Clear Harbor Asset Management, LLC

Name: Clear Harbor Asset Management, LLC 13F holdings, Q3 2024
Creator: Clear Harbor Asset Management, LLC
Published: 2024-10-24

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), Clear Harbor Asset Management, LLC reported 356 stock positions worth $1.2 billion. Its top holding was Roper Technologies (ROP) at 10.1% of the portfolio, followed by Apple (AAPL, 6.5%) and Parker Hannifin (PH, 3.1%). Compared with Q2 2024, it opened 30 new positions, sold out of 24, added to 156 and reduced 90. The biggest buy was Parker Hannifin (PH, shares +0%) and the biggest sale Roper Technologies (ROP, shares −0%).

Most Recent 13F: Q2 2026
Location: Stamford, CT
CIK: 0001511857
Portfolio Value: $1.2B (Q3 2024)
SEC Filing: 0001172661-24-004347 ↗ filed Oct 24, 2024

Holdings Value

Holdings 356 stocks · $1.2B


ROP Roper Technologies Inc.	10.05%	219,004	$121.9M	Reduce -0.3%
AAPL Apple Inc.	6.50%	338,064	$78.8M	Reduce -0.1%
PH Parker Hannifin Corp.	3.12%	59,793	$37.8M	Add +0.1%
SPY SS SPDR S&P 500 ETF Trust-US	2.98%	62,991	$36.1M	Add +0.0%
AWK American Water Works Co. Inc.	2.50%	207,436	$30.3M	Reduce -0.1%
FLEX Flex Ltd.	2.50%	905,508	$30.3M	Reduce -0.0%
MSFT Microsoft Corp.	2.36%	66,495	$28.6M	Reduce -0.3%
BRK.B Berkshire Hathaway Inc. Class B	2.18%	57,501	$26.5M	Add +0.8%
JPM JPMorgan Chase & Co.	2.03%	116,895	$24.6M	Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US	1.98%	84,700	$24.0M	Add +1.9%
GOOG Alphabet Inc. Class C	1.85%	133,928	$22.4M	Reduce -0.3%
ENPH Enphase Energy Inc.	1.67%	178,814	$20.2M	Add +2.0%
DHR Danaher Corp.	1.37%	59,885	$16.6M	Add +0.0%
CAT Caterpillar Inc.	1.35%	41,813	$16.4M	Reduce -9.4%
AMZN Amazon.com Inc.	1.35%	87,711	$16.3M	Add +0.8%
TRMB Trimble Inc.	1.33%	258,922	$16.1M	Add +0.1%
GOOGL Alphabet Inc. Class A	1.22%	89,235	$14.8M	Reduce -2.2%
VEU Vanguard Ftse All-World Ex-U	1.18%	227,878	$14.4M	Add +2.8%
IWF iShares Russell 1000 Growth	1.13%	36,642	$13.8M	Reduce -0.3%
HIG Hartford Insurance Group Inc.	1.02%	105,281	$12.4M	Reduce -2.1%
PRF Invesco Rafi US 1000 ETF	0.99%	296,752	$12.1M	Add +0.0%
LDOS Leidos Holdings Inc.	0.98%	72,658	$11.8M	Add +32.4%
HON Honeywell International Inc.	0.96%	56,292	$11.6M	Reduce -0.1%
NVDA Nvidia Corp.	0.94%	94,123	$11.4M	Reduce -3.3%
RC Ready Capital Corp.	0.91%	1,440,250	$11.0M	Add +84.0%
RTX RTX Corp.	0.86%	86,214	$10.4M	Add +1.2%
CNM Core & Main Inc. Class A	0.86%	233,940	$10.4M	Add +0.9%
IAU iShares Gold Trust	0.85%	206,866	$10.3M	Add +5.3%
MA Mastercard Inc. Class A	0.82%	20,126	$9.9M	Reduce -0.9%
JNJ Johnson & Johnson	0.80%	59,831	$9.7M	Reduce -0.8%
NJR New Jersey Resources Corp.	0.75%	192,210	$9.1M	Reduce -2.8%
CPRT Copart Inc.	0.69%	159,290	$8.3M	Add +1.1%
V Visa Inc. Class A	0.68%	30,008	$8.3M	Add +1.7%
CME Cme Group Inc.	0.66%	36,171	$8.0M	Add +0.5%
HD Home Depot Inc.	0.65%	19,438	$7.9M	Add +1.0%
ECL Ecolab Inc.	0.64%	30,570	$7.8M	Add +11.9%
HXL Hexcel Corp.	0.63%	124,145	$7.7M	Add +2.0%
TSM Taiwan Semiconductor-SP ADR	0.62%	43,561	$7.6M	Reduce -4.9%
TMO Thermo Fisher Scientific Inc.	0.62%	12,149	$7.5M	Reduce -0.4%
C Citigroup Inc.	0.59%	114,974	$7.2M	Reduce -0.2%
DOV Dover Corp.	0.57%	36,206	$6.9M	Add +0.6%
AXS Axis Capital Holdings Ltd.	0.55%	83,345	$6.6M	Reduce -2.6%
SPGI S&P Global Inc.	0.54%	12,756	$6.6M	No change
ABBV Abbvie Inc.	0.54%	33,273	$6.6M	Add +2.5%
EG Everest Group Ltd.	0.54%	16,667	$6.5M	Add +3.4%
XOM Exxon Mobil Corp.	0.54%	55,607	$6.5M	Reduce -20.4%
CPK Chesapeake Utilities Corp.	0.53%	51,389	$6.4M	Reduce -0.0%
