Clear Harbor Asset Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Clear Harbor Asset Management, LLC reported 356 stock positions worth $1.2 billion. Its top holding was Roper Technologies (ROP) at 10.1% of the portfolio, followed by Apple (AAPL, 6.5%) and Parker Hannifin (PH, 3.1%). Compared with Q2 2024, it opened 30 new positions, sold out of 24, added to 156 and reduced 90. The biggest buy was Parker Hannifin (PH, shares +0%) and the biggest sale Roper Technologies (ROP, shares −0%).

Most Recent 13F
Q2 2026
Location
Stamford, CT
CIK
0001511857
Portfolio Value
$1.2B (Q3 2024)
SEC Filing
0001172661-24-004347 ↗ filed Oct 24, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.1B Q1 2024 Q2 2024: $1.1B Q2 2024 Q3 2024: $1.2B $1.2B Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.3B Q2 2025 Q3 2025: $1.4B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.4B Q1 2026 Q2 2026: $1.6B Q2 2026

Holdings 356 stocks · $1.2B

ROP Roper Technologies Inc. 10.05% 219,004 $121.9M Reduce -0.3%
AAPL Apple Inc. 6.50% 338,064 $78.8M Reduce -0.1%
PH Parker Hannifin Corp. 3.12% 59,793 $37.8M Add +0.1%
SPY SS SPDR S&P 500 ETF Trust-US 2.98% 62,991 $36.1M Add +0.0%
AWK American Water Works Co. Inc. 2.50% 207,436 $30.3M Reduce -0.1%
FLEX Flex Ltd. 2.50% 905,508 $30.3M Reduce -0.0%
MSFT Microsoft Corp. 2.36% 66,495 $28.6M Reduce -0.3%
BRK.B Berkshire Hathaway Inc. Class B 2.18% 57,501 $26.5M Add +0.8%
JPM JPMorgan Chase & Co. 2.03% 116,895 $24.6M Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US 1.98% 84,700 $24.0M Add +1.9%
GOOG Alphabet Inc. Class C 1.85% 133,928 $22.4M Reduce -0.3%
ENPH Enphase Energy Inc. 1.67% 178,814 $20.2M Add +2.0%
DHR Danaher Corp. 1.37% 59,885 $16.6M Add +0.0%
CAT Caterpillar Inc. 1.35% 41,813 $16.4M Reduce -9.4%
AMZN Amazon.com Inc. 1.35% 87,711 $16.3M Add +0.8%
TRMB Trimble Inc. 1.33% 258,922 $16.1M Add +0.1%
GOOGL Alphabet Inc. Class A 1.22% 89,235 $14.8M Reduce -2.2%
VEU Vanguard Ftse All-World Ex-U 1.18% 227,878 $14.4M Add +2.8%
IWF iShares Russell 1000 Growth 1.13% 36,642 $13.8M Reduce -0.3%
HIG Hartford Insurance Group Inc. 1.02% 105,281 $12.4M Reduce -2.1%
PRF Invesco Rafi US 1000 ETF 0.99% 296,752 $12.1M Add +0.0%
LDOS Leidos Holdings Inc. 0.98% 72,658 $11.8M Add +32.4%
HON Honeywell International Inc. 0.96% 56,292 $11.6M Reduce -0.1%
NVDA Nvidia Corp. 0.94% 94,123 $11.4M Reduce -3.3%
RC Ready Capital Corp. 0.91% 1,440,250 $11.0M Add +84.0%
RTX RTX Corp. 0.86% 86,214 $10.4M Add +1.2%
CNM Core & Main Inc. Class A 0.86% 233,940 $10.4M Add +0.9%
IAU iShares Gold Trust 0.85% 206,866 $10.3M Add +5.3%
MA Mastercard Inc. Class A 0.82% 20,126 $9.9M Reduce -0.9%
JNJ Johnson & Johnson 0.80% 59,831 $9.7M Reduce -0.8%
NJR New Jersey Resources Corp. 0.75% 192,210 $9.1M Reduce -2.8%
CPRT Copart Inc. 0.69% 159,290 $8.3M Add +1.1%
V Visa Inc. Class A 0.68% 30,008 $8.3M Add +1.7%
CME Cme Group Inc. 0.66% 36,171 $8.0M Add +0.5%
HD Home Depot Inc. 0.65% 19,438 $7.9M Add +1.0%
ECL Ecolab Inc. 0.64% 30,570 $7.8M Add +11.9%
HXL Hexcel Corp. 0.63% 124,145 $7.7M Add +2.0%
TSM Taiwan Semiconductor-SP ADR 0.62% 43,561 $7.6M Reduce -4.9%
TMO Thermo Fisher Scientific Inc. 0.62% 12,149 $7.5M Reduce -0.4%
C Citigroup Inc. 0.59% 114,974 $7.2M Reduce -0.2%
DOV Dover Corp. 0.57% 36,206 $6.9M Add +0.6%
AXS Axis Capital Holdings Ltd. 0.55% 83,345 $6.6M Reduce -2.6%
