Clear Harbor Asset Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Clear Harbor Asset Management, LLC reported 405 stock positions worth $1.4 billion. Its top holding was Roper Technologies (ROP) at 6.9% of the portfolio, followed by Apple (AAPL, 5.8%) and Flex (FLEX, 3.5%). Compared with Q2 2025, it opened 34 new positions, sold out of 30, added to 115 and reduced 192. The biggest buy was TPG (TPG, shares +85%) and the biggest sale Roper Technologies (ROP, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Stamford, CT
- CIK
- 0001511857
- Portfolio Value
- $1.4B (Q3 2025)
- SEC Filing
- 0001172661-25-004879 ↗ filed Nov 14, 2025
Holdings Value
Holdings 405 stocks · $1.4B
| ROP Roper Technologies Inc. | 6.92% | 196,635 | $98.1M | Reduce -3.1% |
| AAPL Apple Inc. | 5.78% | 321,963 | $82.0M | Reduce -1.8% |
| FLEX Flex Ltd. | 3.45% | 844,383 | $48.9M | Reduce -2.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.09% | 65,763 | $43.8M | Add +0.6% |
| PH Parker Hannifin Corp. | 2.80% | 52,269 | $39.6M | Add +0.6% |
| MSFT Microsoft Corp. | 2.64% | 72,243 | $37.4M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 2.36% | 105,874 | $33.4M | Reduce -2.2% |
| GOOG Alphabet Inc. Class C | 2.14% | 124,423 | $30.3M | Reduce -1.3% |
| VTI VG Morningstar TS MKT ETF-US | 2.10% | 90,712 | $29.8M | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.07% | 58,416 | $29.4M | Reduce -0.2% |
| AWK American Water Works Co. Inc. | 1.69% | 172,184 | $24.0M | Reduce -1.2% |
| AMZN Amazon.com Inc. | 1.57% | 101,654 | $22.3M | Add +1.4% |
| VEU Vanguard Ftse All-World Ex-U | 1.51% | 299,618 | $21.4M | Add +2.5% |
| GOOGL Alphabet Inc. Class A | 1.50% | 87,214 | $21.2M | Reduce -2.0% |
| NVDA Nvidia Corp. | 1.47% | 111,981 | $20.9M | Reduce -1.5% |
| TRMB Trimble Inc. | 1.43% | 247,691 | $20.2M | Add +1.4% |
| IWF iShares Russell 1000 Growth | 1.33% | 40,197 | $18.8M | Reduce -0.3% |
| CAT Caterpillar Inc. | 1.31% | 38,969 | $18.6M | Reduce -0.5% |
| LDOS Leidos Holdings Inc. | 1.16% | 87,029 | $16.4M | Reduce -1.7% |
| IAU iShares Gold Trust | 1.12% | 218,787 | $15.9M | Add +1.9% |
| RTX RTX Corp. | 1.06% | 90,216 | $15.1M | Reduce -1.1% |
| PRF Invesco Rafi US 1000 ETF | 0.96% | 302,341 | $13.7M | Reduce -1.1% |
| HIG Hartford Insurance Group Inc. | 0.87% | 92,266 | $12.3M | Reduce -2.6% |
| DHR Danaher Corp. | 0.84% | 59,923 | $11.9M | Reduce -1.1% |
| CNM Core & Main Inc. Class A | 0.83% | 219,251 | $11.8M | Reduce -0.5% |
| MA Mastercard Inc. Class A | 0.79% | 19,765 | $11.2M | Reduce -1.8% |
| V Visa Inc. Class A | 0.79% | 32,835 | $11.2M | Reduce -0.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.79% | 40,022 | $11.2M | Reduce -0.9% |
| NXT Nextpower Inc. filed as NEXTRACKER INC | 0.78% | 148,556 | $11.0M | Reduce -1.7% |
| JNJ Johnson & Johnson | 0.77% | 59,015 | $10.9M | Reduce -1.6% |
| CME Cme Group Inc. | 0.69% | 35,993 | $9.7M | Reduce -1.4% |
| BLK BlackRock Inc. | 0.68% | 8,247 | $9.6M | Reduce -0.7% |
| ECL Ecolab Inc. | 0.64% | 33,335 | $9.1M | Add +3.1% |
| META Meta Platforms Inc. Class A | 0.63% | 12,111 | $8.9M | Reduce -1.6% |