UNP Union Pacific Corp.	0.52%	25,330	$6.2M	Add +1.1%
PG The Procter & Gamble Co.	0.51%	35,613	$6.2M	Add +0.4%
MKL Markel Group Inc.	0.51%	3,919	$6.1M	Add +1.8%
VYM Vanguard High DVD Yield ETF	0.50%	46,923	$6.0M	Reduce -0.7%
HEI Heico Corp.	0.49%	22,856	$6.0M	Add +0.1%
ABT Abbott Laboratories	0.49%	52,381	$6.0M	Add +3.2%
NXT Nextpower Inc. filed as NEXTRACKER INC	0.47%	152,153	$5.7M	Add +0.4%
IWP iShares Russell Mid-Cap Grow	0.46%	47,212	$5.5M	Reduce -0.6%
BX Blackstone Inc.	0.43%	34,229	$5.2M	Add +0.0%
ZTS Zoetis Inc.	0.42%	26,329	$5.1M	Add +2.0%
MRK Merck & Co. Inc.	0.42%	44,806	$5.1M	Reduce -0.1%
BKNG Booking Holdings Inc.	0.41%	1,184	$5.0M	Reduce -0.3%
UNH Unitedhealth Group Inc.	0.41%	8,508	$5.0M	Add +0.0%
AME Ametek Inc.	0.41%	28,734	$4.9M	Add +0.2%
AMT American Tower Corp.	0.40%	20,668	$4.8M	Add +0.2%
MSCI MSCI Inc.	0.39%	8,052	$4.7M	Add +1.8%
WST West Pharmaceutical Services	0.39%	15,591	$4.7M	Add +8.6%
ORCL Oracle Corp.	0.38%	27,382	$4.7M	Reduce -12.1%
TYL Tyler Technologies Inc.	0.38%	7,985	$4.7M	Reduce -9.7%
ISRG Intuitive Surgical Inc.	0.37%	9,122	$4.5M	Add +1.8%
META Meta Platforms Inc. Class A	0.36%	7,535	$4.3M	Add +1.9%
ALC Alcon Inc. filed as ALCON AG	0.34%	40,828	$4.1M	Add +41.4%
IDXX Idexx Laboratories Inc.	0.33%	8,020	$4.1M	Add +2.7%
LHX L3HARRIS Technologies Inc.	0.33%	16,777	$4.0M	Add +0.3%
TFII Tfi International Inc.	0.33%	28,997	$4.0M	Reduce -0.1%
TW Tradeweb Markets Inc. Class A	0.32%	31,468	$3.9M	Reduce -0.8%
FANG Diamondback Energy Inc.	0.29%	20,610	$3.6M	No change
VOE Vngrd Mrngstr MD-Cap Val ETF	0.29%	21,093	$3.5M	Add +3.9%
MCK McKesson Corp.	0.28%	6,962	$3.4M	Reduce -1.4%
BBJP JPMorgan Betabuilders Japan	0.28%	57,695	$3.4M	Add +13.4%
FTAI Ftai Aviation Ltd.	0.27%	24,575	$3.3M	Add +1.4%
AES AES Corp.	0.27%	161,118	$3.2M	Add +9.5%
QRVO Qorvo Inc.	0.27%	31,155	$3.2M	Add +6.0%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC	0.26%	37,223	$3.2M	Add +3.8%
CWT California Water Service Grp	0.25%	55,546	$3.0M	Reduce -0.8%
AMGN Amgen Inc.	0.25%	9,267	$3.0M	Add +0.0%
WFC Wells Fargo & Co.	0.24%	51,768	$2.9M	Reduce -1.0%
CDNS Cadence Design SYS Inc.	0.23%	10,383	$2.8M	Add +1.9%
IDN Intellicheck Inc.	0.23%	1,263,054	$2.7M	Reduce -8.7%
ASML ASML Holding NV-NY Reg SHS	0.22%	3,244	$2.7M	Add +19.8%
TDY Teledyne Technologies Inc.	0.22%	6,093	$2.7M	No change
CVX Chevron Corp.	0.22%	17,730	$2.6M	Add +0.3%
AMAT Applied Materials Inc.	0.21%	12,850	$2.6M	Reduce -6.3%
RSP Invesco S&P 500 Equal Weight	0.21%	14,230	$2.5M	Reduce -0.8%
REGN Regeneron Pharmaceuticals	0.21%	2,415	$2.5M	Add +0.9%
LEN Lennar Corp. Class A	0.20%	13,198	$2.5M	Reduce -0.4%
COST Costco Wholesale Corp.	0.20%	2,782	$2.5M	No change
FSLR First Solar Inc.	0.19%	9,155	$2.3M	Reduce -2.2%
BIDU Baidu Inc. - Spon ADR	0.18%	20,503	$2.2M	Add +82.9%
PICK iShares MSCI Global Metals &	0.18%	49,494	$2.1M	Add +0.8%
OXY Occidental Petroleum Corp.	0.17%	41,030	$2.1M	Add +138.3%
MU Micron Technology Inc.	0.17%	20,311	$2.1M	Add +5.4%
TEVA Teva Pharmaceutical-SP ADR	0.17%	116,075	$2.1M	Add +0.2%
TOL Toll Brothers Inc.	0.17%	13,171	$2.0M	Reduce -1.3%
AR Antero Resources Corp.	0.17%	70,710	$2.0M	Add +0.5%
NET Cloudflare Inc. Class A	0.17%	24,982	$2.0M	Add +1.7%
CRM Salesforce Inc.	0.17%	7,331	$2.0M	Add +4.4%
TSLA Tesla Inc.	0.16%	7,568	$2.0M	Add +5.5%
CB Chubb Ltd.	0.16%	6,783	$2.0M	Add +0.9%
QCOM Qualcomm Inc.	0.16%	11,185	$1.9M	Reduce -1.1%
LOW Lowe's Cos Inc.	0.15%	6,922	$1.9M	No change
VEEV Veeva Systems Inc. Class A	0.15%	8,465	$1.8M	Add +0.1%
