M	Reduce -2.9%
TMO Thermo Fisher Scientific Inc.	0.59%	11,437	$6.6M	Add +5.7%
DOV Dover Corp.	0.56%	35,750	$6.3M	Reduce -0.8%
ECL Ecolab Inc.	0.56%	27,432	$6.3M	Add +0.4%
HXL Hexcel Corp.	0.55%	86,385	$6.3M	Add +73.1%
EG Everest Group Ltd.	0.54%	15,509	$6.2M	Reduce -2.3%
UNP Union Pacific Corp.	0.53%	24,491	$6.0M	Add +1.0%
MRK Merck & Co. Inc.	0.53%	45,444	$6.0M	Add +2.1%
ABBV Abbvie Inc.	0.52%	32,558	$5.9M	Reduce -1.9%
TSM Taiwan Semiconductor-SP ADR	0.52%	43,319	$5.9M	Add +0.1%
C Citigroup Inc.	0.52%	92,932	$5.9M	Add +16.2%
MKL Markel Group Inc.	0.51%	3,798	$5.8M	Add +0.7%
WST West Pharmaceutical Services	0.50%	14,375	$5.7M	Add +1.8%
VYM Vanguard High DVD Yield ETF	0.50%	46,734	$5.7M	Reduce -2.7%
PG The Procter & Gamble Co.	0.50%	34,801	$5.6M	Add +1.8%
LDOS Leidos Holdings Inc.	0.50%	42,878	$5.6M	Add +4.5%
BX Blackstone Inc.	0.49%	42,555	$5.6M	Reduce -1.8%
CPK Chesapeake Utilities Corp.	0.49%	52,044	$5.6M	Reduce -15.5%
AXS Axis Capital Holdings Ltd.	0.48%	83,884	$5.5M	Add +2.1%
SPGI S&P Global Inc.	0.48%	12,756	$5.4M	Reduce -0.1%
ABT Abbott Laboratories	0.46%	46,276	$5.3M	Reduce -0.6%
IWP iShares Russell Mid-Cap Grow	0.45%	44,762	$5.1M	Add +7.3%
AME Ametek Inc.	0.45%	27,885	$5.1M	Reduce -1.0%
IDN Intellicheck Inc.	0.43%	1,397,554	$4.9M	Reduce -1.2%
TFII Tfi International Inc.	0.41%	29,106	$4.6M	New
MSCI MSCI Inc.	0.39%	7,873	$4.4M	Reduce -0.5%
RC Ready Capital Corp.	0.39%	479,855	$4.4M	Add +53.4%
FANG Diamondback Energy Inc.	0.39%	22,105	$4.4M	Reduce -0.9%
ZTS Zoetis Inc.	0.39%	25,855	$4.4M	Reduce -0.6%
HEI Heico Corp.	0.38%	22,765	$4.3M	Add +0.7%
BKNG Booking Holdings Inc.	0.37%	1,162	$4.2M	Add +1.7%
IDXX Idexx Laboratories Inc.	0.37%	7,803	$4.2M	Reduce -4.3%
UNH Unitedhealth Group Inc.	0.37%	8,465	$4.2M	Reduce -0.4%
AMT American Tower Corp.	0.37%	21,093	$4.2M	Reduce -0.6%
ORCL Oracle Corp.	0.34%	31,034	$3.9M	Reduce -0.0%
TYL Tyler Technologies Inc.	0.34%	9,062	$3.9M	Reduce -1.0%
MCK McKesson Corp.	0.33%	7,062	$3.8M	Reduce -0.7%
META Meta Platforms Inc. Class A	0.32%	7,405	$3.6M	Reduce -4.3%
LHX L3HARRIS Technologies Inc.	0.31%	16,658	$3.5M	Add +3.1%
TW Tradeweb Markets Inc. Class A	0.30%	32,603	$3.4M	Reduce -0.5%
ADAM Adamas Trust Inc.	0.30%	465,751	$3.4M	Reduce -6.3%
CDNS Cadence Design SYS Inc.	0.28%	10,151	$3.2M	Add +4.7%
QRVO Qorvo Inc.	0.28%	27,224	$3.1M	Add +0.2%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.27%	37,172	$3.1M	Add +1.4%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.27%	19,645	$3.1M	Add +2.7%
WFC Wells Fargo & Co.	0.27%	52,268	$3.0M	No change
AMAT Applied Materials Inc.	0.27%	14,611	$3.0M	Reduce -2.2%
BBJP JPMorgan Betabuilders Japan	0.26%	50,179	$2.9M	Add +6.9%
INTU Intuit Inc.	0.26%	4,512	$2.9M	Reduce -6.8%
XOM Exxon Mobil Corp.	0.26%	24,998	$2.9M	Reduce -0.8%
CVX Chevron Corp.	0.25%	17,878	$2.8M	Reduce -0.5%
RSP Invesco S&P 500 Equal Weight	0.25%	16,639	$2.8M	Reduce -2.5%
CWT California Water Service Grp	0.24%	59,681	$2.8M	Reduce -2.5%
TDY Teledyne Technologies Inc.	0.24%	6,212	$2.7M	Reduce -0.0%
AMGN Amgen Inc.	0.23%	9,360	$2.7M	Reduce -3.9%
AES AES Corp.	0.23%	143,233	$2.6M	Add +140.3%
ASML ASML Holding NV-NY Reg SHS	0.22%	2,573	$2.5M	Reduce -1.0%
NET Cloudflare Inc. Class A	0.21%	24,030	$2.3M	Add +3.6%
MU Micron Technology Inc.	0.20%	19,672	$2.3M	Reduce -4.5%