| NJR New Jersey Resources Corp. | 0.62% | 182,568 | $8.8M | Reduce -2.0% |
| C Citigroup Inc. | 0.61% | 84,955 | $8.6M | Reduce -5.2% |
| HEI Heico Corp. | 0.60% | 26,460 | $8.5M | Reduce -0.0% |
| IWP iShares Russell Mid-Cap Grow | 0.59% | 58,515 | $8.3M | Add +2.9% |
| TPG TPG Inc. | 0.58% | 142,372 | $8.2M | Add +84.9% |
| HD Home Depot Inc. | 0.58% | 20,157 | $8.2M | Reduce -1.7% |
| ORCL Oracle Corp. | 0.56% | 28,272 | $8.0M | Reduce -6.3% |
| MKL Markel Group Inc. | 0.55% | 4,106 | $7.8M | Add +0.3% |
| ABBV Abbvie Inc. | 0.55% | 33,583 | $7.8M | Reduce -7.7% |
| CPRT Copart Inc. | 0.53% | 166,993 | $7.5M | Reduce -1.0% |
| TMO Thermo Fisher Scientific Inc. | 0.52% | 15,056 | $7.3M | Reduce -1.2% |
| BX Blackstone Inc. | 0.50% | 41,129 | $7.0M | Reduce -0.2% |
| HXL Hexcel Corp. | 0.48% | 108,927 | $6.8M | Add +0.3% |
| DOV Dover Corp. | 0.48% | 40,491 | $6.8M | Reduce -0.1% |
| CPK Chesapeake Utilities Corp. | 0.46% | 48,857 | $6.6M | Reduce -4.9% |
| EG Everest Group Ltd. | 0.44% | 17,942 | $6.3M | Add +9.2% |
| UNP Union Pacific Corp. | 0.44% | 26,584 | $6.3M | Reduce -1.9% |
| BKNG Booking Holdings Inc. | 0.44% | 1,147 | $6.2M | Add +0.4% |
| ABT Abbott Laboratories | 0.43% | 45,430 | $6.1M | Reduce -6.9% |
| REGN Regeneron Pharmaceuticals | 0.42% | 10,637 | $6.0M | Add +26.4% |
| PG The Procter & Gamble Co. | 0.42% | 38,899 | $6.0M | Reduce -0.5% |
| VYM Vanguard High DVD Yield ETF | 0.41% | 41,733 | $5.9M | Reduce -6.4% |
| AME Ametek Inc. | 0.40% | 30,532 | $5.7M | Add +0.0% |
| AXS Axis Capital Holdings Ltd. | 0.40% | 58,833 | $5.6M | Reduce -21.0% |
| NET Cloudflare Inc. Class A | 0.39% | 25,880 | $5.6M | Add +4.4% |
| XOM Exxon Mobil Corp. | 0.39% | 49,253 | $5.6M | Add +1.4% |
| CDNS Cadence Design SYS Inc. | 0.39% | 15,624 | $5.5M | Reduce -0.7% |
| ISRG Intuitive Surgical Inc. | 0.39% | 12,234 | $5.5M | Add +1.4% |
| TGEN Tecogen Inc./Waltham Ma | 0.38% | 611,600 | $5.4M | Add +0.3% |
| SPGI S&P Global Inc. | 0.37% | 10,810 | $5.3M | Reduce -1.1% |
| INTC Intel Corp. | 0.37% | 156,468 | $5.2M | Reduce -0.2% |
| RSP Invesco S&P 500 Equal Weight | 0.37% | 27,647 | $5.2M | Add +4.6% |
| MCK McKesson Corp. | 0.35% | 6,419 | $5.0M | Reduce -2.9% |
| IDXX Idexx Laboratories Inc. | 0.35% | 7,743 | $4.9M | Reduce -1.3% |
| LHX L3HARRIS Technologies Inc. | 0.34% | 15,882 | $4.9M | Reduce -1.5% |
| BBJP JPMorgan Betabuilders Japan | 0.33% | 71,255 | $4.7M | Add +5.8% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.33% | 26,840 | $4.7M | Add +4.9% |
| UNH Unitedhealth Group Inc. | 0.33% | 13,542 | $4.7M | Reduce -1.8% |
| ENPH Enphase Energy Inc. | 0.32% | 127,774 | $4.5M | Reduce -11.7% |
| ASML ASML Holding NV-NY Reg SHS | 0.32% | 4,619 | $4.5M | Add +4.0% |
| MSCI MSCI Inc. | 0.31% | 7,779 | $4.4M | Reduce -1.9% |
| HON Honeywell International Inc. | 0.28% | 18,556 | $3.9M | Reduce -4.8% |
| TT Trane Technologies PLC | 0.27% | 8,965 | $3.8M | Reduce -0.5% |
| BSY Bentley Systems Inc. Class B | 0.26% | 72,756 | $3.7M | Add +7.7% |
| ZTS Zoetis Inc. | 0.26% | 25,420 | $3.7M | Reduce -1.8% |