SPLV Invesco S&P 500 Low Volatili	0.15%	24,732	$1.8M	Add +5.5%
DFS Discover Financial Services	0.14%	12,412	$1.7M	Add +0.2%
HTO H2O America filed as SJW GROUP	0.14%	29,761	$1.7M	Add +0.1%
THC Tenet Healthcare Corp.	0.14%	10,327	$1.7M	Reduce -10.0%
PFE Pfizer Inc.	0.14%	59,200	$1.7M	Reduce -1.0%
CI The Cigna Group	0.14%	4,918	$1.7M	Add +0.5%
ADSK Autodesk Inc.	0.14%	6,005	$1.7M	No change
GLD SPDR Gold Shares	0.13%	6,702	$1.6M	Add +0.8%
EMR Emerson Electric Co.	0.13%	14,512	$1.6M	Add +6.0%
WTRG Essential Utilities Inc.	0.13%	40,694	$1.6M	Reduce -2.0%
AVUS Avantis U.S. Equity ETF	0.13%	16,394	$1.6M	Add +0.4%
TPG TPG Inc.	0.13%	26,834	$1.5M	New
IWR iShares Russell Mid-Cap ETF	0.13%	17,387	$1.5M	No change
BABA Alibaba Group Holding-SP ADR	0.13%	14,441	$1.5M	Reduce -40.6%
FBT First Trust Nyse Arca Biotec	0.12%	8,708	$1.5M	Add +0.2%
FNV Franco-Nevada Corp.	0.12%	11,961	$1.5M	Add +1.1%
AVGO Broadcom Inc.	0.12%	8,462	$1.5M	Add +0.7%
VET Vermilion Energy Inc.	0.12%	149,129	$1.5M	Add +3.3%
DVN Devon Energy Corp.	0.12%	37,224	$1.5M	Reduce -2.6%
PRGO Perrigo Co. PLC	0.12%	55,015	$1.4M	New
TT Trane Technologies PLC	0.12%	3,638	$1.4M	Reduce -0.8%
EARN Ellington Credit Co.	0.12%	202,355	$1.4M	New
PYPL PayPal Holdings Inc.	0.11%	17,519	$1.4M	Add +123.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.11%	5,146	$1.4M	Reduce -0.3%
SYK Stryker Corp.	0.11%	3,709	$1.3M	Reduce -2.0%
BMY Bristol-Myers Squibb Co.	0.11%	25,686	$1.3M	Add +69.4%
COR Cencora Inc.	0.11%	5,892	$1.3M	Reduce -0.5%
KKR KKR & Co. Inc.	0.11%	10,125	$1.3M	No change
ZIM Zim Integrated Shipping Serv	0.11%	51,450	$1.3M	Add +337.7%
DSI iShares ESG MSCI KLD 400 ETF	0.11%	12,029	$1.3M	No change
VIG Vanguard Dividend Apprec ETF	0.11%	6,598	$1.3M	Add +1.1%
SPYX SS SPDR S&P 500 Foss FL ETF	0.11%	27,223	$1.3M	No change
TWI Titan International Inc.	0.10%	152,800	$1.2M	Add +0.1%
CCOI Cogent Communications Holdin	0.10%	15,841	$1.2M	Add +0.5%
EXE Expand Energy Corp. filed as CHESAPEAKE ENERGY CORP	0.10%	14,380	$1.2M	Add +3.5%
FDX FedEx Corp.	0.10%	4,292	$1.2M	Reduce -15.7%
KO The Coca-Cola Co.	0.10%	16,249	$1.2M	Add +1.1%
K Kellanova	0.10%	14,439	$1.2M	Add +0.1%
MDY State Street SPDR S&P Midcap	0.10%	2,032	$1.2M	No change
EMXC iShares MSCI Emr MRK Ex Chna	0.09%	18,769	$1.1M	Add +6.0%
SCHW Schwab (charles) Corp.	0.09%	17,531	$1.1M	Add +207.0%
OUNZ Vaneck Merk Gold ETF	0.09%	42,750	$1.1M	No change
BUR Burford Capital Ltd.	0.09%	81,754	$1.1M	Add +9.6%
EEMS iShares MSCI Emerging MKT SM	0.09%	16,955	$1.1M	Add +4.2%
ILMN Illumina Inc.	0.09%	8,245	$1.1M	Reduce -22.7%
STNG Scorpio Tankers Inc.	0.09%	14,880	$1.1M	Add +0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.09%	26,284	$1.0M	Reduce -0.7%
UAL United Airlines Holdings Inc.	0.09%	18,106	$1.0M	Add +3.2%
ON On Semiconductor	0.09%	14,185	$1.0M	Add +165.1%
SYY Sysco Corp.	0.08%	13,179	$1.0M	Add +1.9%
TGT Target Corp.	0.08%	6,416	$1000K	Add +0.1%
DE Deere & Co.	0.08%	2,394	$999K	Reduce -1.2%
GPK Graphic Packaging Holding Co.	0.08%	32,565	$964K	Reduce -1.6%
DELL Dell Technologies -C	0.08%	7,975	$945K	Add +0.4%
IQV Iqvia Holdings Inc.	0.08%	3,969	$941K	Add +1.3%
WDC Western Digital Corp.	0.08%	13,671	$934K	Add +0.9%
SLV iShares Silver Trust	0.08%	32,635	$927K	New
HIMX Himax Technologies Inc.-ADR	0.07%	165,430	$910K	Add +0.4%
VWO Vanguard Ftse Emerging Marke	0.07%	18,996	$909K	No change
NEM Newmont Corp.	0.07%	16,632	$889K	Add +0.9%
LH Labcorp Holdings Inc.	0.07%	3,933	$879K	Add +14.6%
CFG Citizens Financial Group	0.07%	21,382	$878K	Add +5.8%