LEN Lennar Corp. Class A	0.20%	13,367	$2.3M	Reduce -21.2%
REGN Regeneron Pharmaceuticals	0.20%	2,388	$2.3M	Add +0.9%
VEEV Veeva Systems Inc. Class A	0.20%	9,665	$2.2M	Reduce -1.7%
AR Antero Resources Corp.	0.18%	70,965	$2.1M	Reduce -0.9%
PFE Pfizer Inc.	0.18%	74,020	$2.1M	Add +17.1%
COST Costco Wholesale Corp.	0.18%	2,782	$2.0M	Reduce -0.7%
PICK iShares MSCI Global Metals &	0.18%	48,354	$2.0M	Add +3.4%
DVN Devon Energy Corp.	0.17%	39,121	$2.0M	Reduce -0.1%
CRM Salesforce Inc.	0.17%	6,485	$2.0M	Add +23.2%
QCOM Qualcomm Inc.	0.17%	11,503	$1.9M	Reduce -1.5%
TWI Titan International Inc.	0.17%	152,700	$1.9M	Reduce -17.3%
ILMN Illumina Inc.	0.16%	13,460	$1.8M	Reduce -4.5%
FTAI Ftai Aviation Ltd.	0.16%	27,025	$1.8M	Reduce -6.7%
TOL Toll Brothers Inc.	0.16%	13,767	$1.8M	Reduce -30.1%
CI The Cigna Group	0.16%	4,893	$1.8M	Reduce -0.7%
LOW Lowe's Cos Inc.	0.16%	6,922	$1.8M	Reduce -6.7%
DEO Diageo PLC-Sponsored ADR	0.15%	11,796	$1.8M	Reduce -11.0%
INTC Intel Corp.	0.15%	39,427	$1.7M	Reduce -1.2%
CB Chubb Ltd.	0.15%	6,662	$1.7M	Add +4.7%
HTO H2O America filed as SJW GROUP	0.15%	30,501	$1.7M	Add +3.6%
BABA Alibaba Group Holding-SP ADR	0.15%	23,844	$1.7M	Add +464.1%
HCA HCA Healthcare Inc.	0.15%	5,162	$1.7M	Reduce -13.4%
TEVA Teva Pharmaceutical-SP ADR	0.15%	120,825	$1.7M	Reduce -7.3%
ISRG Intuitive Surgical Inc.	0.15%	4,258	$1.7M	Reduce -1.5%
DFS Discover Financial Services	0.14%	12,472	$1.6M	Add +7.2%
PAYC Paycom Software Inc.	0.14%	8,151	$1.6M	Reduce -15.6%
FSLR First Solar Inc.	0.14%	9,395	$1.6M	Add +192.3%
ADSK Autodesk Inc.	0.14%	6,005	$1.6M	No change
WTRG Essential Utilities Inc.	0.13%	40,979	$1.5M	Reduce -46.2%
FDX FedEx Corp.	0.13%	5,181	$1.5M	Reduce -1.6%
FBT First Trust Nyse Arca Biotec	0.13%	9,703	$1.5M	Reduce -3.2%
SPLV Invesco S&P 500 Low Volatili	0.13%	22,635	$1.5M	Add +3.1%
IWR iShares Russell Mid-Cap ETF	0.13%	17,387	$1.5M	No change
COR Cencora Inc.	0.13%	5,992	$1.5M	Reduce -2.9%
AVUS Avantis U.S. Equity ETF	0.12%	15,581	$1.4M	Add +23.6%
FNV Franco-Nevada Corp.	0.12%	11,688	$1.4M	Add +5.1%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.12%	5,522	$1.4M	Add +0.9%
GLD SPDR Gold Shares	0.12%	6,682	$1.4M	No change
SYK Stryker Corp.	0.12%	3,784	$1.4M	No change
OXY Occidental Petroleum Corp.	0.12%	20,566	$1.3M	Add +13.0%
THC Tenet Healthcare Corp.	0.11%	12,180	$1.3M	Reduce -0.6%
EXE Expand Energy Corp. filed as CHESAPEAKE ENERGY CORP	0.11%	13,715	$1.2M	Add +15.2%
DSI iShares ESG MSCI KLD 400 ETF	0.11%	12,026	$1.2M	Add +15.6%
TSLA Tesla Inc.	0.11%	6,834	$1.2M	Add +2.9%
SPYX SS SPDR S&P 500 Foss FL ETF	0.10%	27,223	$1.2M	Add +2.7%
OUNZ Vaneck Merk Gold ETF	0.10%	53,835	$1.2M	No change
VIG Vanguard Dividend Apprec ETF	0.10%	6,301	$1.2M	New
TGT Target Corp.	0.10%	6,413	$1.1M	Reduce -1.7%
MDY State Street SPDR S&P Midcap	0.10%	2,032	$1.1M	No change
SYY Sysco Corp.	0.10%	13,855	$1.1M	Add +2.3%
AVGO Broadcom Inc.	0.10%	840	$1.1M	No change
BUR Burford Capital Ltd.	0.10%	70,335	$1.1M	Reduce -5.7%
TT Trane Technologies PLC	0.10%	3,666	$1.1M	No change
STNG Scorpio Tankers Inc.	0.09%	14,845	$1.1M	Reduce -0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.09%	8,371	$1.0M	Reduce -6.8%
KKR KKR & Co. Inc.	0.09%	10,125	$1.0M	Reduce -0.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.09%	26,774	$1.0M	Reduce -3.1%