SPGI S&P Global Inc. 0.54% 12,756 $6.6M No change
ABBV Abbvie Inc. 0.54% 33,273 $6.6M Add +2.5%
EG Everest Group Ltd. 0.54% 16,667 $6.5M Add +3.4%
XOM Exxon Mobil Corp. 0.54% 55,607 $6.5M Reduce -20.4%
CPK Chesapeake Utilities Corp. 0.53% 51,389 $6.4M Reduce -0.0%
UNP Union Pacific Corp. 0.52% 25,330 $6.2M Add +1.1%
PG The Procter & Gamble Co. 0.51% 35,613 $6.2M Add +0.4%
MKL Markel Group Inc. 0.51% 3,919 $6.1M Add +1.8%
VYM Vanguard High DVD Yield ETF 0.50% 46,923 $6.0M Reduce -0.7%
HEI Heico Corp. 0.49% 22,856 $6.0M Add +0.1%
ABT Abbott Laboratories 0.49% 52,381 $6.0M Add +3.2%
NXT Nextpower Inc. filed as NEXTRACKER INC 0.47% 152,153 $5.7M Add +0.4%
IWP iShares Russell Mid-Cap Grow 0.46% 47,212 $5.5M Reduce -0.6%
BX Blackstone Inc. 0.43% 34,229 $5.2M Add +0.0%
ZTS Zoetis Inc. 0.42% 26,329 $5.1M Add +2.0%
MRK Merck & Co. Inc. 0.42% 44,806 $5.1M Reduce -0.1%
BKNG Booking Holdings Inc. 0.41% 1,184 $5.0M Reduce -0.3%
UNH Unitedhealth Group Inc. 0.41% 8,508 $5.0M Add +0.0%
AME Ametek Inc. 0.41% 28,734 $4.9M Add +0.2%
AMT American Tower Corp. 0.40% 20,668 $4.8M Add +0.2%
MSCI MSCI Inc. 0.39% 8,052 $4.7M Add +1.8%
WST West Pharmaceutical Services 0.39% 15,591 $4.7M Add +8.6%
ORCL Oracle Corp. 0.38% 27,382 $4.7M Reduce -12.1%
TYL Tyler Technologies Inc. 0.38% 7,985 $4.7M Reduce -9.7%
ISRG Intuitive Surgical Inc. 0.37% 9,122 $4.5M Add +1.8%
META Meta Platforms Inc. Class A 0.36% 7,535 $4.3M Add +1.9%
ALC Alcon Inc. filed as ALCON AG 0.34% 40,828 $4.1M Add +41.4%
IDXX Idexx Laboratories Inc. 0.33% 8,020 $4.1M Add +2.7%
LHX L3HARRIS Technologies Inc. 0.33% 16,777 $4.0M Add +0.3%
TFII Tfi International Inc. 0.33% 28,997 $4.0M Reduce -0.1%
TW Tradeweb Markets Inc. Class A 0.32% 31,468 $3.9M Reduce -0.8%
FANG Diamondback Energy Inc. 0.29% 20,610 $3.6M No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.29% 21,093 $3.5M Add +3.9%
MCK McKesson Corp. 0.28% 6,962 $3.4M Reduce -1.4%
BBJP JPMorgan Betabuilders Japan 0.28% 57,695 $3.4M Add +13.4%
FTAI Ftai Aviation Ltd. 0.27% 24,575 $3.3M Add +1.4%
AES AES Corp. 0.27% 161,118 $3.2M Add +9.5%
QRVO Qorvo Inc. 0.27% 31,155 $3.2M Add +6.0%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.26% 37,223 $3.2M Add +3.8%
CWT California Water Service Grp 0.25% 55,546 $3.0M Reduce -0.8%
AMGN Amgen Inc. 0.25% 9,267 $3.0M Add +0.0%
WFC Wells Fargo & Co. 0.24% 51,768 $2.9M Reduce -1.0%
CDNS Cadence Design SYS Inc. 0.23% 10,383 $2.8M Add +1.9%
IDN Intellicheck Inc. 0.23% 1,263,054 $2.7M Reduce -8.7%
ASML ASML Holding NV-NY Reg SHS 0.22% 3,244 $2.7M Add +19.8%
TDY Teledyne Technologies Inc. 0.22% 6,093 $2.7M No change
CVX Chevron Corp. 0.22% 17,730 $2.6M Add +0.3%
AMAT Applied Materials Inc. 0.21% 12,850 $2.6M Reduce -6.3%
RSP Invesco S&P 500 Equal Weight 0.21% 14,230 $2.5M Reduce -0.8%
REGN Regeneron Pharmaceuticals 0.21% 2,415 $2.5M Add +0.9%
LEN Lennar Corp. Class A 0.20% 13,198 $2.5M Reduce -0.4%
COST Costco Wholesale Corp. 0.20% 2,782 $2.5M No change
FSLR First Solar Inc. 0.19% 9,155 $2.3M Reduce -2.2%
BIDU Baidu Inc. - Spon ADR 0.18% 20,503 $2.2M Add +82.9%
PICK iShares MSCI Global Metals & 0.18% 49,494 $2.1M Add +0.8%
OXY Occidental Petroleum Corp. 0.17% 41,030 $2.1M Add +138.3%
MU Micron Technology Inc. 0.17% 20,311 $2.1M Add +5.4%
TEVA Teva Pharmaceutical-SP ADR 0.17% 116,075 $2.1M Add +0.2%

