Clear Harbor Asset Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Clear Harbor Asset Management, LLC reported 355 stock positions worth $1.1 billion. Its top holding was Roper Technologies (ROP) at 11.0% of the portfolio, followed by Apple (AAPL, 5.2%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.0%). Compared with Q4 2023, it opened 34 new positions, sold out of 21, added to 114 and reduced 148. The biggest buy was a new position in Tfi International (TFII) and the biggest sale Apple (AAPL, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- Stamford, CT
- CIK
- 0001511857
- Portfolio Value
- $1.1B (Q1 2024)
- SEC Filing
- 0001172661-24-002132 ↗ filed May 10, 2024
Holdings Value
Holdings 355 stocks · $1.1B
| ROP Roper Technologies Inc. | 11.03% | 223,091 | $125.1M | Reduce -0.9% |
| AAPL Apple Inc. | 5.16% | 341,022 | $58.5M | Reduce -1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.97% | 64,471 | $33.7M | Add +1.3% |
| PH Parker Hannifin Corp. | 2.92% | 59,644 | $33.1M | Add +0.3% |
| MSFT Microsoft Corp. | 2.48% | 66,949 | $28.2M | Reduce -2.1% |
| AWK American Water Works Co. Inc. | 2.30% | 213,649 | $26.1M | Reduce -0.9% |
| FLEX Flex Ltd. | 2.30% | 910,012 | $26.0M | Add +2.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.12% | 57,168 | $24.0M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 2.12% | 119,756 | $24.0M | Reduce -1.1% |
| ENPH Enphase Energy Inc. | 1.85% | 173,464 | $21.0M | Add +0.5% |
| VTI VG Morningstar TS MKT ETF-US | 1.85% | 80,655 | $21.0M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 1.81% | 134,845 | $20.5M | Reduce -2.1% |
| CAT Caterpillar Inc. | 1.51% | 46,633 | $17.1M | Reduce -5.6% |
| TRMB Trimble Inc. | 1.47% | 259,810 | $16.7M | Reduce -4.3% |
| AMZN Amazon.com Inc. | 1.37% | 86,136 | $15.5M | Add +0.6% |
| DHR Danaher Corp. | 1.29% | 58,419 | $14.6M | Add +3.5% |
| GOOGL Alphabet Inc. Class A | 1.23% | 92,216 | $13.9M | Add +0.1% |
| PXD Pioneer Natural Resources Co. | 1.20% | 51,794 | $13.6M | Reduce -5.7% |
| CNM Core & Main Inc. Class A | 1.17% | 231,105 | $13.2M | Add +2.6% |
| VEU Vanguard Ftse All-World Ex-U | 1.11% | 213,848 | $12.5M | Add +6.3% |
| IWF iShares Russell 1000 Growth | 1.08% | 36,323 | $12.2M | Add +0.7% |
| PRF Invesco Rafi US 1000 ETF | 1.02% | 301,128 | $11.6M | Add +1.1% |
| HIG Hartford Insurance Group Inc. | 1.01% | 111,705 | $11.5M | Reduce -4.5% |
| HON Honeywell International Inc. | 1.01% | 55,738 | $11.4M | Add +0.7% |
| MA Mastercard Inc. Class A | 0.88% | 20,779 | $10.0M | Add +0.6% |
| JNJ Johnson & Johnson | 0.87% | 62,484 | $9.9M | Add +0.3% |
| CPRT Copart Inc. | 0.80% | 155,668 | $9.0M | Add +0.1% |
| NVDA Nvidia Corp. | 0.78% | 9,773 | $8.8M | Reduce -0.9% |
| NXT Nextpower Inc. filed as NEXTRACKER INC | 0.76% | 153,715 | $8.6M | Reduce -0.9% |
| NJR New Jersey Resources Corp. | 0.76% | 201,189 | $8.6M | Add +62.9% |