EMR Emerson Electric Co.	0.09%	8,881	$1.0M	No change
DE Deere & Co.	0.09%	2,424	$996K	No change
KO The Coca-Cola Co.	0.09%	16,074	$983K	Reduce -0.3%
GPK Graphic Packaging Holding Co.	0.09%	33,385	$974K	Add +0.2%
EMXC iShares MSCI Emr MRK Ex Chna	0.08%	16,595	$955K	Add +4.3%
CVS CVS Health Corp.	0.08%	11,677	$931K	Add +17.7%
WDC Western Digital Corp.	0.08%	13,647	$931K	Reduce -0.5%
LSXMK Liberty Media Corp.-Liber-New	0.08%	30,775	$914K	Reduce -9.8%
DELL Dell Technologies -C	0.08%	7,940	$906K	Reduce -27.4%
VRP Invesco Variable Rate Prefer	0.08%	37,180	$884K	Reduce -6.7%
BSM Black Stone Minerals LP	0.08%	54,957	$878K	Reduce -1.0%
EEMS iShares MSCI Emerging MKT SM	0.08%	14,884	$876K	Add +38.9%
BA The Boeing Co.	0.07%	4,356	$841K	Add +42.1%
IQV Iqvia Holdings Inc.	0.07%	3,323	$840K	Add +0.0%
BMY Bristol-Myers Squibb Co.	0.07%	15,406	$835K	Reduce -15.5%
VWO Vanguard Ftse Emerging Marke	0.07%	19,991	$835K	Reduce -5.9%
UAL United Airlines Holdings Inc.	0.07%	17,320	$829K	New
MDT Medtronic PLC	0.07%	9,447	$823K	Reduce -0.8%
ITW Illinois Tool Works	0.07%	3,050	$818K	Reduce -7.0%
K Kellanova	0.07%	14,251	$816K	Add +10.5%
PEP Pepsico Inc.	0.07%	4,527	$792K	Reduce -5.9%
HIMX Himax Technologies Inc.-ADR	0.07%	147,815	$791K	Add +16.1%
ED Consolidated Edison Inc.	0.07%	8,630	$784K	Add +5.2%
ANF Abercrombie & Fitch Co. Class A	0.07%	6,245	$783K	Reduce -55.2%
YORW York Water Co. filed as YORK WTR CO	0.07%	21,500	$780K	Reduce -14.2%
STGW Stagwell Inc.	0.07%	124,617	$775K	No change
PTEN Patterson-Uti Energy Inc.	0.07%	64,820	$774K	Add +0.3%
EAF Graftech International Ltd.	0.07%	540,225	$746K	Add +11.8%
PYPL PayPal Holdings Inc.	0.06%	10,902	$730K	Reduce -52.5%
VET Vermilion Energy Inc.	0.06%	57,821	$720K	Add +77.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.06%	13,044	$715K	Add +26.2%
NTRL First Trust Equity Market Ne	0.06%	36,094	$715K	Add +4.5%
KWEB Kranesh Csi China Internet	0.06%	26,000	$683K	New
CSX CSX Corp.	0.06%	18,330	$679K	Reduce -12.0%
BSY Bentley Systems Inc. Class B	0.06%	12,892	$673K	Add +24.9%
ALK Alaska Air Group Inc.	0.06%	15,580	$670K	No change
ALC Alcon Inc. filed as ALCON AG	0.06%	7,985	$663K	New
FND Floor & Decor Holdings Inc. Class A	0.06%	5,108	$662K	Reduce -15.5%
LH Laboratory CRP of Amer Hldgs	0.06%	3,003	$656K	Add +12.8%
LIN Linde PLC	0.06%	1,399	$650K	No change
AM Antero Midstream Corp.	0.06%	45,680	$642K	Reduce -15.3%
CTVA Corteva Inc.	0.06%	11,085	$639K	New
VEA Vanguard Ftse Developed ETF	0.06%	12,587	$632K	Add +3.4%
CSCO Cisco Systems Inc.	0.05%	12,413	$620K	Reduce -3.6%
GM General Motors Co.	0.05%	13,610	$617K	Reduce -0.0%
VT Vanguard Tot World STK ETF	0.05%	5,579	$617K	No change
ARKK ARK Innovation ETF	0.05%	12,054	$604K	Add +49.4%
TRV The Travelers Cos Inc.	0.05%	2,621	$603K	No change
GS Goldman Sachs Group Inc.	0.05%	1,431	$598K	Reduce -0.3%
GPC Genuine Parts Co.	0.05%	3,854	$597K	New
EEM iShares MSCI Emerging Market	0.05%	14,471	$594K	Reduce -40.9%
NEM Newmont Corp.	0.05%	16,339	$586K	Add +45.6%
PCG P G & E Corp.	0.05%	33,833	$567K	No change
NSC Norfolk Southern Corp.	0.05%	2,169	$553K	Add +5.8%
AMD Advanced Micro Devices	0.05%	3,055	$551K	Reduce -1.4%
PCYO Pure Cycle Corp.	0.05%	57,946	$550K	Reduce -16.1%
NOA North American Construction	0.05%	24,594	$547K	No change
BGSF BGSF Inc.	0.05%	51,965	$541K	Add +0.1%