| MRK Merck & Co. Inc. | 0.26% | 44,222 | $3.7M | Reduce -0.9% |
| COF Capital One Financial Corp. | 0.26% | 17,356 | $3.7M | Add +2.8% |
| ALC Alcon Inc. filed as ALCON AG | 0.26% | 48,897 | $3.6M | Add +1.0% |
| RC Ready Capital Corp. | 0.26% | 940,000 | $3.6M | Reduce -44.6% |
| TDY Teledyne Technologies Inc. | 0.25% | 6,093 | $3.6M | Reduce -0.7% |
| WST West Pharmaceutical Services | 0.24% | 13,042 | $3.4M | Reduce -3.9% |
| CVX Chevron Corp. | 0.24% | 21,819 | $3.4M | Add +2.5% |
| VIG Vanguard Dividend Apprec ETF | 0.24% | 15,641 | $3.4M | Add +6.8% |
| TW Tradeweb Markets Inc. Class A | 0.24% | 30,401 | $3.4M | Reduce -2.0% |
| EWY iShares MSCI South Korea ETF | 0.22% | 38,977 | $3.1M | Reduce -5.6% |
| AVGO Broadcom Inc. | 0.22% | 9,462 | $3.1M | Reduce -2.1% |
| AMAT Applied Materials Inc. | 0.22% | 15,193 | $3.1M | Reduce -4.4% |
| TSLA Tesla Inc. | 0.21% | 6,558 | $2.9M | Reduce -0.8% |
| GLD SPDR Gold Shares | 0.21% | 8,180 | $2.9M | Add +0.3% |
| MU Micron Technology Inc. | 0.20% | 17,347 | $2.9M | Reduce -10.4% |
| GLDM SPDR Gold Minishares Trust | 0.20% | 37,447 | $2.9M | New |
| FANG Diamondback Energy Inc. | 0.20% | 19,490 | $2.8M | Reduce -0.7% |
| FICO Fair Isaac Corp. | 0.20% | 1,858 | $2.8M | Add +684.0% |
| AVUS Avantis U.S. Equity ETF | 0.19% | 25,144 | $2.7M | Add +4.8% |
| IDN Intellicheck Inc. | 0.19% | 515,279 | $2.7M | Reduce -1.1% |
| TFII Tfi International Inc. | 0.19% | 30,415 | $2.7M | Reduce -1.6% |
Options reported separately and not counted above: SPY puts ($8.1M), QQQ puts ($7.5M), SPXL puts ($3.6M), ARKK puts ($2.1M), GM calls ($610K), HIMX calls ($486K), PLTR puts ($456K), TQQQ puts ($414K), TEVA calls ($404K), GGAL calls ($276K), AAPL puts ($127K), CLF puts ($92K), and 5 more.
Portfolio Sells Q2 2025 → Q3 2025
| ROP Roper Technologies Inc. | Reduce -3.1% | 6.92% | −1.74 |
| RC Ready Capital Corp. | Reduce -44.6% | 0.26% | −0.30 |
| AXS Axis Capital Holdings Ltd. | Reduce -21.0% | 0.40% | −0.18 |
| CNM Core & Main Inc. Class A | Reduce -0.5% | 0.83% | −0.17 |
| PBF PBF Energy Inc. Class A | Sold out | 0.00% | −0.15 |
| IWM iShares Russell 2000 ETF | Reduce -88.1% | 0.02% | −0.14 |
| AWK American Water Works Co. Inc. | Reduce -1.2% | 1.69% | −0.13 |
| MSFT Microsoft Corp. | Reduce -1.8% | 2.64% | −0.11 |
| ENPH Enphase Energy Inc. | Reduce -11.7% | 0.32% | −0.11 |
| TW Tradeweb Markets Inc. Class A | Reduce -2.0% | 0.24% | −0.10 |
| WFC Wells Fargo & Co. | Reduce -33.8% | 0.18% | −0.10 |
| V Visa Inc. Class A | Reduce -0.9% | 0.79% | −0.10 |
| CPRT Copart Inc. | Reduce -1.0% | 0.53% | −0.09 |
| DOV Dover Corp. | Reduce -0.1% | 0.48% | −0.08 |
| K Kellanova | Sold out | 0.00% | −0.08 |
| TEX Terex Corp. | Sold out | 0.00% | −0.07 |
| CME Cme Group Inc. | Reduce -1.4% | 0.69% | −0.07 |
| ABT Abbott Laboratories | Reduce -6.9% | 0.43% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.2% | 2.07% | −0.07 |
| HON Honeywell International Inc. | Reduce -4.8% | 0.28% | −0.07 |
| EWZ iShares MSCI Brazil ETF | Sold out | 0.00% | −0.07 |