| V Visa Inc. Class A | 0.72% | 29,302 | $8.2M | Add +4.1% |
| RTX RTX Corp. | 0.71% | 83,132 | $8.1M | Add +4.3% |
| IAU iShares Gold Trust | 0.71% | 191,886 | $8.1M | Reduce -0.1% |
| CME Cme Group Inc. | 0.68% | 35,912 | $7.7M | Add +0.9% |
| HD Home Depot Inc. | 0.65% | 19,323 | $7.4M | Reduce -1.2% |
| BLK BlackRock Finance Inc. | 0.64% | 8,711 | $7.3M | Reduce -2.9% |
| TMO Thermo Fisher Scientific Inc. | 0.59% | 11,437 | $6.6M | Add +5.7% |
| DOV Dover Corp. | 0.56% | 35,750 | $6.3M | Reduce -0.8% |
| ECL Ecolab Inc. | 0.56% | 27,432 | $6.3M | Add +0.4% |
| HXL Hexcel Corp. | 0.55% | 86,385 | $6.3M | Add +73.1% |
| EG Everest Group Ltd. | 0.54% | 15,509 | $6.2M | Reduce -2.3% |
| UNP Union Pacific Corp. | 0.53% | 24,491 | $6.0M | Add +1.0% |
| MRK Merck & Co. Inc. | 0.53% | 45,444 | $6.0M | Add +2.1% |
| ABBV Abbvie Inc. | 0.52% | 32,558 | $5.9M | Reduce -1.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.52% | 43,319 | $5.9M | Add +0.1% |
| C Citigroup Inc. | 0.52% | 92,932 | $5.9M | Add +16.2% |
| MKL Markel Group Inc. | 0.51% | 3,798 | $5.8M | Add +0.7% |
| WST West Pharmaceutical Services | 0.50% | 14,375 | $5.7M | Add +1.8% |
| VYM Vanguard High DVD Yield ETF | 0.50% | 46,734 | $5.7M | Reduce -2.7% |
| PG The Procter & Gamble Co. | 0.50% | 34,801 | $5.6M | Add +1.8% |
| LDOS Leidos Holdings Inc. | 0.50% | 42,878 | $5.6M | Add +4.5% |
| BX Blackstone Inc. | 0.49% | 42,555 | $5.6M | Reduce -1.8% |
| CPK Chesapeake Utilities Corp. | 0.49% | 52,044 | $5.6M | Reduce -15.5% |
| AXS Axis Capital Holdings Ltd. | 0.48% | 83,884 | $5.5M | Add +2.1% |
| SPGI S&P Global Inc. | 0.48% | 12,756 | $5.4M | Reduce -0.1% |
| ABT Abbott Laboratories | 0.46% | 46,276 | $5.3M | Reduce -0.6% |
| IWP iShares Russell Mid-Cap Grow | 0.45% | 44,762 | $5.1M | Add +7.3% |
| AME Ametek Inc. | 0.45% | 27,885 | $5.1M | Reduce -1.0% |
| IDN Intellicheck Inc. | 0.43% | 1,397,554 | $4.9M | Reduce -1.2% |
| TFII Tfi International Inc. | 0.41% | 29,106 | $4.6M | New |
| MSCI MSCI Inc. | 0.39% | 7,873 | $4.4M | Reduce -0.5% |
| RC Ready Capital Corp. | 0.39% | 479,855 | $4.4M | Add +53.4% |
| FANG Diamondback Energy Inc. | 0.39% | 22,105 | $4.4M | Reduce -0.9% |
| ZTS Zoetis Inc. | 0.39% | 25,855 | $4.4M | Reduce -0.6% |
| HEI Heico Corp. | 0.38% | 22,765 | $4.3M | Add +0.7% |
| BKNG Booking Holdings Inc. | 0.37% | 1,162 | $4.2M | Add +1.7% |
| IDXX Idexx Laboratories Inc. | 0.37% | 7,803 | $4.2M | Reduce -4.3% |
| UNH Unitedhealth Group Inc. | 0.37% | 8,465 | $4.2M | Reduce -0.4% |
| AMT American Tower Corp. | 0.37% | 21,093 | $4.2M | Reduce -0.6% |
| ORCL Oracle Corp. | 0.34% | 31,034 | $3.9M | Reduce -0.0% |
| TYL Tyler Technologies Inc. | 0.34% | 9,062 | $3.9M | Reduce -1.0% |
| MCK McKesson Corp. | 0.33% | 7,062 | $3.8M | Reduce -0.7% |
| META Meta Platforms Inc. Class A | 0.32% | 7,405 | $3.6M | Reduce -4.3% |