ELV Elevance Health Inc.	0.05%	1,040	$539K	Add +38.9%
IJH iShares Core S&P Midcap ETF	0.05%	8,805	$535K	No change
MDLZ Mondelez International Inc. Class A	0.05%	7,632	$534K	No change
DAL Delta Air Lines Inc.	0.05%	11,070	$530K	Add +37.2%
IBB iShares Biotechnology ETF	0.05%	3,822	$524K	Add +3.5%
CASH Pathward Financial Inc.	0.05%	10,344	$522K	No change
CFG Citizens Financial Group	0.05%	14,135	$513K	Add +17.2%
TM Toyota Motor Corp. -Spon ADR	0.04%	2,000	$503K	Reduce -1.8%
TREX Trex Company Inc.	0.04%	5,018	$501K	Reduce -8.1%
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.04%	2,118	$500K	Reduce -0.1%
VZ Verizon Communications Inc.	0.04%	11,880	$498K	Reduce -2.1%
UBER Uber Technologies Inc.	0.04%	6,430	$495K	Reduce -10.3%
SAND Sandstorm Gold Ltd.	0.04%	92,028	$483K	Add +8.9%
GEHC GE Healthcare Technology	0.04%	5,256	$478K	Add +8.6%
CL Colgate-Palmolive Co.	0.04%	5,274	$475K	No change
T AT&T Inc.	0.04%	26,819	$472K	Reduce -7.8%
PM Philip Morris International	0.04%	5,123	$469K	No change
GBTC Grayscale Bitcoin Trust ETF	0.04%	7,410	$468K	New
CMCSA Comcast Corp. Class A	0.04%	10,785	$468K	Reduce -1.4%
LLY Eli Lilly & Co.	0.04%	599	$466K	Reduce -3.7%
QQQ Invesco QQQ Trust Series 1	0.04%	1,040	$462K	Add +144.1%
AXP American Express Co.	0.04%	2,000	$455K	No change
NVO Novo-Nordisk A/S-Spons ADR	0.04%	3,456	$444K	Reduce -1.7%
ENVA Enova International Inc.	0.04%	7,020	$441K	Reduce -19.0%
B Barrick Gold Corp.	0.04%	26,405	$439K	Add +43.2%
LAUR Laureate Education Inc.	0.04%	30,073	$438K	Reduce -8.8%
PACB Pacific Biosciences of Calif	0.04%	114,936	$431K	Add +79.5%
CCOI Cogent Communications Holdin	0.04%	6,440	$421K	Add +99.9%
NVS Novartis AG-Sponsored ADR	0.04%	4,323	$418K	Reduce -18.0%
ET Energy Transfer LP	0.04%	26,500	$417K	No change
WMT Walmart Inc.	0.04%	6,924	$417K	No change
ARW Arrow Electronics Inc.	0.04%	3,203	$415K	New
SCHW Schwab (charles) Corp.	0.04%	5,711	$413K	No change
CROX Crocs Inc.	0.04%	2,859	$411K	New
ADEA Adeia Inc.	0.04%	37,100	$405K	No change
SPXL Direxion Daily S&P 500 Bull	0.04%	3,000	$402K	No change
KYMR Kymera Therapeutics Inc.	0.04%	10,000	$402K	No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC	0.03%	3,240	$395K	No change
ZG Zillow Group Inc. Class A	0.03%	8,109	$388K	Reduce -0.1%
SN Sharkninja Inc.	0.03%	6,115	$381K	New
PVH PVH Corp.	0.03%	2,700	$380K	Reduce -84.6%
XLK SS Technology Select Sector	0.03%	1,822	$380K	Reduce -0.1%
CSIQ Canadian Solar Inc.	0.03%	18,850	$372K	Add +18.8%
MCD McDonald's Corp.	0.03%	1,305	$368K	Reduce -5.6%
NTB Bank of N.T. Butterfield&son	0.03%	11,490	$368K	Reduce -0.2%
RVTY Revvity Inc.	0.03%	3,500	$368K	No change
ETN Eaton Corp. PLC	0.03%	1,172	$366K	Reduce -1.8%
GE General Electric	0.03%	2,077	$365K	Add +0.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.03%	1,903	$363K	Add +7.6%
SAP Sap SE-Sponsored ADR	0.03%	1,857	$362K	No change
FIS Fidelity National Info Serv	0.03%	4,862	$361K	Reduce -1.5%
CARR Carrier Global Corp.	0.03%	6,199	$360K	No change
TKO Tko Group Holdings Inc.	0.03%	4,150	$359K	New
BTX BlackRock Tech & Priv Eqty	0.03%	43,974	$358K	Reduce -43.4%
BSMP Invesco Bulletshares 2025 MB	0.03%	14,591	$355K	Add +66.5%
WRB WR Berkley Corp. filed as BERKLEY W R CORP	0.03%	3,982	$352K	No change
BSMQ Invesco Bulletshares 2026 MB	0.03%	14,814	$349K	New