MDT Medtronic PLC	0.07%	9,558	$861K	Add +1.2%
SIRI Sirius XM Holdings Inc.	0.07%	36,333	$859K	New
QQQ Invesco QQQ Trust Series 1	0.07%	1,723	$841K	Add +59.4%
GEHC GE Healthcare Technology	0.07%	8,951	$840K	No change
VRP Invesco Variable Rate Prefer	0.07%	34,185	$836K	Reduce -0.2%
COF Capital One Financial Corp.	0.07%	5,574	$835K	Add +51.1%
ED Consolidated Edison Inc.	0.07%	7,930	$826K	No change
INTC Intel Corp.	0.07%	35,057	$822K	Reduce -11.6%
ITW Illinois Tool Works	0.07%	3,050	$799K	No change
STGW Stagwell Inc.	0.07%	112,367	$789K	Reduce -10.9%
GS Goldman Sachs Group Inc.	0.06%	1,588	$786K	Add +7.7%
BSM Black Stone Minerals LP	0.06%	52,032	$786K	Reduce -5.3%
BSY Bentley Systems Inc. Class B	0.06%	15,335	$779K	Add +1.5%
ELV Elevance Health Inc.	0.06%	1,481	$770K	Add +20.1%
NSC Norfolk Southern Corp.	0.06%	3,048	$757K	Add +7.2%
NTRL First Trust Equity Market Ne	0.06%	37,994	$752K	No change
PEP Pepsico Inc.	0.06%	4,421	$752K	Reduce -2.4%
KWEB Kranesh Csi China Internet	0.06%	21,900	$745K	Reduce -8.8%
BA The Boeing Co.	0.06%	4,797	$729K	Add +1.1%
RWT Redwood Trust Inc.	0.06%	93,350	$722K	New
ALK Alaska Air Group Inc.	0.06%	15,844	$716K	Add +1.0%
LIN Linde PLC	0.06%	1,489	$710K	Add +6.4%
YORW York Water Co. filed as YORK WTR CO	0.06%	18,786	$704K	No change
KHC The Kraft Heinz Co.	0.06%	19,469	$684K	New
CASH Pathward Financial Inc.	0.06%	10,354	$683K	Add +0.3%
PARAA Paramount Global Class B	0.06%	63,328	$673K	Add +157.3%
VT Vanguard Tot World STK ETF	0.06%	5,589	$669K	Add +0.2%
PLTR Palantir Technologies Inc. Class A	0.05%	17,829	$663K	Add +12.6%
EEM iShares MSCI Emerging Market	0.05%	14,081	$646K	No change
CSCO Cisco Systems Inc.	0.05%	11,916	$634K	Reduce -3.2%
CSX CSX Corp.	0.05%	18,330	$633K	No change
PM Philip Morris International	0.05%	5,123	$622K	No change
TRV The Travelers Cos Inc.	0.05%	2,621	$614K	Reduce -0.3%
DAL Delta Air Lines Inc.	0.05%	12,063	$613K	Add +8.2%
GM General Motors Co.	0.05%	13,578	$609K	Add +0.1%
VEA Vanguard Ftse Developed ETF	0.05%	11,407	$602K	No change
ARKK ARK Innovation ETF	0.05%	12,338	$586K	Add +2.3%
TAC Transalta Corp.	0.05%	55,900	$579K	Reduce -23.0%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.05%	13,780	$578K	Add +12.6%
AM Antero Midstream Corp.	0.05%	38,230	$575K	Reduce -15.9%
PTEN Patterson-Uti Energy Inc.	0.05%	73,917	$565K	Add +8.2%
SAND Sandstorm Gold Ltd.	0.05%	94,063	$564K	Add +1.1%
CZR Caesars Entertainment Inc.	0.05%	13,474	$562K	Add +25.1%
WMT Walmart Inc.	0.05%	6,939	$560K	Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.05%	5,796	$558K	Reduce -6.6%
IJH iShares Core S&P Midcap ETF	0.05%	8,870	$553K	Add +1.1%
MDLZ Mondelez International Inc. Class A	0.05%	7,447	$549K	Reduce -0.3%
AMD Advanced Micro Devices	0.04%	3,318	$544K	Add +9.5%
AXP American Express Co.	0.04%	2,000	$542K	No change
GPC Genuine Parts Co.	0.04%	3,854	$538K	No change
VZ Verizon Communications Inc.	0.04%	11,905	$535K	Add +0.2%
CL Colgate-Palmolive Co.	0.04%	5,090	$528K	Add +2.0%
B Barrick Gold Corp.	0.04%	26,217	$521K	Add +0.8%
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.04%	2,118	$516K	No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.04%	2,323	$514K	Add +20.5%
T AT&T Inc.	0.04%	23,252	$512K	Reduce -0.1%
ZG Zillow Group Inc. Class A	0.04%	8,239	$510K	Add +0.1%
RVMD Revolution Medicines Inc.	0.04%	11,224	$509K	No change
NVS Novartis AG-Sponsored ADR	0.04%	4,423	$509K	Add +2.3%
LLY Eli Lilly & Co.	0.04%	573	$508K	No change
UBER Uber Technologies Inc.	0.04%	6,438	$484K	Add +0.1%