| LHX L3HARRIS Technologies Inc. | 0.31% | 16,658 | $3.5M | Add +3.1% |
| TW Tradeweb Markets Inc. Class A | 0.30% | 32,603 | $3.4M | Reduce -0.5% |
| ADAM Adamas Trust Inc. | 0.30% | 465,751 | $3.4M | Reduce -6.3% |
| CDNS Cadence Design SYS Inc. | 0.28% | 10,151 | $3.2M | Add +4.7% |
| QRVO Qorvo Inc. | 0.28% | 27,224 | $3.1M | Add +0.2% |
| CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC | 0.27% | 37,172 | $3.1M | Add +1.4% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.27% | 19,645 | $3.1M | Add +2.7% |
| WFC Wells Fargo & Co. | 0.27% | 52,268 | $3.0M | No change |
| AMAT Applied Materials Inc. | 0.27% | 14,611 | $3.0M | Reduce -2.2% |
| BBJP JPMorgan Betabuilders Japan | 0.26% | 50,179 | $2.9M | Add +6.9% |
| INTU Intuit Inc. | 0.26% | 4,512 | $2.9M | Reduce -6.8% |
| XOM Exxon Mobil Corp. | 0.26% | 24,998 | $2.9M | Reduce -0.8% |
| CVX Chevron Corp. | 0.25% | 17,878 | $2.8M | Reduce -0.5% |
| RSP Invesco S&P 500 Equal Weight | 0.25% | 16,639 | $2.8M | Reduce -2.5% |
| CWT California Water Service Grp | 0.24% | 59,681 | $2.8M | Reduce -2.5% |
| TDY Teledyne Technologies Inc. | 0.24% | 6,212 | $2.7M | Reduce -0.0% |
| AMGN Amgen Inc. | 0.23% | 9,360 | $2.7M | Reduce -3.9% |
| AES AES Corp. | 0.23% | 143,233 | $2.6M | Add +140.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 2,573 | $2.5M | Reduce -1.0% |
| NET Cloudflare Inc. Class A | 0.21% | 24,030 | $2.3M | Add +3.6% |
| MU Micron Technology Inc. | 0.20% | 19,672 | $2.3M | Reduce -4.5% |
| LEN Lennar Corp. Class A | 0.20% | 13,367 | $2.3M | Reduce -21.2% |
| REGN Regeneron Pharmaceuticals | 0.20% | 2,388 | $2.3M | Add +0.9% |
| VEEV Veeva Systems Inc. Class A | 0.20% | 9,665 | $2.2M | Reduce -1.7% |
| AR Antero Resources Corp. | 0.18% | 70,965 | $2.1M | Reduce -0.9% |
| PFE Pfizer Inc. | 0.18% | 74,020 | $2.1M | Add +17.1% |
| COST Costco Wholesale Corp. | 0.18% | 2,782 | $2.0M | Reduce -0.7% |
Options reported separately and not counted above: C calls ($1.4M), GOOG puts ($1.1M), NEM calls ($717K), EG calls ($398K), BIDU calls ($368K), BABA calls ($362K), UAL calls ($120K), ETN puts ($94K), LUMN calls ($16K), VANI puts ($5K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $5.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | 224,355 | $5.6M | Add +7.7% |
Total filed on the 13F, all lines: $1.1B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -1.8% | 5.16% | −1.28 |
| ROP Roper Technologies Inc. | Reduce -0.9% | 11.03% | −0.77 |
| AWK American Water Works Co. Inc. | Reduce -0.9% | 2.30% | −0.43 |
| PVH PVH Corp. | Reduce -84.6% | 0.03% | −0.17 |
| VIRT Virtu Financial Inc. Class A | Sold out | 0.00% | −0.16 |
| WTRG Essential Utilities Inc. | Reduce -46.2% | 0.13% | −0.14 |
| CPK Chesapeake Utilities Corp. | Reduce -15.5% | 0.49% | −0.13 |
| ZIM Zim Integrated Shipping Serv | Reduce -88.3% | 0.01% | −0.12 |