IJR iShares Core S&P Small-Cap E	0.03%	3,082	$341K	No change
HSY The Hershey Co.	0.03%	1,732	$337K	No change
APD Air Products & Chemicals Inc.	0.03%	1,389	$337K	Reduce -16.1%
VLTO Veralto Corp.	0.03%	3,792	$336K	Reduce -24.9%
IR Ingersoll-Rand Inc.	0.03%	3,511	$333K	Reduce -1.7%
KR Kroger Co.	0.03%	5,800	$331K	New
DXJ Wisdomtree Japan Hedged Eq	0.03%	3,050	$331K	Reduce -1.0%
IVV iShares Core S&P 500 ETF	0.03%	628	$330K	New
RVMD Revolution Medicines Inc.	0.03%	10,188	$328K	Add +41.5%
GOVT iShares US Treasury Bond ETF	0.03%	14,354	$327K	Reduce -23.7%
FITB Fifth Third Bancorp	0.03%	8,584	$319K	No change
ROIV Roivant Sciences Ltd.	0.03%	30,300	$319K	Add +150.4%
MRNA Moderna Inc.	0.03%	2,948	$314K	Add +8.2%
INSE Inspired Entertainment Inc.	0.03%	31,488	$310K	Reduce -7.7%
EFA iShares MSCI Eafe ETF	0.03%	3,821	$305K	No change
ABUS Arbutus Biopharma Corp.	0.03%	116,261	$300K	Reduce -16.5%
JBLU Jetblue Airways Corp.	0.03%	40,370	$300K	Add +17.8%
PLYA Playa Hotels & Resorts NV	0.03%	30,675	$298K	Reduce -3.8%
DFSV Dimensional US Small Cap Val	0.03%	9,805	$295K	New
SCTL Societal Cdmo Inc.	0.03%	272,421	$294K	Reduce -24.1%
BPMC Blueprint Medicines Corp.	0.03%	3,100	$294K	No change
CZR Caesars Entertainment Inc.	0.03%	6,700	$293K	New
STE Steris PLC	0.03%	1,300	$292K	Reduce -1.6%
IHI iShares U.S. Medical Devices	0.03%	4,959	$291K	No change
XBI SS SPDR S&P Biotech ETF	0.03%	3,015	$286K	Reduce -6.1%
ARKW ARK Next Generation Technolo	0.03%	3,428	$286K	No change
LYV Live Nation Entertainment Inc.	0.03%	2,685	$284K	Add +3.3%
TSCO Tractor Supply Company	0.02%	1,077	$282K	No change
PNC PNC Financial Services Group	0.02%	1,671	$270K	Reduce -13.8%
ADM Archer-Daniels-Midland Co.	0.02%	4,277	$269K	Add +22.1%
HEDJ Wisdomtree Europe Hedged Equ	0.02%	5,536	$267K	No change
COMP Compass Inc. Class A	0.02%	73,602	$265K	Add +0.3%
MAT Mattel Inc.	0.02%	13,193	$261K	Add +1.3%
ICE Intercontinental Exchange Inc.	0.02%	1,897	$261K	Reduce -1.4%
MS Morgan Stanley	0.02%	2,745	$258K	Add +1.2%
PLTR Palantir Technologies Inc. Class A	0.02%	11,130	$256K	Add +0.3%
COP Conocophillips	0.02%	1,994	$254K	No change
MOS The Mosaic Co.	0.02%	7,782	$253K	Reduce -12.1%
SG Sweetgreen Inc. Class A	0.02%	10,000	$253K	No change
BSX Boston Scientific Corp.	0.02%	3,677	$252K	New
SHEL Shell PLC-ADR	0.02%	3,746	$251K	No change
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD	0.02%	1,571	$246K	Add +36.0%
SE Sea Ltd.-ADR	0.02%	4,574	$246K	New
SPTM SS SPDR P S&P 1500 Comp ETF	0.02%	3,819	$245K	Reduce -0.3%
TECK Teck Resources Ltd.-CLS B	0.02%	5,350	$245K	No change
MAR Marriott International Class A	0.02%	949	$239K	No change
VUG Vanguard Mrngstar GR ETF-Sui	0.02%	680	$234K	No change
CLF Cleveland-Cliffs Inc.	0.02%	10,250	$233K	No change
GWRS Global Water Resources Inc.	0.02%	17,674	$227K	Reduce -4.3%
SHW The Sherwin-Williams Co.	0.02%	651	$226K	Reduce -0.8%
ICFI Icf International Inc.	0.02%	1,500	$226K	No change
NEE Nextera Energy Inc.	0.02%	3,522	$225K	New
CRC California Resources Corp.	0.02%	4,075	$225K	Reduce -18.1%
ADBE Adobe Inc.	0.02%	440	$222K	Add +28.6%
LIQT Liqtech International Inc.	0.02%	69,127	$214K	Reduce -6.4%
SNDX Syndax Pharmaceuticals Inc.	0.02%	8,956	$213K	New
DGRO iShares Core Dividend Growth	0.02%	3,610	$210K	New
NUE Nucor Corp.	0.02%	1,050	$208K	New