Show all 356 holdings

Options reported separately and not counted above: QQQ calls ($4.6M), QQQ puts ($4.4M), GOOG puts ($1.3M), GOOG calls ($836K), CZR puts ($501K), EG puts ($392K), CZR calls ($334K), BBIO puts ($275K), DAL puts ($254K), PFE puts ($145K), DIS puts ($96K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $5.5M (not counted above)
SecurityClassShares / PrincipalValueChange
IBDP iShares Ibonds Dec 2024 Term IBONDS DEC24 ETF · principal 219,090$5.5MReduce -3.3%

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2024 → Q3 2024

ROP Roper Technologies Inc. Reduce -0.3% 10.05% −0.79
BLK BlackRock Finance Inc. Sold out 0.00% −0.57
GOOG Alphabet Inc. Class C Reduce -0.3% 1.85% −0.31
MSFT Microsoft Corp. Reduce -0.3% 2.36% −0.25
GOOGL Alphabet Inc. Class A Reduce -2.2% 1.22% −0.23
INTU Intuit Inc. Reduce -90.6% 0.02% −0.23
IDN Intellicheck Inc. Reduce -8.7% 0.23% −0.19
XOM Exxon Mobil Corp. Reduce -20.4% 0.54% −0.17
HCA HCA Healthcare Inc. Sold out 0.00% −0.14
DEO Diageo PLC-Sponsored ADR Sold out 0.00% −0.13
TLT iShares 20+ Year Treasury BD Sold out 0.00% −0.12
NVDA Nvidia Corp. Reduce -3.3% 0.94% −0.11
HON Honeywell International Inc. Reduce -0.1% 0.96% −0.09
MCK McKesson Corp. Reduce -1.4% 0.28% −0.08
TSM Taiwan Semiconductor-SP ADR Reduce -4.9% 0.62% −0.07
EAF Graftech International Ltd. Reduce -97.6% 0.00% −0.07
AMAT Applied Materials Inc. Reduce -6.3% 0.21% −0.07
MRK Merck & Co. Inc. Reduce -0.1% 0.42% −0.07
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.06
QID Proshares Ultrashort QQQ Sold out 0.00% −0.06
LSXMK Liberty Media Corp.-Liber-New Sold out 0.00% −0.06
ADAM Adamas Trust Inc. Sold out 0.00% −0.05
C Citigroup Inc. Reduce -0.2% 0.59% −0.05
JPM JPMorgan Chase & Co. Reduce -0.4% 2.03% −0.04
TFII Tfi International Inc. Reduce -0.1% 0.33% −0.04
QCOM Qualcomm Inc. Reduce -1.1% 0.16% −0.04
INTC Intel Corp. Reduce -11.6% 0.07% −0.04
CTVA Corteva Inc. Sold out 0.00% −0.04
SN Sharkninja Inc. Sold out 0.00% −0.04
DVN Devon Energy Corp. Reduce -2.6% 0.12% −0.04
LBRDK Liberty Broadband-C Reduce -63.5% 0.04% −0.04
IWF iShares Russell 1000 Growth Reduce -0.3% 1.13% −0.04
FDX FedEx Corp. Reduce -15.7% 0.10% −0.04
LAUR Laureate Education Inc. Sold out 0.00% −0.04
ARW Arrow Electronics Inc. Sold out 0.00% −0.04
MRNA Moderna Inc. Sold out 0.00% −0.03
WFC Wells Fargo & Co. Reduce -1.0% 0.24% −0.03
AAP Advance Auto Parts Inc. Sold out 0.00% −0.03
FIS Fidelity National Info Serv Sold out 0.00% −0.03
BABA Alibaba Group Holding-SP ADR Reduce -40.6% 0.13% −0.03
GBTC Grayscale Bitcoin Trust ETF Sold out 0.00% −0.02
M Macy's Inc. Sold out 0.00% −0.02
GSL Global Ship Lease Inc. Class A Sold out 0.00% −0.02