| ADAM Adamas Trust Inc. | Reduce -6.3% | 0.30% | −0.11 |
| ZTS Zoetis Inc. | Reduce -0.6% | 0.39% | −0.11 |
| SAVEQ Spirit Airlines Inc. | Sold out | 0.00% | −0.10 |
| TWI Titan International Inc. | Reduce -17.3% | 0.17% | −0.10 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.09 |
| LBTYK Liberty Global Ltd. Class C | Sold out | 0.00% | −0.08 |
| NXT Nextpower Inc. | Reduce -0.9% | 0.76% | −0.08 |
| AMT American Tower Corp. | Reduce -0.6% | 0.37% | −0.07 |
| PYPL PayPal Holdings Inc. | Reduce -52.5% | 0.06% | −0.07 |
| IDXX Idexx Laboratories Inc. | Reduce -4.3% | 0.37% | −0.06 |
| SPGI S&P Global Inc. | Reduce -0.1% | 0.48% | −0.06 |
| UNH Unitedhealth Group Inc. | Reduce -0.4% | 0.37% | −0.06 |
| CWT California Water Service Grp | Reduce -2.5% | 0.24% | −0.06 |
| BLK BlackRock Finance Inc. | Reduce -2.9% | 0.64% | −0.06 |
| GOOG Alphabet Inc. Class C | Reduce -2.1% | 1.81% | −0.06 |
| BX Blackstone Inc. | Reduce -1.8% | 0.49% | −0.05 |
| BRK.A Berkshire Hathaway Inc. Class A | Sold out | 0.00% | −0.05 |
| ANF Abercrombie & Fitch Co. Class A | Reduce -55.2% | 0.07% | −0.05 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.05 |
| PAYC Paycom Software Inc. | Reduce -15.6% | 0.14% | −0.05 |
| AMCX AMC Global Media Inc. | Sold out | 0.00% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -40.9% | 0.05% | −0.04 |
| MSCI MSCI Inc. | Reduce -0.5% | 0.39% | −0.04 |
| LEN Lennar Corp. Class A | Reduce -21.2% | 0.20% | −0.04 |
| INTC Intel Corp. | Reduce -1.2% | 0.15% | −0.04 |
| TOL Toll Brothers Inc. | Reduce -30.1% | 0.16% | −0.04 |
| AMGN Amgen Inc. | Reduce -3.9% | 0.23% | −0.04 |
| INTU Intuit Inc. | Reduce -6.8% | 0.26% | −0.03 |
| TDY Teledyne Technologies Inc. | Reduce -0.0% | 0.24% | −0.03 |
| DEO Diageo PLC-Sponsored ADR | Reduce -11.0% | 0.15% | −0.03 |
| GSL Global Ship Lease Inc. Class A | Sold out | 0.00% | −0.03 |
| ABT Abbott Laboratories | Reduce -0.6% | 0.46% | −0.03 |
| TYL Tyler Technologies Inc. | Reduce -1.0% | 0.34% | −0.03 |
| AZN Astrazeneca PLC-Spons ADR | Sold out | 0.00% | −0.03 |
| ILMN Illumina Inc. | Reduce -4.5% | 0.16% | −0.03 |
| YORW York Water Co. | Reduce -14.2% | 0.07% | −0.02 |
| BTX BlackRock Tech & Priv Eqty | Reduce -43.4% | 0.03% | −0.02 |
| VISN Vistance Networks Inc. | Reduce -83.2% | 0.00% | −0.02 |
| PCYO Pure Cycle Corp. | Reduce -16.1% | 0.05% | −0.02 |
| FBT First Trust Nyse Arca Biotec | Reduce -3.2% | 0.13% | −0.02 |
| YETI Yeti Holdings Inc. | Sold out | 0.00% | −0.02 |
| CLCO Cool Co. Ltd. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| TFII Tfi International Inc. | New | 0.41% | +0.41 |
| CNM Core & Main Inc. Class A | Add +2.6% | 1.17% | +0.29 |
| PH Parker Hannifin Corp. | Add +0.3% | 2.92% | +0.29 |
| NJR New Jersey Resources Corp. | Add +62.9% | 0.76% | +0.23 |