NOC Northrop Grumman Corp.	0.02%	431	$206K	Reduce -6.9%
M Macy's Inc.	0.02%	10,300	$206K	No change
MGM MGM Resorts International	0.02%	4,350	$205K	New
TNGX Tango Therapeutics Inc.	0.02%	25,495	$202K	Add +20.3%
MO Altria Group Inc.	0.02%	4,640	$202K	New
BRKR Bruker Corp.	0.02%	2,150	$202K	New
ORIC Oric Pharmaceuticals Inc.	0.02%	13,744	$189K	New
QURE Uniqure NV	0.02%	35,500	$185K	Add +175.2%
WBD Warner Bros Discovery Inc.	0.02%	20,285	$177K	Add +18.6%
ASC Ardmore Shipping Corp.	0.01%	10,200	$167K	Reduce -20.9%
ZIM Zim Integrated Shipping Serv	0.01%	16,200	$164K	Reduce -88.3%
BIDU Baidu Inc. - Spon ADR	0.01%	1,450	$153K	New
MREO Mereo Biopharma Group PL-ADR	0.01%	46,000	$152K	Reduce -23.0%
LUMENT FINANCE TRUST INC	0.01%	58,195	$145K	Reduce -3.0%
HA Hawaiian Holdings Inc.	0.01%	10,000	$133K	New
SGU Star Group LP	0.01%	13,000	$130K	No change
SWN Southwestern Energy Co.	0.01%	13,000	$99K	No change
NXE Nexgen Energy Ltd.	0.01%	11,345	$88K	Reduce -40.3%
GAN Gan Ltd.	0.01%	65,800	$84K	Reduce -38.6%
EXTOY Almacenes Exito SA-ADR	0.01%	13,000	$67K	New
TXMD Therapeuticsmd Inc.	0.01%	25,809	$59K	New
PTON Peloton Interactive Inc. Class A	0.00%	12,735	$55K	No change
CNTX Context Therapeutics Inc.	0.00%	36,000	$50K	No change
VANI Vivani Medical Inc.	0.00%	18,000	$33K	New
STEM Stem Inc.	0.00%	13,157	$29K	Reduce -4.0%
CBDBY Cia Brasileira DE Dis- ADR filed as COMPANHIA BRASILEIRA DE DIST	0.00%	35,000	$22K	New
VISN Vistance Networks Inc. filed as COMMSCOPE HLDG CO INC	0.00%	15,225	$20K	Reduce -83.2%
BFLY Butterfly Network Inc.	0.00%	13,535	$15K	Reduce -3.0%
GRRR Gorilla Technology Group Inc.	0.00%	15,000	$11K	New
LILMF Lilium NV	0.00%	10,000	$10K	No change
TRX TRX Gold Corp.	0.00%	12,077	$5K	No change

Options reported separately and not counted above: C calls ($1.4M), GOOG puts ($1.1M), NEM calls ($717K), EG calls ($398K), BIDU calls ($368K), BABA calls ($362K), UAL calls ($120K), ETN puts ($94K), LUMN calls ($16K), VANI puts ($5K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $5.6M (not counted above)

Security	Class	Shares / Principal	Value	Change
IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	224,355	$5.6M	Add +7.7%

Total filed on the 13F, all lines: $1.1B.

Portfolio Sells Q4 2023 → Q1 2024


AAPL Apple Inc.	Reduce -1.8%	5.16%	−1.28
ROP Roper Technologies Inc.	Reduce -0.9%	11.03%	−0.77
AWK American Water Works Co. Inc.	Reduce -0.9%	2.30%	−0.43
PVH PVH Corp.	Reduce -84.6%	0.03%	−0.17
VIRT Virtu Financial Inc. Class A	Sold out	0.00%	−0.16
WTRG Essential Utilities Inc.	Reduce -46.2%	0.13%	−0.14
CPK Chesapeake Utilities Corp.	Reduce -15.5%	0.49%	−0.13
ZIM Zim Integrated Shipping Serv	Reduce -88.3%	0.01%	−0.12
ADAM Adamas Trust Inc.	Reduce -6.3%	0.30%	−0.11
ZTS Zoetis Inc.	Reduce -0.6%	0.39%	−0.11
SAVEQ Spirit Airlines Inc.	Sold out	0.00%	−0.10
TWI Titan International Inc.	Reduce -17.3%	0.17%	−0.10
LRCX Lam Research Corp.	Sold out	0.00%	−0.09
LBTYK Liberty Global Ltd. Class C	Sold out	0.00%	−0.08
NXT Nextpower Inc.	Reduce -0.9%	0.76%	−0.08
AMT American Tower Corp.	Reduce -0.6%	0.37%	−0.07
PYPL PayPal Holdings Inc.	Reduce -52.5%	0.06%	−0.07
IDXX Idexx Laboratories Inc.	Reduce -4.3%	0.37%	−0.06
SPGI S&P Global Inc.	Reduce -0.1%	0.48%	−0.06
UNH Unitedhealth Group Inc.	Reduce -0.4%	0.37%	−0.06
CWT California Water Service Grp	Reduce -2.5%	0.24%	−0.06