JBLU Jetblue Airways Corp. Sold out 0.00% −0.02
AUR Aurora Innovation Inc. Reduce -87.2% 0.01% −0.02
SPXL Direxion Daily S&P 500 Bull Reduce -33.3% 0.03% −0.01
AM Antero Midstream Corp. Reduce -15.9% 0.05% −0.01
HA Hawaiian Holdings Inc. Sold out 0.00% −0.01
QURE Uniqure NV Reduce -59.4% 0.01% −0.01
NOA North American Construction Reduce -19.1% 0.03% −0.01

Portfolio Buys Q2 2024 → Q3 2024

PH Parker Hannifin Corp. Add +0.1% 3.12% +0.47
RC Ready Capital Corp. Add +84.0% 0.91% +0.35
LDOS Leidos Holdings Inc. Add +32.4% 0.98% +0.28
BRK.B Berkshire Hathaway Inc. Class B Add +0.8% 2.18% +0.15
ENPH Enphase Energy Inc. Add +2.0% 1.67% +0.14
TPG TPG Inc. New 0.13% +0.13
PRGO Perrigo Co. PLC New 0.12% +0.12
EARN Ellington Credit Co. New 0.12% +0.12
RTX RTX Corp. Add +1.2% 0.86% +0.11
ALC Alcon Inc. Add +41.4% 0.34% +0.11
BIDU Baidu Inc. - Spon ADR Add +82.9% 0.18% +0.09
IAU iShares Gold Trust Add +5.3% 0.85% +0.09
ZIM Zim Integrated Shipping Serv Add +337.7% 0.11% +0.09
OXY Occidental Petroleum Corp. Add +138.3% 0.17% +0.08
SLV iShares Silver Trust New 0.08% +0.08
ECL Ecolab Inc. Add +11.9% 0.64% +0.08
PYPL PayPal Holdings Inc. Add +123.2% 0.11% +0.07
SIRI Sirius XM Holdings Inc. New 0.07% +0.07
HD Home Depot Inc. Add +1.0% 0.65% +0.07
DHR Danaher Corp. Add +0.0% 1.37% +0.06
BX Blackstone Inc. Add +0.0% 0.43% +0.06
TRMB Trimble Inc. Add +0.1% 1.33% +0.06
RWT Redwood Trust Inc. New 0.06% +0.06
SCHW Schwab (charles) Corp. Add +207.0% 0.09% +0.06
KHC The Kraft Heinz Co. New 0.06% +0.06
ABBV Abbvie Inc. Add +2.5% 0.54% +0.06
BMY Bristol-Myers Squibb Co. Add +69.4% 0.11% +0.05
MSCI MSCI Inc. Add +1.8% 0.39% +0.05
ON On Semiconductor Add +165.1% 0.09% +0.05
FTAI Ftai Aviation Ltd. Add +1.4% 0.27% +0.05
VEU Vanguard Ftse All-World Ex-U Add +2.8% 1.18% +0.05
HEI Heico Corp. Add +0.1% 0.49% +0.05
AMT American Tower Corp. Add +0.2% 0.40% +0.05
AES AES Corp. Add +9.5% 0.27% +0.04
TSLA Tesla Inc. Add +5.5% 0.16% +0.04
CME Cme Group Inc. Add +0.5% 0.66% +0.04
PKST Peakstone Realty Trust New 0.04% +0.04
PARAA Paramount Global Class B Add +157.3% 0.06% +0.03
ZTS Zoetis Inc. Add +2.0% 0.42% +0.03
VTI VG Morningstar TS MKT ETF-US Add +1.9% 1.98% +0.03
UNH Unitedhealth Group Inc. Add +0.0% 0.41% +0.03
ABT Abbott Laboratories Add +3.2% 0.49% +0.03
CF CF Industries Holdings Inc. Add +3.8% 0.26% +0.03
BBJP JPMorgan Betabuilders Japan Add +13.4% 0.28% +0.03
META Meta Platforms Inc. Class A Add +1.9% 0.36% +0.03
VYX NCR Voyix Corp. New 0.03% +0.03
VOE Vngrd Mrngstr MD-Cap Val ETF Add +3.9% 0.29% +0.02
ZM Zoom Communications Inc. New 0.02% +0.02
COF Capital One Financial Corp. Add +51.1% 0.07% +0.02
QQQ Invesco QQQ Trust Series 1 Add +59.4% 0.07% +0.02