| HXL Hexcel Corp. | Add +73.1% | 0.55% | +0.20 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.2% | 2.12% | +0.16 |
| C Citigroup Inc. | Add +16.2% | 0.52% | +0.12 |
| BABA Alibaba Group Holding-SP ADR | Add +464.1% | 0.15% | +0.12 |
| AMZN Amazon.com Inc. | Add +0.6% | 1.37% | +0.12 |
| AES AES Corp. | Add +140.3% | 0.23% | +0.12 |
| VIG Vanguard Dividend Apprec ETF | New | 0.10% | +0.10 |
| FSLR First Solar Inc. | Add +192.3% | 0.14% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.1% | 0.52% | +0.09 |
| RC Ready Capital Corp. | Add +53.4% | 0.39% | +0.08 |
| UAL United Airlines Holdings Inc. | New | 0.07% | +0.07 |
| RTX RTX Corp. | Add +4.3% | 0.71% | +0.07 |
| LDOS Leidos Holdings Inc. | Add +4.5% | 0.50% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.3% | 2.97% | +0.06 |
| CPRT Copart Inc. | Add +0.1% | 0.80% | +0.06 |
| MRK Merck & Co. Inc. | Add +2.1% | 0.53% | +0.06 |
| KWEB Kranesh Csi China Internet | New | 0.06% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +2.8% | 1.85% | +0.06 |
| ALC Alcon Inc. | New | 0.06% | +0.06 |
| CTVA Corteva Inc. | New | 0.06% | +0.06 |
| GPC Genuine Parts Co. | New | 0.05% | +0.05 |
| AXS Axis Capital Holdings Ltd. | Add +2.1% | 0.48% | +0.04 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.04% | +0.04 |
| CRM Salesforce Inc. | Add +23.2% | 0.17% | +0.04 |
| ECL Ecolab Inc. | Add +0.4% | 0.56% | +0.04 |
| ARW Arrow Electronics Inc. | New | 0.04% | +0.04 |
| CROX Crocs Inc. | New | 0.04% | +0.04 |
| MA Mastercard Inc. Class A | Add +0.6% | 0.88% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +5.7% | 0.59% | +0.03 |
| SN Sharkninja Inc. | New | 0.03% | +0.03 |
| TKO Tko Group Holdings Inc. | New | 0.03% | +0.03 |
| IWP iShares Russell Mid-Cap Grow | Add +7.3% | 0.45% | +0.03 |
| BSMQ Invesco Bulletshares 2026 MB | New | 0.03% | +0.03 |
| DHR Danaher Corp. | Add +3.5% | 1.29% | +0.03 |
| KR Kroger Co. | New | 0.03% | +0.03 |
| IVV iShares Core S&P 500 ETF | New | 0.03% | +0.03 |
| IWF iShares Russell 1000 Growth | Add +0.7% | 1.08% | +0.03 |
| DFSV Dimensional US Small Cap Val | New | 0.03% | +0.03 |
| CZR Caesars Entertainment Inc. | New | 0.03% | +0.03 |
| VET Vermilion Energy Inc. | Add +77.3% | 0.06% | +0.03 |
| CDNS Cadence Design SYS Inc. | Add +4.7% | 0.28% | +0.02 |
| AVUS Avantis U.S. Equity ETF | Add +23.6% | 0.12% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +144.1% | 0.04% | +0.02 |
| WST West Pharmaceutical Services | Add +1.8% | 0.50% | +0.02 |
| BSX Boston Scientific Corp. | New | 0.02% | +0.02 |
| BBJP JPMorgan Betabuilders Japan | Add +6.9% | 0.26% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 56,100 | $23.0Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 19,200 | $9.1Mbefore exit |
| GOOGL Alphabet Inc. Class A | put | Sold out | 16,500 | $2.3Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 5,000 | $2.0Mbefore exit |