BLK BlackRock Finance Inc.	Reduce -2.9%	0.64%	−0.06
GOOG Alphabet Inc. Class C	Reduce -2.1%	1.81%	−0.06
BX Blackstone Inc.	Reduce -1.8%	0.49%	−0.05
BRK.A Berkshire Hathaway Inc. Class A	Sold out	0.00%	−0.05
ANF Abercrombie & Fitch Co. Class A	Reduce -55.2%	0.07%	−0.05
ZBRA Zebra Technologies Corp. Class A	Sold out	0.00%	−0.05
PAYC Paycom Software Inc.	Reduce -15.6%	0.14%	−0.05
AMCX AMC Global Media Inc.	Sold out	0.00%	−0.04
EEM iShares MSCI Emerging Market	Reduce -40.9%	0.05%	−0.04
MSCI MSCI Inc.	Reduce -0.5%	0.39%	−0.04
LEN Lennar Corp. Class A	Reduce -21.2%	0.20%	−0.04
INTC Intel Corp.	Reduce -1.2%	0.15%	−0.04
TOL Toll Brothers Inc.	Reduce -30.1%	0.16%	−0.04
AMGN Amgen Inc.	Reduce -3.9%	0.23%	−0.04
INTU Intuit Inc.	Reduce -6.8%	0.26%	−0.03
TDY Teledyne Technologies Inc.	Reduce -0.0%	0.24%	−0.03
DEO Diageo PLC-Sponsored ADR	Reduce -11.0%	0.15%	−0.03
GSL Global Ship Lease Inc. Class A	Sold out	0.00%	−0.03
ABT Abbott Laboratories	Reduce -0.6%	0.46%	−0.03
TYL Tyler Technologies Inc.	Reduce -1.0%	0.34%	−0.03
AZN Astrazeneca PLC-Spons ADR	Sold out	0.00%	−0.03
ILMN Illumina Inc.	Reduce -4.5%	0.16%	−0.03
YORW York Water Co.	Reduce -14.2%	0.07%	−0.02
BTX BlackRock Tech & Priv Eqty	Reduce -43.4%	0.03%	−0.02
VISN Vistance Networks Inc.	Reduce -83.2%	0.00%	−0.02
PCYO Pure Cycle Corp.	Reduce -16.1%	0.05%	−0.02
FBT First Trust Nyse Arca Biotec	Reduce -3.2%	0.13%	−0.02
YETI Yeti Holdings Inc.	Sold out	0.00%	−0.02
CLCO Cool Co. Ltd.	Sold out	0.00%	−0.02

Portfolio Buys Q4 2023 → Q1 2024


TFII Tfi International Inc.	New	0.41%	+0.41
CNM Core & Main Inc. Class A	Add +2.6%	1.17%	+0.29
PH Parker Hannifin Corp.	Add +0.3%	2.92%	+0.29
NJR New Jersey Resources Corp.	Add +62.9%	0.76%	+0.23
HXL Hexcel Corp.	Add +73.1%	0.55%	+0.20
BRK.B Berkshire Hathaway Inc. Class B	Add +0.2%	2.12%	+0.16
C Citigroup Inc.	Add +16.2%	0.52%	+0.12
BABA Alibaba Group Holding-SP ADR	Add +464.1%	0.15%	+0.12
AMZN Amazon.com Inc.	Add +0.6%	1.37%	+0.12
AES AES Corp.	Add +140.3%	0.23%	+0.12
VIG Vanguard Dividend Apprec ETF	New	0.10%	+0.10
FSLR First Solar Inc.	Add +192.3%	0.14%	+0.09
TSM Taiwan Semiconductor-SP ADR	Add +0.1%	0.52%	+0.09
RC Ready Capital Corp.	Add +53.4%	0.39%	+0.08
UAL United Airlines Holdings Inc.	New	0.07%	+0.07
RTX RTX Corp.	Add +4.3%	0.71%	+0.07
LDOS Leidos Holdings Inc.	Add +4.5%	0.50%	+0.07
SPY SS SPDR S&P 500 ETF Trust-US	Add +1.3%	2.97%	+0.06
CPRT Copart Inc.	Add +0.1%	0.80%	+0.06
MRK Merck & Co. Inc.	Add +2.1%	0.53%	+0.06
KWEB Kranesh Csi China Internet	New	0.06%	+0.06
VTI VG Morningstar TS MKT ETF-US	Add +2.8%	1.85%	+0.06
ALC Alcon Inc.	New	0.06%	+0.06
CTVA Corteva Inc.	New	0.06%	+0.06
GPC Genuine Parts Co.	New	0.05%	+0.05
AXS Axis Capital Holdings Ltd.	Add +2.1%	0.48%	+0.04
GBTC Grayscale Bitcoin Trust ETF	New	0.04%	+0.04
CRM Salesforce Inc.	Add +23.2%	0.17%	+0.04
ECL Ecolab Inc.	Add +0.4%	0.56%	+0.04
ARW Arrow Electronics Inc.	New	0.04%	+0.04
CROX Crocs Inc.	New	0.04%	+0.04
MA Mastercard Inc. Class A	Add +0.6%	0.88%	+0.04
TMO Thermo Fisher Scientific Inc.	Add +5.7%	0.59%	+0.03
SN Sharkninja Inc.	New	0.03%	+0.03
TKO Tko Group Holdings Inc.	New	0.03%	+0.03
IWP iShares Russell Mid-Cap Grow	Add +7.3%	0.45%	+0.03
BSMQ Invesco Bulletshares 2026 MB	New	0.03%	+0.03
DHR Danaher Corp.	Add +3.5%	1.29%	+0.03