Options Activity Q2 2024 → Q3 2024

SPY SS SPDR S&P 500 ETF Trust-US put Sold out 11,000 $6.0Mbefore exit
QQQ Invesco QQQ Trust Series 1 call Add +375.0% 9,500 $4.6M
QQQ Invesco QQQ Trust Series 1 put Reduce -18.2% 9,000 $4.4M
NVDA Nvidia Corp. call Sold out 15,000 $1.9Mbefore exit
GOOG Alphabet Inc. Class C put New 7,500 $1.3M
GOOG Alphabet Inc. Class C call New 5,000 $836K
CZR Caesars Entertainment Inc. put New 12,000 $501K
EG Everest Group Ltd. put New 1,000 $392K
EG Everest Group Ltd. call Sold out 1,000 $381Kbefore exit
CZR Caesars Entertainment Inc. call Reduce -61.0% 8,000 $334K
PFE Pfizer Inc. call Sold out 11,500 $322Kbefore exit
BBIO Bridgebio Pharma Inc. put New 10,800 $275K
DAL Delta Air Lines Inc. put New 5,000 $254K
PFE Pfizer Inc. put New 5,000 $145K
BABA Alibaba Group Holding-SP ADR put Sold out 2,000 $144Kbefore exit
GM General Motors Co. call Sold out 3,000 $139Kbefore exit
WBD Warner Bros Discovery Inc. call Sold out 15,000 $112Kbefore exit
DIS The Walt Disney Co. put New 1,000 $96K
AAL American Airlines Group Inc. call Sold out 6,000 $68Kbefore exit
TWI Titan International Inc. call Sold out 5,000 $37Kbefore exit
LUMN Lumen Technologies Inc. call Sold out 10,000 $11Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024

IBDP iShares Ibonds Dec 2024 Term IBONDS DEC24 ETF · principal Reduce -3.3% 219,090 $5.5M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 442$1.6BFLEX, AAPL, ROP, SPY, PH
Q1 2026 436$1.4BAAPL, ROP, FLEX, PH, SPY
Q4 2025 431$1.5BAAPL, ROP, FLEX, SPY, PH
Q3 2025Amended 405$1.4BROP, AAPL, FLEX, SPY, PH
Q2 2025 401$1.3BROP, AAPL, FLEX, SPY, MSFT
Q1 2025 400$1.3BROP, AAPL, PH, SPY, BRK.B
Q4 2024 374$1.2BROP, AAPL, PH, SPY, FLEX
Q3 2024 356$1.2BROP, AAPL, PH, SPY, AWK
Q2 2024 350$1.1BROP, AAPL, SPY, PH, MSFT
Q1 2024 355$1.1BROP, AAPL, SPY, PH, MSFT