IVV iShares Core S&P 500 ETF	0.04%	825	$476K	Add +10.3%
KYMR Kymera Therapeutics Inc.	0.04%	10,000	$473K	No change
BSMP Invesco Bulletshares 2025 MB	0.04%	18,796	$460K	Add +14.6%
DFSV Dimensional US Small Cap Val	0.04%	14,790	$456K	Add +27.1%
WBD Warner Bros Discovery Inc.	0.04%	55,193	$455K	Add +1.0%
IBB iShares Biotechnology ETF	0.04%	3,105	$452K	No change
BSMQ Invesco Bulletshares 2026 MB	0.04%	18,920	$449K	Add +11.0%
PCG P G & E Corp.	0.04%	22,683	$448K	Reduce -18.5%
RVTY Revvity Inc.	0.04%	3,500	$447K	No change
COMP Compass Inc. Class A	0.04%	73,157	$447K	Reduce -1.1%
BGSF BGSF Inc.	0.04%	52,880	$445K	Reduce -0.2%
CMCSA Comcast Corp. Class A	0.04%	10,595	$443K	No change
PKST Peakstone Realty Trust	0.04%	32,262	$440K	New
FFNW First Financial Northwest	0.04%	19,457	$438K	No change
CROX Crocs Inc.	0.04%	3,014	$436K	Add +4.0%
NVO Novo-Nordisk A/S-Spons ADR	0.04%	3,628	$432K	Add +5.0%
LBRDK Liberty Broadband-C	0.04%	5,576	$431K	Reduce -63.5%
SE Sea Ltd.-ADR	0.04%	4,528	$427K	Reduce -1.0%
ET Energy Transfer LP	0.04%	26,500	$425K	No change
CARR Carrier Global Corp.	0.03%	5,249	$422K	Add +10.5%
MINT PIMCO Enhanced Short Maturit	0.03%	4,127	$416K	Add +14.0%
NTB Bank of N.T. Butterfield&son	0.03%	11,240	$415K	No change
XLK SS Technology Select Sector	0.03%	1,822	$411K	No change
MCD McDonald's Corp.	0.03%	1,305	$397K	No change
GE General Electric filed as GE AEROSPACE	0.03%	2,087	$394K	No change
WHR Whirlpool Corp.	0.03%	3,557	$381K	Add +69.7%
IJR iShares Core S&P Small-Cap E	0.03%	3,212	$376K	Add +1.4%
NOA North American Construction	0.03%	19,899	$373K	Reduce -19.1%
PCYO Pure Cycle Corp.	0.03%	34,586	$372K	Reduce -3.4%
CRC California Resources Corp.	0.03%	7,050	$370K	Add +85.5%
FITB Fifth Third Bancorp	0.03%	8,584	$368K	No change
GOVT iShares US Treasury Bond ETF	0.03%	15,340	$360K	No change
TM Toyota Motor Corp. -Spon ADR	0.03%	2,000	$357K	No change
ROIV Roivant Sciences Ltd.	0.03%	30,800	$355K	No change
SG Sweetgreen Inc. Class A	0.03%	10,000	$355K	No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC	0.03%	3,240	$353K	No change
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD	0.03%	1,571	$353K	No change
KR Kroger Co.	0.03%	6,126	$351K	Add +4.5%
ETN Eaton Corp. PLC	0.03%	1,045	$346K	Add +0.3%
IR Ingersoll-Rand Inc.	0.03%	3,519	$345K	Add +0.2%
WRB WR Berkley Corp. filed as BERKLEY W R CORP	0.03%	6,004	$341K	Add +0.5%
TREX Trex Company Inc.	0.03%	5,018	$334K	No change
HSY The Hershey Co.	0.03%	1,732	$332K	No change
SPXL Direxion Daily S&P 500 Bull	0.03%	2,000	$328K	Reduce -33.3%
DXJ Wisdomtree Japan Hedged Eq	0.03%	3,050	$323K	No change
CSIQ Canadian Solar Inc.	0.03%	19,260	$323K	Reduce -30.3%
EFA iShares MSCI Eafe ETF	0.03%	3,821	$320K	No change
STE Steris PLC	0.03%	1,300	$315K	No change
TSCO Tractor Supply Company	0.03%	1,077	$313K	No change
VYX NCR Voyix Corp.	0.03%	23,000	$312K	New
PNC PNC Financial Services Group	0.03%	1,671	$309K	No change
ARKW ARK Next Generation Technolo	0.03%	3,587	$305K	Add +4.6%
NEE Nextera Energy Inc.	0.03%	3,612	$305K	No change
ICE Intercontinental Exchange Inc.	0.03%	1,900	$305K	Add +0.2%
XBI SS SPDR S&P Biotech ETF	0.03%	3,075	$304K	Add +2.0%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN	0.02%	4,275	$298K	New
LYV Live Nation Entertainment Inc.	0.02%	2,685	$294K	No change
UL Unilever PLC	0.02%	4,488	$292K	New
FICO Fair Isaac Corp.	0.02%	149	$290K	No change
ABUS Arbutus Biopharma Corp.	0.02%	74,761	$288K	Reduce -25.8%