| DHR Danaher Corp. | Reduce -1.1% | 0.84% | −0.06 |
| SPGI S&P Global Inc. | Reduce -1.1% | 0.37% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -1.8% | 0.79% | −0.06 |
| META Meta Platforms Inc. Class A | Reduce -1.6% | 0.63% | −0.06 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.05 |
| HEI Heico Corp. | Reduce -0.0% | 0.60% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -69.2% | 0.02% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -0.5% | 0.42% | −0.05 |
| ZTS Zoetis Inc. | Reduce -1.8% | 0.26% | −0.04 |
| AR Antero Resources Corp. | Reduce -1.3% | 0.14% | −0.04 |
| BUR Burford Capital Ltd. | Sold out | 0.00% | −0.04 |
| CRM Salesforce Inc. | Reduce -2.4% | 0.15% | −0.04 |
| KYMR Kymera Therapeutics Inc. | Sold out | 0.00% | −0.04 |
| HIG Hartford Insurance Group Inc. | Reduce -2.6% | 0.87% | −0.04 |
| BBIO Bridgebio Pharma Inc. | Sold out | 0.00% | −0.04 |
| SG Sweetgreen Inc. Class A | Reduce -0.1% | 0.03% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -57.8% | 0.02% | −0.03 |
| MSCI MSCI Inc. | Reduce -1.9% | 0.31% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -6.4% | 0.41% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -28.9% | 0.06% | −0.03 |
| ARVN Arvinas Inc. | Sold out | 0.00% | −0.03 |
| TT Trane Technologies PLC | Reduce -0.5% | 0.27% | −0.03 |
| EARN Ellington Credit Co. | Reduce -7.6% | 0.12% | −0.03 |
| WHR Whirlpool Corp. | Sold out | 0.00% | −0.03 |
| UNP Union Pacific Corp. | Reduce -1.9% | 0.44% | −0.03 |
| DE Deere & Co. | Reduce -0.2% | 0.13% | −0.03 |
| BPMC Blueprint Medicines Corp. | Sold out | 0.00% | −0.02 |
| FCX Freeport-McMoran Inc. | Reduce -15.0% | 0.06% | −0.02 |
| PRGO Perrigo Co. PLC | Sold out | 0.00% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| TPG TPG Inc. | Add +84.9% | 0.58% | +0.27 |
| GLDM SPDR Gold Minishares Trust | New | 0.20% | +0.20 |
| FICO Fair Isaac Corp. | Add +684.0% | 0.20% | +0.16 |
| AGQ Proshares Ultra Silver | New | 0.14% | +0.14 |
| IAU iShares Gold Trust | Add +1.9% | 1.12% | +0.12 |
| B Barrick Mining Corp. | Add +86.6% | 0.15% | +0.10 |
| REGN Regeneron Pharmaceuticals | Add +26.4% | 0.42% | +0.09 |
| CDE Coeur Mining Inc. | New | 0.08% | +0.08 |
| FWRD Forward Air Corp. | New | 0.08% | +0.08 |
| JD Jd.com Inc.-ADR | New | 0.07% | +0.07 |
| TGEN Tecogen Inc./Waltham Ma | Add +0.3% | 0.38% | +0.07 |
| SU Suncor Energy Inc. | New | 0.07% | +0.07 |
| PH Parker Hannifin Corp. | Add +0.6% | 2.80% | +0.06 |
| BHF Brighthouse Financial Inc. | New | 0.06% | +0.06 |
| CNQ Canadian Natural Resources | New | 0.05% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +22.8% | 0.15% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.6% | 3.09% | +0.05 |
| FLIN Franklin Ftse India ETF | New | 0.05% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +34.4% | 0.18% | +0.05 |
| ASML ASML Holding NV-NY Reg SHS | Add +4.0% | 0.32% | +0.05 |
| FUN Six Flags Entertainment Corp. | New | 0.05% | +0.05 |
| SGRY Surgery Partners Inc. | New | 0.05% | +0.05 |
| DAR Darling Ingredients Inc. | New | 0.05% | +0.05 |
| AIV Apartment Invt & Mgmt Co. Class A | New | 0.04% | +0.04 |