| C Citigroup Inc. | call | New | 22,500 | $1.4M |
| GOOG Alphabet Inc. Class C | put | New | 7,500 | $1.1M |
| ARKK ARK Innovation ETF | put | Sold out | 15,000 | $786Kbefore exit |
| NEM Newmont Corp. | call | New | 20,000 | $717K |
| ANF Abercrombie & Fitch Co. Class A | put | Sold out | 7,000 | $618Kbefore exit |
| MARA Mara Holdings Inc. | call | Sold out | 26,000 | $611Kbefore exit |
| FSLR First Solar Inc. | call | Sold out | 3,500 | $603Kbefore exit |
| NVDA Nvidia Corp. | call | Sold out | 1,000 | $495Kbefore exit |
| STNG Scorpio Tankers Inc. | call | Sold out | 8,000 | $486Kbefore exit |
| HIMX Himax Technologies Inc.-ADR | call | Sold out | 80,000 | $486Kbefore exit |
| THC Tenet Healthcare Corp. | call | Sold out | 5,000 | $378Kbefore exit |
| ARM Arm Holdings PLC-ADR | put | Sold out | 5,000 | $376Kbefore exit |
| BIDU Baidu Inc. - Spon ADR | call | New | 3,500 | $368K |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -78.7% | 5,000 | $362K |
| REGN Regeneron Pharmaceuticals | call | Sold out | 400 | $351Kbefore exit |
| ALK Alaska Air Group Inc. | call | Sold out | 6,500 | $254Kbefore exit |
| CVS CVS Health Corp. | call | Sold out | 3,000 | $237Kbefore exit |
| AFRM Affirm Holdings Inc. | put | Sold out | 4,500 | $221Kbefore exit |
| TEVA Teva Pharmaceutical-SP ADR | call | Sold out | 16,000 | $167Kbefore exit |
| PFE Pfizer Inc. | call | Sold out | 5,000 | $144Kbefore exit |
| HA Hawaiian Holdings Inc. | put | Sold out | 10,000 | $142Kbefore exit |
| UAL United Airlines Holdings Inc. | call | New | 2,500 | $120K |
| QURE Uniqure NV | call | Sold out | 17,000 | $115Kbefore exit |
| JBLU Jetblue Airways Corp. | call | Sold out | 20,000 | $111Kbefore exit |
| VIRT Virtu Financial Inc. Class A | call | Sold out | 5,000 | $101Kbefore exit |
| ETN Eaton Corp. PLC | put | New | 300 | $94K |
| ROIV Roivant Sciences Ltd. | call | Sold out | 5,000 | $56Kbefore exit |
| OPTU Optimum Communications Inc. Class A | call | Sold out | 6,000 | $20Kbefore exit |
| SAVEQ Spirit Airlines Inc. | call | Sold out | 600 | $10Kbefore exit |
| VANI Vivani Medical Inc. | put | New | 2,500 | $5K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| IBDP iShares Ibonds Dec 2024 Term | IBONDS DEC24 ETF · principal | Add +7.7% | 224,355 | $5.6M |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 442 | $1.6B | FLEX, AAPL, ROP, SPY, PH |
| Q1 2026 | 436 | $1.4B | AAPL, ROP, FLEX, PH, SPY |
| Q4 2025 | 431 | $1.5B | AAPL, ROP, FLEX, SPY, PH |
| Q3 2025Amended | 405 | $1.4B | ROP, AAPL, FLEX, SPY, PH |
| Q2 2025 | 401 | $1.3B | ROP, AAPL, FLEX, SPY, MSFT |
| Q1 2025 | 400 | $1.3B | ROP, AAPL, PH, SPY, BRK.B |
| Q4 2024 | 374 | $1.2B | ROP, AAPL, PH, SPY, FLEX |
| Q3 2024 | 356 | $1.2B | ROP, AAPL, PH, SPY, AWK |
| Q2 2024 | 350 | $1.1B | ROP, AAPL, SPY, PH, MSFT |
| Q1 2024 | 355 | $1.1B | ROP, AAPL, SPY, PH, MSFT |