BPMC Blueprint Medicines Corp.	0.02%	3,100	$287K	No change
MS Morgan Stanley	0.02%	2,745	$286K	No change
SAP Sap SE-Sponsored ADR	0.02%	1,247	$286K	No change
TECK Teck Resources Ltd.-CLS B	0.02%	5,350	$279K	No change
MOS The Mosaic Co.	0.02%	10,327	$277K	No change
AA Alcoa Corp.	0.02%	7,051	$272K	Add +21.9%
VLTO Veralto Corp.	0.02%	2,431	$272K	Reduce -14.7%
SPTM SS SPDR P S&P 1500 Comp ETF	0.02%	3,819	$268K	No change
ENVA Enova International Inc.	0.02%	3,130	$262K	Reduce -33.1%
APD Air Products & Chemicals Inc.	0.02%	879	$262K	Reduce -22.1%
VUG Vanguard Mrngstar GR ETF-Sui	0.02%	680	$261K	No change
INTU Intuit Inc.	0.02%	411	$255K	Reduce -90.6%
GDX Vaneck Gold Miners ETF	0.02%	6,300	$251K	No change
BBIO Bridgebio Pharma Inc.	0.02%	9,850	$251K	New
ICFI Icf International Inc.	0.02%	1,500	$250K	No change
HEDJ Wisdomtree Europe Hedged Equ	0.02%	5,536	$249K	No change
CRL Charles River Laboratories	0.02%	1,250	$246K	New
GENI Genius Sports Ltd.	0.02%	31,110	$244K	Add +3.7%
ZBRA Zebra Technologies Corp. Class A	0.02%	652	$241K	Add +0.3%
MO Altria Group Inc.	0.02%	4,640	$237K	Reduce -0.8%
MAR Marriott International Class A	0.02%	949	$236K	No change
BTI British American Tob-SP ADR	0.02%	6,430	$235K	New
HWM Howmet Aerospace Inc.	0.02%	2,341	$235K	New
MAT Mattel Inc.	0.02%	12,243	$233K	No change
SBAC SBA Communications Corp.	0.02%	937	$226K	New
F Ford Motor Co. filed as FORD MTR CO	0.02%	20,600	$218K	New
ALLE Allegion PLC	0.02%	1,450	$211K	New
AFL Aflac Inc.	0.02%	1,885	$211K	New
BNTX Biontech SE-ADR	0.02%	1,769	$210K	New
ADM Archer-Daniels-Midland Co.	0.02%	3,512	$210K	Add +0.3%
PPLI People Inc. filed as IAC INC	0.02%	3,861	$208K	New
GWRS Global Water Resources Inc.	0.02%	16,350	$206K	Reduce -5.3%
MSOS Advisorshares Pure US Cann	0.02%	28,500	$204K	Add +26.7%
PACB Pacific Biosciences of Calif	0.02%	119,886	$204K	Reduce -0.0%
IEMG iShares Core MSCI Emerging	0.02%	3,510	$202K	New
CLF Cleveland-Cliffs Inc.	0.02%	15,650	$200K	Add +49.8%
TNGX Tango Therapeutics Inc.	0.02%	25,495	$196K	No change
ASC Ardmore Shipping Corp.	0.02%	10,200	$185K	No change
MREO Mereo Biopharma Group PL-ADR	0.01%	43,500	$179K	No change
AMCX AMC Global Media Inc. filed as AMC NETWORKS INC	0.01%	18,970	$165K	New
IOVA Iovance Biotherapeutics Inc.	0.01%	17,550	$165K	Reduce -43.0%
GEO The Geo Group Inc.	0.01%	12,250	$157K	New
LIQT Liqtech International Inc.	0.01%	61,076	$156K	No change
SGU Star Group LP	0.01%	13,000	$153K	No change
LUMENT FINANCE TRUST INC	0.01%	58,045	$147K	No change
ORIC Oric Pharmaceuticals Inc.	0.01%	13,744	$141K	No change
INSE Inspired Entertainment Inc.	0.01%	12,350	$114K	Reduce -24.6%
EVO Evotec SE - Spon ADR	0.01%	28,600	$104K	New
LQDA Liquidia Corp.	0.01%	10,000	$100K	New
NEXT Nextdecade Corp.	0.01%	21,000	$99K	New
BTX BlackRock Tech & Priv Eqty	0.01%	13,006	$98K	No change
QURE Uniqure NV	0.01%	19,500	$96K	Reduce -59.4%
HBM Hudbay Minerals Inc.	0.01%	10,000	$92K	New
TALK Talkspace Inc.	0.01%	40,000	$84K	New
CNTX Context Therapeutics Inc.	0.01%	36,000	$71K	No change
AUR Aurora Innovation Inc.	0.01%	11,250	$67K	Reduce -87.2%
MAPS WM Technology Inc.	0.01%	76,302	$66K	No change
OGI Organigram Holdings Inc.	0.00%	32,750	$59K	No change
PTON Peloton Interactive Inc. Class A	0.00%	12,665	$59K	Reduce -0.6%
EXTOY Almacenes Exito SA-ADR	0.00%	13,000	$53K	No change
EAF Graftech International Ltd.	0.00%	20,500	$27K	Reduce -97.6%
BFLY Butterfly Network Inc.	0.00%	12,335	$22K	No change
IAUX I-80 Gold Corp.	0.00%	15,000	$17K	New
LILMF Lilium NV	0.00%	10,000	$8K	No change