| BDX Becton Dickinson and Co. | Add +206.9% | 0.06% | +0.04 |
| ONC Beone Medicines Ltd.-ADR | New | 0.04% | +0.04 |
| TRIP Tripadvisor Inc. | New | 0.04% | +0.04 |
| RIVN Rivian Automotive Inc. Class A | New | 0.04% | +0.04 |
| RVMD Revolution Medicines Inc. | Add +61.2% | 0.07% | +0.03 |
| LOW Lowe's Cos Inc. | Add +25.4% | 0.14% | +0.03 |
| COLD Americold Realty Trust Inc. | New | 0.03% | +0.03 |
| VEU Vanguard Ftse All-World Ex-U | Add +2.5% | 1.51% | +0.03 |
| TRMB Trimble Inc. | Add +1.4% | 1.43% | +0.03 |
| QID Proshares Ultrashort QQQ | New | 0.03% | +0.03 |
| NET Cloudflare Inc. Class A | Add +4.4% | 0.39% | +0.03 |
| ECVT Ecovyst Inc. | New | 0.02% | +0.02 |
| DD Dupont DE Nemours Inc. | New | 0.02% | +0.02 |
| EG Everest Group Ltd. | Add +9.2% | 0.44% | +0.02 |
| HBM Hudbay Minerals Inc. | Add +98.8% | 0.04% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | New | 0.02% | +0.02 |
| BBJP JPMorgan Betabuilders Japan | Add +5.8% | 0.33% | +0.02 |
| HXL Hexcel Corp. | Add +0.3% | 0.48% | +0.02 |
| AMCR Amcor PLC | New | 0.02% | +0.02 |
| LH Labcorp Holdings Inc. | Add +17.0% | 0.11% | +0.02 |
| GLD SPDR Gold Shares | Add +0.3% | 0.21% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +14.7% | 0.14% | +0.02 |
| PEP Pepsico Inc. | Add +26.4% | 0.09% | +0.02 |
| SIRI Sirius XM Holdings Inc. | New | 0.02% | +0.02 |
| DFSV Dimensional US Small Cap Val | Add +24.2% | 0.08% | +0.02 |
| BNY Bank of New York Mellon Corp. | New | 0.02% | +0.02 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 12,100 | $8.1M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +1462.5% | 12,500 | $7.5M |
| SPXL Direxion Daily S&P 500 Bull | put | Add +209.1% | 17,000 | $3.6M |
| ARKK ARK Innovation ETF | put | New | 24,500 | $2.1M |
| GM General Motors Co. | call | New | 10,000 | $610K |
| HIMX Himax Technologies Inc.-ADR | call | Add +37.5% | 55,000 | $486K |
| TQQQ Proshares Ultrapro QQQ | put | New | 4,000 | $414K |
| GGAL Grupo Financiero Galicia-ADR | call | New | 10,000 | $276K |
| WHR Whirlpool Corp. | call | Sold out | 2,000 | $203Kbefore exit |
| AAPL Apple Inc. | put | New | 500 | $127K |
| CLF Cleveland-Cliffs Inc. | put | Add +50.0% | 7,500 | $92K |
| GOOG Alphabet Inc. Class C | put | Reduce -98.0% | 300 | $73K |
| GOOGL Alphabet Inc. Class A | put | New | 300 | $73K |
| ETN Eaton Corp. PLC | put | New | 100 | $37K |
| SLB SLB Ltd. | call | New | 1,000 | $34K |
| XNET Xunlei Ltd.-ADR | call | New | 3,500 | $33K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 442 | $1.6B | FLEX, AAPL, ROP, SPY, PH |
| Q1 2026 | 436 | $1.4B | AAPL, ROP, FLEX, PH, SPY |
| Q4 2025 | 431 | $1.5B | AAPL, ROP, FLEX, SPY, PH |
| Q3 2025Amended | 405 | $1.4B | ROP, AAPL, FLEX, SPY, PH |
| Q2 2025 | 401 | $1.3B | ROP, AAPL, FLEX, SPY, MSFT |
| Q1 2025 | 400 | $1.3B | ROP, AAPL, PH, SPY, BRK.B |
| Q4 2024 | 374 | $1.2B | ROP, AAPL, PH, SPY, FLEX |
| Q3 2024 | 356 | $1.2B | ROP, AAPL, PH, SPY, AWK |
| Q2 2024 | 350 | $1.1B | ROP, AAPL, SPY, PH, MSFT |
| Q1 2024 | 355 | $1.1B | ROP, AAPL, SPY, PH, MSFT |