KR Kroger Co.	New	0.03%	+0.03
IVV iShares Core S&P 500 ETF	New	0.03%	+0.03
IWF iShares Russell 1000 Growth	Add +0.7%	1.08%	+0.03
DFSV Dimensional US Small Cap Val	New	0.03%	+0.03
CZR Caesars Entertainment Inc.	New	0.03%	+0.03
VET Vermilion Energy Inc.	Add +77.3%	0.06%	+0.03
CDNS Cadence Design SYS Inc.	Add +4.7%	0.28%	+0.02
AVUS Avantis U.S. Equity ETF	Add +23.6%	0.12%	+0.02
QQQ Invesco QQQ Trust Series 1	Add +144.1%	0.04%	+0.02
WST West Pharmaceutical Services	Add +1.8%	0.50%	+0.02
BSX Boston Scientific Corp.	New	0.02%	+0.02
BBJP JPMorgan Betabuilders Japan	Add +6.9%	0.26%	+0.02

Options Activity Q4 2023 → Q1 2024


QQQ Invesco QQQ Trust Series 1	put	Sold out	56,100	$23.0Mbefore exit
SPY SS SPDR S&P 500 ETF Trust-US	put	Sold out	19,200	$9.1Mbefore exit
GOOGL Alphabet Inc. Class A	put	Sold out	16,500	$2.3Mbefore exit
QQQ Invesco QQQ Trust Series 1	call	Sold out	5,000	$2.0Mbefore exit
C Citigroup Inc.	call	New	22,500	$1.4M
GOOG Alphabet Inc. Class C	put	New	7,500	$1.1M
ARKK ARK Innovation ETF	put	Sold out	15,000	$786Kbefore exit
NEM Newmont Corp.	call	New	20,000	$717K
ANF Abercrombie & Fitch Co. Class A	put	Sold out	7,000	$618Kbefore exit
MARA Mara Holdings Inc.	call	Sold out	26,000	$611Kbefore exit
FSLR First Solar Inc.	call	Sold out	3,500	$603Kbefore exit
NVDA Nvidia Corp.	call	Sold out	1,000	$495Kbefore exit
STNG Scorpio Tankers Inc.	call	Sold out	8,000	$486Kbefore exit
HIMX Himax Technologies Inc.-ADR	call	Sold out	80,000	$486Kbefore exit
THC Tenet Healthcare Corp.	call	Sold out	5,000	$378Kbefore exit
ARM Arm Holdings PLC-ADR	put	Sold out	5,000	$376Kbefore exit
BIDU Baidu Inc. - Spon ADR	call	New	3,500	$368K
BABA Alibaba Group Holding-SP ADR	call	Reduce -78.7%	5,000	$362K
REGN Regeneron Pharmaceuticals	call	Sold out	400	$351Kbefore exit
ALK Alaska Air Group Inc.	call	Sold out	6,500	$254Kbefore exit
CVS CVS Health Corp.	call	Sold out	3,000	$237Kbefore exit
AFRM Affirm Holdings Inc.	put	Sold out	4,500	$221Kbefore exit
TEVA Teva Pharmaceutical-SP ADR	call	Sold out	16,000	$167Kbefore exit
PFE Pfizer Inc.	call	Sold out	5,000	$144Kbefore exit
HA Hawaiian Holdings Inc.	put	Sold out	10,000	$142Kbefore exit
UAL United Airlines Holdings Inc.	call	New	2,500	$120K
QURE Uniqure NV	call	Sold out	17,000	$115Kbefore exit
JBLU Jetblue Airways Corp.	call	Sold out	20,000	$111Kbefore exit
VIRT Virtu Financial Inc. Class A	call	Sold out	5,000	$101Kbefore exit
ETN Eaton Corp. PLC	put	New	300	$94K
ROIV Roivant Sciences Ltd.	call	Sold out	5,000	$56Kbefore exit
OPTU Optimum Communications Inc. Class A	call	Sold out	6,000	$20Kbefore exit
SAVEQ Spirit Airlines Inc.	call	Sold out	600	$10Kbefore exit
VANI Vivani Medical Inc.	put	New	2,500	$5K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024


IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	Add +7.7%	224,355	$5.6M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	442	$1.6B	FLEX, AAPL, ROP, SPY, PH
Q1 2026	436	$1.4B	AAPL, ROP, FLEX, PH, SPY
Q4 2025	431	$1.5B	AAPL, ROP, FLEX, SPY, PH
Q3 2025Amended	405	$1.4B	ROP, AAPL, FLEX, SPY, PH
Q2 2025	401	$1.3B	ROP, AAPL, FLEX, SPY, MSFT
Q1 2025	400	$1.3B	ROP, AAPL, PH, SPY, BRK.B
Q4 2024	374	$1.2B	ROP, AAPL, PH, SPY, FLEX
Q3 2024	356	$1.2B	ROP, AAPL, PH, SPY, AWK
Q2 2024	350	$1.1B	ROP, AAPL, SPY, PH, MSFT
Q1 2024	355	$1.1B	ROP, AAPL, SPY, PH, MSFT