Options reported separately and not counted above: QQQ calls ($4.6M), QQQ puts ($4.4M), GOOG puts ($1.3M), GOOG calls ($836K), CZR puts ($501K), EG puts ($392K), CZR calls ($334K), BBIO puts ($275K), DAL puts ($254K), PFE puts ($145K), DIS puts ($96K).

Other holdings (1): bonds, preferreds, convertibles and warrants · $5.5M (not counted above)

Security	Class	Shares / Principal	Value	Change
IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	219,090	$5.5M	Reduce -3.3%

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q2 2024 → Q3 2024


ROP Roper Technologies Inc.	Reduce -0.3%	10.05%	−0.79
BLK BlackRock Finance Inc.	Sold out	0.00%	−0.57
GOOG Alphabet Inc. Class C	Reduce -0.3%	1.85%	−0.31
MSFT Microsoft Corp.	Reduce -0.3%	2.36%	−0.25
GOOGL Alphabet Inc. Class A	Reduce -2.2%	1.22%	−0.23
INTU Intuit Inc.	Reduce -90.6%	0.02%	−0.23
IDN Intellicheck Inc.	Reduce -8.7%	0.23%	−0.19
XOM Exxon Mobil Corp.	Reduce -20.4%	0.54%	−0.17
HCA HCA Healthcare Inc.	Sold out	0.00%	−0.14
DEO Diageo PLC-Sponsored ADR	Sold out	0.00%	−0.13
TLT iShares 20+ Year Treasury BD	Sold out	0.00%	−0.12
NVDA Nvidia Corp.	Reduce -3.3%	0.94%	−0.11
HON Honeywell International Inc.	Reduce -0.1%	0.96%	−0.09
MCK McKesson Corp.	Reduce -1.4%	0.28%	−0.08
TSM Taiwan Semiconductor-SP ADR	Reduce -4.9%	0.62%	−0.07
EAF Graftech International Ltd.	Reduce -97.6%	0.00%	−0.07
AMAT Applied Materials Inc.	Reduce -6.3%	0.21%	−0.07
MRK Merck & Co. Inc.	Reduce -0.1%	0.42%	−0.07
RIVN Rivian Automotive Inc. Class A	Sold out	0.00%	−0.06
QID Proshares Ultrashort QQQ	Sold out	0.00%	−0.06
LSXMK Liberty Media Corp.-Liber-New	Sold out	0.00%	−0.06
ADAM Adamas Trust Inc.	Sold out	0.00%	−0.05
C Citigroup Inc.	Reduce -0.2%	0.59%	−0.05
JPM JPMorgan Chase & Co.	Reduce -0.4%	2.03%	−0.04
TFII Tfi International Inc.	Reduce -0.1%	0.33%	−0.04
QCOM Qualcomm Inc.	Reduce -1.1%	0.16%	−0.04
INTC Intel Corp.	Reduce -11.6%	0.07%	−0.04
CTVA Corteva Inc.	Sold out	0.00%	−0.04
SN Sharkninja Inc.	Sold out	0.00%	−0.04
DVN Devon Energy Corp.	Reduce -2.6%	0.12%	−0.04
LBRDK Liberty Broadband-C	Reduce -63.5%	0.04%	−0.04
IWF iShares Russell 1000 Growth	Reduce -0.3%	1.13%	−0.04
FDX FedEx Corp.	Reduce -15.7%	0.10%	−0.04
LAUR Laureate Education Inc.	Sold out	0.00%	−0.04
ARW Arrow Electronics Inc.	Sold out	0.00%	−0.04
MRNA Moderna Inc.	Sold out	0.00%	−0.03
WFC Wells Fargo & Co.	Reduce -1.0%	0.24%	−0.03
AAP Advance Auto Parts Inc.	Sold out	0.00%	−0.03
FIS Fidelity National Info Serv	Sold out	0.00%	−0.03
BABA Alibaba Group Holding-SP ADR	Reduce -40.6%	0.13%	−0.03
GBTC Grayscale Bitcoin Trust ETF	Sold out	0.00%	−0.02
M Macy's Inc.	Sold out	0.00%	−0.02
GSL Global Ship Lease Inc. Class A	Sold out	0.00%	−0.02
JBLU Jetblue Airways Corp.	Sold out	0.00%	−0.02
AUR Aurora Innovation Inc.	Reduce -87.2%	0.01%	−0.02
SPXL Direxion Daily S&P 500 Bull	Reduce -33.3%	0.03%	−0.01
AM Antero Midstream Corp.	Reduce -15.9%	0.05%	−0.01
HA Hawaiian Holdings Inc.	Sold out	0.00%	−0.01
QURE Uniqure NV	Reduce -59.4%	0.01%	−0.01
NOA North American Construction	Reduce -19.1%	0.03%	−0.01

Portfolio Buys Q2 2024 → Q3 2024


PH Parker Hannifin Corp.	Add +0.1%	3.12%	+0.47
RC Ready Capital Corp.	Add +84.0%	0.91%	+0.35
LDOS Leidos Holdings Inc.	Add +32.4%	0.98%	+0.28
BRK.B Berkshire Hathaway Inc. Class B	Add +0.8%	2.18%	+0.15
ENPH Enphase Energy Inc.	Add +2.0%	1.67%	+0.14
TPG TPG Inc.	New	0.13%	+0.13
PRGO Perrigo Co. PLC	New	0.12%	+0.12
EARN Ellington Credit Co.	New	0.12%	+0.12
RTX RTX Corp.	Add +1.2%	0.86%	+0.11
ALC Alcon Inc.	Add +41.4%	0.34%	+0.11
BIDU Baidu Inc. - Spon ADR	Add +82.9%	0.18%	+0.09
IAU iShares Gold Trust	Add +5.3%	0.85%	+0.09
ZIM Zim Integrated Shipping Serv	Add +337.7%	0.11%	+0.09
OXY Occidental Petroleum Corp.	Add +138.3%	0.17%	+0.08
SLV iShares Silver Trust	New	0.08%	+0.08
ECL Ecolab Inc.	Add +11.9%	0.64%	+0.08
PYPL PayPal Holdings Inc.	Add +123.2%	0.11%	+0.07
SIRI Sirius XM Holdings Inc.	New	0.07%	+0.07
HD Home Depot Inc.	Add +1.0%	0.65%	+0.07
DHR Danaher Corp.	Add +0.0%	1.37%	+0.06
BX Blackstone Inc.	Add +0.0%	0.43%	+0.06
TRMB Trimble Inc.	Add +0.1%	1.33%	+0.06
RWT Redwood Trust Inc.	New	0.06%	+0.06
SCHW Schwab (charles) Corp.	Add +207.0%	0.09%	+0.06
KHC The Kraft Heinz Co.	New	0.06%	+0.06
ABBV Abbvie Inc.	Add +2.5%	0.54%	+0.06
BMY Bristol-Myers Squibb Co.	Add +69.4%	0.11%	+0.05
MSCI MSCI Inc.	Add +1.8%	0.39%	+0.05
ON On Semiconductor	Add +165.1%	0.09%	+0.05
FTAI Ftai Aviation Ltd.	Add +1.4%	0.27%	+0.05
VEU Vanguard Ftse All-World Ex-U	Add +2.8%	1.18%	+0.05
HEI Heico Corp.	Add +0.1%	0.49%	+0.05
AMT American Tower Corp.	Add +0.2%	0.40%	+0.05
AES AES Corp.	Add +9.5%	0.27%	+0.04
TSLA Tesla Inc.	Add +5.5%	0.16%	+0.04
CME Cme Group Inc.	Add +0.5%	0.66%	+0.04
PKST Peakstone Realty Trust	New	0.04%	+0.04
PARAA Paramount Global Class B	Add +157.3%	0.06%	+0.03
ZTS Zoetis Inc.	Add +2.0%	0.42%	+0.03
VTI VG Morningstar TS MKT ETF-US	Add +1.9%	1.98%	+0.03
UNH Unitedhealth Group Inc.	Add +0.0%	0.41%	+0.03
ABT Abbott Laboratories	Add +3.2%	0.49%	+0.03
CF CF Industries Holdings Inc.	Add +3.8%	0.26%	+0.03
BBJP JPMorgan Betabuilders Japan	Add +13.4%	0.28%	+0.03
META Meta Platforms Inc. Class A	Add +1.9%	0.36%	+0.03
VYX NCR Voyix Corp.	New	0.03%	+0.03
VOE Vngrd Mrngstr MD-Cap Val ETF	Add +3.9%	0.29%	+0.02
ZM Zoom Communications Inc.	New	0.02%	+0.02
COF Capital One Financial Corp.	Add +51.1%	0.07%	+0.02
QQQ Invesco QQQ Trust Series 1	Add +59.4%	0.07%	+0.02

Options Activity Q2 2024 → Q3 2024


SPY SS SPDR S&P 500 ETF Trust-US	put	Sold out	11,000	$6.0Mbefore exit
QQQ Invesco QQQ Trust Series 1	call	Add +375.0%	9,500	$4.6M
QQQ Invesco QQQ Trust Series 1	put	Reduce -18.2%	9,000	$4.4M
NVDA Nvidia Corp.	call	Sold out	15,000	$1.9Mbefore exit
GOOG Alphabet Inc. Class C	put	New	7,500	$1.3M
GOOG Alphabet Inc. Class C	call	New	5,000	$836K
CZR Caesars Entertainment Inc.	put	New	12,000	$501K
EG Everest Group Ltd.	put	New	1,000	$392K
EG Everest Group Ltd.	call	Sold out	1,000	$381Kbefore exit
CZR Caesars Entertainment Inc.	call	Reduce -61.0%	8,000	$334K
PFE Pfizer Inc.	call	Sold out	11,500	$322Kbefore exit
BBIO Bridgebio Pharma Inc.	put	New	10,800	$275K
DAL Delta Air Lines Inc.	put	New	5,000	$254K
PFE Pfizer Inc.	put	New	5,000	$145K
BABA Alibaba Group Holding-SP ADR	put	Sold out	2,000	$144Kbefore exit
GM General Motors Co.	call	Sold out	3,000	$139Kbefore exit
WBD Warner Bros Discovery Inc.	call	Sold out	15,000	$112Kbefore exit
DIS The Walt Disney Co.	put	New	1,000	$96K
AAL American Airlines Group Inc.	call	Sold out	6,000	$68Kbefore exit
TWI Titan International Inc.	call	Sold out	5,000	$37Kbefore exit
LUMN Lumen Technologies Inc.	call	Sold out	10,000	$11Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024


IBDP iShares Ibonds Dec 2024 Term	IBONDS DEC24 ETF · principal	Reduce -3.3%	219,090	$5.5M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	442	$1.6B	FLEX, AAPL, ROP, SPY, PH
Q1 2026	436	$1.4B	AAPL, ROP, FLEX, PH, SPY
Q4 2025	431	$1.5B	AAPL, ROP, FLEX, SPY, PH
Q3 2025Amended	405	$1.4B	ROP, AAPL, FLEX, SPY, PH
Q2 2025	401	$1.3B	ROP, AAPL, FLEX, SPY, MSFT
Q1 2025	400	$1.3B	ROP, AAPL, PH, SPY, BRK.B
Q4 2024	374	$1.2B	ROP, AAPL, PH, SPY, FLEX
Q3 2024	356	$1.2B	ROP, AAPL, PH, SPY, AWK
Q2 2024	350	$1.1B	ROP, AAPL, SPY, PH, MSFT
Q1 2024	355	$1.1B	ROP, AAPL, SPY, PH, MSFT